Head of Department, Department of Education Limpopo Province v Settlers Agricultural High School and Others (CCT36/03) [2003] ZACC 15; 2003 (11) BCLR 1212 (CC) (2 October 2003)

75 Reportability
Constitutional Law

Brief Summary

Constitutional Law — Appeal — Condonation for late application for leave to appeal — Applicant, Head of Department of Education, Limpopo Province, sought leave to appeal against High Court decision setting aside his appointment of principal — Delay of nine months in bringing application — Interests of justice not served by granting condonation due to inordinate delay and the potential prejudice to the appointed principal and the school — Application for condonation and leave to appeal refused with costs.

Comprehensive Summary

Summary of Judgment


1. Introduction


The matter concerned an application in the Constitutional Court for special leave to appeal, coupled with an application for condonation for the late filing of that application. The applicant was the Head of Department, Department of Education, Limpopo Province. The respondents were Settlers Agricultural High School (a public school), the school’s governing body, Ms M D Mashamaite (an educator who had been appointed by the Head of Department but whose appointment had been set aside), and Mr G P Viljoen (the educator declared by the High Court to be entitled to appointment as principal).


The procedural history began with urgent proceedings in the Pretoria High Court in June 2002, where the school and its governing body sought review and declaratory relief after the Head of Department appointed Ms Mashamaite as principal contrary to the governing body’s recommendation. The High Court set aside the appointment and declared Mr Viljoen entitled to appointment with effect from 1 July 2002. Leave to appeal was refused by the High Court, and a further application for leave to appeal to the Supreme Court of Appeal was dismissed on 19 November 2002. Approximately nine months later, the Head of Department approached the Constitutional Court.


The general subject-matter of the dispute lay in the tension between school governing body participation in principal appointments under education legislation and the constitutional and statutory imperatives of transformation, particularly in relation to racial and gender imbalances. However, the Constitutional Court’s determination in this judgment ultimately turned on delay and condonation, rather than the merits of the underlying interpretive and constitutional issues.


A preliminary procedural point was noted by the Court. Because the Supreme Court of Appeal had refused leave to appeal, the Court indicated that the correct procedure was to seek leave to appeal directly to the Constitutional Court against the High Court judgment. The Court proceeded on the assumption that the correct procedure had been used.


2. Material Facts


It was common cause that the governing body of Settlers Agricultural High School recommended Mr Viljoen for appointment as principal, but the Head of Department instead appointed Ms Mashamaite. In response, the school and governing body launched an urgent application in the Pretoria High Court on 25 June 2002 seeking to set aside the appointment and to obtain a declarator that Mr Viljoen was entitled to appointment with effect from 1 July 2002.


On 27 June 2002 the High Court (Bertelsmann J) granted relief setting aside the Head of Department’s decision to appoint Ms Mashamaite, declared Mr Viljoen entitled to appointment as principal, directed the Head of Department to take all administrative steps to implement the appointment with effect from 1 July 2002, and made a costs order against the Head of Department.


It was also undisputed that leave to appeal was refused by the High Court, and that the Supreme Court of Appeal dismissed a further application for leave to appeal on 19 November 2002. Thereafter, the Head of Department approached the Constitutional Court after a further period of about nine months, and sought condonation for the delay.


The explanation advanced for the delay was essentially that, after the Supreme Court of Appeal’s refusal, the Head of Department did not remain in communication with legal representatives because he believed that the Supreme Court of Appeal’s decision was final and that any further recourse lay through the legislative process. During this time, proposals to amend legislation were considered. The Head of Department indicated that on 12 June 2002 (as stated in the judgment) he became aware of an unreported Northern Cape High Court decision that interpreted the relevant provisions differently from the Pretoria High Court, whereafter he contacted the State Attorney, consulted with counsel on 26 June 2003, obtained counsel’s opinion on 2 July 2003, and thereafter finalised the Constitutional Court application in August 2003.


The Court treated as materially significant the fact that, during the period of delay, the High Court’s order had been implemented in the sense that Mr Viljoen had taken up the position of principal, and the respondents had come to believe that the High Court order and the positions flowing from it had become effectively settled.


A further factual issue arose in relation to the High Court costs orders. The respondents alleged that despite frequent requests, three High Court costs orders had not been responded to by the applicant. The Court noted that the applicant had not had an opportunity to reply to those averments, but nonetheless treated the allegations as sufficiently serious to warrant referral for investigation within the provincial executive.


3. Legal Issues


The central questions before the Constitutional Court were not the merits of the education-law dispute, but rather whether:


The applicant should be granted condonation for the late filing of the Constitutional Court application, assessed under the overarching criterion of the interests of justice.


If condonation were granted, whether leave to appeal should be granted. (In the event, the Court’s refusal of condonation made it unnecessary to reach any merits-based assessment for leave.)


The dispute on condonation was predominantly a matter of application of legal standards to facts, requiring evaluative judgment about the consequences of delay, the adequacy of the explanation, prejudice, and the administration of justice. Although the case implicated broader questions of statutory interpretation and constitutional consistency regarding educator appointments, the Court expressly did not determine those issues in this judgment.


A further procedural issue was identified concerning the proper route to the Constitutional Court where the Supreme Court of Appeal had refused leave to appeal; however, the Court assumed in the applicant’s favour that the correct procedure had been followed.


4. Court’s Reasoning


The Court approached condonation by applying the Constitutional Court’s established standard that condonation in this setting turns on whether granting it would be in the interests of justice. In doing so, it relied on the articulation of relevant considerations in Brummer v Gorfil Brothers Investments (Pty) Ltd and Others, where the Court held that interests of justice are assessed with reference to all relevant factors, including the nature of the relief sought, the extent and cause of the delay, the nature and cause of any defect, the effect on the administration of justice, prejudice, and the reasonableness of the explanation. The Court also noted that while prospects of success are important, they are not the sole determinant.


In applying these principles, the Court acknowledged that there was a real public and legal interest in resolving differences in the interpretation of the relevant statutory provisions. It characterised the issues as socially and legally complex, involving the interrelationship between governing body participation in staffing decisions and the imperatives of transformation aimed at overcoming racial and gender imbalances in education. The Court further recognised that there was evidence of divergent judicial approaches, as reflected by the existence of a differently reasoned judgment in another High Court.


However, these systemic considerations were weighed against the applicant’s inordinate delay of approximately nine months after the Supreme Court of Appeal refused leave. The Court treated the passage of time as having concrete consequences: the appointment dispute had, in practice, progressed beyond an interim state because Mr Viljoen had taken up the position as principal. The Court reasoned that the delay had induced in the respondents a reasonable belief that the High Court order and the legal positions flowing from it were no longer vulnerable to challenge.


On that basis, the Court concluded that reopening the dispute would not be in the interests of justice because it would place Mr Viljoen’s position in jeopardy and would subject the school to uncertainty and dislocation. The Court therefore refused condonation, emphasising that this refusal was not based on an assessment of prospects of success on the merits of the statutory interpretation question, but rather on the conclusion that finality and the avoidance of prejudice and disruption predominated after such delay.


The Court added that the applicant could explore other mechanisms for obtaining clarification on the interpretation question for future guidance, expressly pointing to the statutory mechanism in section 23 of the Supreme Court Act 59 of 1959 relating to conflicting decisions on questions of law.


The judgment then addressed the allegations that the applicant had not complied with earlier costs orders. While noting that the applicant had not been afforded the opportunity to reply, the Court regarded non-compliance by an organ of state as a serious matter. It stressed the constitutional obligations that court orders bind organs of state (section 165(5) of the Constitution) and that organs of state must protect the dignity and effectiveness of the courts (section 165(4)). In order to ensure the issue was investigated without delaying the present decision, the Court directed the Registrar to forward the judgment to the relevant provincial executive authorities and requested a report to the Court by a specified date.


5. Outcome and Relief


The Constitutional Court refused the application for condonation and, as a consequence, refused leave to appeal, and did so with costs.


In addition, the Court made administrative directions aimed at ensuring compliance with outstanding costs orders: the Registrar was requested to forward the judgment to the Member of the Executive Council of the Limpopo Province responsible for education, with a request that a report be made to the Court by 16 October 2003 on whether the costs orders had been paid and, if not, to ensure compliance without further delay. The Registrar was also requested to forward a copy of the judgment to the Premier of the Limpopo Province.


Cases Cited


Swartbooi and Others v Brink and Another (1) [2003] ZACC 5; 2003 (5) BCLR 497 (CC).


Brummer v Gorfil Brothers Investments (Pty) Ltd and Others [2000] ZACC 3; 2000 (2) SA 837 (CC); 2000 (5) BCLR 465 (CC).


Kimberley Girls’ High School and Another v The Head of Department of Education, Northern Cape Province and Others (as yet unreported judgment of the Northern Cape Division, handed down on 30 May 2003).


Legislation Cited


South African Schools Act 84 of 1996.


Employment of Educators Act 76 of 1998.


Constitution of the Republic of South Africa, 1996 (Act 108 of 1996), sections 165(4) and 165(5).


Supreme Court Act 59 of 1959, section 23.


Rules of Court Cited


No rules of court were cited in the judgment.


Held


Condonation for the late filing of the Constitutional Court application was refused because, after an inordinate delay, it was not in the interests of justice to reopen the dispute, given the prejudice and disruption that would follow, including jeopardising the incumbent principal’s position and unsettling the school’s administration.


The refusal of condonation was expressly stated to be independent of any view on the prospects of success concerning the proper interpretation or constitutional validity of the Employment of Educators Act provisions relied upon in the High Court.


Leave to appeal was refused, and the application was dismissed with costs. The Court further required the provincial executive to investigate and report on compliance with outstanding High Court costs orders, underscoring that organs of state are constitutionally bound by court orders and must protect the dignity and effectiveness of courts.


LEGAL PRINCIPLES


Condonation in the Constitutional Court, including in the context of special leave to appeal, depends on whether granting condonation is in the interests of justice, assessed by reference to all relevant factors. These include the extent and cause of delay, the explanation offered, prejudice, the effect on the administration of justice, and the nature of the relief sought. While prospects of success are relevant, they are not decisive and may be outweighed by other interests-of-justice considerations.


Even where an underlying dispute raises important and complex issues of statutory interpretation with broader social consequences, the Court may refuse condonation when the delay is substantial and the reopening of the dispute would undermine finality and create tangible prejudice, including disruption to institutional functioning and jeopardy to an incumbent office-holder.


Court orders bind organs of state, and organs of state bear a constitutional duty to protect the dignity and effectiveness of courts. Alleged non-compliance with costs orders by a government structure is treated as a serious governance issue capable of warranting scrutiny at senior executive level, even where the immediate proceedings are decided on other grounds.

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[2003] ZACC 15
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Head of Department, Department of Education Limpopo Province v Settlers Agricultural High School and Others (CCT36/03) [2003] ZACC 15; 2003 (11) BCLR 1212 (CC) (2 October 2003)

Links to summary

CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case CCT 36/03
THE HEAD OF DEPARTMENT,
DEPARTMENT
OF EDUCATION, LIMPOPO PROVINCE
Applicant
versus
SETTLERS AGRICULTURAL HIGH SCHOOL
First Respondent
THE GOVERNING BODY OF THE
SETTLERS
AGRICULTURAL HIGH SCHOOL
Second Respondent
M D MASHAMAITE
Third Respondent
GERHARDUS PETRUS VILJOEN
Fourth Respondent
Decided on : 2
October 2003
JUDGMENT
THE COURT:
This
is an application for special leave to appeal to this Court against
a decision of the Supreme Court of Appeal (the “SCA”).
Because
this is a case in which the SCA refused an application for leave to
appeal to it by the present applicant, the correct
procedure is for
the applicant to have applied for leave to appeal directly to this
Court against the judgment of the Pretoria
High Court.
1
We shall assume, however, that the applicant has used the correct
procedure in this case.
The
applicant is the Head of Department of the Department of Education,
Limpopo Province. The first respondent is a public school
(“the
school”) as defined in the South Africa Schools Act
2
as amended. The second respondent is the first respondent’s
governing body (“the school’s governing body”). The third
respondent is Ms Mashamaite, an educator presently employed at
Rehlasa Secondary School, Chuenespoort, Limpopo Province, and
unsuccessful applicant for the position of principal of the school.
The fourth respondent is Mr Viljoen an educator and the principal
of the school. It is his appointment to this position that is in
issue. The school, the school’s governing body and Mr Viljoen
oppose the application on a number of grounds, including the delay
in bringing the application and the prejudice that would be
caused
if leave to appeal was granted.
Facts
The
background to the application is as follows: contrary to the
recommendation made by the governing body of the school, the
applicant, in his capacity as the Head of Department of Education
in the Limpopo Province, appointed Ms Mashamaite, a black female,
instead of Mr Viljoen, a white male, as principal of the school. On
25 June 2002, the school and the school’s governing body
launched
an urgent application in the Pretoria High Court for an order
against the applicant. The application was to set aside
the
appointment made by the applicant and for a declarator that Mr
Viljoen was entitled to be appointed as the principal of the
school
with effect from 1 July 2002 as recommended by the school’s
governing body.
On 27
June 2002, Bertelsmann J granted an order setting aside the
applicant’s decision to appoint Ms Mashamaite as principal
and
declared that Mr Viljoen was entitled to be appointed to that
position. The applicant was ordered to take all administrative
steps necessary to give effect to Mr Viljoen’s appointment with
effect from 1 July 2002. He was also ordered to pay costs of
the
application proceedings.
An
application to the Pretoria High Court for leave to appeal against
that decision was dismissed. A further application to the
SCA was
dismissed on 19 November 2002. The applicant now approaches this
Court for leave to appeal.
The
applicant argues that the interpretation which the High Court
accorded to the sections of the Employment of Educators Act
3
(“the Act”) is in conflict with the provisions of the
Constitution
4
and the Act. In the alternative, the applicant contends that the
relevant sections of the Act are in conflict with the provisions
of
the Constitution and therefore invalid and of no force and effect.
Nine
months have passed since the SCA dismissed the application for
leave to appeal from the High Court. The applicant seeks

condonation for this delay. The applicant states that after the
judgment of the SCA he did not have any further communication
with
his legal representatives since he was under the impression that
the decision of the SCA constituted a final determination
in the
matter, and he thought his only recourse was through the
legislative process. He had requested that the Office of the
State
Attorney obtain a copy of the reasons for the refusal of the SCA in
granting him leave to appeal but did not receive any
reasons, as is
customary in the SCA.
In
the meantime, proposals to seek an amendment to the legislation
were considered and discussions to that end conducted. On 12
June
2002 he attended a committee meeting of the Heads of Departments of
Education in Cape Town when he learnt of a judgment
handed down in
the Northern Cape High Court in which the Court interpreted the
relevant section of the Act in a way that varied
substantially from
that given by Bertelsmann J in the Pretoria High Court.
5
The
applicant avers that he immediately communicated with the office of
the State Attorney in order to arrange a consultation
with counsel
to investigate the prospect of success on an application to this
Court. On 26 June 2003 the consultation was held.
On 2 July 2003
counsel furnished her opinion and a further consultation was held.
With the High Court recess in July 2003 and
the non-availability of
counsel, the further preparation and research into the law resulted
in the application being finalised
only in August 2003.
Without
giving detail, the applicant claims that the Department of
Education suffered grave prejudice as a result of the impact
of the
judgment in his case. He states further that there are reasonable
prospects of success that this Court will reverse, alternatively
set aside or materially alter the decision of the High Court.
Condonation
The
main consideration whether to grant condonation of the very late
filing of the application is whether it is in the interests
of
justice to do so. Yacoob J, in
Brummer v Gorfil Brothers
Investments (Pty) Ltd and Others
,
6
held that:
“
I now
consider the application for condonation. It is first necessary to
consider the circumstances in which this Court will grant
applications for condonation for special leave to appeal. This Court
has held that an application for leave to appeal will be granted
if
it is in the interests of justice to do so and that the existence of
prospects of success, though an important consideration
in deciding
whether to grant leave to appeal, is not the only factor in the
determination of the interests of justice. It is appropriate
that an
application for condonation be considered on the same basis and that
such an application should be granted if that is in
the interests of
justice and refused if it is not. The interests of justice must be
determined by reference to all relevant factors,
including the
nature of the relief sought, the extent and cause of the delay, the
nature and cause of any other defect in respect
of which condonation
is sought, the effect on the administration of justice, prejudice
and the reasonableness of the applicant’s
explanation for the
delay or defect.”
7
[Footnote omitted].
There
can be no doubt that it would be in the interests of justice for
differences in the interpretation of the relevant provisions
to be
resolved. The issues are socially and legally complex. They touch
on the intricate interrelationship between the rights
of the
governing bodies to make decisions on suitable candidates for
employment at schools, and the need for transformation to
overcome
racial and gender imbalances in education. On the other hand, the
applicant has taken nine months to bring this application.
In the
interim, the appointment at issue has been made and the fourth
respondent has taken up his position as principal. This
delay has
induced a reasonable belief in the minds of the respondents that
the High Court order, against which the applicant
now seeks leave
to appeal, and their respective positions flowing from such order,
had become unassailable. In our view, it would
not be in the
interests of justice after such an inordinate delay to reopen the
particular dispute, place the fourth respondent
in jeopardy of
losing his position and subject the school to the uncertainty and
dislocation which would be the inevitable consequence
of such
proceedings. The applicant may explore other ways of getting
clarification on the question of interpretation.
8
It
follows that the application for condonation must be refused. We
emphasize that such refusal is in no way related to the prospects
of success on the question of the proper interpretation of the Act.
It flows simply from a determination that after so much water
has
flowed under the bridge, it is not in the interests of justice for
this Court to entertain the appeal.
There
is one further matter that requires attention. It relates to the
issue of costs awarded in the High Court. The respondents
mentioned
in their affidavit that despite frequent requests, three costs
orders of the High Court have not been responded to
by the
applicant. If the applicant has indeed ignored the order for costs
made against him in the earlier proceedings, that would
indicate an
unacceptable lack of respect for court orders. If a structure of
government is unhappy with a decision of a court
it has its legal
remedies; refusal to pay orders for costs is not amongst them. The
Constitution provides that an order of court
“binds all persons
to whom and organs of state to which it applies”.
9
It also requires organs of state to protect the dignity and
effectiveness of courts.
10
If governments do not obey the court, they cannot expect citizens
to do so. Nothing could be more demeaning of the dignity and
effectiveness of courts than to have government structures ignore
their orders. The applicant has not had an opportunity of replying
to the averments made in this regard. There is no need to delay the
matter by calling for a reply before handing down this judgment.
The matter cannot, however, pass without the issue being
investigated at the highest level within the Province. It is
important
that steps be taken to establish whether or not the
orders for costs have been paid, and if not, to ensure that the
court orders
are complied with without further delay. The Registrar
of this Court is requested to forward this judgment to the Member
of the
Executive Council of the Limpopo Province responsible for
education, with a request that a report be made to this Court on
this
issue by 16 October 2003. The Registrar is also requested to
forward a copy of this judgment to the Premier of the Limpopo
Province.
Order
The
application for condonation and for leave to appeal is refused with
costs.
Chaskalson
CJ,
Langa DCJ, Ackermann J, Goldstone J, Madala
J, Mokgoro J, Moseneke J, Ngcobo J, O’Regan J, Sachs J, Yacoob J.
1
Swartbooi
and Others v Brink and Another
(1)
[2003] ZACC 5
;
2003 (5) BCLR 497
(CC)
paras 2 - 4.
2
Act
84 of
1996.
3
Act
76
of 1998.
4
The
Constitution of the Republic of South Africa Act 108 of 1996.
5
Kimberley
Girls’ High School and Another v The Head of Department of
Education, Northern Cape Province and Others
as yet unreported
judgment of the Northern Cape Division, handed down on 30 May 2003.
6
[2000] ZACC 3
;
2000
(2) SA 837
(CC);
2000 (5) BCLR 465
(CC).
7
Ibid
at para 3.
8
See
for example section 23 of the Supreme Court Act 59 of 1959, which
states:
“
Whenever a decision in civil
proceedings on a question of law is given by a provincial or local
division which is in conflict with
a decision in civil proceedings
on a question of law given by any other such division, the Minister
may, after consultation with
the South African Law Commission,
submit such conflicting decisions to the appellate division and
cause the matter to be argued
before that division, in order that it
may determine the said question of law for the future guidance of
all courts.”
9
Section
165 (5).
10
Section
165 (4).