S v Salzwedel and Others (273/98) [1999] ZASCA 93; [2000] 1 All SA 229 (A) (29 November 1999)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Appeal against sentence — Inadequate sentence for murder and malicious damage to property — Trial court's sentence deemed disturbingly inappropriate and out of proportion to the gravity of the offences committed — Appeal court's discretion to interfere with sentence upheld. The respondents were convicted of murdering Mcoseleli Christia Benta and maliciously damaging a vehicle. They received suspended sentences, which the State contended were inadequate given the serious nature of the crimes, particularly in light of the violent circumstances surrounding the murder. The legal issue was whether the trial court's sentence was so inappropriate that the appeal court should intervene. The appeal court held that the trial court had over-emphasized the personal circumstances of the respondents while underestimating the severity of the offences, warranting an alteration of the sentence to reflect the gravity of the crimes committed.

Comprehensive Summary

Summary of Judgment


Introduction


This matter was an appeal by the State against sentence in the Supreme Court of Appeal of South Africa. The appeal arose after the four respondents, Cyril Salzwedel, Darryl Ivor Lottering, Charl Justin Lottering, and Barry Quintin Lottering, were tried and convicted in the court a quo (per Jones J) on charges arising from a violent incident in East London on 12 March 1994.


The respondents were charged with (i) murder of Mcoseleli Christia Benta (the deceased), (ii) assault with intent to do grievous bodily harm (in relation to Tommy Orie), and (iii) malicious damage to property (damage to a motor vehicle belonging to Orie). The trial court convicted all four respondents on the murder and malicious damage to property counts, and imposed a sentence on the murder count that effectively avoided direct imprisonment by suspending a term of imprisonment subject to correctional supervision and other conditions. The State contended that the murder sentence was “glaringly inadequate”.


Procedurally, the State obtained leave to appeal against sentence under section 316(B) of the Criminal Procedure Act 51 of 1977. The appeal was directed at the sentence imposed for the murder conviction. The Supreme Court of Appeal’s judgment (per Mahomed CJ) focused on whether the trial court had misdirected itself in the sentencing approach and whether appellate interference was warranted.


The general subject matter concerned sentencing for a racially motivated group attack culminating in murder, and in particular the proper balancing of the respondents’ personal circumstances against the seriousness of the offence, the aggravating features of racially motivated violence, and the interests of the community within South Africa’s emerging constitutional order.


Material Facts


The Supreme Court of Appeal treated the circumstances leading to the convictions and sentence as substantially undisputed. On the night of 12 March 1994, the deceased and three other black male companions travelled from Beacon Bay to East London in a red Cortina lawfully possessed by Tommy Orie and bearing a Ciskei registration number. While passing through the largely white residential area of Cambridge, the car’s battery failed, causing the vehicle to stall and its lights to go off. Orie pulled off and parked on the grass verge. One occupant walked home, while the others remained with the vehicle to prevent vandalism.


At the same time, the first three respondents, together with a group of young white men and women (including Theresa de Wet, the main prosecution witness), formed part of a group associated with the Afrikaner Weerstands Beweging (AWB). The court accepted that they had, as part of a pattern of conduct, armed themselves, masked their identities, and patrolled white areas at night, with the object of indiscriminately attacking black persons encountered in those areas. They had received training through the AWB in firearms and combat-related skills, although the evidence did not suggest they were instructed by the AWB to assault black persons.


During that night’s “escapade,” the group noticed the red Cortina parked off the road in Cambridge. The Ciskei registration led them to infer the vehicle belonged to black persons. At first, they did not see occupants but proceeded to gratuitously vandalise and damage the vehicle. The second and third respondents slashed tyres and broke windows. After driving elsewhere, the group returned and observed that the Cortina remained there, now noticing black occupants inside. This led to a further attack: the second and third respondents positioned themselves near the back doors, smashing windows and denting the car, causing the occupants to flee.


Two of the occupants escaped. The deceased did not. The court relied on the undisputed description of the deceased’s vulnerability: he was of small physique, a frail hunchback, approximately 1.5 metres tall, with poorly developed lungs. While fleeing, he tripped and fell. As he lay defenceless on the ground, he was brutally assaulted and died shortly thereafter. The court a quo found that the second respondent delivered the fatal blows with a truncheon, causing a large depressed skull fracture requiring considerable force.


On these facts, the court a quo found, and the Supreme Court of Appeal accepted for purposes of the sentencing appeal, that all four respondents acted in concert and were guilty of murder on the basis of dolus eventualis, having appreciated that their conduct could result in death but continuing regardless.


Legal Issues


The appeal raised the central question whether the trial court’s sentence for murder was so inappropriate that the appellate court was entitled to interfere. This required the Supreme Court of Appeal to determine whether the sentencing discretion had been exercised unreasonably or improperly, including whether there had been a material misdirection in the trial court’s balancing of sentencing factors.


Although the respondents did not dispute the general principles governing appellate restraint in sentence appeals, the case required the application of those principles to the particular facts and sentencing rationale adopted by the trial judge. The dispute thus principally concerned the application of law to fact (whether the trial court’s approach constituted a misdirection or resulted in a disturbingly inappropriate sentence), coupled with a significant element of value judgment inherent in sentencing (the proper weight to be given to racism as a motive, deterrence, retribution, rehabilitation, and societal interests).


A further legal issue arose from the trial court’s treatment of the respondents’ racial conditioning and youth as mitigating considerations. The Supreme Court of Appeal had to assess whether that approach improperly downplayed the seriousness and aggravation of racially motivated violence in South Africa’s constitutional context.


Court’s Reasoning


The Supreme Court of Appeal affirmed the established principle that sentencing is primarily within the discretion of the trial court, and that an appellate court does not interfere merely because it would have imposed a different sentence. It restated the test for interference: where the disparity between the sentence imposed and the sentence the appellate court considers appropriate is so marked that it justifies the inference that the trial court acted unreasonably, or where the sentence is disturbingly inappropriate, out of proportion, sufficiently disparate, or vitiated by misdirection.


Applying those principles, the court identified as decisive that the trial court had over-emphasised the personal circumstances of the respondents and under-estimated the gravity of the offence and the aggravating circumstances. The result was a sentence that imposed no effective imprisonment provided the respondents complied with conditions. The Supreme Court of Appeal considered there to be a “striking disparity” between that outcome and an appropriate sentence for the murder committed in the manner described.


A significant component of the trial court’s approach was its reliance on the report and evidence of Dr Irma Labuschagne, a forensic criminologist, whose recommendation focused on keeping the respondents out of prison. The Supreme Court of Appeal, drawing on the distinction articulated in prior authority, reasoned that the sentencing function must accommodate multiple aims—retribution, deterrence, prevention, and rehabilitation—and not privilege the well-being of the offender at the expense of the other sentencing purposes, including the interests of the community. In this respect the court considered that the trial judge’s reliance on the criminologist’s approach had contributed to a distorted sentencing outcome.


On the trial court’s treatment of racism as a mitigating factor—stemming from the respondents’ “conditioning” within a racist family culture—the Supreme Court of Appeal held that this raised an important principle in a country repudiating racial intolerance through its constitutional order. It endorsed the reasoning (in a comparative constitutional setting) that racism may explain conduct but does not necessarily mitigate it, and that in the context of a society consciously rejecting a racist past, a racial motive influencing a serious crime may properly be treated as aggravating. The court located sentencing within the ethos of South Africa’s transition to constitutional democracy and held that serious crimes perpetrated under racist and intolerant values undermine the constitutional commitment to human rights and equality, and therefore require a sentencing response that reflects that societal repudiation.


The Supreme Court of Appeal also identified and discussed multiple aggravating features insufficiently weighted by the trial court. Although the respondents lacked previous convictions, the court accepted that the first three respondents had participated in prior organised attacks on black persons, and that those victims were assaulted not because they were identified as criminals but because they were black. The deceased and his companions had done nothing wrong and were targeted following an innocuous vehicle breakdown. The murder was described as a brutal and merciless attack on a particularly vulnerable victim, involving significant force causing catastrophic skull injuries.


The court further considered that aspects the trial judge treated as mitigating were not supported when measured against the objective facts. The trial judge had stated the respondents did not desire the deceased’s death and that it was “the last thing they wanted.” The Supreme Court of Appeal found this inconsistent with both the objective brutality of the killing and the trial court’s own finding of dolus eventualis, which entails appreciation of the possibility of death and reckless persistence. Similarly, the trial judge’s view that the murder was not planned was qualified by the Supreme Court of Appeal: while the specific killing may not have been premeditated, the broader conduct involved planned and dangerous “escapades” involving weapons and masking to avoid detection, making the death a consequence of a reckless plan rather than a fortuity.


On remorse, the Supreme Court of Appeal treated the claimed remorse with caution. It observed that regret emerged late in the trial, when imprisonment was a real prospect, and was contradicted by evidence that after the incident the group were “laughing and chatting,” later mocked newspaper inaccuracies, and attempted to construct false alibis. The court therefore did not accept that remorse had been present in a manner warranting significant mitigation.


In considering the appropriate sentence, the Supreme Court of Appeal held that imprisonment would not serve “no purpose other than retribution.” It reasoned that substantial imprisonment would also reflect community outrage, function as deterrence, and convey a clear message that courts would not tolerate serious racially motivated violence inconsistent with constitutional values. The court emphasised the timing of the offences, occurring on the eve of South Africa’s first democratic elections, and considered that such conduct had the potential to provoke broader consequences for law and order.


Finally, on parity between the respondents, the court accepted that although only two respondents were directly involved in the assault causing death, all acted in concert and were properly treated equally for sentencing. It also declined to differentiate the fourth respondent on the basis that he had not participated in earlier raids, because he acted with knowledge of what had gone before.


Having selected a sentence of twelve years’ imprisonment as the appropriate balance, the Supreme Court of Appeal nevertheless made allowance for punishment already endured by the respondents under the earlier sentence (including house arrest, community service, and payment obligations). It did so by suspending two years of the twelve-year sentence subject to conditions designed to secure continued payment into the Guardian’s Fund for the deceased’s minor children, including during incarceration.


Outcome and Relief


The Supreme Court of Appeal upheld the State’s appeal against sentence. It set aside the sentences imposed by the court a quo and substituted them with a new sentencing order.


Each respondent was sentenced to twelve years’ imprisonment, with two years suspended on condition that each respondent pays R3000 into the Guardian’s Fund for the benefit of the deceased’s minor children in monthly instalments of R50 commencing not later than 7 August 1997, continuing on the seventh day of each subsequent month, and continuing even during incarceration.


In addition, each respondent was ordered to pay R150 to Tommy Orie. The judgment, as reported, does not record a separate costs order (consistent with criminal appellate practice).


Cases Cited


S v Salzwedel and Others (273/98) [1999] ZASCA 93; [2000] 1 All SA 229 (A); 2000 (1) SA 786 (SCA); 1999 (2) SACR 586 (SCA) (29 November 1999).


S v Anderson 1964 (3) SA 494 (A).


S v Pillay 1977 (4) SA 531 (A).


S v Mothibe 1977 (3) SA 823 (A).


S v Narker and Another 1975 (1) SA 583 (A).


S v Zinn 1969 (2) SA 537 (A).


S v Lister 1993 (2) SACR 228 (A).


S v Botha 1998 (2) SACR 206 (A).


S v Van Wyk 1992 (1) SACR 147 (Nm).


S v Acheson 1991 (2) SA 805 (Nm HC).


Ngcobo and Others v Salimba CC; Ngcobo v Van Rensburg 1999 (2) SA 1057 (SCA).


Amod v Multilateral Motor Vehicle Accidents Fund (Supreme Court of Appeal, unreported, 29 September 1999).


Legislation Cited


Criminal Procedure Act 51 of 1977 (sections 316(B) and 297(1)(b) read with 297(1)(a)(i)(aa)).


Constitution of the Republic of South Africa Act 200 of 1993 (Interim Constitution) (preamble, postscript, and sections 8, 10, 14, 21, 31, 32, as referenced).


Constitution of the Republic of South Africa, 1996 (preamble and sections 7, 8, 9, 10, 15, 19, as referenced).


Rules of Court Cited


No rules of court were cited in the judgment as reported.


Held


The Supreme Court of Appeal held that the murder sentence imposed by the trial court was vitiated by a misdirection in that it over-emphasised the respondents’ personal circumstances (including youth and asserted racial conditioning) and under-estimated the seriousness of the offence and its aggravating features, producing a sentence that was disturbingly inappropriate.


It held further that racially influenced or racially motivated serious violence, particularly in the context of South Africa’s constitutional repudiation of racism and commitment to a culture of human rights, is properly treated as aggravating rather than mitigating, even if racism forms part of the offender’s social conditioning.


The court substituted the trial court’s sentence with twelve years’ imprisonment for each respondent, suspending two years on conditions directed to continued compensation payments into the Guardian’s Fund, and confirmed an order for payment to Tommy Orie.


LEGAL PRINCIPLES


Sentencing is a discretionary function of the trial court, but an appellate court may interfere where the sentence imposed is disturbingly inappropriate, markedly disproportionate, or where the disparity between the imposed sentence and an appropriate sentence justifies the inference that the sentencing discretion was not exercised reasonably, including where a misdirection is shown.


A sentencing court must balance the offender’s personal circumstances with the seriousness of the offence, its consequences, and the interests of society, recognising the multiple aims of punishment. An undue focus on offender well-being and rehabilitation, to the exclusion or minimisation of other sentencing purposes such as deterrence and retribution in a serious case, may distort the sentencing process.


In crimes of serious violence influenced by racism, “racial conditioning” may explain conduct but does not necessarily mitigate it. In a constitutional order that expressly repudiates racism and affirms human dignity and equality, a racial motive influencing the commission of a serious offence may properly be treated as an aggravating factor for purposes of sentence.


Where offenders act in concert in the commission of a murder, and liability is based on common purpose and dolus eventualis, sentencing parity may be justified even if individual participants played different immediate roles in the fatal assault, particularly where all shared in the joint enterprise giving rise to the death.

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S v Salzwedel and Others (273/98) [1999] ZASCA 93; [2000] 1 All SA 229 (A); 2000 (1) SA 786 (SCA); 1999 (2) SACR 586 (SCA) (29 November 1999)

IN THE SUPREME COURT OF APPEAL OF
SOUTH AFRICA
REPORTABLE
Case No: 273/98
In the matter between:
THE
STATE
APPELLANT
and
CYRIL SALZWEDEL
FIRST
RESPONDENT
DARRYL IVOR LOTTERING
SECOND RESPONDENT
CHARL
JUSTIN LOTTERING
THIRD RESPONDENT
BARRY QUINTIN
LOTTERING
FOURTH RESPONDENT
CORAM:
MAHOMED CJ, SMALBERGER, OLIVIER JJA, MELUNSKY and MPATI
AJJA
DATE OF HEARING:
4 NOVEMBER 1999
DATE OF JUDGMENT:
29 NOVEMBER 1999
JUDGMENT
. . . MAHOMED CJ
MAHOMED CJ
The four respondents
in this appeal were charged with three offences in the court
a quo
. The
first charge was that they had murdered Mcoseleli Christia Benta (“the
deceased”) in East London on 12 March 1994.
The second charge was that
they had assaulted Tommy Orie with intent to do grievous bodily harm. The third
charge was that they
had been guilty of malicious damage to property by
wrongfully and unlawfully damaging a motor vehicle belonging to Orie on the same
occasion.
Jones J convicted all the respondents on the first and third
charge. On the first charge of murder, each of the respondents was sentenced
to
ten years imprisonment but the whole of the sentence was suspended for five
years on certain conditions which included the condition
that the relevant
respondent submits himself to three years correctional supervision. The order
of correctional supervision was
itself subject to various provisions including
an obligation by the relevant respondent to:
(a) subject himself to house arrest for three years, except for certain purposes
pertaining to his health and employment, and for
the purpose of cultural,
recreational, education or social activities designated by the Commissioner for
Correctional Services;
(b) perform community service without compensation for a period of sixteen hours
per month at certain specified institutions during
the full term of three
years.
In addition to the suspended term of
imprisonment each of the respondents was ordered in terms of section 297(1)(b)
read with (1)(a)(i)(aa)
of Act 51 of 1977 to pay an amount of R3000 into the
Guardian’s Fund for the benefit of the minor children of the deceased
in
monthly instalments of R50. The first instalment was to be paid on or before 7
August 1997 and the remaining instalments were
to be paid on the seventh day of
each and every subsequent month.
On the third charge each of the
respondents was sentenced to twelve months imprisonment the whole of which was
suspended for five
years on the condition that the relevant respondent was not
again convicted of the offence of malicious injury to property and sentenced
therefor to a period of imprisonment without the option of a fine committed
during the period of suspension. Each of the respondents
was also directed to
pay an amount of R150 to Tommy Orie on or before 7 October 1997.
Mr
Turner who appeared for the State both at the trial and on appeal took the view
that the sentence imposed in respect of the charge
of murder was
“glaringly inadequate”. Pursuant to the provisions of section
316(B) of Act 51 of 1977 he applied for
and obtained leave from the trial Judge
to appeal to this Court against the sentence imposed on each of the
respondents.
The circumstances which led to the sentence and conviction
of the respondents are substantially undisputed. On 12 March 1994 the
deceased
and three others were travelling from Beacon Bay to East London in a red Cortina
vehicle in the lawful possession of Tommy
Orie and which had a Ciskei
registration number. The deceased and his companions were all black males.
Before they could reach
their homes in East London and while they were passing
the largely white residential area of Cambridge, the battery in the Cortina
failed. The car stalled and its lights went off. Orie who was the driver
pulled off the main road and parked on the “grass
verge”. One of
the occupants decided to walk home, but because they did not wish to expose the
vehicle to vandalism, the others
remained behind.
The first three
respondents together with a number of other young white men and women, including
Theresa de Wet (who was the main
witness for the prosecution) had been part of a
group of young persons within the Afrikaner Weerstands Beweging
(“AWB”)
who had taken to arming themselves, masking their identities
and patrolling certain white areas in East London at night, with the
object of
indiscriminately attacking any black persons they found in these areas. They
participated in a number of such escapades.
They had previously received
training through the AWB in the use of firearms, unarmed combat and the use of
batons, but according
to the evidence they had not received any instructions
from the AWB to assault any black persons.
All the respondents, together
with Theresa de Wet, were on such an escapade on the night of 12 March 1994 when
they saw the red Cortina
parked off the side of the main road in the Cambridge
area. The registration number of the car caused them to infer that it must
belong to one or more black persons. They did not see any occupants inside the
car but they proceeded gratuitously to vandalise
and damage it. The second and
third respondents slashed the tyres and broke the windows of the
Cortina.
The group then proceeded to roam through other parts of East
London. On their return they noticed that the damaged red Cortina was
still
there. They now noticed black occupants inside the car. This triggered an
attack by the group. The second and third respondents
were the first to
disembark. They positioned themselves on either side of the Cortina near the
back doors and proceeded to smash
the windows and dent the car. The terrified
occupants scampered out and ran. They were pursued by their attackers. Two of
the black
victims managed to escape but the deceased could not do so. He had a
small physique. He was a pathetically frail hunchback, only
1,5 metres tall
with poorly developed lungs. As his assailants caught up with him he tripped
and fell. As he lay defenceless and
prostrate on the ground he was brutally
beaten to death. The court
a quo
found that the second respondent must
have delivered the fatal blows with a truncheon. The skull of the deceased
manifested a large
depressed fracture of 10cm x 14cm with other fractures
radiating from the same area. Very considerable force must have been necessary
to inflict these blows. The deceased never recovered. He must have died
shortly thereafter. The court
a quo
correctly concluded that all the
respondents had acted in concert and were guilty of murder on the basis of
dolus eventualis
. They had appreciated that the acts which they had
perpetrated or authorised could have led to the death of the deceased, but had
nevertheless proceeded with such conduct, in reckless disregard of the
consequences.
Mr Myburgh who appeared for the respondents on appeal
submitted that the determination of a proper sentence for an accused person
fell
primarily within the discretion of the trial Judge and that this Court should
not interfere with the exercise of such a discretion
merely because it would
have exercised that discretion differently if it had been sitting as the court
of first instance. This submission
is undoubtedly correct, but it is clear
that:
“[t]he Court of appeal, after careful consideration of all the relevant
circumstances as to the nature of the offence committed
and the person of the
accused, will determine what it thinks the proper sentence ought to be, and if
the difference between that
sentence and the sentence actually imposed is so
great that the inference can be made that the trial court acted unreasonably,
and
therefore improperly, the Court of appeal will alter the
sentence.”
[1]
An
Appeal court is entitled to interfere with a sentence imposed by a trial court
in a case where the sentence is “disturbingly
inappropriate”, or
totally out of proportion to the gravity or magnitude of the offence, or
sufficiently disparate, or vitiated
by misdirections of a nature which shows
that the trial court did not exercise its discretion
reasonably.
[2]
It has also been held
that:
“[t]he over-emphasis of the effect of the appellant’s crimes, and
the underestimation of the person of the appellant,
constitutes . . . a
misdirection and in the result the sentence should be set
aside.”
[3]
This
must be equally true when there is an over-emphasis of the personal
circumstances of the accused and an under-estimation of the
gravity of the
offence.
The sentence imposed by the trial Judge in the present case does
not oblige any of the respondents to serve any period of imprisonment
whatsoever, if they do not breach any of the conditions for its suspension.
There is a striking disparity between this sentence
and the sentence which this
Court would have imposed had it been sitting as the trial court.
My
main difficulty with the approach of the trial Judge, is that he over-emphasized
the personal circumstances of the respondents
without balancing these
considerations properly against the very serious nature of the crime committed,
the many very aggravating
circumstances which accompanied its commission, its
actual and potentially serious consequences for others, and the interests and
legitimate expectations of the South African community at a very crucial time in
its transition from a manifestly and sadly racist
past to a constitutional
democracy premised on a commitment to a constitutionally protected and expressly
articulated culture of
human rights. The trial Judge was largely influenced in
this approach by the report and the evidence of Dr Irma Labuschagne, a forensic
criminologist whose focus on the personal circumstances of the respondents had
led her to recommend that they should be kept out
of prison. In his judgment,
the trial Judge should however have had regard to the remarks of Nienaber JA in
S v Lister
:
[4]
“. . . the approach of a sentencing officer is not the same as that of a
psychiatrist. The sentencing officer takes account
of all the recognised aims of
sentencing including retribution; the psychiatrist is concerned with diagnosis
and rehabilitation.
To focus on the well-being of the accused at the expense of
the other aims of sentencing, such as the interests of the community,
is to
distort the process and to produce, in all likelihood, a warped
sentence.”
Dr Labuschagne found that the respondents
had all been influenced by a culture of racism within their families. Jones J
explained
his assessment of this finding as follows:
“My finding is that the four accused were
influenced
to behave in
the way they did, that the forces which influenced them were powerful and in
some ways almost irresistible to their
young and immature minds, and that this
is indeed a mitigating factor.”
This approach raises an
important principle pertaining to punishment in a country such as South Africa
with its tragic history of
racial intolerance and fear, which both the interim
Constitution and the present Constitution repudiate with eloquence and
vigour.
[5]
The relevance of
racial conditioning in the sentencing of offenders influenced by its effects in
the commission of serious offences
was confronted by the Namibian Supreme Court
in the case of
S v Van Wyk
.
[6]
Counsel for the appellant in that case contended that because the appellant had
been socialised or conditioned by a racist environment,
the fact that the murder
of the deceased was racially motivated should, in the circumstances, be treated
as a mitigating factor and
not an aggravating factor. The Namibian Supreme
Court rejected that submission and expressed itself
inter alia
as
follows:
“To state that the appellant's racism was conditioned by a racist
environment is to explain but not necessarily to mitigate.
At different times in
history, societies have sought to condition citizens to legitimise
discrimination against women, to accept
barbaric modes of punishing citizens
and exacting brutal retribution, and to permit monstrous invasions of human
dignity and freedom
through the institution of slavery. But there comes a time
in the life of a nation, when it must and is able to identify such practices
as
pathologies and when it seeks consciously, visibly and irreversibly to reject
its shameful past
[7]
. . . I can find
no fault with the finding of the Court
a quo
that the racial motive which
influenced the appellant to commit a serious crime must in the circumstances of
the case be considered
as an aggravating
factor.”
[8]
Substantially
the same temper should inform the response of South Africa to serious crimes
motivated by racism, at a time when our
country had negotiated a new ethos and a
clear repudiation of the racism which had for so long and so pervasively
dominated so much
of life and living in South Africa. The commission of serious
offences perpetrated under the influence of racism subverts the fundamental
premises of an ethos of human rights which must now “permeate the
processes of judicial interpretation and judicial
discretion”
[9]
including
sentencing policy in the punishment of criminal offences.
The offences
committed by the respondents were committed on the eve of the first democratic
elections in terms of the interim Constitution.
They could have provoked
disastrous consequences for the maintenance of law and order in the country.
Both the trial Judge and Dr Labuschagne were so much influenced by the
relative youth of the
respondents,
[10]
and the racial
environment to which they were exposed that they failed to accord any
significant weight to the aggravating circumstances
which accompanied the
commission of the offence.
There were many such aggravating
circumstances. Jones J took into account the fact that none of the respondents
had any previous
convictions. But this was not because the respondents had not
committed
any offences. Indeed the first three respondents were part of
a group armed with potentially lethal weapons which had on prior occasions
deliberately organised assaults on black persons found at night in traditionally
white areas. The justification taken into account
for this conduct was their
belief that black persons had been responsible for crimes in such areas. But
the black persons whom they
intimidated, terrorized and assaulted were not
identified on the basis that
they
had committed or were about to commit
any crimes. They were assaulted simply because they were black.
Neither
the deceased who was killed nor his companions in the red Cortina whom the
respondents chased had, to their knowledge, done
anything wrong at all. They
were simply the victims of vehicular breakdown. The deceased met his death
simply because he was black.
The attack by the respondents manifested a
disgraceful exhibition of an extremely brutal kind of racism. Not the slightest
degree
of mercy was shown. A pathetically frail hunchback was chased and
bludgeoned to death by three powerful blows with a baton. It
constituted a
menacing combination of pitiless cruelty and force. Even as he lay prostrate
and helpless he was terrorized and kicked
in a shameless exhibition of brutality
and sadism.
The trial Judge held that
“[t]he accused did not desire the death of their victim. Indeed it was
the last thing they wanted.”
The last observation is
not justified by the objective facts pertaining to the brutality with which the
deceased was killed. Moreover
it is inconsistent with the finding by the trial
Judge that the respondents were guilty of murder on the basis of
dolus
eventualis
. Inherent in that finding is the proposition that the respondents
appreciated that death might indeed result from their criminal
conduct but
proceeded nevertheless to persist in such conduct, reckless of the
consequences.
The trial Judge held that
“[t]here are indeed mitigating circumstances attendant upon the commission
of this murder. It was not a planned or premeditated
murder.”
I also have difficulty with this approach.
The actual murder of the deceased might not have been planned, but what was
planned with
great foresight and precision were a series of escapades to
terrorize, intimidate and assault black persons. The respondents armed
themselves with lethal weapons such as a firearm, a panga, a heavy metal pipe, a
heavy baton, a knife and a handle of a pick axe.
They must have realized that
they would attract severe punishment if apprehended and for this reason they
carefully planned to avoid
detection, by masking themselves with balaclavas and
dark clothing and by affixing false registration numbers on the vehicle in which
they travelled. The death of the deceased arose in consequence of a reckless
and dangerous plan. It was not fortuitous.
The trial Judge also accepted
in mitigation that the respondents “are today horrified at what they have
done”. Genuine
expressions of remorse might in appropriate circumstances
be taken into account in determining an appropriate sentence, but the only
expressions of regret from the respondents came towards the end of the trial
when they must have appreciated the serious risk of
being sentenced to long
terms of imprisonment. No regret was expressed by any of the first three
respondents after they had repeatedly
assaulted black persons on previous
escapades. Indeed, they were emboldened to repeat their conduct. None of the
respondents displayed
any remorse immediately after the events which led to the
death of the deceased. Theresa de Wet testified that when the respondents
departed from the scene of the crime they “were basically laughing and
chatting about the incident”. When they read
the newspaper report about
the incident there were again no expressions of regret that the deceased had
been killed. Their reaction
was to “laugh” about inaccuracies in
the report pertaining to the colour of the Cortina that they had damaged and
thereafter
to manufacture false alibis, to account for their movements during
the night of the deceased’s murder.
Relying on the observations of
Dr Labuschagne the trial Judge concluded that direct imprisonment of the
respondents “serves
no purpose other than retribution” and went on
to consider the effect which imprisonment would have on them.
I also have
difficulty with this approach. Imprisonment would undoubtedly be prejudicial to
the respondents but regard must be had
not only to the interests of the
respondents, but the serious nature of the crime in the present case, its effect
on others and the
interests of the community at large. It cannot properly be
said that a substantial term of imprisonment, in the circumstances of
this case,
“would serve no purpose other than retribution”. It would also give
expression to the legitimate feelings
of outrage which must have been
experienced by reasonable men and women in the community, when the circumstances
of the offence were
disclosed and appreciated. A lengthy term of imprisonment
sanctioned by the court would also serve another important purpose. It
would be
a strong message to the country that the courts will not tolerate the commission
of serious crimes in this country perpetrated
in consequence of racist and
intolerant values inconsistent with the ethos to which our Constitution commits
our nation and that
courts will deal severely with offenders guilty of such
conduct. As the highest court of the country in such matters, the Supreme
Court
of Appeal must project this message clearly and vigorously.
Regard being
had to all these factors, I am of the view that the sentence imposed by the
trial court should be set aside and substituted
by a sentence which would oblige
the respondents to serve a substantial term of imprisonment. Although the
different respondents
had different duties to discharge in the events which led
to the murder of the deceased, and although only two of the respondents
were
directly involved in his assault, the trial court was correct in treating them
all equally for the purposes of sentence. All
the respondents acted together
and in concert, and the acts of each, in the circumstances of this case, must be
attributed to the
others. Nor do I think there is any reason to treat the
fourth respondent differently because he did not participate in the previous
raids of the group when they attacked black persons. He took part in the events
on the night in question with knowledge and appreciation
of what had gone
before. Having regard to the serious nature of the offence which was committed,
the trial court was also correct
in this respect.
In my view a sentence
of twelve years imprisonment in respect of each respondent would properly
balance the personal circumstances
of the respondents against the seriousness of
the offence, its actual and potential consequences, and the reasonable interests
and
legitimate expectations of the community within a constitutionally
articulated culture of human rights. Some allowance must, however,
be made for
the fact that for at least two years the respondents have suffered some
punishment already by their house arrest, by
community service without any
remuneration and by their obligation to pay compensation to the children of the
deceased and to Tommy
Orie. I will have regard to these factors by suspending
two years of the sentence to be imposed on each of the respondents, subject
to
appropriate conditions which would constitute an inducement to the respondents
to continue to pay into the Guardian’s Fund
the instalments which Jones J
had directed for the benefit of the minor children of the deceased.
We
were informed during the appeal that each of the respondents has complied with
his obligation to pay R50 per month into the Guardian’s
Fund for the
benefit of the children of the deceased with effect from 7 August 1997. Only
R1350 of the total of R3000 must, on this
basis, have been paid by each of the
respondents. The balance which remains is R1650 in each case. At the rate of
R50 per month
it will take nearly three years for each of the respondents to
discharge this balance. We were informed that since the date of their
conviction and sentence each of the respondents has been in gainful employment.
It should be within their capacity to pay or cause
to be paid what are
relatively small instalments even while they are to be incarcerated with effect
from the date of this order.
Order
I would accordingly order
that:
The sentences of the court
a quo
imposed on the respondents are set aside
and substituted with the following:
“(a) Each accused is sentenced to twelve years imprisonment;
(b) Two years of the sentence in respect of each accused in terms of
paragraph (a) is suspended on the condition that each accused
pays into the
Guardian’s Fund the sum of R3000 for the benefit of the minor children of
the deceased, in monthly instalments
of R50 commencing not later than 7 August
1997. The remaining instalments are to be paid on the seventh day of each and
every subsequent
month. The obligation to pay such instalments shall continue
during any period in which the accused are incarcerated in terms of
paragraph
(a);
(c) Each of the accused must pay an amount of R150 to Tommy
Orie.”
I Mahomed
Chief Justice
Concur:
Smalberger JA
Olivier
JA
Melunsky AJA
Mpati AJA
[1]
S v Anderson
1964 (3) SA 494
(A) at 495 G-H.
[2]
S v Pillay
1977 (4) SA
531(A)
at 535 D-G;
S v Mothibe
1977 (3) SA 823
(A) at 830D;
S v Narker
and Another
1975 (1) SA 583
(A) at 588 H.
[3]
S v Zinn
1969 (2) SA 537
(A)
at 540 F-G.
[4]
1993 (2) SACR 228
(A) at 232 h-i
(followed in
S v Botha
1998 (2) SACR 206
(A) at 211 h -i.)
[5]
The interim Constitution, Act 200
of 1993, expresses this principle
inter alia
in both the preamble and the
postscript and in sections 8, 10, 14, 21, 31 and 32. It had been adopted before
the date of the offences
in the present matter and it came into operation on 27
April 1994. The new ethos which informed its passage, had already emerged
and
consolidated itself within the country by the end of 1993 (see
Amod v
Multilateral Motor Vehicle Accidents Fund
unreported judgment of the Supreme
Court of Appeal dated 29 September 1999 at para 20). The present Constitution
adopted in 1996
expresses the same ethos
inter alia
in the preamble and
in sections 7,8,9,10,15 and 19. It was in operation when the respondents were
sentenced by the trial court.
[6]
1992 (1) SACR 147 (Nm).
[7]
S v Van Wyk
above note 6 at
173 c.
[8]
S v Van Wyk
above note 6 at
173 f.
[9]
S v Acheson
1991 (2) SA 805
(Nm HC) at 813 B-C, approved in this Court in
Ngcobo and Others v Salimba CC;
Ngcobo v Van Rensburg
1999 (2) SA 1057
(SCA) at para 11.
[10]
Respondent 1 was 23 years 5
months old at the time of the commission of the offence (26 years 9 months on
the date of sentence).
Respondent 2 was 17 years and 3 months old at the time
of the offence (20 years 7 months when sentenced). Respondent 3 was 17 years
7
months when he committed the offence (20 years 11 months when sentenced).
Respondent 4 was 21 years 6 months at the time of the
commission of the offence
(24 years 10 months when sentenced).