Van den Heever v Taljaard and Others (289/2017) [2018] ZASCA 22 (20 March 2018)

75 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Attempted rape — Appellant, Director of Public Prosecutions, appealed against a six-year sentence imposed on the respondent for attempted rape of a four-year-old child, half of which was suspended for three years — High Court's sentence deemed disproportionate and shocking given the seriousness of the offence — Court replaced the sentence with ten years' imprisonment, antedated to the original conviction date.

Comprehensive Summary

Summary of Judgment


Introduction


The proceedings were an appeal to the Supreme Court of Appeal against sentence, brought by the Director of Public Prosecutions, Eastern Cape Division, Grahamstown (the appellant) with the leave of the High Court, Eastern Cape Division, Grahamstown. The respondent was Willie Themba Yoyo, who had been convicted in the High Court.


The matter arose from criminal charges of rape, alternatively attempted rape, brought against the respondent. The respondent pleaded guilty to the alternative charge of attempted rape, which plea was accepted by the State, and he was convicted on that basis.


After conviction, the High Court (Tshiki J) imposed a sentence of six years’ imprisonment, with half of the sentence suspended for three years on condition that the respondent did not commit a sexual offence during the period of suspension. The DPP appealed on the basis that the sentence was inappropriately lenient. The general subject-matter of the dispute on appeal was whether the sentencing court exercised its discretion properly and whether the sentence should be increased due to the seriousness and aggravating features of the offence.


Material Facts


The material facts were largely undisputed, as they were admitted by the respondent in a plea explanation under section 212 of the Criminal Procedure Act 51 of 1977 and accepted by the prosecution when the guilty plea to attempted rape was tendered.


On the morning of 23 December 2015, the respondent was at his residence at Grootvlakte Farm, Graaff-Reinet, where he was employed. He admitted that he had consumed alcohol that morning, but he also admitted that at the time of the offence he was not under the influence and knew what he was doing.


The complainant, a young child (described in the court’s summary as 4 years old), was with her mother in a bedroom. The mother was the respondent’s girlfriend. The respondent was asleep on a mattress in the kitchen, and the complainant came to lie on the mattress with him. The respondent decided to have sexual intercourse with the complainant, removed her panties, climbed on top of her, and attempted to penetrate her. The complainant screamed, which caused her mother to come from the bedroom and inquire what was happening. The mother pulled the complainant from the mattress while the child was still lying on her back.


A medical examination later recorded (in a J88) a 0.5 cm laceration on the upper part of the anus (outside), with swelling around the entire anus, darkish in colour, and no injury to the vulva or vagina. The J88 recorded that specimens were taken for forensic analysis, and the findings were described as not conclusive of sexual assault.


A psychological assessment recorded that the incident caused the complainant an intense fear of the dark, which she later overcame, and there was no evidence of impact on school performance. The High Court accepted that the psychological impact was minimal.


In mitigation, it was placed before the sentencing court that the respondent was 52 years old at the time of the offence, a farm worker, with Grade 3 schooling, and had an unrelated prior conviction from 1984 for using property without the owner’s consent.


Legal Issues


The central question for determination was whether the High Court’s sentence of six years’ imprisonment, half suspended, for attempted rape of a very young child reflected a proper exercise of the sentencing discretion, or whether it was vitiated by misdirection and/or was disturbingly disproportionate so as to justify appellate interference.


The dispute on appeal primarily concerned the application of established sentencing principles to the facts, together with an evaluative judgment about proportionality and whether the sentence induced a sense of shock. It also raised the appellate standard for interference with sentence: whether the sentencing court failed to exercise its discretion reasonably and properly, thereby permitting substitution.


Court’s Reasoning


The Supreme Court of Appeal approached the matter from the premise that sentencing ordinarily falls within the discretion of the trial court. It reiterated the established principle that a court of appeal will interfere with sentence only if the sentencing court did not exercise its discretion reasonably and properly, which includes instances of material misdirection.


On the seriousness of the offence, the court emphasised the prevalence and gravity of violence and sexual abuse perpetrated against children in South Africa, noting that lenient sentences imposed by some courts fail to deter would-be offenders and that the appellate court has previously remarked on the increasing incidence of such offences.


In applying these considerations to the present facts, the court placed particular weight on the aggravating features arising from the circumstances of the offence. It held that the respondent abused a position of authority and trust in relation to the complainant, and that the complainant was entitled to feel safe in her home environment and under parental protection. The court treated the abuse of trust as aggravating and referred to comparable reasoning in Director of Public Prosecutions, Gauteng v MG 2017 (2) SACR 132 (SCA).


The court scrutinised the sentence imposed by the High Court and found the approach unexplained and troubling. It noted that the sentencing court itself had recognised the seriousness of unlawful sexual offences, particularly against young children by adults, but nonetheless imposed a sentence of six years and, for reasons not accounted for, suspended half of it. In the appellate court’s view, this resulted in a sentence that was disturbingly disproportionate to the seriousness of the offence, constituting a misdirection warranting intervention.


The court illustrated the misdirection by reference to S v Ncanywa 2017 JDR 0458 (ECG), an appeal within the same division involving similar charges, in which a sentence of ten years was imposed for attempted rape. The court regarded this as demonstrating the extent to which the sentence under appeal diverged from sentences imposed in comparable circumstances.


The court also observed that the suspension condition formulated by the High Court was ambiguous in its wording (although the sentence itself was ultimately set aside), and it clarified the ordinary formulation of such conditions (namely, that suspension is typically on condition of not being convicted of a specified offence during the period of suspension).


Finally, the court recorded that counsel for the respondent conceded that the offence was serious and that a sentence of ten years’ imprisonment would be proportionate and appropriate. The court accepted that this concession was properly made and aligned with the appellate court’s assessment of proportionality.


Outcome and Relief


The appeal was upheld.


The sentence of six years’ imprisonment, half of which was suspended for three years, was set aside and replaced with a sentence of ten years’ imprisonment. The substituted sentence was ordered to be antedated to 18 May 2017.


The judgment did not record any separate costs order.


Cases Cited


The judgment cited The State v RO and Another 2010 (2) SACR 248 (SCA) and Director of Public Prosecutions, North Gauteng v Thabethe 2011 (2) SACR 567 (SCA) in support of the proposition that this category of offending is prevalent and increasing and has been repeatedly lamented by the appellate court.


The judgment cited Director of Public Prosecutions, Gauteng v MG 2017 (2) SACR 132 (SCA) in relation to the aggravating feature of an accused abusing a position of authority and trust in respect of the complainant.


The judgment cited S v Ncanywa 2017 JDR 0458 (ECG) as a comparative sentencing reference, noting that it was a recent decision from the same division dealing with similar offending and indicating the seriousness with which such conduct has been treated.


The judgment cited S v Kgosimore 1999 (2) SACR 238 (SCA) at 24 for the principle that sentencing is a matter for the trial court’s discretion and that a court of appeal interferes only where the discretion was not exercised properly.


Legislation Cited


The charge was framed with reference to section 3 of the Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007.


The matter referred to section 261 of the Criminal Procedure Act 51 of 1977 in relation to how the charge was read with the relevant procedural provisions.


The respondent’s plea explanation was made in terms of section 212 of the Criminal Procedure Act 51 of 1977.


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The Supreme Court of Appeal held that the High Court’s sentence of six years’ imprisonment with half suspended for attempted rape of a very young child was disturbingly disproportionate to the seriousness of the offence and reflected a misdirection warranting appellate interference.


It held further that, in light of the seriousness of the offence and the aggravating circumstance that the respondent abused a position of trust in a home environment where the child was entitled to safety and protection, an effective custodial sentence was required and a sentence of ten years’ imprisonment was appropriate.


LEGAL PRINCIPLES


Sentencing is primarily within the discretion of the trial court, and an appellate court will not interfere merely because it would have imposed a different sentence; interference is justified only where the sentencing court failed to exercise its discretion reasonably and properly, including where there is a material misdirection.


In sentencing for sexual offences against children, the seriousness of the offence, the societal prevalence of such crimes, and the need for deterrence are weighty considerations, and unduly lenient sentences may justify appellate correction where they result in a punishment that is disproportionate to the offence.


An accused’s abuse of a position of authority and trust in relation to a child complainant, particularly where the child is entitled to safety within a home environment, constitutes a significant aggravating factor that bears directly on the appropriate severity of sentence.

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[2018] ZASCA 22
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Van den Heever v Taljaard and Others (289/2017) [2018] ZASCA 22 (20 March 2018)

THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGM
ENT
Not
reportable
Case No: 581/17
In
the matter between:
THE
DIRECTOR OF PUBLIC PROSECUTIONS,
EASTERN
CAPE DIVISION,
GRAHAMSTOWN

APPELLANT
and
WILLIE
THEMBA
YOYO

RESPONDENT
Neutral
Citation:
DPP
Eastern Cape v Yoyo
(581/17)
[2018] ZASCA 21
(20 March 2018)
Coram:
Swain and Mbha JJA and Mothle AJA
Heard:
16
February 2018
Delivered:
20 March 2018
Summary:
Attempted
rape of 4 year old – sentence of six years imprisonment imposed
– half suspended for 3 years – sentence
disproportionate
and shocking - replaced by 10 years imprisonment.
ORDER
On
appeal from
: The High Court, Eastern Cape
Division, Grahamstown. Tshiki J presiding:
1
The appeal is upheld;
2
The sentence of 6 years’ imprisonment half of which was
suspended for 3 years is set aside and replaced by the following

order:
(a)
‘The accused is sentenced to 10 years imprisonment.’
(b)
The sentence is antedated to 18 May 2017.
JUDGMENT
Mothle
AJA (with Swain and Mbha JJA concurring)
[1]
This is an appeal with the leave of the High Court, Eastern Cape
Division, Grahamstown (Tshiki J), by the appellant, the Director
of
Public Prosecutions
(“DPP”),
against the sentence imposed on the respondent, Willy Themba Yoyo.
[2]
The respondent was charged with rape, in the alternative attempted
rape, in contravention of
section 3
of the
Criminal Law (Sexual
Offences and Related Matters) Amendment Act 32 of 2007
, read with
section 261
of the
Criminal Procedure Act, 51 of 1977
. He
pleaded guilty to the alternative charge of attempted rape which was
accepted by the State and he was convicted accordingly.
[3] The High Court
imposed a sentence of 6 years imprisonment, half of which was
suspended for a period of 3 years on condition
that he ‘does
not commit a sexual offence committed during the period of
suspension.’ This condition of the suspension
is somewhat
ambiguous. Ordinarily a
sentence is suspended for
a specified period, not exceeding 5 years, on condition the accused
is not found guilty (or convicted)
of a specified offence or class of
related offences, committed during the period of suspension.
Therefore in this case the suspended
sentence should have read as
follows: ‘on condition the accused is not convicted of a sexual
offence committed during the
period of suspension.’
[4]
In his plea explanation in terms of
section 212
of Act 51 of
1977, the respondent admitted that during the morning of 23 December
2015, he was at his place of residence at Grootvlakte
Farm, Graaff
Reinet where he was employed. He admitted that he had consumed
alcohol during the morning of that day but acknowledged
that at the
time of committing the offence, he was not under the influence of
liquor and he knew what he was doing at all times.
[5]
The plea explanation states that during the course of that morning,
the complainant was with her mother in the bedroom. The
mother was
the respondent’s girlfriend. The respondent was asleep on the
mattress in the kitchen. The complainant came to
sleep on the
mattress with him. The respondent decided to have sexual intercourse
with the complainant. He then removed the complainant’s
panties
and climbed on top of her and attempted to penetrate her. The
complainant screamed causing the mother to come from the
bedroom to
inquire what was happening to the child. The mother pulled the
complainant who was still lying on her back, from the
mattress.
[6]
The complainant was later examined by a medical doctor who recorded
in a J88 report that there was a ‘Laceration about
0.5 cm on
the upper part of the anus (on the outside); Swelling round the
entire anus, darkish in colour; There is no injury to
the
vulva/vagina.’
The report recorded that the
specimen was taken for further forensic analysis. The findings were
not conclusive of sexual assault.
[7]
The psychological assessment report stated that the incident had
caused the complainant to have an intense fear of the dark
which she
later overcame. There is no evidence of any impact on her performance
at school. The High Court accepted that there was
minimal
psychological impact.
[8]
In mitigation before the High Court, counsel for the respondent
submitted from the bar that the respondent was aged 52 at the
time of
the commission of the offence. The respondent was a farm worker and
had achieved grade 3 in his schooling. He had an unrelated
previous
conviction of using property without the owner’s consent, in
1984. The High Court stated in its judgment that the
unlawful sexual
offences were extremely serious ‘more so when committed against
young children by adult people like the accused’.
During
sentencing the High Court took into account that the accused pleaded
guilty to the charge of attempted rape; that he did
not rape the
child and the medical report revealed that there was no injury to the
vulva and/or vagina. The child only suffered
swelling around the
entire anus which was darkish in colour.
[9]
The violence and abuse
perpetrated
on children is a scourge which has become prevalent in South Africa.
The lenient sentences imposed by some of the courts
fail to deter
would-be perpetrators. This Court
[1]
has
repeatedly bemoaned the fact that this type of offence is on the
increase.
[10]
Given the gravity of the offence in this case and the circumstances
in which it was committed, there is no doubt that the respondent

abused the trust the complainant had in him. This offence was
committed under circumstances where the complainant expected safety

in the sanctity of her home and protection of her parents. As in
Director
of Public Prosecutions, Gauteng v MG
,
[2]
the
accused in this case also stood in a position of authority and trust
in respect of the complainant, which trust he abused. It
is thus my
view that that fact alone is aggravating.
[11]
As to how the High Court imposed a sentence of 6 years for this
serious and aggravating offence is not explained. What is more

disturbing is that the High Court, for inexplicable reasons,
suspended half of the sentence. This approach in my view constitutes

a misdirection which is disturbingly disproportionate to the
seriousness of the offence. This misdirection in the judgment of the

High Court can best be illustrated by the decision of the full court
in
S
v Ncanywa
[3]
,
an
appeal on a similar charge of attempted rape of a minor child aged 16
years where a sentence of life imprisonment was imposed
for rape and
10 years for attempted rape. The significance of this judgment is
that it was delivered by the appeal court of the
same division of the
High Court in this case, two months before the sentence by the trial
court in this appeal.
[12]
It is trite that sentence is a matter of discretion by the trial
court. A court of appeal will only interfere with a sentence
if the
sentencing court has failed to exercise its discretion reasonably and
properly.
[4]
The misdirection in
this case demands intervention by this court.
[13]
Counsel for the respondent conceded that the offence is serious and
that a 10 year imprisonment sentence would be proportional
to the
offence and appropriate. I consider that concession to have been
properly made.
[14]
In the result:
1
The appeal is upheld;
2
The sentence of 6 years’ imprisonment half of which was
suspended for 3 years is set aside and replaced by the following

order:
(a)
‘The accused is sentenced to 10 years imprisonment.’
(b)
The
sentence
is
antedated to 18 May 2017.
_____________________
S
P Mothle
Acting
Judge of Appeal
APPEARANCES:
For
appellant:
S Hendricks
Instructed by:
The Director of Public
Prosecutions, Grahamstown
The Director of Public
Prosecutions, Bloemfontein
For
respondent:       P W Nel
Instructed by:
Port Elizabeth Justice
Centre Legal Aid, Port Elizabeth
Bloemfontein Justice
Centre, Bloemfontein
[1]
See
The
State v Ro and Another
2010 (2) SACR 248
(SCA) and Director of
Public Prosecutions, North Gauteng v Thabethe 2011 (2) SACR 567
(SCA).
[2]
Director
of Public Prosecutions, Gauteng v MG 2017 (2) SACR 132 (SCA).
[3]
S
v Ncanywa 2017 JDR 0458 (ECG).
[4]
S
v Kgosimore
1999 (2) SACR 238
(SCA) at 24.