Standard Bank of South Africa Limited and Worldwide African Investment Holdings (Pty) Ltd (09/LM/Feb05) [2005] ZACT 22 (19 April 2005)

70 Reportability
Competition Law

Brief Summary

Competition — Merger Approval — Standard Bank of South Africa Limited and Worldwide African Investment Holdings (Pty) Ltd — The Competition Tribunal approved a merger transaction whereby Standard Bank acquires a 26% stake in Khathuma Investments (Pty) Ltd, which in turn acquires shares in Worldwide African Investment Holdings (Pty) Ltd from existing shareholders. The transaction aims to enhance Worldwide's capital and empowerment profile. The Tribunal found no horizontal or vertical competition concerns arising from the merger, concluding that it would not substantially prevent or lessen competition in any market and that there were no significant public interest issues, thus granting unconditional approval.

COMPETITION TRIBUNAL 
REPUBLIC OF SOUTH AFRICA
Case no: 09/LM/Feb05
In The Large Merger Between: 
Standard Bank of South Africa Limited
And
Worldwide African Investment Holdings (Pty) Ltd
Reasons for Decision
Approval
On   13   April   2005   the   Competition   Tribunal   issued   a   Merger   Clearance   Certificate  
approving   the   transaction   between   Standard   Bank   of   South   Africa   Limited   and 
Worldwide African Investment Holdings (Pty) Ltd. The reasons for this decision follow. 
The transaction
The parties to the transaction are Standard Bank of South Africa Limited (“Standard  
Bank”),   Khathuma   Investments   (Pty)   Ltd   (“Khathuma”)   and   Worldwide   African  
Investment Holdings (Pty) Ltd (“Worldwide”) as well as certain existing shareholders of  
Worldwide.
 
The terms of the transaction are as follows:
 
Release Investments (Pty) Ltd (“Release”), Mr K Ngqula (“Ngqula”) and the Jani Family  
Trust   (“Jani”),   all   existing   shareholders   in   Worldwide,   will   transfer   their   Worldwide  
shares to Khathuma, in return for which they will acquire 74% of the issued ordinary  
shares in Khathuma. Standard Bank will thereupon acquire the balance of the 26% of  
the issued ordinary share capital of Khathuma for a subscription price of approximately  
R20 million, and 80 000 redeemable preference shares in Khathuma for a subscription  
price of approximately R140 million. Khathuma will use the proceeds of the Standard  
Bank   subscriptions   to   purchase   Nedcor   Investments   (Pty)   Ltd   shares   in   Worldwide  
(12.15%), as well as the majority of Mr Lot Ndlovu’s shares in Worldwide (1.51%). It will  
also subscribe for additional new shares in the issued share capital of Worldwide. 
 
Following implementation of the transaction Khathuma will hold approximately 31% of  
the issued shares in Worldwide.

Prior to the merger transaction, no one party controlled Worldwide, although pursuant to  
a voting pool arrangement, approximately 32% of the shareholders voted as a block and  
were thereby able to exercise certain negative controls over the affairs of Worldwide.  
Post   merger   the   Voting   Pool,   which   comprises   black   shareholders,   will   increase   to  
approximately 41%. 
 
According to the parties, the transaction is intended to capitalise Worldwide to assist it  
in meeting its medium term cash flow requirements, and to increase its empowerment  
profile. 
Impact on competition
Standard   Bank   is   a   commercial   bank   providing   corporate,   investment   and   merchant  
banking   services,   retail   banking,   insurance   banking,   short­term   insurance,   life  
assurance and property and investment services. Khathuma is a new company and has  
not   traded   before.   Worldwide   is   an   investment   holding   company   for   a   group   of  
companies and does not sell any products or provide any services. 1 
According to the information provided by the Commission and the parties, there is no  
horizontal   overlap   in   the   activities   of   the   merging   parties   or   their   subsidiaries.   In  
addition,   there   appears   to   be   no   vertical   concerns   arising   from   this   merger.   In   the  
circumstances   we   find   that   the   merger   is   unlikely   to   substantially   prevent   or   lessen  
competition  in  any  market.   There   are   no  significant  public  interest  concerns   and  we  
therefore   agree   with   the   Commission’s   recommendation   that   the   transaction   be  
unconditionally approved.
19 April 2005
N Manoim   Date
Concurring: Y Carrim and M Mokuena 
For the merging parties: James Pitman (Tabacks and Associates)
For the Commission: Edwell Mtantato (Mergers and Acquisitions)
1  Through its wholly owned subsidiaries, Afric Energy Resources (Pty) Ltd,  Ndibano Investments (Pty)

Ltd,   Worldwide   is   indirectly   involved   in   the  refining,   marketing   and   distribution   of   diesel,   petrol,  
kerosene   and   a   range   of   lubricants   and   the   manufacture,   marketing   and   distribution   of  
telecommunications   infrastructure   products   and   services.   Through   its   51%   shareholding   in  
Worldwide   Capital   Ltd   it   is   involved   in   the   provision   of   a   range   of   investment   products   and  
services.
2

3