S v Gcaba (207/91) [1992] ZASCA 144 (15 September 1992)

75 Reportability
Criminal Law

Brief Summary

Criminal Law — Murder — Identification of perpetrator — Appellant convicted of murder based on eyewitness testimony — Appellant challenged the credibility of State witnesses who identified him as the shooter — Trial court found witnesses reliable and credible, leading to conviction upheld on appeal. The appellant was convicted of murder and sentenced to death for the killing of a pupil, Henry Cele, at Charles Hlengwa High School. Eyewitnesses testified that the appellant was among the assailants who pursued and killed Cele. The appellant denied being the shooter, but the trial court accepted the witnesses' identification as credible and reliable, finding no reasonable possibility of mistaken identity. The legal issue was whether the trial court erred in accepting the identification evidence of the State witnesses, thereby leading to the conviction of the appellant. The appeal was dismissed, with the court concluding that the trial court's acceptance of the eyewitnesses' testimony was justified and that the death sentence was appropriate given the nature of the crime.

Comprehensive Summary

Summary of Judgment


1. Introduction


The matter was a criminal appeal to the Supreme Court of South Africa (Appellate Division) brought in terms of section 316A(1) of the Criminal Procedure Act 51 of 1977. The appeal was directed against both the appellant’s conviction for murder and the sentence of death imposed by the Durban and Coast Local Division.


The parties were Msawenkosi Edward Gcaba as the appellant and the State as the respondent. The trial court had convicted the appellant of murder arising from the killing of a school pupil, and then imposed capital punishment. The appellant appealed to the Appellate Division against the correctness of the conviction (primarily on the question of identification) and against the propriety of the death sentence.


The general subject-matter of the dispute concerned, first, whether the trial court was correct in accepting the identifying witnesses’ evidence that the appellant was the person who initiated the attack in the classroom, and second, whether—given the statutory framework governing capital punishment at the time—the death sentence was the only proper sentence after weighing mitigating and aggravating factors.


2. Material Facts


On 22 May 1990 at the Charles Hlengwa High School in the Umbumbulu area, two armed men entered a classroom occupied by a standard 9 class. One of the men fired three shots at point-blank range with a handgun at a pupil, Henry Cele, but the shots did not strike him. In the ensuing confusion Cele ran toward the door, where he encountered other men who attempted to stab him with knives. He escaped and ran into nearby bush.


The attackers, including the two men who had entered the classroom, pursued him. Further shots were heard. Later that day Cele’s body was found in the bush approximately 3 300 metres from the school. He had been stabbed and shot to death.


These events (the attack in the classroom, the pursuit, and the later discovery of Cele’s body with fatal stab and gunshot injuries) were treated as establishing a concerted attack culminating in murder. The decisive question at trial was not whether Cele was murdered, but who the shooter in the classroom was.


The key factual issue in dispute was the identity of the person who fired at Cele in the classroom. Two State witnesses, Monica Makhupulo and Hlengiwe Mthembu, asserted that the appellant was that person. The appellant denied this, advancing an account that he was elsewhere at the time.


A significant factual aspect relied upon by the court was the State witnesses’ assertion that they knew the appellant (whom they knew as “KK”) from regular Amaqabane (ANC-related) meetings which they attended, even though he allegedly did not know them. Hlengiwe additionally claimed to have seen the appellant on several occasions at her home, where he came to send her brother, Boyo Mthembu, to the appellant’s girlfriend, Mompumelelo Gudazi, who lived nearby.


The appellant admitted that Miss Gudazi was his girlfriend, but denied attending Amaqabane meetings, denied sending Boyo to her, and denied ever going to Boyo and Hlengiwe’s house. The court also noted that the appellant’s denial of attending Amaqabane meetings emerged in response to a question from the presiding judge and that Monica and Hlengiwe’s evidence that he attended those meetings was not challenged in cross-examination.


The trial judge called Boyo Mthembu as a witness. His evidence was accepted by the trial court and was treated as supporting both the proposition that the appellant attended the meetings and that he went to the Mthembu home in connection with his girlfriend.


3. Legal Issues


The central legal questions were whether the State had proved beyond reasonable doubt that the appellant was the person who fired at Cele in the classroom and thereby participated in the concerted action leading to Cele’s death, and whether the trial court’s acceptance of the identifying witnesses’ evidence could be faulted on appeal.


The dispute on conviction primarily concerned the application of legal standards governing identification evidence to the facts, with particular attention to the reliability of identification and the possibility of an honest mistake. While credibility findings were implicated, the appellate focus in the judgment was on whether the identification evidence, assessed properly, excluded a reasonable possibility of error.


On sentence, the legal issue was whether, given the amended statutory provisions, the Appellate Division was obliged to undertake its own assessment of mitigating and aggravating factors and decide whether the death sentence was the only proper sentence.


4. Court’s Reasoning


On conviction, the court treated the identification question as the decisive issue because the shooter in the classroom joined the pursuit and the concerted attack that resulted in Cele’s death. The court emphasised the “well-known requirement” in identification cases that an identifying witness must not only be truthful but reliable, in the sense that the court must be satisfied beyond reasonable doubt of the reliability of the identification so as to eliminate the possibility of an honest mistake.


The court reasoned that the facts were such that, if Monica and Hlengiwe’s assertion that they knew the appellant was true, then there was no reasonable possibility of an honest mistake in their identification. The appeal therefore largely turned on whether the trial court was correct to accept their claim of prior acquaintance.


The appellant’s counsel attacked the State witnesses’ credibility, but did not seek to counter the trial court’s criticisms of the appellant’s own evidence. The Appellate Division did not treat the rejection of the appellant’s evidence as automatically justifying acceptance of the State witnesses’ evidence, but considered it relevant that the appellant’s denial of attending the Amaqabane meetings appeared to be a late, desperate attempt to distance himself from the State witnesses—especially because their evidence about his attendance was not challenged in cross-examination.


The court held that the trial court had carefully scrutinised Monica and Hlengiwe’s evidence and found them candid and impartial. The Appellate Division was not persuaded that the trial court erred in accepting them as credible and reliable. A factor considered particularly important was the absence of any suggestion that Monica and Hlengiwe did not attend the Amaqabane meetings, and the court saw no reason to disbelieve their claim that they saw and came to know the appellant there.


As to Boyo Mthembu, the Appellate Division accepted that he was not as impressive a witness as his sister, but noted that the trial court believed him and that there was no basis to interfere. His evidence was treated as corroborative of the appellant’s attendance at meetings and of Hlengiwe’s evidence that the appellant went to their home in connection with his girlfriend. On this basis, the court concluded that the trial court’s acceptance of the identifying witnesses could not be faulted, and the appeal against conviction had to fail.


On sentence, the court noted that in light of the amended provisions of sections 277(2) and 322(2A)(b) of the Criminal Procedure Act, it was required to consider the propriety of the death sentence as the only proper sentence on the basis of its own assessment of mitigating and aggravating factors.


The court summarised and broadly endorsed the trial judge’s approach to mitigation and aggravation. Mitigation identified at trial included that the appellant was a first offender, with a prospect of rehabilitation after long-term imprisonment. The trial judge had rejected “unrest” in the area and the appellant’s “youth” as meaningful mitigating considerations on the facts, and the Appellate Division substantially aligned itself with that assessment.


Regarding age, the Appellate Division highlighted that the appellant’s evidence about his age was confused. While an identity document suggested birth in October 1963, he claimed to have given incorrect information to obtain work, and the trial court had formed the impression that he appeared closer to twenty-seven than to twenty-one. The court did not treat youth as a mitigating factor.


In aggravation, the trial judge had emphasised the premeditated, public, cold-blooded character of the attack at the school, the fact that the classroom was entered during a test, the pursuit of the victim, and the manner of killing (shooting and multiple stab wounds), together with the broader impact on the school and witnesses, and the absence of remorse. The Appellate Division stated that this passage “broadly” reflected its own views.


The appellant’s counsel added on appeal that the appellant acted as one among a group and that this might mitigate sentence. The court rejected this, reasoning that there was no evidence of a lesser status within the group and that the appellant played the leading role of executioner in what was plainly intended to be Cele’s execution.


Making allowance for every conceivable mitigating factor, the court concluded that the death sentence was the only proper sentence.


5. Outcome and Relief


The appeal against conviction was dismissed because the Appellate Division found no basis to interfere with the trial court’s acceptance of the identifying witnesses’ evidence and thus no basis to overturn the finding that the appellant was the shooter and participant in the concerted action leading to murder.


The appeal against sentence was also dismissed. The Appellate Division conducted its own assessment of mitigating and aggravating factors pursuant to the applicable statutory provisions and held that the death sentence was the only proper sentence in the circumstances.


The judgment, as reported, records that “the appeal is dismissed” and does not separately specify a costs order.


Cases Cited


No cases are cited in the text of the judgment provided.


Legislation Cited


Criminal Procedure Act 51 of 1977, section 316A(1).


Criminal Procedure Act 51 of 1977, section 277(2).


Criminal Procedure Act 51 of 1977, section 322(2A)(b).


Rules of Court Cited


No rules of court are cited in the text of the judgment provided.


Held


The Appellate Division held that the trial court’s acceptance of the State witnesses’ identification evidence could not be faulted, particularly because the witnesses claimed prior acquaintance with the appellant and were found to be candid and reliable, and because the appellant’s denials did not undermine that conclusion. The conviction for murder accordingly stood.


The Appellate Division further held that, after independently weighing mitigating and aggravating factors in accordance with the statutory framework, the death sentence was the only proper sentence in the circumstances. The appeal against both conviction and sentence was dismissed.


LEGAL PRINCIPLES


Identification evidence must be evaluated not only for the witness’s truthfulness but also for reliability, and a court must be satisfied beyond reasonable doubt that the identification is reliable so as to eliminate the possibility of an honest mistake, particularly where identity is the central issue.


Where statutory provisions require it, an appellate court must undertake its own assessment of mitigating and aggravating factors when considering whether a death sentence is the only proper sentence, rather than merely deferring to the trial court’s sentencing discretion.


In assessing mitigation, factors such as first-offender status and prospects of rehabilitation may be weighed against the seriousness of the offence, but may be outweighed where the murder is found to be premeditated, carried out in cold blood, and accompanied by additional aggravating circumstances such as pursuit, brutality, and lack of remorse.

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[1992] ZASCA 144
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S v Gcaba (207/91) [1992] ZASCA 144 (15 September 1992)

Case No 207/91
IN THE SUPREME COURT OF SOUTH AFRICA
(
APPELLATE DIVISION
)
In the matter between
MSAWENKOSI EDWARD
GCABA
Appellant
and
THE STATE
Respondent
CORAM
: HEFER, VIVIER, JJA et VAN COLLER AJA.
HEARD
: 3 SEPTEMBER 1992.
DELIVERED
: 15 SEPTEMBER 1992.
JUDGMENT
HEFER JA
/
2
This appeal comes to us in terms of sec 316 A (1) of the Criminal Procedure
Act. It is directed at the appellant's conviction of murder
in the Durban and
Coast Local Division and the sentence of death which the trial judge
imposed.
The charge arose from an incident at the Charles Hlengwa High School
in the Umbumbulu area on 22 May 1990. That morning two armed
men burst into a
classroom occupied by the standard 9 class. At point-blank range one of them
fired three shots with a handgun at
one of the pupils, Henry Cele. None of the
bullets struck him. In the ensuing confusion Cele managed to run to the door
where he
encountered other men who stabbed at him with knives. He escaped them
as well and ran into the nearby bush. His assailants, including
the two who had
entered the room, pursued him. Further shots were heard and later that day his
body was found in the bush about
3 300 metres from the school. He had been
stabbed and shot to death.
The issue at the trial was whether the appellant
was the man who fired at Cele in the classroom. Since that man joined in Cele's
pursuit
into the bush and the concerted action which caused his death the
appellant's guilt would be established if it could be proved that
he was the man
in question. Two State witnesses affirmed, but the appellant denied, in evidence
that he was that man. The trial court
accepted the evidence of the State
witnesses. Hence the conviction.
In this court appellant's counsel challenged
the acceptance by the trial court of the evidence of the State witnesses, Monica
Makhupulo
and Hlengiwe Mthembu, and the latter's brother, Boyo Mthembu, whom the
trial judge called as a witness. It is not necessary to deal
with all the
details of
4 the argument presented to us for, as appellant's counsel rightly
submitted, the crux of the dispute about the identity of the man
who fired on
Cele was, and still is, Monica and Hlengiwe's assertion that the appellant was
known to them. I say this in view of
the well-known requirement in cases where
the identity of the perpetrator of an offence is an issue, that the evidence of
an identifying
witness must not only be truthful, but reliable as well in the
sense that the court must be convinced beyond reasonable doubt of
the
reliability of his identification, in order to eliminate the possibility of an
honest mistake. The facts of the present case
are such that there is no
reasonable possibility of an honest mistake on the part of the witnesses if
their assertion that they knew
the appellant is found to be true.
Monica and Hlengiwe both testified' that
5 they knew the appellant as KK and had come to know him (although he did not
know them) at regular meetings of the Amaqabanes (members
or sympathisers of the
African National Congress) which they attended. In addition Hlengiwe claimed to
have seen him on several occasions
at her own home where he used to go in order
to send her brother Boyo to his girlfriend, Mompumelelo Gudazi, who lived in a
neighbouring
kraal. In his evidence the appellant denied that he ever attended
meetings of the Amaqabanes and, whilst admitting that his girlfriend
was indeed
Miss Gudazi, further denied that he had ever sent Boyo to her or had ever been
to Boyo's (and Hlengiwe's) house.
Appellant's counsel directed his challenge
of the trial court's findings entirely at the credibility of the State
witnesses; neither
in his written heads of argument nor in his address did
he
6 try and meet the trial court's criticism of the appellant's own
evidence. This being the case there is no need for a discussion
of the demerits
of the appellant as a witness. Suffice it to say that his counsel exercised a
wise discretion in not pressing his
evidence upon us. Counsel must have been as
surprised as everyone else at the trial when,in answer to a question from the
presiding
judge, the appellant denied that he had ever attended meetings of the
Amaqabanes since Monica or Hlengiwe's evidence that he used
to attend those
meetings was never questioned in cross-examination. The denial of his presence
was clearly a desperate attempt at
distancing himself as far as possible from
the State witnesses and thus at casting doubt upon the reliability of their
identification.
The rejection of the appellant's evidence does, of course,
not by itself justify the acceptance
7 of the State witnesses' evidence. Nor
is this how the trial court viewed the matter. Monica and Hlengiwe's evidence
was carefully
scrutinised. They impressed the trial court with their candour and
impartiality and were ultimately found to be excellent witnesses.
The criticism
which appellant's counsel levelled at their evidence in the trial court was
repeated in this court. The trial court's
judgment did not effect their
credibility and I have not been persuaded to take a different view. What I find
of particular importance
is that there was no suggestion, either at the trial or
in this court, that Monica and Hlengiwe did not go to the Amaqabane meetings.
There is no reason for disbelieving them in this regard and, taking into account
what has been said earlier about the appellant's
own attendance of the meetings,
it is hardly possible to conceive of any reason for disbelieving them when they
say that
8 disbelieving them when they say that they saw and got to know him
there. (For the sake of completeness I may say that Boyo Mthembu
was clearly not
as impressive a witness as his sister. The trial court nevertheless believed him
and we have no reason to differ.
His evidence supports not only that of the
other two State witnesses to the effect that the appellant attended the
Amaqabane meetings,
but also that of his sister to the effect that the appellant
used to go to their house when he wanted to see his girlfriend.)
Since the
acceptance by the trial court of the evidence of the identifying witnesses
cannot be faulted the appeal against the conviction
must fail.
What remains
is the sentence. In view of the amended provisions of secs 277(2) and 322(2A)
(b) of the Criminal Procedure Act this
court is enjoined to consider the
propriety of the death sentence, as
9
the only proper one, in accordance with its own
assessment of any
mitigating and aggravating factors.
In his judgment on sentence the trial
judge said:
"Mr
Mkhize
submitted rightly that the main mitigating factor in favour of
the accused is the fact that he is a first offender. That being so
there is a
prospect that he may, with a long term of imprisonment, be rehabilitated. He is
unable with any conviction to refer me
to any other mitigating factors. He
faintly submitted that I had to take into account the unrest in the area at the
time and the
age of the accused.
There was some evidence of unrest in the area at the time but there is nothing
to suggest that the murder of the deceased had anything
to do with such unrest,
whether tribal, political or otherwise. The two State eyewitnesses and the
youngster called by the Court
all attended meetings of the Amaqabane or ANC in
the area and the Court found in its judgment that the accused also attended
these
meetings and played a leading role. There is, however, no evidence before
me to suggest that the deceased was a member of a rival
political organisation.
He may, for all I know, have been a member of the ANC who was, for reasons of
discipline, executed. Because
of the accused's refusal to testify after
conviction I have been left totally in the dark and I am not prepared to, nor am
I
10
entitled to, speculate whether the deceased's death was politically motivated
or not. On his own evidence the accused is at least
twenty-three (23) years of
age. There is evidence that he is in fact older and that his age is twenty-seven
(27). Youth is therefore
not a factor upon which can be relied.
The aggravating factors which I have found to have been present are the
following:
The murder of the deceased was premeditated. It was intended to be
done in public and it was apparently to achieve the maximum impact
for whatever
reason the assassins had in mind. It was carried out in cold blood. The
classroom was surrounded. It was ten o'clock
in the morning and the accused
walked into the classroom full of Standard Nine pupils writing a test straight
to where the deceased
was seated (a boy whose age was estimated as twenty by the
pathologist who conducted the post-mortem), and opened fire on him. Nothing
was
said by the accused. No warning was given. No opportunity was afforded the
deceased to defend himself. He was pursued from the
classroom by the accused and
others. More shots were fired and the deceased was then brutally stabbed to
death. The post-mortem report
revealed a bullet wound in the upper left chest
region and multiple stab wounds in the back. As a result of these events the
Charles
Hlengwa High School was closed indefinitely and at least one of the
11
pupils, Monica Makhuphulo, and her family fled the area. The accused has shown
no remorse whatsoever and he has clung to his false
alibi, namely that he was
herding cattle elsewhere at the time.
In my view the other purposes of punishment, namely deterrence, prevention and
retribution far outweigh considerations of the reformative
effect of a period of
imprisonment. I will be failing in my duty if I did not pass a sentence which
would demonstrate to the ordinary
people who have become the victims of the
murders, robberies and other violent crimes which are racking Natal, that the
Courts will
protect them and will punish those who are perpetrating these deeds severely,
and in appropriate cases to the extent of imposing
the ultimate penalty. It is
difficult to think of a more serious and heinous murder than the one that the
accused committed, an innocent
schoolboy who was executed in broad daylight in
front of his school companions.
On weighing up all the factors I have mentioned I am convinced that this is a
case in which the only appropriate sentence is one
of
death."
I have cited this passage
because it
broadly reflects my own views. Regarding the
appellant's age I think it
should be mentioned that
12
he was born during October 1963 according to the information in his identity
document but that he claimed at the trial that he had
given wrong information to
the authorities in order to procure work. His evidence about his actual age is
totally confused but the
trial court indicated in its main judgment that he
appeared to be far closer to twenty-seven than to twenty-one (as he alleged at
one stage of his evidence).
In this court appellant's counsel raised, apart
from the factors mentioned by the trial judge, the fact that the appellant was
only
one of a group of assailants as a possible mitigating factor. I fail to
see, however, how this can benefit him. There is no evidence
about his status
within the group but, in what was plainly intended to be Cele's execution, he
played the leading role of executioner.
Making full allowance for every
conceivable
13
mitigating factor I share the trial judge's view that the
death sentence is the only proper one. The appeal is dismissed.
J J F HEFER JA.
VIVIER JA )
VAN COLLER AJA ) CONCUR.