THE SUPREME COURT OF APPEAL
OF SOUTH AFRICA
Case No 237/03
Reportable
In the matter between:
THE HEALTH PROFESSIONS COUNCIL
OF SOUTH AFRICA Appellant
and
DEWALD DE BRUIN Respondent
Coram: Streicher, Cameron, Navsa, Brand et Van Heerden JJA
Heard: 14 September 2004
Delivered: 29 September 2004
Summary: Medical practitioner struck o ff register for disgraceful conduct –
application for review and appeal in terms of section 20 of Health Professions Act
56 of 1974 both successful before High Court – appeal by Health Professions
Council against penalty of three months’ suspension from practice by High Court
succeeding – SCA substituting suspension for two years.
JUDGMENT
V AN H EERDEN JA
2
Introduction
[1] The respondent, Dr Dewald de Brui n (‘De Bruin’), is a medical
practitioner who was found guilty of disgraceful conduct by a
disciplinary committee of the appellant’s predecessor in title, the Interim
National Medical and Dental Council of South Africa. 1 (For the sake of
convenience, both the appellant and its predecessor in title will be
referred to in this judgment as ‘t he Council’.) In terms of the then
applicable regulations, 2 the disciplinary committee (‘the Committee’)
recommended to the Council that, as the penalty for his disgraceful
conduct, De Bruin’s name should be removed from the register of
medical and dental practitioners. The Council subsequently confirmed
both the finding of the Committee and the penalty recommended by it.
[2] De Bruin did not contest the Counc il’s finding that he was guilty
of disgraceful conduct. As rega rds the penalty imposed on him,
1 The appellant, the Health Professions Council of South Africa, was established in terms of s 3 of the
Medical, Dental and Supplementary Health Service Professions Amendment Act 89 of 1997 to replace
the Interim National Medical and Dental Council of South Africa with effect from 30 April 1999 (see
s 2, read together with s 63A, of the Health Professions Act 56 of 1974, formerly known as the
Medical, Dental and Supplementary Health Service Professions Act). The Interim Council had in turn
replaced its predecessor, the South African Medical and Dental Council, with effect from 12 April
1995: see ss 3 and 12 of the Medical, Dental and Supplementary Health Service Professions
Amendment Act 18 of 1995.
2 Regulations 10 and 15 of the Regulations relating to the conduct of enquiries held in terms of section
41 of the Act, published under Government Notice R2303 in Government Gazette 12759 of 28
September 1990. These regulations were subsequently repealed in their entirety and replaced by the
Regulations relating to the conduct of inquiries into alleged unprofessional conduct under the Health
Professions Act, 1974, published under Government Notice R765 in Government Gazette 22584 of 24
August 2001.
3
however, he instituted revi ew proceedings in the Pretoria High Court,
simultaneously appealing to that c ourt in terms of s 20 of the Health
Professions Act 56 of 1974 (‘the Act’).3 Both the review application and
the appeal were upheld with costs by the court below. Swart J ordered
that the decision of the Council to remove De Bruin’s name from the
register of medical and dental prac titioners be set aside and that the
penalty imposed on De Bruin by th e Council be substituted with a
penalty of suspension from practice for three months. With the leave of
this court, the Council now appeals against that order.
Background
[3] The disgraceful conduct with whic h De Bruin was charged had its
origin in his relationship with th e complainant, Ms Lioni Kühn. The
Committee ultimately accepted the comp lainant’s version of events and
3 Section 20 was inserted into the Act by s 18 of Act 89 of 1997, with effect from 23 January 1998.
Sections 20 and 42(6) of the Act in its original form also provided for a right of appeal to the High
Court against the finding or penalty imposed on ( inter alia ) a medical practitioner by the South
African Medical and Dental Council. These sections were, however, repealed by ss 4 and 8 of the
Mental, Dental and Supplementary Health Service Professions Amendment Act 33 of 1976 with effect
from 7 April 1976. Thus, during the period 7 April 1976 to 22 January 1998, it was not possible for an
aggrieved person to appeal to the High Court against a decision of the appellant’s predecessor,
although he or she could approach the High Court by way of review: see Thuketana v Health
Professions Council of South Africa 2003 (2) SA 628 (T) para 16 at 633J-634D. As was pointed out in
the Thuketana case, the amendments made to the Act by Act 89 of 1997 brought about significant
changes in the disciplinary structures relating to the health professions. Disciplinary inquiries are now
conducted by a professional conduct committee established by the relevant professional board. An
appeal against the finding of such a committee lies to an ad hoc disciplinary appeal committee
established by the Council, each such committee having as chairperson ‘a retired judge or retired
senior magistrate, or an attorney or advocate with at least 10 years’ experience’ (see ss 10(2) – (5) of
the Act, as substituted by s 8 of Act 89 of 1997). In terms of the new s 20 of the Act, ‘any person who
is aggrieved by any decision of the council, a professional board or a disciplinary appeal committee,
may appeal to the appropriate High Court against such decision.’
4
rejected De Bruin’s version insofar as it conflicted with that of the
complainant. In approximately May 1993, the complainant and De Bruin
became involved in a romantic relationship. At that time, De Bruin was a
clinical assistant at the Department of Urology at the University of
Pretoria, qualifying to become a specialist urologist, while the
complainant was a 21 year old honour s student in accountancy at the
same University. By the beginning of July 1993 , the couple had already
started to discuss marriage and subsequently planned to become engaged
to each other in December 1993. It would appear that De Bruin
undertook the responsibility for contraceptive precautions and that, at his
instance, the couple resorted to the so-called ‘rhythm method’. Despite
these precautions, the complainant beca me pregnant in late July/early
August 1993. De Bruin made it clear to her that he did not want a child
at that stage and that she should not inform her parents of the pregnancy.
[4] Even before the pregnancy was medically confirmed, De Bruin
indicated that he would perform an abortion on the comp lainant. When
hormone medication did not have the desired result, De Bruin decided to
attempt to perform the abortion by me ans of physical intervention. The
complainant was apprehensive, but was assured by De Bruin that the
procedure was quick, si mple and safe. She trus ted him because of his
5
medical qualifications. De Bruin pe rformed this first attempt at a
physical abortion in his apartment, administering liquor to the com-
plainant to sedate her and using su rgical instruments which he had
apparently borrowed from the hospital at which he worked. This first
attempt was not only very painful for the complainant, but was unsuc-
cessful.
[5] Thereafter, over a period of approximately four months, De Bruin
made numerous further attempts, all of them unsuccessful, to perform an
abortion on the complain ant by way of physical intervention. Most of
these attempts took place in De Br uin’s apartment, with the use of
medication such as sleeping pills, morphine, Valium and pethidene,
sometimes combined with alcohol, to sedate the complainant (albeit
inadequately). By this time De Bruin had acquired his own surgical
instruments, such as a speculum, curette and surgical scissors. However,
according to the complainant, he also made use of knitting needles on at
least one occasion. The complainan t was subjected to severe pain and
trauma during the course of these proc edures, which also caused her to
bleed intermittently from the uterus. What made matters worse was that,
after many of these attempts, De Bruin expected the complainant to drive
herself home, in her own car, from his apartment to her parents’ home
6
nearby (where she resided at the time). Moreover, on at least one
occasion, De Bruin indulged in sexual intercourse with the complainant
after an attempt to procure an abor tion, whilst she was still in a sedated
state. Despite the fear, pain and tr auma, the complainant continued to
allow herself to be subjected to this treatment, firstly, because she feared
that the fetus might have been irreparably damage d and secondly,
because she loved and trusted the comp lainant and firmly believed that
he would ultimately marry her.
[6] De Bruin suspended his attempts to induce an abortion through
physical intervention while the comp lainant was taking her final exami-
nations in early November. However , during this peri od, and using a
false name, he prescribed various forms of medication for her, also
aimed at procuring an abortion. This medication, taken by the
complainant in accordance with his instructions, failed to produce the
desired result. On or about 6 Nove mber, following yet another bout of
physical intervention by De Bruin, the complainant apparently suffered a
substantial loss of amniotic fluid.
[7] De Bruin’s physical attempts to cause the complainant to abort the
fetus culminated on the eveni ng of 23 November 1993, when the
7
complainant started to experience contractions. Late that night, when the
contractions became very severe, De Bruin inserted instruments into her
uterus and ‘broke up’ the fetus, re moving several pieces which he then
disposed of. The complainant was st ill suffering contractions when De
Bruin drove her to her parents’ home and left her there shortly after
midnight. The contractions became more and more intense and painful
but, although she telephoned De Bruin several times to ask him to come
and fetch her, he refused to do so . Finally, the complainant had to
remove a large part of the fetus manually and to dispose of it herself. She
appears to have lost a consider able amount of blood and to have
sustained deep shock. For some time thereafter, she was very feverish,
developed severe bronchitis and suffered pain in her muscles and joints.
[8] In the month following the abortion, De Bruin began to treat the
complainant in an aloof manner, bei ng impatient with he r and failing to
give her emotional support. Eventually, on 27 December, the
complainant could no lo nger endure the emoti onal strain alone and
informed her mother (Dr Annelie Kühn – not a medical doctor) of what
had happened. Her mother, who also gave evidence during the course of
the disciplinary inquiry, immediat ely confronted De Bruin, who
acknowledged that he had performed an abortion on the complainant.
8
Although De Bruin did not consider it necessary for the complainant to
receive further gynaecological attenti on, Dr Kühn arranged for her to be
examined by a gynaecologist, Dr Her holdt. Shortly thereafter she was
admitted to hospital for an evacuation of the uterus. She spent only three
and half hours in hospital and, acco rding to Dr Herholdt (who also
testified at the disciplinary inquiry ), no permanent pathology was noted
either at this time or during the co urse of a clinical examination and
laparoscopy performed during June 1994.
[9] The emotional and physical strain inflicted on the complainant
during the second half of 1993 cau sed her to suffer from severe
depression. In early 1994 she was treat ed by both a psychologist and a
psychiatrist and, on the latter’s r ecommendation, she was admitted to a
clinic for sleep therapy in approxima tely February 1994. Her emotional
state was exacerbated by her discovery that De Bruin had commenced a
relationship with another woman. Although she terminated her
relationship with De Bruin in Janua ry 1994, she found it impossible to
distance herself emotionally from him and continued to suffer severe
depression. During this period Dr Kü hn made a number of attempts to
persuade De Bruin to provide the co mplainant with emotional support so
that she could regain her self-confidence and resume her studies.
9
[10] It would seem that both the comp lainant and her mother felt that
De Bruin should make some financ ial contribution towards the costs
incurred by the Kühn fa mily, not only in respec t of the treatment given
to the complainant, but also beca use she had failed her final exami-
nations in November 199 3 and had to repay her bursary for that year.
Both of them testified that, despite these efforts to persuade De Bruin to
‘resume his responsibilities’ and to act with integrity, he remained apa-
thetic towards the complainant and did not support her emotionally or
financially. During this time, the complainant’s moth er also made
contact with De Bruin’s parents and with the academic head of his
department, Professor Du Plessis, a pparently informing them what De
Bruin had done to her daughter. Even tually, in July 1994, acting upon
the advice of her minister of religion, the complainant laid a formal
charge against De Bruin with the Council.
The disciplinary inquiry
[11] Although a committee of preliminary inquiry of the Council
decided on 12 December 1994 that De Bruin should be subjected to a
disciplinary inquiry, the inquiry only commenced on 20 August 1996.
10
The charges against him, contained in a ‘charge sheet’ dated 24 January
1996, were formulated as follows:4
‘1. De Bruin carried out an abortion on his patient [the complainant] or
attempted to carry out an abortion on her; and/or
2. coerced or persuaded or encouraged the patient to undergo an abortion or to
consent to an abortion; and/or
3. carried out an abortion on the patient or attempted to carry out an abortion:
3.1 in a manner which was negligent, incompetent or not in accordance
with the generally accepted norms and standards of medical
practice in that he utilised:
3.1.1 instruments; and/or
3.1.2 medication which were not suited for that purpose; and/or
3.2 on or at premises other than a hospital or clinic where the necessary
medical equipment and/or support was available and/or under
unsterile conditions; and/or
4 The charge sheet was written in Afrikaans. What follows is a translation, with editorial amendments
where necessary.
11
3.3 without the patient having been properly sedated prior to the
commencement of the procedure; and/or
3.4 while he did not possess sufficient knowledge, experience or
training; and/or
4. injured and/or destroyed the patient’s fetus; and/or
5. gave or administered medication to the patient, which medication was
contra-indicated, harmful or not in the best interests of the patient and/or her
unborn child; and/or
6. prescribed or obtained medication under a false name for the patient; and/or
7. administered veterinary remedies to the patient and/or utilised veterinary
equipment on or in respect of the patient; and/or
8. had sexual intercourse with the patient while she was anaesthetized and after
he had attempted to perform an abortion on her; and/or
9. forced, recommended to or encouraged the patient to do strenuous exercises
notwithstanding the fact that he knew that she was pregnant; and/or
10. failed to have the patient admitted to a hospital when hospitalisation was
indicated; and/or
12
11. failed to refer the patient to a gynaecologist for evaluation and/or treatment;
and/or
12. dissuaded the patient from consulting a gynaecologist at the time when she
was in need of the services of a gynaecologist; and/or
13. performed one or more procedures on the patient in respect of which he
possessed insufficient training, knowledge and/or experience; and/or
14. failed to provide the patient with support after he had performed an abortion
on her or attempted to perform an abortion.’
[12] In accordance with the then a pplicable regulations, the disci-
plinary committee consisted of three members of the medical profession,
who were assisted by a legal assessor. De Bruin pleaded not guilty to the
charges against him and the pro forma complainant was put to the proof
of all the allegations contained in the charge sheet. This resulted in a
protracted hearing taking place over five days during a period stretching
from August 1996 to February 1998. The version of events presented by
De Bruin during the hearing was that the complainant had started to
abort spontaneously in approximately October 1993 and that he had, first
by medication and thereafter by physic al intervention, attempted to
complete the process by evacuating her uterus. On 25 February 1998, De
13
Bruin was found guilty of disgraceful conduct as charged, except for the
charges contained in paragraphs 4, 7, 9 and 12 of the charge sheet. 5 The
verbatim finding of the Committee reads as follows:
‘VOORSITTER: Dr De Bruin, die Komitee het alle getuienis met versigtigheid
oorweeg. Die Komitee aanvaar mej Kühn se getuienis met ‘n groot bewustheid
daarvan dat sy tot ‘n groot mate ‘n enkel getuie is. Boonop moet haar getuienis
met omsigtigheid benader word omdat die klagte analoog is aan ‘n klagte in ‘n
seksuele tipe aanklag. Verder was di e klaagster emosioneel betrokke by die
respondent. Mej Lioni Kühn, wat die Komitee as ‘n goeie getuie be їndruk het,
se weergawe word deur die volgende objektiewe feite gesteun
:
a) Haar laaste menstruele stonde was ongeveer 20 Julie of ongeveer 15
Julie. Teen 22 tot 23 November 1993 sou sy dan ongeveer agtien weke
swanger gewees het indien die swangerska p intakt was. Dr A Kühn het getuig
dat op hierdie stadium Lioni ‘n magie getoon het. Dr De Bruin het getuig dat
alhoewel hy nie die uterusgrootte pr esies kon onthou nie, was dit onder die
naeltjie. Hy getuig verder dat hy die hele kuret kon indruk en sleg die hand-
vatsel buite gebly het – dit was hier by 22/23 November. Derhalwe is die mees
waarskynlike afleiding dat dit ‘n aangaande intakte swangerskap op hierdie
stadium was.
b) Die medikasie wat volgens Bewysstukke en volgens getuienis
toegedien was op die volgende datums, was as volg: Op die 8ste Oktober was
dit DF 118, op die 16de Oktober Amoxil en Flagyl, op die 2de November
Ergotrate maliaat, op die 3de November Prostin E2, op die 4de November
Prostin E2 en op die 7de November weer Ergotrate maliaat. Hierdie feite noop
die Komitee om te interpreteer dat dit pogings was om ‘n aborsie te pleeg. Die
alternatiewe scenario, met ander woorde, om dit te gebruik het as dit ‘n
5 See the preceding paragraph.
14
onvolledige abortus sou wees en dus sl egs ‘n evakuasie wou veroorsaak, sou
moeilik verenigbaar gewees het met sulke sterk analgetika, antibakteriële
middels, Ergotrate en Prostoglandine.
c) Die teenwoordigheid aldan nie van ‘n intakte fetus sou waarskynlik dr
De Bruin se optrede of weerhouding van optrede verklaar het. Sy
onverantwoordelike hantering van mej Lioni Kühn kan net dui op die
teenwoordigheid van ‘n intakte swangerskap wat ten alle koste beëindig moes
word, andersins sou hy ‘n onvolledige abortus met redelike gemak en
veiligheid kon verwys vir verdere hantering na ‘n ander medikus. Om
byvoorbeeld ‘n onvolledige miskraam na ‘n naasliggende dorp te verwys en
daar ‘n geneesheer te vind wat dit kon evakueer, sou baie maklik gewees het.
d) Die transkripsie van die gesprek [a telephone conversation between De
Bruin and the complainant during June 1994 which was partially recorded on
tape by the complainant without De Bruin’s knowledge] is met mej Lioni Kühn
se weergawe versoenbaar, maar moeilik met dr De Bruin s’n. Dr De Bruin was
‘n ontwykende getuie en daar was talle weersprekings in sy getuienis. Daar
was onwaarskynlikhede in sy getuienis. Die Komitee vind dit uiters moeilik
om sy weergawe op grond van bovermelde feite (a) tot (d) op ‘n oorwig van
waarskynlikhede te kan aanvaar.
Die totale oënskynlike ongevoeligheid en onprofessionaliteit van sy hantering
dui op, bo en behalwe ‘n gebrek aan sorgsaamheid, ook ‘n
onverantwoordelikheid en onbekwaamheid.’
[13] On 28 April 1998, after hear ing argument on the appropriate
penalty, the Committee recommended th at De Bruin’s name be removed
from the register of medical and dental practitioners. In the light of the
decisions subsequently made by the Council in respect of De Bruin, and
15
the reasons given by the Council for such decisions, it is (as with the
Committee’s finding) useful to set out in full the Committee’s reasons
for the penalty recommended by it:
‘VOORSITTER: By die oorweging van die straf het die Komitee in ag geneem
dat ons reeds bevind het dat die totale oënskynlike ongevoeligheid en
onprofessionaliteit van dr De Bruin se hantering van die saak dui op, bo en
behalwe ‘n gebrek aan sorgsaamheid, ook ‘n onverantwoordelikheid en
onbekwaamheid. Voorts het die Komite e die erns van die oortreding, die
belange van dr De Bruin en sy persoonlikhede asook die belange van die
gemeenskap in ag geneem. Hierdie faktore is op ‘n objektiewe wyse beoordeel
sonder om emosionele faktore of moontlike vooroordele vir of teen
vrugafdrywing in die algemeen in ag te neem.
Die Komitee neem, onder meer, die volgende versagtende faktore in ag en dit
was deur u advokaat betoog. (a) Die voorval het nie ontstaan uit ‘n
geneesheer/pasiënt verhouding nie. Daar was ‘n verhouding tussen dr De
Bruin en mej Kühn en die geneesheer/pasiënt verhouding het eers op ‘n latere
stadium ontstaan. (b) Dr De Bruin was onderhewig aan wat genoem kan word
“the tyranny of litigation”, deurdat die saak eers jare na die voorval afgehandel
is. Dr De Bruin het dan ook getuig dat hy elke dag aan die saak gedink het en
dat die onsekerheid waarskynlik moeilik verwerkbaar was.
Verswarende faktore wat in ag geneem wo rd, is die volgende: Eerstens, dr De
Bruin het bykans die ergste gedoen wat hy moontlik kon doen om die probleem
van mej Kühn se swangerskap waarvan hy die pa was, op te los. Hy het haar
lewe wesenlik in gevaar gestel en hy het dit meedoënloos, berekend en by
herhaling gedoen. Dr De Bruin het deurlopend geen berou getoon nie. Dit is
jammer dat hy nie die Komitee in sy vertroue geneem het nie. Derdens, hy het
voorts sy bevoorregte posisie as geneesheer ingespan om hom in staat te stel
16
om te doen wat hy gedoen het en wat daarop gemik was om sy probleem op te
los.
Dr De Bruin, die Komitee het besluit om ‘n verslag van hierdie ondersoek aan
die Raad voor te lê by sy volgende vergadering met die aanbeveling dat u naam
uit die Register van Geneeshere en Tandartse geskrap word.’
[14] As indicated above, in terms of the then applicable regulations, the
finding and recommendation of the Committee were referred to the
Council for consideration at its next meeting, held on 13 October 1998.
In the interim, in September 1998, written representations regarding the
recommended penalty were made on De Bruin’s be half to the Council.
By means of these representations, De Bruin sought to persuade the
Council to amend the penalt y to one other than the removal of his name
from the register. The written represen tations also contained a request
that the Council allow De Bruin’s legal representatives to address full
oral argument to it in respect of an appropriate penalty. The written
representations submitted to the Council referred to and were
accompanied by an impre ssive number of references in support of De
Bruin, most of which emanated fro m members of the medical profession
who had worked closely with De Br uin. These references (all written
after the disciplinary inquiry) attested, frequently in glowing terms, to
De Bruin’s professional integrity, his competence as a urologist, his
dedication to his patients, his high et hical standards, his humanity and
17
the excellent service being rendered by him to the community in which
he was practicing as a urologist.
[15] As it was entitled to do in terms of the regulations, the Council
refused to allow De Bruin’s legal re presentatives to make oral represen-
tations to it. On 13 October 1998, the Council confirmed the recom-
mendations of the Committee as to both the finding of disgraceful
conduct and the penalty of removal of De Bruin’s name from the register
of medical and dental practitioners.
[16] The Council’s decision was follo wed by a flurry of correspon-
dence between De Bruin’s legal repr esentatives and the appellant’s
registrar, in which the former re quested reasons for the Council’s
decision to confirm the recommendati ons of its Commit tee and for its
decision to refuse De Bruin’s legal representatives th e opportunity of
submitting oral representations to it. In the interim, the Council agreed to
suspend execution of the penalty imposed on De Bruin, pending a review
application. After several (apparently entirely misguided) undertakings
given on behalf of the appellant to furnish such reasons, De Bruin’s legal
representatives were ultimately info rmed by Professor LH Becker, the
Chairman of the Medical and Denta l Professional Boar d and a member
18
of the Council since 1978, by letter dated 29 June 2000, that ‘the
verbatim record of the disciplinary proceedings was placed before the
Council at its meeting on 13 October 1998. The full Council concurred
with the reasons as put forth by th e Disciplinary Committee as to both
the finding and the penalty, and henceforth ratified the recommen-
dations.
[17] Further correspondence followed, but it was not until 23 January
2001 that Professor Becker indicated that no further reasons would be
forthcoming from the Council . It was shortly after r eceipt of this letter
that De Bruin instituted review proceedings and simultaneously launched
an appeal in terms s 20 of the Act.
The appeal and r eview proceedings
[18] The court below identified what it regarded as ‘common
ground’ (‘gemeenskaplike gronde’) for its decision to uphold both the
review application and the appeal. In essence, Swart J concluded that
the Council had failed to furnish pr oper reasons for its decision to
confirm the recommendation of the Committee regarding the penalty to
be imposed on De Bruin and that this defect had not been remedied by
the answering affidavits deposed to on behalf of the Council by its
19
registrar and Professor Becker. In his affidavit, Professor Becker
described the procedure followed by the Council in confirming the
recommendation of the Committee an d indicated that the decision to
remove De Bruin’s name from the register was unanimously taken by the
31 members of the Council (consisting in total of 53 members) who were
present at the relevant meeting. Professor Becker also emphasized the
nature and extent of the disgraceful conduct of which De Bruin had been
found guilty, pointing out that -
‘Die Applikant word gemeet aan die norme wat vir sy professie geld. Dit wil sê
daar word geoordeel tot welke mate hy afgewyk het van die standaard van
profesionele optrede wat van hom verwag word. Dit beteken nie dat hierdie
die enigste faktor is wat in ag geneem word nie, maar alle relevante faktore
insluitende sy persoonlike omstandighede, versagtende faktore en die vertoë
van sy regsverteenwoordigers word ook in ag geneem. By die beoordeling van
hierdie geval was die Interim Raad egte r eenparig van mening dat die enigste
gepaste straf ‘n skrapping was.’
[19] The court a quo considered the answering affidavits to be proble-
matic in various respects, in particular in that they failed pertinently to
deal with the numerous references subm itted to the Council on behalf of
De Bruin. In this regard, Swart J remarked as follows:
‘Wat die getuigskrifte betref, help dit nie om te sê dat die redes van die komitee
aanvaar is nie want die getuigskrifte was nie voor die komitee gewees nie.
20
Weens die belang van die getuigskrifte ... wat dwingende feite en argumente
beliggaam waarom die applikant se naam juis nie verwyder moet word nie, sou
mens verwag dat indien dit behoorlik in ag geneem is as synde reëlreg in stryd
met die aanbeveling van die dissiplinêre komitee, die respondent eweneens juis
sou verduidelik dat hierdie dokumente behoorlik oorweeg is, dat dit verwerp is
en hoekom dit verwerp is, terwyl dit oënskynlik nie verwerp moes gewees het
nie. Die enigste afleiding wat regtens gemaak kan word is dat die getuigskrifte
glad nie of nie behoorlik oorweeg is ni e en dat die blote aanvaarding van die
redes en voorstel van die komitee ongeregverdig was en tot ‘n growwe
onbillike straf gelei het. ... Die opgelegd e straf moet dus tersyde gestel word
en iets moet in die plek daarvan kom.’
[20] In substituting the penalty imposed on De Bruin by the Council
with a period of 3 months’ suspen sion from practice, the court below
relied heavily on the abovementioned references. In addition, mention
was made of the fact th at the complainant had apparently suffered no
lasting physical or psyc hological harm; that the actions in question had
arisen from a crisis in a personal relationship to which the complainant
was a consenting party; and that, although certainly constituting an abuse
of his position as a doctor, De Bruin’s conduct did not necessarily have a
bearing on his professional compet ence in his chosen sphere of
specialization. De Bruin was a firs t offender and during the lengthy
period that had elapsed between his tr ansgressions and the consideration
thereof by the Council, he had qualif ied and registered as a specialist
21
urologist and had subsequently been practising as such with no untoward
incidents.
[21] Counsel for De Bruin was asked by this court whether he was
persisting in the grounds of review th at succeeded in the court below.
He responded that he was primarily ch allenging the Council’s verdict on
the basis of an appeal in terms of s 20 of the Act.
[22] In my view, the alleged grounds of review upheld by Swart J are
not sustainable. I do not agree that the Council failed to furnish adequate
reasons for the decision reached by it. The Committee had given full
reasons for its recommenda tion to the Council that De Bruin’s name be
removed from the register – there is nothing to suggest that the Council
did not properly consider, and was not justified in endorsing, the
Committee’s reasons when decidi ng to confirm the recommended
penalty. As regards the alleged failure by the Council to consider,
properly or at all, the written references submitted to it in support of De
Bruin, it should be noted that, in his founding affidavit in the review
application, De Bruin did not specifi cally rely on the fact that the
references were not taken into acc ount by the Council. The inference
drawn by Swart J that the references were not considered, or were not
22
properly considered, is in direct c ontradiction with what was said by
Professor Becker in his answering affi davit. Becker pointed out that,
some time before the Council Meeting on 13 October 1998, every
member of the Council had been fu rnished with the written represen-
tations (including the references) submitted on behalf of De Bruin.
Moreover, every member of the Council had received a full record of the
proceedings before the disciplinary committee by no later than the end of
June 1998. In accordance with the established procedure, the written
representations, including the referen ces, would have been specifically
drawn to the attention of Council members before th e discussion of De
Bruin’s case. It simply cannot be said that De Bruin established, on the
papers before the court a quo, that the Council had not properly applied
its mind to all the relevant docum ents in deciding to accept the
Committee’s recommendation of an a ppropriate penalty. To my mind,
the review proceedings should not have succeeded.
[23] The same cannot, however , be said about the appeal proceedings
before Swart J. The appeal to the Hi gh Court created by s 20 of the Act
has (in my view correctly) been describ ed as ‘an appeal in the ordinary
sense’, ie ‘a rehearing on the mer its but limited to the evidence or
information on which the decision unde r appeal was given, and in which
23
the only determination is whether that decision was right or wrong’ (see
Thuketana v Health Professi ons Council of South Africa, 6 referring to
De La Rouviere v SA Medical and Dental Council 7 and Rosenberg v
South African Pharmacy Board). 8 The court hearing such an appeal
must, of course, give du e weight to the fact that the Council is the
statutory custos morum of the medical profession and that, being mainly
composed of members of the prof ession who know and appreciate the
standards demanded of it, it has cons iderable advantages over a court in
the consideration and evaluation of the standards sought to be
maintained (see, for example, Veriava & others v President, SA Medical
and Dental Council & others; 9 Phathela v Chairman, Disciplinary
Committee, South African Medical and Dental Council & another; 10 Nel
v Suid-Afrikaanse Geneeskundig e en Tandheelkundige Raad; 11
Thuketana v Health Professions Council of South Africa 12). However,
while a court of appeal will obviousl y be reluctant to interfere with the
decisions of a body such as the Counci l, it should not hesitate to do so
when interference is wa rranted by the principl es governing appeals. A
failure to intervene in such circ umstances would render nugatory the
6 2003 (2) SA 628 (T) at 634J-635I.
7 1977 (1) SA 85 (N) at 93H-94B.
8 1981 (1) SA 22 (A) at 33D-E.
9 1985 (2) SA 293 (T) at 307A-H.
10 1995 (3) SA 179 (T) at 182G-E.
11 1996 (4) SA 1120 (T) at 1129B-E.
12 Supra at 640B-F.
24
right of appeal reintroduced into the Act in 1998, after a period of nearly
22 years during which no such right existed.13
[24] The approach to be followed by a court of appeal in considering
questions of sentence was su mmarised by Marais JA in S v Malgas 14 as
follows:
‘A court exercising appellate jurisdiction cannot, in the absence of material
misdirection by the trial court, approach the question of sentence as if it were
the trial court and then substitute the sentence arrived at by it simply because it
prefers it. To do so would be to usurp the sentencing discretion of the trial
court. Where material misdirection by the trial court vitiates its exercise of that
discretion, an appellate Court is of course entitled to consider the question of
sentence afresh. In doing so, it assesses sentence as if it were a court of first
instance and the sentence imposed by the trial court has no relevance. As it is
said, an appellate Court is at large. However, even in the absence of material
misdirection, an appellate Court may yet be justified in interfering with the
sentence imposed by the trial court. It may do so when the disparity between
the sentence of the trial court and the sentence which the appellate Court would
have imposed had it been the trial court is so marked that it can properly be
described as “shocking”, “startling” or “disturbingly inappropriate”.
It must be
emphasised that in the latter situation th e appellate Court is not at large in the
sense in which it is at large in former. In the latter situation it may not
substitute the sentence which it thinks appropriate merely because it does not
accord with the sentence imposed by the tr ial court or because it prefers it to
that sentence. It may do so only where the difference is so substantial that it
13 See footnote 3 above.
14 2001 (1) SACR 469 (SCA) para 12 at 478d-h.
25
attracts epithets of the kind I have mentioned. No such limitation exists in the
former situation.’
[25] In addressing the appeal in terms of s 20 of the Act, counsel for
the Council submitted that the pe nalty imposed was both fair and
appropriate, while the penalty subs tituted by Swart J was shockingly
inappropriate in that it was far too le nient. Counsel for De Bruin, on the
other hand, submitted that the decisi on to remove De Bruin’s name from
the register was so grossly unreasona ble that interference was warranted
and that the penalty imposed by the court below could not be faulted.
[26] It was common cause that the removal of a medical practitioner’s
name from the register is an extremely severe penalty – indeed, the most
severe penalty for which the Act make s provision. As was pointed out
by the court below, through the imposit ion of this penalty ‘is daar ‘n
konklusiewe einde gemaak aan sy [De Bruin’s] loopbaan as uroloog
sedert 1995 onderhewig aan die spekul asie van die lot van ‘n aansoek
om hertoelating.’ The question to be answered is, therefore, whether the
disgraceful conduct of which De Br uin was found guilty truly merited
this severe penalty. Was the nature of De Bruin’s transgressions such
that he must be regarded as not be ing a fit and proper person to practice
his profession, to ‘put him beyond the pale’ as a medical practitioner?
26
[27] It cannot be gainsaid th at De Bruin’s actions and omissions have
to be viewed in an extremely serious light. As pointed out by counsel for
the appellant, the facts underlying the charges of which he was
ultimately found guilty revealed dishonesty, selfishness, an intrinsic lack
of judgment and a callous disregard for the physical and emotional well-
being of the complainant. There was a significant age difference between
the parties and it is clear that the complainant trusted De Bruin, not only
because she loved him deeply, but al so because of his position as a
doctor. Although she was afraid to subject herself to physical
intervention by De Bruin in order to precipitate an abortion, she initially
did so because of his assurances that the procedure was safe, simple and
quick:
‘
Ek was eintlik ‘n bietjie bang gewees en ek was baie verward en verskrik en
toe het ek vir hom gevra of dit nie gevaarlik en onwettig is nie. Toe het hy vir
my gesê, nee, dit is nie gevaarlik nie, hy sal net een keer vinnig ingaan en die
baarmoeder skraap en dan sal ek menustrueer en dan sal dit verby wees. Ek het
hom geglo, ek het nooit gedink dit sal meer as een keer gebeur nie.’
[28] An aspect that must count against De Bruin is that, over and above
the age difference between him and the complainant, there would also
appear to have been a significant po wer imbalance in their relationship,
which he abused.
27
[29] After the first unsuccessful atte mpt at a physical abortion, the
complainant believed that she had no option but to continue to subject
herself to De Bruin’s interventions. Not only was she afraid that the
fetus had suffered irre parable damage, but she did not want to lose De
Bruin’s love. As she explained under cross-examination:
‘Ek dink ek was blind vir Dr De Bruin se bedoelings. Ek meen, ek het geen
rede gehad om hom in twyfel te trek oo r wat hy alles vir my belowe het en wat
hy alles vir my gesê het nie en ek het hom, ek dink, op daardie stadium was ek
te bang om na my ouers toe te gaan, of hy het my ontmoedig om dit te doen.
Dit was klaar moeilik genoeg om dit self te wil doen en hy het my belowe ons
gaan trou en ek dink ek was net blind. Ek het hom geglo en ek het geglo as ek
maak soos hy sê en ... ek was net bang om hom te verloor want ek was lief vir
hom. Ek het geglo as ek maak soos hy wil hê, dan sal hy met my trou en dit
was net blind gewees. Dit was regtig dom gewees.’
[30] The complainant continued to lo ve De Bruin even after she had
finally aborted the fetus, under extr emely traumatic circumstances, in
late November 1993. Her emotiona l collapse and severe depression
thereafter was largely due to the fact that De Bruin was not prepared to
fulfil his promise to marry her, nor was he prepared to support her
emotionally during this most difficult period. In her own words –
‘Ek dink dit was vir my baie erg gewees en wat vir my nog erger was is die feit
dat ek myself laat oortuig het om ‘n kind dood te maak omdat ek so lief was vir
28
hom. Ek dink dit was die grootste ding vir my waarmee ek geworstel het, om
hom te behou, en aan die einde van die dag het hy uitgeloop en my net daar
gelos en dit was vir my die ergste.’
[31] It would appear that it was only af ter laying a formal charge with
the Council that the comp lainant was finally able to break her emotional
ties with De Bruin and get on with her life. Th ereafter, she retook and
passed her final examinations for her honours degree. At the time of the
disciplinary inquiry, she had alr eady acquired her professional quali-
fication as an auditor and had comm enced with Master s studies, whilst
working as an auditor’s clerk. It w ould appear that she had managed to
put the emotional trauma of her re lationship with De Bruin behind her
and she was engaged to be married. As indicat ed, she had fortunately
suffered no permanent physical damage as a result of the treatment
which she had received at the hands of De Bruin.
[32] A crucial aspect of this case is th e fact that De Bruin’s actions and
omissions had their origin in a serious crisis arising in the course of a
personal relationship. It appears from his evidence that he reciprocated
the complainant’s love and that he was genuine in his desire to marry
her. However, because of ( inter alia ) family pressures, her pregnancy
appears to have thrown him complete ly off balance. He made a gross
29
error of judgment in his decision to attempt to abort the fetus. Once the
first attempt had proved unsuccessful, he appears to have convinced
himself that there was no other opt ion but to continue with further
attempts. The problem escalated and, as the emotional strain increased, it
apparently became more and more difficult for either De Bruin or the
complainant to extricate themselves from the path upon which they were
set. Matters were exacerbated by the conservative family backgrounds of
both parties and by the fact that, at that stage, abortion was legally
permitted only under strictly controlled circumstances.
[33] Dr De Bruin’s conduct was indeed reprehensible. However, this
conduct did not take place in the co ntext of a usual doctor/patient
relationship. That, during the period in question, De Bruin was acting
totally out of character, both from a professional and a personal point of
view, is evident from the content of a telephone conversation between
himself and the complainant in June 1994 which, unbeknown to him, the
complainant was recording on tape. He answered the reproaches levelled
at him by the complainant in the following way:
‘Lioni, dis maklik om nou ‘n klomp verwyte rond te gooi. Toe ek dit gedoen
het, het ek gedink ons doen die dinge reg. Dis maklik om vir my en vir jou om
nou, nou verwyte te hê. Ek verwyt myse lf ook, ek sê vir myself, hoekom nie
dit nie, hoekom nie dat nie, hoekom het ek ooit saam met jou geslaap?
30
Hoekom al die jare reguit pad geloop, en dan skielik val ek net in ‘n donker gat
in? Dis vrae wat deur my kop ook maar maal waarvoor ek nie antwoorde het
nie Lioni.’
[34] He referred in this conversation to the fact that he too had suffered
and continued to suffer emotional tr auma and that he continued to
reproach himself for what he had done . He made no attempt to ascribe
any blame to the complainant, simply stating that -
‘ek dink, ‘n groot fout wat ons gemaak het, ons het, ons het daai ding op daai
stadium alleen gehanteer, en ons moes dit nie gedoen het nie. Ons moes kalmte
in ons hart gekry eers... ons moes, ons moes gegaan het en kalm, net eers
kalmeer het, en iemand in ons vertroue geneem het en, en leiding gevra het...’.
[35] It is true that, during the discip linary inquiry, De Bruin persistent-
ly attempted to exculpate himself and to justify his actions. He stuck to
the version that his acti ons had been aimed at co mpleting the process of
an abortion which had commenced spontaneously. As the Committee
found, this version was clearly not true. Never theless, even on his own
version, he admitted freely that he had made serious e rrors of judgment
and that he was deeply ashamed of what he had done. A few extracts
from his evidence under cross-examination serve to illustrate this:
31
‘Ek het verkeerdelik geglo ons kan dit [the crisis caused by the complainant’s
pregnancy] hanteer op ‘n wetenskaplike manier sonder om skade te doen aan
haar, sonder om ekstreme risikos te neem .... Dit was foutief van my. Ek moes
glad nie betrokke gewees het by haar hantering nie. My objektiwiteit is
daarmee heen gewees. Ek moes haar van die begin af gestuur het vir ‘n ander
praktisyn, en my heeltemal gedistansieer het. Foutiewelik het ek dit nie gedoen
nie.’
‘Wat se probleme het u uit ‘n regs etiese oogpunt? --- Ek moes hierdie vrou
nooit hanteer het nie. Ek moes haar van die begin af na ‘n ander praktisyn
gestuur het omdat ek betrokke by haar was. Ek het nie die regte apparaat
gehad om enige krisis te kon hanteer by die huis nie. Ek erken dit aan u en ek
wil vir u sê dit was ‘n fout van my. Ek moes haar vroeër vir ‘n ander praktisyn
gestuur het en ek moes my gedistansi eer het omdat ek emosioneel by haar
betrokke was. So, dit is alreeds in werklikheid ‘n groot fout van my gewees.
Alreeds, en verder? Kom ons stel dit so aan u. As u weer in so ‘n situasie
beland en u besluit om die pasiënt inderdaa d self te hanteer, in watter opsigte
sal u anders optree as wat u met Lioni opge tree het? --- Ek sal dit totaal anders
hanteer, mnr die Voorsitter.’
‘Kom ons sê dit is nou nie iemand by wie u emosioneel betrokke is nie. Dit is
nou u pasiënt en u hanteer die situasie . Wat sal u anders doen? ---Ek sou
hierdie pasiënt, nommer een, nie hanteer het nie. Dit is buite my vakgebied. Ek
sal haar verwys na die huisarts en vra om die pasiënt se behandeling oor te
neem en indien sy enigsins dit nodig ag, haar vir ‘n ginekoloog
verwys.’
‘Nou veronderstel dat dit was ‘n onvolledige miskraam, ‘n uterus van agtien
weke grootte, wat ‘n mens in die woonstel evakueer, dink u nie dit is ‘n
ongelooflike risiko waaraan die pasiën t blootgestel was nie? --- Mnr die
Voorsitter, dit was ‘n uiters onbillike daad van my, dit was ‘n hoë risiko daad
van my.’
32
Sou u sê dat behandeling van hierdie aar d, dit wat ons tot dusver beskryf het,
naamlik agtien weke of ‘n groot uterus dan, met ‘n evakuasie onder lokaal van
die aard, sou u sê dat dit ‘n besonder e risiko is? --- Mnr die Voorsitter, die
risiko daaraan is van so ‘n aard dat ek vandag net in skaamte daaroor kan dink.
Het dit die pasiënt se lewe in gevaar gestel? --- Vir seker.’
[36] Another important aspect is the fact that, while the events forming
the basis of the charges against hi m took place in the second half of
1993, the disciplinary inquiry termin ated only in Apri l 1998 and the
penalty recommende d was confirmed by the Co uncil only in October
1998. It is evident that much of th e delay in completing the disciplinary
inquiry was due to circumstances beyond De Bruin’s control, being
caused by technical difficulties e xperienced by the Council. De Bruin
had planned to take his final examinations as a specialist urologist in
mid-1994, but was unable to do so b ecause of the strain and trauma
experienced by him, not least due to the unrelenting pressure exerted
upon him by the Kühn family (in partic ular, Dr Kühn) to resume his
relationship with Lioni. Even on Dr Kühn’s version, this pressure was
considerable. Even the head of hi s academic department, Professor du
Plessis, had been drawn into the matter. De Bruin ultimately obtained
the degree MMed (Urology) in mid-1995 and was registered as a
specialist urologist in the same year . Since then, he has been practising
33
as a specialist urologist on the East Rand. By the time the penalty
imposed on him was confirmed by the Council, he (like the complainant)
had managed to put his professional and personal life back together
again and had married.
[37] The references submitted to the C ouncil throw considerable light
on De Bruin’s proven fitness, suitab ility and competence as a urologist
in the intervening years. One of these references was written by
Professor du Plessis, Dean of the Facu lty of Medicine at the University
of Pretoria, with whom Dr Kühn had discussed the whole matter. The
reference written by Professor Hugo, Head of the Department of
Anaesthesiology at the Univ ersity of Pretoria, is also illuminating. It is
clear that Professor Hugo was fully aware of the charges of which De
Bruin had been found guilty. Notw ithstanding this, Professor Hugo,
who had worked with De Bruin during 1989 to 1 995, was prepared to
speak in glowing terms of De Br uin’s professional integrity, his
dedication, his exceptional competence , his decency, his dignity and the
high quality service which he was re ndering in the community in which
he practices. To use Professor Hugo’s own words:
‘Tans lewer hy diens van hoogstaande gehalte in die gemeenskap waar hy
praktiseer – waar daar werklik ‘n behoefte aan ‘n spesialis uroloog is. Hy wy
34
sy hele lewe, tyd en aandag aan sy pasiënte vir wie hy alles feil het. Bowendien
vorm hy nie deel van die stroom van goe d gekwalifiseerde geneeshere wat nie
kan wag om na die buiteland te verhuis nie. Suid-Afrika bly steeds sy eerste
prioriteit en ons het sulke profesionele persone nodig ...
In die lig van beskuldigings waarvan hy skuldig asook op sekere onskuldig
bevind is sowel as die foltering wat hy alreeds sedert die begin van die geding
moes ondergaan is die straf wat deur die dissiplinêre komitee voorgestel word
buitensporig, onaanvaarbaar en nie menswaardig nie.’
[38] Taking all these circumstances properly into consideration, I am of
the view that the penalty confirmed by the Council in October 1998 was
indeed startlingly inappropriate. Whil e De Bruin clearly deserved severe
censure, a decision removing his name from the register was, to my
mind, so excessive as to warrant interference. This being so, the
Council’s discretion must be ‘regarded (fictionally, some might cynically
say) as having been unr easonably exercised’.
15 It follows that the court
below cannot be faulted in its deci sion to interfere with the penalty
appealed against.
[39] The inquiry does not, however, end there. Counsel for the
appellant was, to my mind, clearly correct that the penalty substituted by
the court below was, in its turn, s hockingly inappropriate. It was far too
15 See S v Sadler 2000 (1) SACR 331 (SCA) para 8 at 334j-335a.
35
lenient. While a penalty of suspensi on from practice for any period of
time is not a light penalty, there is a striking disparity between a period
of suspension of at least two years, which I would regard as appropriate,
and the period imposed by the court be low. In saying th is, I have borne
in mind the fact that De Bruin ha s undoubtedly already suffered in
various ways. As indicat ed above, the lengthy de lay between the date
upon which the Council confirmed th e penalty recommended by the
Committee and the launch of the pro ceedings in the court below was
caused, in the main, by what might be called ‘administrative bungling’
on the part of representatives of th e appellant. This would obviously
have exacerbated the mental strain which De Bruin must have endured
pending the hearing of this appeal. 16 De Bruin has ser ved the period of
three months’ suspension from prac tice imposed upon him by Swart J.
This period already served must be accommodated by including an
appropriate caveat in the order to be made. Furthermore, De Bruin must
in all fairness be given sufficient time to arrange his affairs before
having to serve a further period of suspension.
16 See in this regard S v Roberts 2000 (2) SACR 522 (SCA) para 22 at 529c-d and S v Sadler (supra)
para 18 at 337b-d.
36
[40] In view of what I have said, the a ppeal to this court must succeed
and the order of the court below be set aside. Although I have concluded
that the review application should ha ve been dismissed by Swart J, I do
not think that this makes any differen ce to the costs order made by the
learned judge. The review and appeal proceedings we re heard simul-
taneously and both necessita ted consideration of th e entire record of the
disciplinary proceedings before the Committee and the Council. The
issues were inextricably interlinked. Swart J was correct in upholding
De Bruin’s appeal in terms of s 20 of the Act and, in my view, the costs
of all the proceedings before the High Court should be borne by the
Council. Counsel for the appellant did not contend otherwise.
Order
1. The appeal succeeds with costs.
2. The order of the Pretoria High C ourt is set aside. In its place
there is substituted:
‘(a) The appeal in terms of section 20 of the Health
Professions Act 56 of 1974 succeeds.
(b) The respondent’s deci sion dated 13 October 1998
removing the appellant’s na me from the register of
37
medical and dental practitione rs is set aside and is
replaced with an order that the appellant be suspended
from practising or performing ac ts specifically pertaining
to his profession for a period of two (2) years.
(c) The application for review is dismissed.
(d) The costs of all th e proceedings before this court shall be
borne by the respondent.’
3. The period of suspension referr ed to in para 2(b) above shall
commence not later than two (2) months from the date of this
order. It is recorded that the re spondent has already served three
(3) months of this period of suspension.
BJ VAN HEERDEN
JUDGE OF APPEAL
CONCUR:
STREICHER JA
CAMERON JA
NAVSA JA
BRAND JA