Pascoe and Another v Minister of Public Services and Administration and Another (D614/2001) [2002] ZALC 42; [2002] 8 BLLR 791 (LC) (4 June 2002)

55 Reportability

Brief Summary

Public Service — Promotion — Interpretation of s37(2)(c) of the Public Service Act — Applicants seeking promotion based on a recommendation from the KwaZulu-Natal Provincial Service Commission — Respondents refusing to implement the recommendation on grounds of lack of authority and unmet requirements — Court finding that s37(2)(c) does not authorize promotions by the Provincial Service Commission, and that the applicants did not meet the necessary criteria for promotion.

REPORTABLE
IN THE LABOUR COURT OF SOUTH AFRICA
SITTING IN DURBAN
CASE   NO  
D614/2001
In the matter between:
C P PASCOE                 First  
Applicant
E M R RANDT       Second  
Applicant
and
MINISTER FOR THE PUBLIC SERVICE
AND ADMINISTRATION         First  
Respondent
MEC FOR HEALTH, KWAZULU NATAL                   Second  
Respondent
HEAD OF THE DEPARTMENT OF HEALTH
KWAZULU­NATAL                                                Third  
Respondent
          
__________________________________________________________
JUDGMENT 
     
_________________________________________________________PI
LLAY D, J

[1] This is an application for a declarator in the following terms:
[a] that   s37(2)(c)   of   the   Public   Service   Act   No   103   of   1994   (the   PSA)  
contemplates,  inter alia , the promotion of officials;
[b] that   second   respondent   was   obliged   by   virtue   of   the   provisions   of  
s37(2)(c), read with s5 of the PSA, to promote the applicants to the rank of  
senior personnel practitioner with a salary of R82 305,00 per annum [third  
notch] with effect from 1 April 1999, and certain other relief.
[2] I  indicated  to Advocate   Blomkamp  for  the  applicant that  I  would  not  be  
prepared to grant the relief sought in paragraph [b] as there are substantial  
disputes   of   fact   as   to   whether   the   applicant   met   the   requirements   for  
promotion.   As it is common cause that the applicants did not meet the  
RVQ requirements for that post, the question  also  arises  as to whether  
their recommendation was competent.  Furthermore, those issues are the  
subject   of   proceedings   before   the   CCMA   which   had   been   suspended  
pending   the   judgment   in   this   matter.     In   terms   of   a   letter   from   the  
Commissioner the parties had agreed to approach the Labour Court for  
this declarator.  
[3] The background to the matter is that the KwaZulu­Natal Provincial Service  
Commission had made a recommendation in the following terms:
"The Commission recommends the promotion of Mesdames C. P. Pascoe  
& E. M. R. Durandt to the rank of Senior Personnel Practitioner in terms of  
s37(2)(c) of the Public Service Act, 1994 with effect from 1 April 1999 on  
salary R82 305 per annum (third notch)."
The applicants sought to implement that recommendation.

[4] The respondents refused to implement the recommendation as it was to  
promote the applicants in circumstances where the respondent believed:
(a) that such promotions were not authorised by s37(2) and,
(b) the requirements for such promotions had not been met.  
These reasons are canvassed more fully in this application.
[5] Section 37(2) of the PSA prior to its amendment with effect from 1 July  
1999 provides:
"Chapter VIII.  Miscellaneous.  
37.   Remuneration of officers and employees .­
(1). Subject to the provisions of section 5, officers and employees shall be  
paid   the   salaries,   wages  and   allowances  in   accordance  with  the  scales  
recommended by the Commission for their ranks and grades in terms of  
s3(3)(g).
(2). On the recommendation of the Commission, but subject to the  
provisions of section 5­
(a) officers   or   employees   or   classes   of   officers   or   employees   may   on  
appointment, transfer or promotion be paid higher salaries or wages than  
the minimum amounts of the appropriate scale;
(b) officers   or   employees   or   classes   of   officers   or   employees   may   be  
granted   special   advancement   in   salaries   within   the   scales   applicable   to  
them;
(c)  the salary or wage of an officer or employee of exceptional ability or  
possessing   special   qualifications   or   who   have   rendered   meritorious  
service, and, if it is in the interests of the public service, of any officer or  
employee, may be specially advanced within the scale applicable to him or  
her or may be paid a salary or wage in accordance with the higher scale or

may be granted any other fitting reward; and
(d) any special service benefit may be                                   granted to a  
head of department or class of heads of department before or at the expiry  
of   the   term   contemplated   in   s12(1)(a)   or   (b),   or   any   extended   term  
contemplated in s12(1)(c), or at the time of retirement or discharge from  
the public service."
[6] Advocate  Blomkamp submitted that s37(2)(c) employs broad language.  If  
the Legislature had intended to restrict the ambit of the provisions it could  
have   done   so.     As   I   understood   the   argument,   paragraph   (c),   it   was  
submitted,   was   wider   than   paragraph   (a)   which   expressly   mentions  
"promotion".   
[7] Advocate  Govender submitted  in limine  that the scheme of the PSA did not  
lend   itself   to   the   interpretation   advanced   by   Advocate   Blomkamp. 
Furthermore, s37(2)(a) provides for recommendations for higher salaries  
or wages than the minimum amount on the appropriate scale to be made  
by the Commission only the appointment, transfer or promotion has been  
effected by  the executing authority as  provided for in Chapter IV of the  
PSA.   Moreover, posts within the public service have different scales or  
levels of salary and benefits.  The power of the Commission to recommend  
is limited to advancement in terms of financial reward within the ambit of  
the salary scales applicable to the post.  So the argument went.
[8] The  scheme  of  the  PSA is  such  that  appointments  and  promotions are  
provided for in Chapter IV in ss9 to 15 inclusive.   Section 37 falls under  
Chapter VIII which is headed "Miscellaneous Matters".  The heading of s37

itself   is   "The   Remuneration   of   Officers   and   Employees".       I   agree   with  
Advocate   Govender  that the scheme of the PSA clearly demarcates the  
provisions relating to promotion from remuneration.
[9] Adopting a purely literal approach to s37 the following emerges:   the fact  
that the Legislature expressly mentions promotion in paragraph (a) but not  
in any of the other paragraphs of s37 implies that paragraphs (b), (c) and  
(d)   do   not   refer   to   promotion.     Paragraph   (b)   refers   to   "special  
advancement   in salaries " and paragraph (c) refers to  "may be specially  
advanced   within the scale   applicable".   Construing the phrase "specially  
advanced”   in   s37(2)(c)   noscitur   sociis     it   has   a   special   meaning   in   the  
context.     It   derives   this   meaning   from   the   underlined   words.     The  
underlined  words  qualify  "specially  advanced"   and  relate  its  meaning  to  
remuneration.     "Specially   advanced"   cannot   by   any   stretch   of   linguistic  
latitude   be   construed   to   mean   promotion.     This   interpretation   is   also  
consistent with the interpretation of the phrase “special advancement” in  
s37(2)(b) which relates  noscitur sociis  to the phrase “in salaries”. 
[10]            Advocate   Blomkamp  further submitted that the words "any other fitting  
reward"   must   be   interpreted   widely   to   include   promotion   as   a   reward.  
Applying   the   eisdem   generis  rule   “   reward’   in   s37(2)(c)   must   be   in   the  
nature of a salary or wage or similar reward.  Furthermore, the qualification  
that it must be a "fitting" reward means that it must fit in the context of the  
legislation   on   the   one   hand   and   the   exceptional   ability,   special  
qualifications, meritorious service or the public interest which it seeks to  
acknowledge  on the  other hand.   The  reward, therefore, cannot  conflict  
with or undermine other provisions of the PSA or any other law.

[11] I turn to apply  a purposive  of  interpretation of s37(2)(c).   The  power  to  
make appointments and to promote officials is expressly entrusted to the  
executing authority in terms of s9(1) of the PSA which provides:
"Powers of Executing Authority.
1. Without derogating from the functions of the Commission in terms of this  
Act,   the appointment  of  any  person  or  the  promotion  or transfer  of  any  
officer or employee in the employ of a national department or provincial  
administration shall be made by the relevant executing authority or by an  
officer or officers to whom such authority has delegated his or her power  
for appointment, promotion or transfer.
2. Subject   to   the   provisions   of   this   Chapter   appointments   and  
promotions in and transfers in or to Public Service shall be made in such  
manner   and   of   such   conditions,   including   conditions   regarding   the  
knowledge of the official and other languages as may be prescribed, or in  
so far as they are not prescribed as may be directed by the Commission."
[12] The powers of the executing authority is jealously guarded and carefully  
demarcated between the various levels and components of government.  
[See the definition of "executing authority" in the PSA.  Also  Premier of the  
Western Cape v President of the Republic of South Africa  1999(3) SA 657  
(CC).]
[13] The Public  Service Regulations Government  Gazette  No   20117 dated  1  
July 1999 provides under the heading  "F. Promotion" the following:
"F.1 An  executing authority may promote  an employee to a vacant post on the  
approved establishment of the department if­

(a) sufficiently budgeted funds, including funds for the remaining period of the  
relevant medium­term expenditure framework are available for filling the  
vacancy; and
       (b) the   vacancy   has   been   advertised   and   the   candidate  
selected in accordance with the regulations VII(C) and (D).
     F.2        A  promotion may not take effect before the first day of the  
month   first   following   the   month   during   which   the   executing   authority  
approved it.
     F.3  No employee has any right to promotion to a vacant post until  
the   promotion  has been   approved in writing by the executing authority ." 
(my underlining)
Regulation F.3 is  quite  explicit.    It leaves no doubt that no  one  but the  
executing   authority   can   approve   a   promotion   to   a   vacant   post.     The  
regulations do not cater for promotions other than to a vacant post.   I do  
not deal with posts held out of adjustment as the recommendation was for  
a promotion.  
[14] The   procedures   for   promoting   officials   are   elaborately   prescribed   by  
legislation, ss9, 11, 12 and 13 of the PSA and Regulation F.  Reference in  
sections   is   to   the   Public   Service   Commission,   not   a   Provincial   Service  
Commission. The rationale for such a rule­driven, regimented approach is  
to   ensure   that   appointments   and   promotions   in   the   public   service   take  
place in a manner and on the basis of criteria that are objective, fair, clear,  
well­known   and   predictable.       Section   37(2)(c)   does   not   provide   any  
guidelines or criteria in terms of which the Public Service Commission may  
exercise its discretion.

[15] Another issue that the applicants seem to have lost sight of, assuming that  
their reliance on s5 of the PSA is well­founded, is that a recommendation  
by the Public Service Commission involving expenditure from the national  
or provincial revenue funds, shall not be carried out unless the treasury  
approves the expenditure.  
[16] In all these circumstances the purpose of s37(2)(c) cannot be to authorise  
either   the   Public   Service   Commission   or   the   Provincial   Service  
Commission   to   make   recommendations   about   promotions.     In   the  
circumstances, on both a linguistic and purposive of interpretation, I find  
that s37(2)(c) of the PSA does not contemplate the promotion of officials  
on the recommendation of a Provincial Service Commission
[17] In the second part of this judgment I deal with the following further issues  
since  they were argued.    It  is common  cause that  the recommendation  
was issued by the Provincial Service Commission.  Sections 5 and 37 deal  
with recommendations of the Public Service Commission.  The respondent  
submitted   that   the   applicants’   reliance   on   these   sections   was  
misconceived and misplaced.  
[18] The applicants painstakingly trawled through several pieces of legislation  
relating   to   the   establishment,   powers   and   functioning   of   the   Public   and  
Provincial   Service   Commissions.     None   of   these   provisions   assist   the  
applicants.  The authority in sections 5 and 37 are specifically conferred on  
the   Public   Service   Commission   and   not   the   Provincial   Service  
Commission.     Nor   was   there   evidence   that   such   authority   had   been  
expressly delegated to the Provincial Service Commission. The Provincial

Service   Commission   had   no   authority   to   make   any   recommendation   in  
terms of s37, let alone one relating to promotion.  
[19] It is common cause that the KwaZulu­Natal Provincial Service Commission  
was established on 1 July 1999.   The applicants rely on the transitional  
arrangements   promulgated   in   Government   Gazette   No   679,   No   20117,  
dated 1 July  1999 for  the  continued  existence of the Provincial  Service  
Commission's recommendation.
[20] The respondents submit that the recommendation was extinguished by the  
repeal of the KwaZulu­Natal Provincial Service Act of 1994.  Alternatively,  
and in so far as the recommendation was given a new lease of life by the  
transitional   provisions,   the   recommendation   had   been   withdrawn   by   the  
second   respondent,   the   Provincial   Minister   of   Health,   on   the  
recommendation of the third respondent, the head of the Department of  
Health   on   29   September   1999.     Such   authority   to   withdraw   the  
recommendation   vested   in   the   Minister   pursuant   to   the   decision   in   the  
Premier of the Western Cape  case above. So the argument went.
[21] The transitional arrangements provide as follows:
"1(3) Despite   Part   VIII   of   the   Regulations   and   subject   to   any   collective  
agreement,   the   system   for   personnel   evaluation,   merit   assessment   and  
personal   profiles,   including   any   merit   awards   and   the   award   for   higher  
salary notches, shall continue to apply until 31   December 2000, unless a  
department is ready for implementation at an earlier date, in which case  
the   performance   management   system   can   be   implemented   at   any   date  
between 1 July 1999 and 31 December 2000."

These provisions apply to s37(2)(c).  But, neither s37(2)(c) nor Item 1.3 of  
the   transitional   arrangements   refer   to   promotion.     If   the   transitional  
arrangements applied to the recommendation ­ and clearly they do not ­  
then their application expired on 31 December 2000.  
[22] The   applicants   relied   on   s5(2)(a)   of   the   PSA   as   authority   for   the  
proposition   that   the   recommendation   had   not   been   rejected,   varied   or  
withdrawn.  As stated above, s5 has application only to a recommendation  
of the Public Service Commission and not to that of a Provincial Service  
Commission.     Furthermore,   once   the   KwaZulu­Natal   Provincial   Service  
Commission was disestablished, it could not be engaged in the manner  
that   the   Public   Service   Commission   could   be   to   withdraw   or   vary   its  
recommendation.  
[23] For the limited reasons in the second part of this judgment, I find   obiter 
that the recommendation of the Provincial Service Commission to promote  
the   applicants   purportedly   in   terms   of   s37(2)(c)   to   the   rank   of   senior  
personnel practitioner with a salary of R82 305,00 p.a. with effect from 1  
April 1999 is  ultra vires .  I grant a declarator in the following terms:
1. S37(2)(a)   of   the   Public   Service   Act   of   1994   does   not   contemplate   the  
promotion of officers.
2. There is no order as to costs.
PILLAY D, J
            ____________________________________________________

DATE OF HEARING: 2 MAY 2002
DATE OF JUDGMENT:                           3 MAY 2002
DATE OF REVISION: 4 JUNE 2002
FOR THE APPLICANT: ADVOACTE PJ BLOMKAMP
INSTRUCTED BY: LLEWELLYN CAIN ATTORNEYS
FOR THE  RESPONDENT: ADVOCATE SM GOVENDER
INSTRUCTED BY: THE STATE ATTORNEY