S v Lange and Others (406/95) [1997] ZASCA 74 (19 September 1997)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Murder — Conviction and sentencing of appellants for murder and robbery — Appellants convicted of murdering Louwrens and Anna Vorster during a robbery on their farm — Evidence included eyewitness testimony and forensic links — Alibi defenses rejected as false — Appellants' admissions regarding their presence at the crime scene used against them — Court upheld convictions and death sentences as justified given the overwhelming evidence of guilt.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were an appeal to the Supreme Court of Appeal against convictions and sentences arising from a farm murder and robbery. The appellants were Mlungisi David Lange (first appellant), Mahlomola Enoch Mokhoabane (second appellant), and Abraham Mosanyane Moshapane (third appellant). The respondent was the State.


The matter originated as a criminal trial before Jennett J (sitting with assessors) in the Eastern Cape Division, Grahamstown, where the three appellants were convicted of robbery with aggravating circumstances and, in addition, the first and second appellants were convicted of murder (with the second appellant convicted of the murder of Mr Vorster only). On the robbery count each appellant received 10 years’ imprisonment, and on the relevant murder counts the first and second appellants received death sentences (as did the third appellant on the murder count(s) applicable to him as convicted). The appeal to the SCA proceeded in terms of section 316A of the Criminal Procedure Act 51 of 1977 against the murder convictions and sentences, and (by leave of the trial court) against the robbery convictions (but not against the robbery sentences).


The general subject-matter of the dispute concerned whether the trial court correctly convicted the appellants on the murder and robbery counts, primarily on the strength of a key State witness (Mathimba) and corroborative evidence, and what the proper consequence was for the death sentences in light of the fact that the death penalty had been declared unconstitutional.


2. Material Facts


Mr Louwrens Vorster farmed on Dwaalfontein near Burgersdorp, and Mrs Anna Fransina Vorster operated a small shop, the Witkop Boerewinkel, some distance away. On Thursday 19 September 1991, Mrs Vorster left in the morning in a Toyota pick-up truck and was seen returning to the farm later that afternoon.


That evening, at about 18h30, a local farmer, Mr Peyper, saw a vehicle approaching at speed with its lights on. Approximately 500 metres ahead of him, the vehicle left the road and overturned. When he stopped, two men ran from the bushes and escaped. The overturned vehicle was identified as the Vorsters’ Toyota pick-up. The next morning, 20 September 1991, Mrs Vorster’s body was discovered near the farmstead. She had been shot in the back of the head and in the abdomen with a Springfield .22 rifle belonging to Mr Vorster, which was found in the house. Her hands had been tied above her head with plastic-coated wire.


Later that morning Mr Vorster’s body was found submerged in a farm dam, weighted down with heavy stones. The immediate cause of death was found to be strangulation, with plastic-coated wire tightly applied around his neck. There were also multiple wounds to his chest and abrasions on his forehead. The post-mortem findings supported that he had already been dead when his body was placed or dragged into the dam.


The three appellants were arrested in Aliwal North on Sunday 22 September 1991. The State’s main witness was Bhambushe Mathimba, who testified that on 17 September 1991 the first appellant, accompanied by the third appellant, asked him to transport them to Dwaalfontein, allegedly to fetch the third appellant’s clothing. They agreed on a fee of R60. Around midday the first and third appellants left with Mathimba in a truck, collected the second appellant along the way, and proceeded in accordance with the third appellant’s directions. At a point before reaching the farm, Mathimba was told to stop and wait because “his boss” did not want vehicles coming onto the farm. After waiting (during which he fell asleep), the three appellants returned carrying a bag with goods later identified as belonging to the deceased, and a video machine. Mathimba returned to Aliwal North with the second appellant, while the first and third appellants were to follow later.


The court also relied on corroborative evidence. A hair from Mrs Vorster’s head was forensically linked to a pair of swimming trunks (although the trial court did not rely on this because of uncertainty as to whether they belonged to the first or third appellant). In addition, the second appellant, while detained, drew attention to himself on 18 October 1991 by swallowing glass. When examined by Dr Groenewald later that day, he gave a spontaneous explanation recorded to the effect that the “oubaas en oumies wat hulle doodgemaak het” were haunting him, and that he ate the mirror glass to quiet pain.


The first and second appellants testified and relied on alibis; the third appellant did not testify. The trial court rejected the alibis and found the first and second appellants to be mendacious. In earlier section 119 proceedings, the third appellant had claimed that blood on a jacket in his possession was his own, but it was established to be of a different and relatively rare blood grouping that matched Mrs Vorster’s.


3. Legal Issues


The central legal questions were whether the trial court was correct to convict the appellants on the murder counts (and, insofar as leave was granted, on the robbery conviction), given the challenges raised to the reliability of the State’s evidence and the appellants’ versions. A major focus was the treatment of Mathimba’s evidence, which was attacked on the basis that he was said to be an accomplice and a single witness, and whether his evidence was sufficiently credible and corroborated to sustain the convictions.


A further issue concerned the evidential use of the second appellant’s statement to Dr Groenewald, including whether it was unfair to admit against him a spontaneous inculpatory statement made to a district surgeon. The appeal also touched on admissions made by the first and second appellants to a police constable about being occupants of the overturned vehicle, although the SCA regarded it unnecessary to decide the correctness of a prosecutorial concession that those admissions should be disregarded.


Finally, the appeal raised a sentencing consequence: since the death sentence had been declared unconstitutional, the question was what order should follow regarding the death sentences imposed for murder.


The dispute therefore involved a mix of factual assessment (credibility of witnesses; rejection of alibis; inferential evaluation of corroboration), application of legal principles to fact (single-witness/accomplice caution; admissibility and weight of statements), and a legal consequence flowing from the unconstitutionality of the death penalty.


4. Court’s Reasoning


The SCA accepted that the trial court had approached Mathimba’s evidence on the basis that he was, at least potentially, an accomplice and a single witness, and had evaluated his testimony accordingly. The appellate court noted that the trial court had described Mathimba as “a very good witness”, and, despite criticisms advanced on appeal, the criticisms ultimately did not displace that credibility assessment. The SCA emphasised that some of the attacks on Mathimba’s motives (such as that he falsely implicated the appellants to divert attention from his own involvement, or out of revenge because he had been incarcerated) were not persuasive on the record as summarised in the judgment, particularly because the link between Mathimba and the appellants’ presence at Dwaalfontein was reinforced by the appellants’ own conduct when later confronted.


The court considered that Mathimba’s evidence strongly supported the conclusion that the appellants were present on the farm at the relevant time. It further held that Mathimba was not the only evidential basis implicating them. The forensic hair evidence (even though not relied on by the trial court due to uncertainty about ownership of the garment) was treated as powerful corroboration of Mathimba’s account in the sense that, whichever appellant owned the swimming trunks, it tended to place at least one of them in contact with Mrs Vorster.


The SCA also dealt with the second appellant’s statement to Dr Groenewald after the glass-swallowing incident. An argument was raised that it would be unfair to use this statement because a district surgeon’s role is not to gather evidence for the State. The court rejected that submission on the basis that Dr Groenewald had not purported to gather evidence; the statement was described as a spontaneous response to a legitimate question about what the detainee had done. The SCA concluded that there were no proper grounds to exclude it, and that it both corroborated Mathimba’s evidence and implicated the second appellant.


As to the appellants’ defences, the SCA recorded that the first and second appellants’ alibis were rejected, and that counsel effectively conceded the correctness of that rejection on appeal. The appellate court endorsed the trial court’s conclusion that the first and second appellants were demonstrably untruthful witnesses. It also took into account that the third appellant had been shown to be untruthful in the section 119 proceedings regarding the blood on his jacket, and that his election not to testify, in the context of what the court regarded as compelling evidence, was treated as confirming the State’s case against him.


The trial court had additionally relied on admissions made by the first and second appellants to Constable September about being passengers in the overturned vehicle. The SCA recorded that there was no evidence suggesting police trickery or collaboration to procure those admissions in the murder investigation context, and that the murder investigation team only learnt of the statements later. However, the State conceded (after some prompting) that the statements should be disregarded because the appellants’ attention had not been directed to the full implications of the admissions in relation to the murders. The SCA regarded it unnecessary to decide whether that concession was properly made, because, in its view, the case against the appellants was conclusive even without that evidence.


On sentence, the SCA accepted that, because the death penalty had been declared unconstitutional, the appeals against the death sentences had to succeed. It referred to the current practice of remitting such matters to the trial court for reconsideration of sentence, and adopted that course.


5. Outcome and Relief


The Supreme Court of Appeal dismissed the appeals against conviction for all three appellants. The convictions for murder (as applicable to each appellant) and the convictions relating to robbery therefore remained intact. The sentences of ten years’ imprisonment on the robbery count were unaffected, as there was no appeal against those sentences.


The appeals against the death sentences imposed on the murder counts succeeded. The SCA set aside the death sentences and remitted the matter to the trial court for the imposition of competent sentences on the murder convictions. The judgment as provided does not reflect a separate costs order.


Cases Cited


No earlier cases are expressly cited by name and law report citation in the text of the judgment provided.


Legislation Cited


Criminal Procedure Act 51 of 1977 (section 316A; section 119).


Rules of Court Cited


No rules of court are expressly cited in the text of the judgment provided.


Held


The SCA held that the trial court was correct to convict the appellants on the relevant counts, accepting the credibility of the principal State witness as evaluated by the trial court and relying on corroborative evidence and the rejection of the appellants’ versions. It held further that the death sentences could not stand because the death penalty had been declared unconstitutional, and that the appropriate course was to remit the matter for resentencing on the murder counts.


LEGAL PRINCIPLES


The judgment applies the principle that the evidence of a witness who may be characterised as an accomplice and/or a single witness must be approached with caution, but that such evidence can sustain a conviction where, on an overall evaluation, the witness is credible and materially corroborated.


It also applies the principle that a spontaneous inculpatory statement made by an accused to a medical practitioner in the ordinary course of examination, in response to a legitimate inquiry into the accused’s condition or conduct, is not excluded merely because the practitioner is a district surgeon; the key consideration in the judgment’s reasoning is that the statement was not improperly elicited and was not the product of an attempt by the practitioner to gather evidence for the prosecution.


The judgment further reflects the approach that demonstrably false alibi evidence and proven untruthfulness on material aspects may properly be taken into account in assessing guilt, and that an accused’s election not to testify may, in context, leave the State’s case unrebutted where there is otherwise compelling evidence.


Finally, it applies the remedial consequence that where a death sentence has been rendered invalid because the death penalty is unconstitutional, the appellate court sets aside the death sentence and commonly remits the matter to the trial court for imposition of a lawful sentence on the murder conviction(s).

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[1997] ZASCA 74
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S v Lange and Others (406/95) [1997] ZASCA 74 (19 September 1997)

IN THE SUPREME COURT OF APPEAL
SOUTH AFRICA
Case No 406/95
In the matter between:
MLUNGISI DAVID LANGE
FIRST APPELLANT
MAHLOMOLA ENOCH MOKHOABANE
SECOND APPELLANT
ABRAHAM MOSANYANE MOSHAPANE
THIRD APPELLANT
and
THE STATE
RESPONDENT
CORAM: NIENABER, HARMS ET SCOTT JJA
HEARD: 12 SEPTEMBER 1997 DELIVERED: 19 SEPTEMBER 1997
JUDGMENT
/NIENABER JA
2
NIENABER JA:
This is yet another in the seemingly endless succession of appeals in matters involving the murders of farmers and their families.
Mr Louwrens Vorster, 57 years old at the time of his death, single-handedly farmed on the farm Dwaalfontein in the district of Burgersdorp,
some 25 km from Aliwal North. His wife, Anna Fransina Vorster, 53, ran her own business, a small farm shop, the Witkop Boerewinkel,
some 22 km distant. On Thursday morning, 19 September 1991, she left, as usual, at about 8 a.m. in her Toyota pick-up truck with
registration number CAE 2447. She was seen to return to the farm that afternoon at about 5 p.m. Shortly thereafter, at about 6.30
p.m., a local farmer, Mr Peyper, was returning from Aliwal North in the direction of Dwaalfontein, when he saw a vehicle approaching
at speed, with its lights on. About 500 metres ahead of him that vehicle left the road and overturned. He stopped to investigate
but saw no one until, returning to the overturned vehicle, two black men suddenly darted from the bushes ahead of him and scampered
away. He shouted at them
3
to stop and directed his employees to pursue them but they managed to escape. He recognised the Toyota bakkie as belonging to the
Vorsters and raised the alarm. Early the next morning Mrs Vorster's body was discovered in a field near the opstal on Dwaalfontein.
She had been shot in the back of the head and in the abdomen with a Springfield .22 rifle belonging to Mr Vorster which was found
in the house. Her hands had been tied above her head with a plastic coated wire. Later that morning of 20 September 1991 Mr Vorster's
body was found submerged in a nearby farm dam, weighted down with two heavy stones, one weighing 78 and the other 18 kg. The immediate
cause of his death was found to be strangulation. A ligature of plastic coated wire was tightly applied around his neck. In addition
there were multiple penetrating incised wounds on the left side of his chest as well as multiple abrasions on the front of his forehead.
The absence of water in his lungs and respiratory passages indicated to the district surgeon who performed the post mortem examination
that Mr Vorster was already dead when his body was placed or dragged into the dam.
4
Three days later, on Sunday 22 September 1991, the three appellants, respectively 26, 21 and 28 years of age, were arrested in Aliwal
North. They were eventually charged and, notwithstanding their alibi-defences, convicted. All three appellants were convicted on
the count of robbery with aggravating circumstances; the first and second appellants were in addition convicted on both counts of
murder but second appellant was convicted on one count of murder only, that relating to Mr Vorster, because the court could not exclude
the possibility that the second appellant may have left the farm before Mrs Vorster returned during the afternoon.
On the robbery count each appellant was sentenced to ten years imprisonment and on the relevant murder counts each received the death
sentence. This is an appeal in terms of
s 316A
of the
Criminal Procedure Act, 51 of 1977
, against both the convictions and the sentences imposed by Jennett J, sitting with assessors in the Eastern Cape Division, Grahamstown,
in respect of the counts of murder. Leave was subsequently sought and granted to the appellants by the trial court to appeal against
their
5
convictions, but not the sentences, in respect of the count of robbery.
The main witness for the state was one Bhambushe Mathimba. He worked in Johannesburg for a certain Mr White who occasionally allowed
him the use of a truck to visit his parents in Aliwal North.. It was during one such visit that first appellant, in the company of
third appellant, his brother-in-law, approached him on the morning of 17 September 1991 with the request that he convey them to the
farm Dwaalfontein to fetch, in the words of the witness, the third appellant's 'clothing which he left there, because he was working
at that place.' They negotiated a fee of R60. At approximately midday they left Aliwal North in the truck. Along the way they picked
up the second appellant. Mathimba followed third appellant's directions. At a certain point, some distance from Aliwal North, the
third appellant said to him 'His boss don't want vehicles to come to his place, so it will be better for me to stop and wait for
them there until they come back.' He waited for some time, during which he fell asleep, before the three appellants re-appeared.
They had in their possession a carry-bag with
6
goods (subsequently identified as goods belonging to the deceased) and a
video machine. 'They said I must go together with accused No. 2. They
will follow at a later stage on their own.' He and second appellant then
returned to Aliwal North and the next day he left for Johannesburg. About
a month later the police, having in the meantime arrested all three
appellants on Sunday 24 September 1991, confronted him with the first and
second appellants in Johannesburg. In answer to questions put to him under
cross-examination he stated:
The first person who was led into the place where I was seated Your Lordship, is Kawula, accused No 1. When he came he said he knows
me and I am the person who transported them to the farm.
And accused No 2 you say also identified you. -

Yes, he identified me and he spoke similarly as accused No 1. He said I'm the person who took them to the farm.'
He was himself arrested and only released during December 1991.
The court a quo described Mathimba as 'a very good witness.' Notwithstanding that strong credibility finding, it was argued on appellants'
behalf that he should be disbelieved in toto. It was contended, as a starting
7
point, that Mathimba was an accomplice and a single witness; but the court a quo, rightly or wrongly, evaluated his evidence precisely
on that footing. He was criticised for not insisting on payment; but he had an explanation, namely, that he expected to see the first
appellant again. It was said that he implicated the three appellants in order to divert attention from his own involvement in the
murders of the deceased; but his involvement was established by his own evidence and he could gain nothing by falsely incriminating
the three appellants. It was also suggested that his evidence implicating the appellants was designed 'to exact revenge' because
they caused him to be incarcerated; but the first and second appellants, in the passage quoted earlier, themselves forged the link
between Mathimba and their presence at Dwaalfontein on the day of the murders. There were one or two other lesser points of criticism
raised against his evidence but in the end counsel for the appellant was constrained to concede that there were not enough contra-indications
to disturb the court a quo's assessment of Mathimba as a good witness.
8
His evidence goes a long way to establish the appellants' presence on the farm on the day in question.
It was not, moreover, the only evidence implicating the three appellants. So, for example, it was forensically established that a
hair from Mrs Vorster's head was found on a pair of swimming trunks, exhibit 9. The court a quo ignored that piece of evidence because
of the possible confusion on the part of a police witness as to whether the swimming trunks belonged to the first or to the third
appellant. Either way, however, it serves as powerful corroboration for Mathimba's evidence.
Then there is the evidence of Dr Groencwald, the district surgeon for
Aliwal North. On 18 October 1991 the second appellant, then detained in
the police cells in Rouxville, in a dramatic gesture drew attention to
himself. Sgt Le Roux described the incident which happened when he
inspected the cells at 6 o'clock that morning in these terms:
' ... die beskuldigde [het] reg agter die traliedeur gestaan. In sy regterhand net hy gewys het hy 'n bietjie fyn glas gehad, glasstukkies,
spie
l glasstukkies en in sy linkerhand 'n blikbeker met water. Hy het hierdie glas in sy mond gegooi en dit afgesluk met
9
water voordat die deur oopgesluit kon word om hom te keer.'
That afternoon he was taken to Dr Groenewald. Groenewald testified:
'Het u vir hom gevra waarom het u dit gedoen? --- Nee, ek het aan hom gevra wat hy gedoen het, en sy antwoord daarop was spontaan,
hy het toe vir my 'n spontane verduideliking gegee wat gebeur het.'
In his form J 88 report, Dr Groenewald recorded the second appellant's
reply as follows:
'Opmerkings om
()6hl5. Persoon s
die toordokter gee hom buikpyn (L) wat vreet en die Oubaas en Oumies wat hulle doodgemaak het spook by hom. Om die vreet in sy maag
stil te kry het hy die spie
l ge
et.'
It was argued that this statement, which on any reading thereof is highly inculpatory, should be disregarded, not because it was elicited
by improper means but because, coming from a district surgeon, it would be unfair to take it into account against the appellant concerned.
It was not, so it was submitted, the function of a district surgeon 'to gather evidence for the state'. But that is not what Dr Groenewald
purported to do. The second appellant's reply was a spontaneous response to a legitimate
10
question. No grounds exist for properly excluding this evidence, which serves the dual purpose of corroborating Malhimba and of implicating
the second appellant.
The first and second appellants sought to rely on alibis, whilst the third appellant declined to testify. The alibis were rejected
by the court a quo, and rightly so, as counsel for the appellants readily conceded. Both the first and second appellants were demonstrably
mendacious witnesses. The third appellant too was shown to be untruthful when, in the
section 119
proceedings before the magistrate, he claimed that blood found on the jacket in his possession was his own whereas it was established
to belong to a different but relatively rare blood grouping which, coincidentally, happened to match that of Mrs Vorster. His silence,
in the face of compelling evidence of guilt, proves the case against him.
For all these reasons the appellants were correctly convicted, in my view, on all the counts.
The court o quo, in addition, relied on certain statements made by
11
first and second appellants to Constable September on 23 September 1991. Constable September questioned them about the accident with
the bakkie without mentioning the murders of which he was then aware. Both of them admitted that they were passengers in the bakkie
driven by the third appellant when it overturned. These admissions, innocuous in the context of a charge of reckless or negligent
driving, were severely damaging to them in the context of the murder counts. Second appellant's admission docs clash with the evidence
of Mathimba (that he had earlier conveyed second appellant to Aliwal North) and one can only speculate as to the reason for the contradiction.
One explanation, favoured by the court a quo, but not an entirely satisfactory one, was that it was an attempt to divert attention
from Mathimba, a potential witness against them. Failing any other explanation the contradiction does not necessarily reflect adversely
on Mathimba's credibility.
There was no suggestion that Constable September, investigating as part of his normal duties the possibility of a charge of reckless
or negligent
12
driving in respect of the accident, obtained these admissions in collaboration with the police team investigating the murders. Indeed,
the unchallenged evidence was that the team investigating the murders only learnt about the statements a month or so later. This
was not, therefore, an instance where the appellants were tricked or deceived by the police into making admissions they would not
otherwise have made. Nevertheless, counsel for the state, after some prompting, made the concession that the statements should be
disregarded because the attention of the two appellants was not specifically directed to the full implications which their admissions
may have in regard to the murders. That may be so. But because the case against the two appellants is so conclusive, even without
September's evidence, I regard it as unnecessary to express a view on whether the concession, in the absence of sharp practice on
the part of the police, was properly made.
The appellants, as stated earlier, were correctly convicted. There is no appeal against the sentences of ten years imprisonment in
respect of
13
count 1 (robbery with aggravating circumstances). Those sentences accordingly stand. Since the death sentence as such has now been
declared to be unconstitutional, the appeals against the death sentences must, however, succeed. The current practice of this court
is to remit a matter of this nature to the trial court for a reconsideration of the sentence. The following order is made:
1.
The appeals of all three appellants against their convictions are
dismissed.
2.
The appeals of all three appellants against the sentences of
death imposed on them are upheld and such sentences are set
aside.
3.
The matter is remitted to the court a quo for the imposition of
competent sentences on the counts of murder.
P M Nienaber
Concur
Judge of Appeal
Harms JA
Scott JA