THE SUPREME COURT OF APPEAL
OF SOUTH AFRICA
Reportable
CASE NO : 411/03
In the matter between :
THE DIRECTOR OF PUBLIC PROSECUTIONS, TRANSVAAL Appellant
and
PIETER NICOLAAS JACOBUS VILJOEN Respondent
________________________________________________________________________
Before: STREICHER, NAVSA, VAN HEERDEN JJA, ERASMUS &
PONNAN AJJA
Heard: 12 NOVEMBER 2004
Delivered: 2 DECEMBER 2004
Summary:
Appeal against acquittal of accused - judge a quo erred (a) in relying on
hearsay statements contained in documents handed in during bail
proceedings but not admitted during the trial; (b) in ruling against the
admissibility of evidence without affording the parties an opportunity to
adduce evidence in respect of the relevant factual issues; (c) in ruling that
the admissibility of a confession cannot be determined by way of a trial
within a trial where the admissibility is contested on constitutional grounds;
and (d) in holding that the accused’s fundamental right to remain silent had
been violated – proceedings may be instituted de novo.
________________________________________________________________________
J U D G M E N T
________________________________________________________________________
STREICHER JA
2
STREICHER JA:
[1] The respondent was charged with the murder of his wife. When he
appeared in the magistrate’s court a nd during proceedings in terms of s 119
and s 121 of the Criminal Procedure Ac t 51 of 1977 (‘the Act’ and ‘the s 119
plea proceedings’) he pleaded guilty. Questioned in terms of s 121(1) he
explained that the murder was pr emeditated and how it was executed.
However, at his trial in the Transv aal Provincial Division (‘the court a quo’)
the respondent pleaded not guilty. The court a quo held that the respondent’s
fundamental rights had been violated and ruled that evidence of a confession
and pointing out and of the s 119 plea proceedings be excluded by virtue of
the provisions of s 35(5) of the Constitu tion. At the close of the state’s case
and in the absence of any evidence implicating the respondent the court a quo
acquitted him. The state thereupon applied in terms of s 319 of the Act for the
reservation of several questions for the consideration of this court. The court a
quo refused the application but a subseq uent application to this court was
referred to us for oral argument. At the same time, the parties were advised
that they should be prepared, if ca lled upon to do so, to address us on the
merits of the appeal.
[2] Immediately after the s 119 plea proceedings the respondent applied to
be released on bail. The applicati on was refused as was a subsequent
application to the court a quo and an appeal to this court. In terms of
s 60(11B)(c) of the Act the record of the ba il proceedings (‘the bail record’),
3
excluding certain parts not presently releva nt, formed part of the record of the
trial. The following documents were handed in during the bail application:
1 A document headed ‘Aantekening va n Uitwysing van Toneel (Tonele
en/of Punt(e))’. This document consists of 4 pages (‘the main
document’) plus an annexure (‘the annexure’) numbered pages 5 and 6.
A confession is annexed to this docum ent. The annexure purports to be
signed by a Senior Superintendent E Viljoen at 13h40 on 29 August
2001. According to it the respondent was informed of his right to a
legal practitioner, that he was not obliged to ma ke a confession or an
admission and of various other ri ghts. In the main document it is
recorded that the respondent appear ed before Viljoen at 13h44 on 29
August 2001; that he was warned that ‘hy nie verplig is om enige toneel
(tonele) en/of punt(e) op die toneel (t onele) aan te wys of om enigiets
daaromtrent te sê nie’ and that he was informed of various other rights.
It is further recorded that the res pondent stated that he understood what
his rights were and that he nevertheless wished to point out ‘die toneel’.
It is also recorded that the res pondent and Viljoen departed at 14h17
and returned at 15h40. The confession purports to have been signed at
16h00 on 29 August 2001.
2 A ‘Notice of Rights in terms of the Consitution’ which purports to be
signed by the respondent and an In spector van Rensburg at 17h25 at 29
August 2001. According to this documen t the respondent was told that
4
he had various rights inter alia ‘t he right to consult with a legal
practitioner of (his) choice or, should (he) so prefer, to apply to the
Legal Aid board to be provided by th e State with the services of a legal
practitioner’ and ‘the right to remain silent’.
3 A ‘Waarskuwingsverklaring deur Ver dagte’ which purports to be
signed by the respondent and a Capt ain Fabricius. According to this
document the respondent was told at 11h05 on 30 Augustus 2001 why
he had been arrested and also that he had a right to remain silent and to
consult a legal practioner of his choi ce or that he could apply to be
provided with the services of a legal practitioner at the state’s expense.
[3] At the trial the state tendered the evidence of four witnesses none of
whom implicated the respondent. The state then requested that a trial within a
trial be held in order to determine whether the confession and pointing out,
which formed part of the bail record, had been made freely and voluntarily
and at the same time to determine whether the respondent acted freely and
voluntarily during the s 119 plea proceedings . At that stage Mr Wagenaar, an
attorney who represented the respondent , was in agreement that the matter
should proceed by way of a trial within a trial. However, a discussion which
covered 26 pages of the record , ensued between the judge a quo and the
parties. In order to pr operly understand the state’ s complaints against the
exclusion by the court a quo of evidence of the confession and plea
5
proceedings it is necessary to refer in some detail to what was said during the
discussion.
[4] Wagenaar indicated that there woul d be a legal argument to the effect
that the presiding officer at the s 119 proceedings had not adhered to the
prescribed requirements. Asked by the court a quo whether the respondent
had been advised of his ri ght to legal representation he replied that that was
going to be a 'massive issue' at the trial within a tria l. Counsel for the state,
Mr Mosing, indicated that the state contended that the respondent had been
told of his right to legal representati on. Wagenaar proceeded to insinuate in
very vague terms that other irregul arities were committed during the s 119
plea proceedings and during the bail appl ication in the magistrate’s court to
which the judge a quo responded: ‘Yes I know where you are getting to I
think I am beginning to read your mind.’ Precisely what the judge a quo was
reading into the insinuations he did not say.
[5] Asked to state in a nutshell what the respondent’s objection was
Wagenaar stated: ‘I am objecting to th e state presenting statements by the
accused whether in or outside any court to be allowed.’
[6] Mosing then suggested:
‘M’Lord the issue of the plea proceedings it also may be a subject of a trial-within-
a-trial. As I have indicated earlier, my understanding was it could be conducted in
one trial-within-a-trial, only as far as the voluntariness and the sound and sober
senses of the accused. The other issues M’Lord which has now been pointed out,
6
perhaps in the light thereof, it would be feasible to have a separate trial-within-a-
trial for the plea proceedings.’
[7] The court a quo interpreted the objection by the respondent to be an
objection to the court a quo proceeding with a trial within a trial. Thereupon
the following interchange between Mosing and the judge a quo followed:
‘MR MOSING: I do not understand that it has been opposed M'Lord, I am sorry.
COURT: He objected, it is objected, right there has been an objection.
MR MOSING: The objection is to the admissibility of that statement made by the
accused, but it has got to be tested in a trial-within-a-trial M'Lord if the state is
proceeding with it.
COURT
: No what I have recorded here is an objection by the defence right. The
objection of the defence raise various issues. I will not skirt around it, and say right
lets plunge into a trial-within-a-trial, but to give the defence a fair opportunity I will
consider the objection. Then to rule accordingly I am not simply going to capitulate
the rights of this court to the prosecuting authority. There is an objection and I have
to deal with it.
MR MOSING
: Yes M'Lord.
COURT: In as much as it may be necessary to have the trial-within-a-trial, but I
have to hear and it is a fundamental principle of natural rule, audi alteram partem. I
have to hear to the objection which is the reason why I listen to him. But to plunge
into a trial-within-a-trial would be easiest way, but I have to accord the defence
their right to be heard in this court.
. . .
There is an objection and I will deal with it tomorrow morning. If either of
you have any authorities to support your proposition you can raise it with me
tomorrow.’
7
[8] My understanding of the position emer ging from a discussion that must
have lasted more than an hour is that the respondent objected to the
admissibility of the statement a nd pointing out as well as the plea
proceedings; the state wanted to resolve the issue by way of a trial within a
trial; the respondent had no objection to proceeding with a trial within a trial
but the judge a quo insisted that there was an objection by the respondent to
proceeding with a trial within a trial.
[9] In the light of the judge a quo’s attitude, one would have thought that
the argument was going to be whether th e admissibility of the statement and
pointing out and the plea pr oceedings should be determ ined by way of a trial
within a trial. However, the next day the judge a quo opened the proceedings
as follows:
‘Since the objection is taken by Mr Wagenaar I will give him the first opportunity
to address the court. I understand that he will be citing various authorities as well.
If I may crystallise very briefly from yesterday. The state contended that it would
conduct the trial-within-a-trial, regarding the statement made by the accused, as well as the
pointing out as one component and then to de al with the plea proceeding. Whereas on the
other hand Mr Wagenaar’s objection, if the court understand it correctly, was simply that a
trial within a trial should be a single exercise bringing the two components the first, that is
the statement made by the accused and pointin g out, together with the plea proceedings,
because the defence regards that as one process.
This brings to the point that there are tw o different positions taken by the two sides
in this matter. Therefore in fairness to the accused, in the interest of justice, the court will
deal with this aspect in some detail to listen to argument.’
8
[10] Unfortunately, the statement inte nded to crystallise what had happened
the previous day could only have served to confuse the issue further. The state
never contended that the statement an d the plea proceedings should be dealt
with in different compartments. It ac cepted that the question whether the
confession and the statements by the re spondent during the plea proceedings
were made voluntarily should be dealt with in one tr ial within a trial. Any
legal argument in respect of the pl ea proceedings could be dealt with
afterwards. When the state learned that there were other objections to the plea
proceedings based on speculative facts it tentatively suggested that ‘perhaps
in the light thereof, it woul d be feasible to have a sep arate trial within a trial
for the plea proceedings.’ It did not in dicate that it was averse to one trial
within a trial to determine all relevant facts relating to the admissibility of the
statement and the plea proceedings.
[11] The respondent was also not under the impression that the state
contended that the statement and plea proceedings had to be dealt with
separately. Wagenaar commenced his argument as follows:
‘[I]n my learned colleague’s address to the court about what the next process will
be, he . . . indicated that there is a confessi on, a statement appearing to be a confession,
certain pointing outs and then a plea of guilty in the lower court. . . . that in itself indicates,
. . . that it involves one process. With resp ect M’Lord I agree with my learned colleague
that these entities involve one process.’
9
[12] In these circumstances there must have been utter confusion in the
minds of the legal respresentatives as to what it was the judge a quo wanted to
hear argument about.
[13] Wagenaar neverthele ss proceeded to address the court. His address
lasted more than a day and covers 106 pages of the record. Surprisingly, in the
light of his earlier attitude, he argued that if the admissibility of the s 119
proceedings is contested on the basis of duress the ma tter must be dealt with
by means of a trial within a trial but if it is contested on the basis of a
violation of the accused’s fundamental human rights one first had to deal with
the latter question. If there had been su ch a violation there was no need for a
trial within a trial, so he submitted. He then proceeded to deal with the
question whether there had been a viol ation of the respondent’s fundamental
human rights. In this regard he submitt ed by reference to the record of the
s 119 plea proceedings, which does not pur port to be a verbatim record, that
the respondent had not been advised of hi s right to further particulars before
he was required to plead; that he was not advised of his right to remain silent
during the pleading process; and, what he considered to be ‘the most crucial
infringement’, that the magi strate failed to investigate ‘the whole aspect of
legal representation’.
[14] At this stage of the proceedings the judge a quo said:
‘[Y]ou have alluded to 35(3) but I also want you to look at 35(1) and 35(2). I’m not
going to identify the relevant . . . paragraphs of 35(1) and 35(2) for you, I think during the
lunch adjournment you could go through it because prior to the moment of the accused’s
10
plea he was an arrested person, he was a deta ined person, and I would like you to address
me on any aspects of any of his rights were infringed . . .’
The judge a quo was thus saying to Wagenaar that he had addressed him on
the rights of an accused during a trial but that he should check whether there
had not also been violations of the accu sed’s rights in terms of s 35(1) and (2)
of the Constitution. These sections deal with the rights of an arrested person
and a detained person respectively.
[15] After an adjournment Wagenaar, ha ving been prompted to do so by the
court a quo, proceeded to argue that the respondent’s fundamental rights in
terms of s 35(1) and 35(2) had been breached. He once ag ain stressed that,
before entering into a trial within a tr ial, one should first determine whether
there had been an infringement of the accused’s fundamental rights. If there
had been such an infringement there was no need to have a trial within a trial.
‘A trial within a trial deals with the requirements of section 217. Was it freely
and voluntary, while he was at his so ber senses’ he submitted. He then
proceeded to draw factual inferences from documents forming part of the bail
record. In this regard he stated ‘we are dealing with documents and what I am
arguing now can be determined from documents’.
[16] At the end of Wagen aar’s argument the court a quo summarised it as
follows:
‘So you basically say to the court that on the basis of the legal argument, on the
documentation before the court the evidence that the state intents to tender, by way of a
11
trial-within-a-trial regarding the confession as well as the pointing out and the plea ought
not to be admitted.’
[17] Mosing submitted that even where there was an allegation of a breach
of fundamental rights in respect of evidence obtained by the state, it was
incumbent on the court a quo to establish: (a) whether the evidence had
indeed been obtained as a result of a breach of fundamental rights of the
accused; and (b) whether the admissi on of such evidence would render the
trial unfair or would be detrimental to the administration of justice. That, so
he submitted, could only be done by reference to al l the relevant facts and
circumstances.
[18] In his heads of argument in the court a quo Mosing submitted:
‘The state should be allowed opportunity to rebut or reply before the court makes a
ruling on the admissibility of the evidence’.
The court a quo reacted to this submission as follows:
‘COURT: At this stage the court is not engaged firstly on the admissibility of
evidence. . . .
. . .
MR MOSING
: M’Lord that is the way I have understood the effect of the
objection.
COURT: You have constantly and continuously harped on the issue of the trial
within a trial. The trial within a trial that determines the admissibility of the
evidence, this submission of yours is totally misleading, it is a mis-statement. One
does not expect counsel of your standing from the director of public prosecution’s
office to make such a submission because you have constantly harped on a trial
12
within a trial. The purpose of a trial within a trial is to determine the admissibility
of evidence which is in the form of a confession, is that correct?
MR MOSING
: M’Lord also . . . (intervenes).
COURT: This court at this stage is engaged in determining whether there has been
an infringement of the accused’s rights or not. If such infringement had occurred
what are the consequences thereof and what its impact on the trial within a trial. It
seems either deliberately you have misunde rstood the position and this submission
is extremely misleading and if it is the intent to mislead the court then I certainly
take exception.
MR MOSING
: No it is not the intent to mislead the court.
COURT: Well the other point I want to take with you,
“The state should be allowed opportunity to rebut or reply.”
. . .
MR MOSING
: Yes M’Lord, on legal grounds I have . . . (intervenes).
COURT: You have made submissions.
MR MOSING: On the procedure yes.
COURT: On the arguments that were raised by – well let us put it this way, an
objection was raised by Mr Wagenaar, he supported his objections by way of
certain contentions followed with submissi ons backed by authorities. Have you
been given a fair and an equal opportunity to rebut the fact in argument?
MR MOSING
: Yes indeed my lord.
COURT: Let us be very clearly understood here. Do you have any further
submissions?
MR MOSING: No further submissions M’Lord.’
[19] The crititicism of Mosing was to tally unwarranted. He made a valiant
but unsuccessful effort to persuade the judge a quo of an elementary
13
proposition, namely, that a factual issue cannot be decided by way of
argument. If anything he is to be commended for the ma nner in which he
dealt with this criticism and other unwar ranted criticisms levelled against him
by the judge a quo.
[20] The statement by the judge a quo that the court was not dealing with
the admissibility of evidence is perhaps the most bewildering aspect of the
whole saga. In his judgmen t, after some four days of argument, the judge a
quo said that he was of the view that the admissibility of statements by an
accused had to be dealt with inde pendently from allegations of any
infringement or violation of his constitu tional rights. He considered it to be
axiomatic that once an infringement or infraction of the accused’s rights
under section 35(1), 35(2) and (3) of th e Constitution had been raised by way
of an objection during the course of a tr ial, the court by virt ue of section 38
read with section 8(1) and (2) was bound to determine that issue first. He
expressed the view that a chaotic situation would arise if the determination of
a breach of constitutional rights were co nflated with the de termination of the
admissibility of a confession and pointing out at a trial within a trial and said:
‘First and foremost, the accused has a right to know if his constitutional rights were
violated and any evidence that was procured in violation of his right is to be excluded or
not under section 35(5). That constitutional im perative has precedence over a trial within a
trial as contemplated within the ambit of section 217 of the Criminal Code.’
Referring to Mosing’s submission that the court should not decide the issue
without first hearing evidence and establishing the facts he held:
14
‘In the absence of any procedure rules, once an objection to the admissibility of
evidence is raised on the basis of a violation of constitutional right whilst being an arrestee,
detainee or an accused, then the trial judge has a discretion to deal with the objection by
adjudicating on the fundamental rights issues raised.’
. . .
‘Therefore, the objection raised by Mr Wagenaar, upon the prosecution’s
announcement to proceed with the trial within the trial, has merit and needed to be
considered first rather than having the rights issue determined within a trial within a trial.’
[21] This statement by the judge a quo is of interest for two reasons: First,
having criticised Mosing for dealing with the issue as one of admissibility he
now recognised that he was dealing w ith a question of admissibility. Second,
the judge a quo still did not grasp the trite proposition that he was faced with
a factual dispute, the resolution of which required the hearing of evidence.
[22] The judge a quo proceeded to refer to the fa ct that the bail record
formed part of the record of the trial and said:
‘Mr Mosing, on behalf of the State, was in a position to have assailed or even
elucidated on any of the evidence contained in those documents by raising a counter
objection and/or applying to tender evidence either by way of affidavits or orally from the
police officers concerned as well as from th e prosecutor and the magistrate in the lower
court. The prosecution elected not to launch a full scale counte r-attack and was quite
content in rebutting by way of argument.’
How the judge a quo could have said this, having stated, shortly before, that
Mosing argued that the court should not decide the issue without first hearing
15
evidence and establishing the facts, is difficult to comprehend. The reference
to a counter objection is in itself cause for further bewilderment.
[23] Referring to s 35(3)(f ), (h) and (g) the judge a quo concluded:
‘Thus, the right to legal representation and the right to silence form the bedrock to
universally accepted values and our democrac y not only subscribes but enshrines these
values in the Constitution.’
In respect of the s 119 plea proceedings he held that in the absence of any
recordal in the record of those proceedings that th e respondent was informed
of his right to remain silent the onl y reasonable and pr obable inference was
that the magistrate failed to inform him of his right to remain silent during the
proceedings. In doing so he treated factual statements in documents forming
part of the bail record as evidence and drew factual inferences from those
documents.
[24] The judge a quo followed the same appro ach in respect of the
confession. The fact that the ‘Waa rskuwingsverklaring’ was made one day
after the respondent had been arrested and detained was considered by him to
be the ‘most disquietening and disturbing’ aspect of the case. He stated that
the accused was according to that documen t informed of his rights in terms of
the Constitution at 17h25 ie ‘after th e pointing out which took place between
14h17 and 15h40’. Ignoring the statements to the contrary in the other
documents he concluded:
‘The only reasonable and probable inference that can be drawn is that the accused
was made to point out and confess first without having been informed of his rights and
16
thereafter an attempt was made by the police to regularise the process by duly informing
him of his section 35(1) and 35(2) rights.'
[25] One of the two pages of the anne xure and two of the six pages of the
‘waarskuwingsverklaring’ do not bear the signature, initials or thumbprints of
the respondent. Without having heard ev idence in this regard the judge a quo
said: ‘The reasonable possible inference is that these pages were inserted at
some stage without the possible knowledge of the accused. Inferentially it is
indicative of regularising the process ex post facto.’
[26] The judge a quo concluded that the plea of guilty in the lower court and
the confession and pointing out had be en obtained in violation of the
respondent’s fundamental rights and that to adm it evidence thereof would
render the trial unfair and would be detrimental to the administration of
justice. He accordingly ruled that the evidence be excluded in terms of s 35(5)
of the Constitution.
[27] After the court a quo’s ruling Mosing once again addressed the court.
He stated that there might have been a misunderstandi ng. He said that he had
understood the position to be that the court was dealing with the procedure to
be followed and that it had been his inte ntion to lead evidence on the aspects
mentioned by the court a quo in its judgment. He stated that it was possible
for the state to elaborate on the doc uments referred to by the judge a quo by
way of further evidence and submitted th at the state should be allowed to
present the evidence of inter alia Vi ljoen and the investigating officer. Once
again he tried to persuade the court a quo that the factual dispute between the
17
parties could only be reso lved by way of evidence. At one stage, during an
interchange between Mosing and the judge a quo, the judge a quo reacting to
a statement that the court a quo never indicated that the state could present
viva voce evidence, the judge a quo said:
‘[T]he court is not here to be counsel, to advise the parties. The court indicated it
would listen to argument legal argument, factual argument, it was prepared to do that.’
[28] The court a quo eventually dismissed the state’s application. It held that
the application by the state was an attempt to proceed with a trial within a trial
through the back door and th at to allow the state to lead the evidence after a
ruling had been given woul d be subverting the respondent’s right to a fair
trial. Mosing then closed the stat e’s case whereupon the respondent was
acquitted.
[29] The only manner by which the stat e can appeal against the judgment by
the court a quo is by way of the reservation of questions of law for the
consideration of this cour t in terms of s 319 of the Act. The state applied to
the court a quo for the reservation of several questions but the application was
dismissed. One of the questions was: ‘Is S v De Vries 1989 (1) SA 228 AD
authority for and/or is there a constitutional injunction for the proposition that
objections based on infringement of s 35 (1)(a), (b), (c) and 35(3)(h) and (j)
rights be determined first and independently from those contained in s 217 of
Act 51 of 1977 (i.e. voluntariness etc.).’ The judge a quo considered this to be
the core question to which all the othe r questions were intrinsically related.
He held that the crucial question was whether evidence of the confession and
18
pointing out should be excluded because of a violation of fundamental rights.
He reasoned that whether there had been such a violation ‘was essentially a
factual inquiry based on the record, which constituted evidence, that was
placed before the Court by the prosecuto r’. Thus, he said ‘t he exclusion of
evidence in the form of an accused’s confession and pointing out statement
was a question of fact rather than a question of law’. He concluded: ‘That
being so, in my considered opinion, th e possibility of th at evidence being
altered is so remote that it will be an unreasonable exercise of the discretion to
allow the catena of questions that the applicant seeks to reserve. The other
questions which are also sought to be r eserved are so intrinsically intertwined
that they do not warrant consideratio n.’ In his view the respondent was
‘seeking to create a right of appeal on the facts against the respondent’s
acquittal’.
[30] The judge a quo was quite correct in holdin g that whether there had
been a violation of fundamental rights was essentially a factual enquiry but
that was not the question which he was as ked to reserve. He never dealt with
the question which he considered to be the core question.
[31] As stated above a subsequent application to this court for the
reservation of questions of law was referred to us for argument and the parties
were advised that they should be prepared to address the court on the merits.
[32] During argument before us the que stions that the state wanted to be
reserved were reformulated and reduced to the following three questions:
19
1 Was the judge a quo entitled to make factual findings on the basis of
inferences drawn from documents forming part of the record of the bail
proceedings and to rule against th e admissibility of evidence without
affording the parties a proper opportuni ty to adduce evidence in respect
of the relevant factual issues.
2 Was the judge a quo correct in holding that when the admissibility of a
confession is challenged on the basi s of an alleged violation of
fundamental rights disputed by the State the matter cannot and should
not be resolved by way of a trial with in a trial but should be dealt with
before embarking on a trial within a trial in order to determine whether
the confession had been made freely and voluntarily.
3 Does the failure to inform an accu sed of his right to remain silent
during s 119 and 121 (1) of the Cr iminal Procedure Act 51 of 1977
constitute a violation of the accused ’s fundamental rights rendering the
accused’s answers ipso facto inadmissible at his trial.
The parties addressed us on whether th ese questions should be reserved as
well as on the merits of the appeal. I shall now deal with both these issues.
Question 1
Was the judge a quo entitled to make factua l findings on the basis of
inferences drawn from documents forming part of the record of the bail
proceedings and to rule against th e admissibility of evidence without
20
affording the parties a proper oppo rtunity to adduce evidence in respect
of the relevant factual issues.
[33] It does not follow from the fact th at the record of the bail proceedings
forms part of the record of the tria l that evidence adduced during the bail
proceedings must be treat ed as if that evidence had been adduced and
received at the trial. The record of th e bail proceedings remains what it is,
namely a record of what transpired during the bail application.
[34] The judge a quo relied on statements ma de in documents handed up
during the bail application. These stat ements constituted hearsay evidence
which had not been admitted at the trial. He, therefore, erred in doing so. In
any event, that the judge a quo was not entitled to make factual findings
without affording the parties a prop er opportunity to adduce evidence in
respect of the relevant factual issues is so self evident that nothing further
needs to be said in this regard.
Question 2
Was the judge a quo correct in holding that wh en the admissibility of a
confession is challenged on the ba sis of an alleged violation of
fundamental rights disputed by the State the matter cannot and should
not be resolved by way of a trial with in a trial but should be dealt with
before embarking on a trial within a trial in order to determine whether
the confession had been made freely and voluntarily.
21
[35] In terms of s 35(1)(a),(b) and (c ) of the Constitution a person arrested
for allegedly having committed an offence has the right to remain silent, the
right to be informed promptly of th e right to remain silent and of the
consequences of not remain ing silent and the right not to be co mpelled to
make any confession or admission that can be used in ev idence against him.
In terms of s 35(2)(b) and (c) a detain ed person has the right to choose and
consult with a legal practitioner, the ri ght to be informed of this right
promptly and the right to have a legal practitioner assigned to him by the state
and at state expense if substantial justice would otherwise result and the right
to be informed of this right promptly.
[36] Evidence obtained in a manner that violates any of those rights must, in
terms of s 35(5), be excluded if the ad mission of that evidence would render
the trial unfair or be detrimental to the administration of justice.
[37] It follows that if the admissibilit y of a confession is contested on the
basis of a violation of any of those rights two questions arise. The one is
whether the alleged violation occurred and the other is whether the admission
of the confession would, as a result of the violation, render the trial unfair or
be detrimental to the administration of justice. Whether that would be the case
is a factual issue which has to be deci ded upon the facts of each case. In this
regard Kriegler J said in Key v Attorney-General, Cape Provincial Division,
and Another 1996 (4) SA 187 (CC) at 196B:
22
‘At times fairness might require that evidence unconstitutionally obtained be
excluded. But there will also be times when fairness will require that evidence, albeit
obtained unconstitutionally, nevertheless be admitted.’
[38] In the present case the facts were not common cause and the dispute in
this regard had to be resolved befo re a ruling could be given as to the
admissibility of the confession. In orde r to resolve the dispute the parties had
to be given an opportunity to adduce such evidence as they wished to adduce
in respect of the factual issues. In these circumstances the judge a quo’s view
that the factual dispute could not be reso lved by way of a tr ial within a trial
but nevertheless had to be decided there and then makes no sense.
[39] The issue arose during the course of a criminal trial and had to be dealt
with in terms of the provisions of the Criminal Procedure Act which
prescribes the manner in which evid ence is to be adduced. There was,
therefore, at that stage, only one way to resolve the factual dispute and that
was by way of a trial within a trial. A trial within a trial is, as the phrase
indicates, a trial held while the main trial is in progress in order to determine a
factual issue separately from the main issues. Such a procedure is not unfair to
an accused. On the contrary, it is a procedure that evol ved in the interests of
justice and in fairness to the accused. In R v Wong Kam-ming [1980] AC 247
(PC) at 261B-C Lord Hailsham of St Marylebone said:
'... (A)ny civilised system of criminal jurisprudence must accord to the judiciary
some means of excluding confessions or admiss ions obtained by improper methods. This
is not only because of the potential unreliabili ty of such statements, but also, and perhaps
23
mainly, because in a civilised society it is vital that persons in custody or charged with
offences should not be subjected to ill-treatme nt or improper pressure in order to extract
confessions. It is therefore of very great importance that the courts should continue to insist
that before extra-judicial statements can be admitted in evidence the prosecution must be
made to prove beyond reasonable doubt that the statement was not obtained in a manner
which should be reprobated and was therefore in the truest sense voluntary. For this reason
it is necessary that the defendant should be able and feel free either by his own testimony
or by other means to challenge the voluntary character of the tendered statement.'
In S v De Vries 1989 (1) SA 228 (A) at 233H-I Nicholas AJA after having
referred to this passage said:
‘It is accordingly essential that the issue of voluntariness should be kept clearly
distinct from the issue of guilt. This is achieved by insulating the inquiry into voluntariness
in a compartment separate from the main trial. . . . In South Africa (the enquiry) is made at
a so-called “trial within a trial”. Where therefore the question of admissibility of a
confession is clearly raised, an accused person has the right to have that question tried as a
separate and distinct issue. At such trial, the accused can go into the witness-box on the
issue of voluntariness without being exposed to general cross-examination on the issue of
guilt. (See R v Dunga 1934 AD 223 at 226.)’
[40] The considerations which require th at a trial within a trial be held to
determine whether a confession had been made voluntarily apply with equal
force when the admissibility of a confe ssion is disputed on the ground that it
had been obtained in violation of other fundamental rights of the accused and
when the relevant facts are not common cause between the parties.
[41] Apart from considering it inappr opriate to resolve the issue as to
whether there had been a breach of th e appellant’s fundamental rights to be
24
informed of his right to legal representa tion and to remain silent, by way of a
trial within a trial, the judge a quo also considered it inappropriate to
determine these issues together with the issue as to whet her the appellant
acted freely and voluntarily. He held that these issues, being constitutional
issues, had to be decided separately from any other issu es. Why he thought
that challenges to the admissibility of a confession on constitutional grounds
could not be dealt with at the same time that other challenges to its
admissibility were being dealt with is not clear to me. I can think of no reason
why all the factual issues relating to the admissibility of a confession should
not be dealt with at one trial within a trial. As far as I know that is the
common practice in the courts of firs t instance. In any event the judge a quo
would seem not to have realised that to compel a person to make an admission
or to plead guilty is an even more serious violatio n of a constitutional right
than a failure to inform a person of his right to remain silent or to be legally
represented.
[42] For these reasons the judge a quo erred in holding that when the
admissibility of a confession and pointing out is challenged on the basis of an
alleged violation of fundamental rights disputed by the State the matter cannot
and should not be resolved by way of a trial within a tr ial. He erred,
furthermore, in holding that the dispute should be dealt with before embarking
on a trial within a trial in order to determine whether the confession and
pointing out had been made freely and voluntarily.
25
Question 3
Does the failure to inform an accused of his right to remain silent during
(the proceedings in terms of) s 119 and s 121 (1) of the Criminal
Procedure Act 51 of 1977 constitute a violation of the accused’s
fundamental rights render ing the accused’s answers ipso facto
inadmissible at his trial.
[43] In terms of s 35(3)(h) an accused ha s the right to a fair trial which
includes the right to remain silent (not a right to be informed of the right to
remain silent). The right is clearly one that can be waived. For waiver
knowledge is required. It is for this reason that accused should be informed of
their right to remain silent at a trial so that an in formed decision can be made
as to whether to remain silent or not. A failure to so inform an accused may
result in the trial being unfair ( Director of Public Prosecutions, Natal v
Magidela and Another 2000 (1) SACR 458 (SCA) at para 18). But that can
only be the case if the accused is unawar e of his right to remain silent. The
respondent never contended that that was the case. It follo ws that the court a
quo erred in holding that the respondent’s right to remain silent during his
trial had been violated.
[44] For these reasons the three questi ons referred to are reserved and are
decided in favour of the state.
[45] The question that now arises is to what relief the appellant is entitled.
In terms of s 322(4) read with s 324 of the Act this court having found in
26
favour of the applicant has a discretion to order that proceedings in respect of
the same offence in respect of which th e respondent was acquitted may again
be instituted either on the original charge, suitably amended where necessary
or upon any other charge as if the respondent ha d not previously been
arraigned, tried and acqu itted; provided that no judge or assessor before
whom the original trial took place shall take part in such proceedings. (See S v
Basson [2003] 3 All SA 51 (SCA) at para 4 and 5).
[46] Wagenaar, who also appeared be fore us, submitted that we should not
exercise our discretion in favour of a trial de novo in that (1) the respondent
had been detained in prison for a period of one year before his acquittal; (2) a
trial de novo would afford the stat e an opportunity to supplement its case; (3)
more than 3 years have el apsed since the respondent’s arrest and an accused
has a right to have his trial commen ced and concluded without unreasonable
delay. I shall deal with each of these submissions in turn.
[47] The respondent spent a year in prison before the trial commenced but it
was not contended that this was attributable to any fault on the part of the
state.
[48] It is true that the state will be given an opportunity to supplement its
case but it was wrongly deprived of that opportunity at the instance of the
respondent (although only after having been prompted to do so by the court a
quo). In these circumstances it is not unfair to now give the state an
opportunity to do so.
27
[49] It is regrettable that proceedings de novo will only be instituted almost
four years after the commission of the crime but it is not the applicant who is
to blame for the delay. The delay was brought about by the untenable
arguments advanced by the respon dent and adopted by the court a quo. There
is, furthermore, no reason to fear that the respondent would by prejudiced in
his defence by the delay.
[50] The respondent has, therefore, not advanced any valid reason why we
should refuse to exercise our di scretion in favour of a trial de novo. There are
on the other hand cogent reasons why we should so exercise our discretion.
The appellant was charged with the comm ission of a very serious crime but
the state was not allowed a proper opportun ity to prosecute him. A refusal to
order that a trial de novo may be instituted in the face of a confession and a
plea of guilty, the admissibility of whic h the state was not allowed to prove,
would be unfair to the prosecuting auth ority, would be detrimental to the
administration of justice and will in fact bring the administration of justice in
disrepute.
[51] For these reasons, the questions of law having been reserved and
having been decided in favour of the applicant, the following order is made:
Proceedings in respect of the same offence in respect of which the
respondent was acquitted ma y again be instituted either on the original
charge, suitably amended where nece ssary or upon any other charge as
if the respondent had not previously been arraigned, tried and acquitted;
28
provided that no judge or assessor be fore whom the or iginal trial took
place shall take part in such proceedings.
__________________
P E STREICHER
JUDGE OF APPEAL
NAVSA JA)
VAN HEERDEN JA)
ERASMUS AJA) CONCUR
PONNAN AJA)