S v Mnguni (16/94) [1994] ZASCA 14 (17 March 1994)

75 Reportability
Criminal Law

Brief Summary

Criminal Law — Murder — Conviction and sentence of death — Appellant convicted of murder for pushing the deceased out of a moving train — Evidence primarily from a single witness who identified the appellant as a regular commuter — Appellant's defense rejected as implausible and inconsistent — Trial court found the evidence of the witness credible and reliable, leading to conviction — Sentencing factors considered included the brutal nature of the crime and lack of remorse, outweighing mitigating factors such as being a first offender and potential for rehabilitation — Appeal against conviction and sentence dismissed.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were a criminal appeal in the Supreme Court of South Africa (Appellate Division) against both conviction and sentence. The appellant, Xolane Mnguni, appealed against his conviction for murder and the imposition of the death sentence. The respondent was the State.


The matter originated in the Witwatersrand Local Division, where the appellant was convicted of murdering Matsosale William Aphane by throwing him from a moving train at Doornfontein station on Friday, 29 November 1991. Although the appellant was a first offender, the trial court regarded the murder as sufficiently heinous to warrant the death penalty.


The appeal was brought in terms of section 316A of the Criminal Procedure Act 51 of 1977. The general subject-matter of the dispute concerned the reliability and sufficiency of single-witness identification evidence for conviction, and whether the death sentence was justified on the facts found proved.


2. Material Facts


The deceased was killed after being assaulted and forced from a moving train as it approached Doornfontein station. The conviction depended largely on the evidence of Trevor Jabulani Ndlovo, who testified as a direct eyewitness to the killing and as the person who later pointed the appellant out to the police.


It was common cause, on the evidence accepted by the court, that Ndlovo was a regular commuter on the 05h45 train from Kwezi station to Doornfontein, and that the appellant was likewise a regular commuter on the same route. Ndlovo testified that, although he had never spoken to the appellant, he knew him well by sight from about a year of regular travel. The evidence described a context in which commuters tended to segregate themselves into coaches associated with Inkatha supporters and those associated with “Batha” or ANC supporters, with violence between these groups occurring readily. Ndlovo, though not a member of Inkatha, travelled in the Inkatha coach for perceived safety.


On the morning in question, Ndlovo boarded and travelled in an Inkatha coach. Evidence accepted by the court indicated that there were two interleading coaches used by Inkatha members, one of which was fuller than the other. The passengers were singing Inkatha songs and shouting slogans, and the appellant moved between the two coaches.


After the train departed Park station en route to Doornfontein, Ndlovo noticed a commotion in the adjacent coach. He testified that the appellant and another man chased the deceased, who fled into the coach where Ndlovo was. When the deceased reached the end of that coach, he could not proceed further because the door to the next coach was closed, and he was cornered.


Ndlovo’s evidence, as accepted, was that the appellant was armed with an object resembling an umbrella but with a sharpened spike, and his companion carried a knobkierie. The companion struck the deceased while the appellant stabbed him, with the appellant shouting words to the effect of “kill the dog”. The two assailants dragged the deceased to the doorway and pushed him out. The deceased held onto an iron bar while his feet dangled outside, and the assailants continued to beat him until they prised his fingers loose and pushed him beneath the wheels as the train entered Doornfontein station. The deceased’s remains were later collected over a distance of approximately 30 metres.


Ndlovo further testified that, after the train stopped at Doornfontein, he saw the appellant and his companion on the platform celebrating by jumping and shouting, expressing joy. Ndlovo remained at the platform until police arrived and, when asked for witnesses, most bystanders departed but Ndlovo indicated his willingness to report what he had seen. He was taken to Detective-Sergeant Mokhola at Park station and made a statement indicating that he did not know the assailant by name but could point him out as a regular commuter.


The subsequent identification process was described in the evidence accepted by the court. On Monday, 2 December 1991, Mokhola approached Ndlovo’s employer to arrange for Ndlovo to point out the suspect, but practical difficulties delayed this until Wednesday, 4 December 1991. On that day, Ndlovo travelled as usual and at Doornfontein station pointed the appellant out to Mokhola, who arrested him.


The appellant’s version was rejected by the trial court. He claimed that after Park station he had entered another coach where a church service was being conducted and witnessed a different assault in which a young man was struck by another person with a knobkierie and then jumped from the train before Doornfontein. Evidence from the police witness, accepted by the court, was that no other bodies were found between Park station and Doornfontein besides the deceased. The appellant also contradicted State witnesses on peripheral matters (including the platform at which the train stopped and the location and circumstances of his arrest), which the trial court regarded as undermining his credibility.


3. Legal Issues


The appeal raised central questions concerning the validity of the conviction based substantially on the evidence of a single eyewitness, and specifically whether the trial court properly exercised the requisite caution in accepting Ndlovo’s evidence of identification and participation.


These questions concerned primarily the application of legal standards to fact, including how the cautionary approach to single-witness evidence should be applied, and whether the trial court’s findings of credibility and reliability were sustainable on appeal in the absence of misdirection. A related factual issue was whether the appellant’s alternative version was reasonably possibly true when assessed against the State case as accepted.


On sentence, the appeal required determination of whether, given the mitigating and aggravating factors found, the death sentence was the appropriate punishment. This involved an evaluative judgment about the weight to be assigned to personal circumstances and potential rehabilitation as against the seriousness of the crime and the interests of society, based on the trial court’s factual findings.


4. Court’s Reasoning


On conviction, the appellate court approached the matter on the basis that Ndlovo was a single witness on the events inside the train and on identification, and that his evidence therefore had to be treated with due caution. The appellant argued that the trial court failed properly to consider whether Ndlovo had an adequate opportunity to observe, whether Ndlovo’s previous familiarity with the appellant by sight safeguarded the identification, and whether Ndlovo might have been biased against Inkatha.


The appellate court rejected these criticisms on the facts as recorded. It accepted that the trial court was alive to the single-witness status of Ndlovo and nevertheless found him impressive and reliable. In evaluating the opportunity for observation, the appellate court emphasised that Ndlovo observed the assault over about three minutes, that the critical events occurred in the immediate vicinity of where he stood, and that he saw the appellant again at Doornfontein station after the train stopped. The court further noted that Ndlovo’s identification evidence was not challenged in cross-examination, and his evidence that he knew the appellant well by sight from regular commuting over about a year was likewise not disputed. These factors were treated as significantly reducing the likelihood of mistaken identification.


The appellate court also rejected the suggestion of bias. It reasoned that there was no evidence that Ndlovo was biased against Inkatha; rather, Ndlovo travelled in the Inkatha coach for safety and allowed the impression that he was one of them. No motive was established for falsely implicating the appellant. The appellant’s complaint that he was implicated because people disliked Inkatha was treated as lacking evidential support, particularly since the appellant himself denied knowing Ndlovo or having noticed him.


In assessing the appellant’s version, the appellate court endorsed the trial court’s rejection of the appellant as a witness. It noted contradictions between the appellant and State witnesses on matters the appellate court regarded as peripheral and senseless for purposes of the defence. The appellant’s core account of an unrelated assault and a different person jumping from the train was considered inherently improbable, and in any event did not meet the “credible and reliable” evidence accepted from Ndlovo that the appellant and his companion assaulted the deceased and pushed him out. The appellate court stressed that, in the absence of any misdirection, strong credibility findings by the trial court were not to be overlooked and had to be accepted. The conviction therefore stood.


On sentence, the appellate court considered the mitigating factors found by the trial court, namely the appellant’s age, limited education, first-offender status, stable work record, and potential for rehabilitation. The appellate court regarded age and education as, at best, neutral standing alone, and treated the meaningful mitigating considerations as the combination of relative youth with first-offender status, together with the stable work record. Potential for rehabilitation was regarded as carrying limited weight on its own.


The aggravating features were treated as overwhelming. The deceased was described as a helpless, unarmed victim who attempted to flee and was cornered, beaten, stabbed, and then pushed from a speeding train in a manner the court characterised as brutal, cruel, and inhuman. The appellant and his companion were found to have shown no remorse, instead celebrating on the platform after the killing. The trial court’s findings about the prevalence of killings on commuter trains and the rarity of apprehension due to intimidation of witnesses were accepted as supported by the evidence, and were treated as bearing on the interests of society and the administration of justice.


The appellate court rejected the submission that the crime should be regarded as politically motivated or that the appellant was a simple, unsophisticated person emotionally inflamed by political agitation. It found no evidential foundation for such a characterisation. It emphasised that the appellant was accustomed to the daily singing and slogans in the coach, had some education, had been employed in the city for at least a year, and did not himself suggest political inspiration. The evidence did not disclose provocation; the deceased was recorded as not understanding why he was being attacked. The attack was therefore treated as unprovoked, sustained, and cruel.


Balancing these considerations, the appellate court held that in the circumstances—where commuters’ lives were persistently threatened, where the appellant committed the murder in front of many commuters, and where the death was particularly gruesome—the interests of society outweighed the offender’s personal circumstances. The retributive component of punishment was treated as carrying heavy weight, and the appellate court concluded that the death sentence was the only proper sentence on the facts as found.


5. Outcome and Relief


The appeal against both conviction and sentence was dismissed. The conviction for murder and the sentence of death imposed by the trial court were upheld. The judgment did not record any separate order as to costs.


Cases Cited


No cases were cited in the judgment.


Legislation Cited


Criminal Procedure Act 51 of 1977, section 316A.


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The Supreme Court of South Africa (Appellate Division) upheld the appellant’s conviction for murder on the basis that the trial court was entitled, applying caution appropriate to a single witness, to accept Ndlovo’s evidence as credible and reliable. The appellate court found no merit in criticisms directed at the adequacy of observation, the safeguards for identification arising from prior familiarity, or alleged bias, and it endorsed the trial court’s rejection of the appellant’s version as not reasonably possibly true.


On sentence, the appellate court held that the mitigating factors were limited and were decisively outweighed by the aggravating circumstances, including the brutality and callousness of the killing, the absence of remorse, and the broader context of violence on commuter trains and intimidation of witnesses. The death sentence was therefore confirmed as the appropriate sentence on the facts found proved.


LEGAL PRINCIPLES


The judgment applied the principle that evidence from a single witness, particularly on identification, must be approached with due caution, but may found a conviction where the court is satisfied of the witness’s reliability and credibility on proper evaluation.


The judgment further applied the appellate principle that, in the absence of misdirection, strong findings of credibility by the trial court are not lightly disregarded on appeal.


In relation to sentence, the judgment applied the principle that sentencing requires a weighing of mitigating and aggravating factors, and that in cases of extreme brutality and social prevalence of similar crimes, the interests of society and the retributive objectives of punishment may outweigh personal circumstances such as first-offender status, resulting in confirmation of the most severe penalty where the court considers it the only proper sentence on the facts.

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[1994] ZASCA 14
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S v Mnguni (16/94) [1994] ZASCA 14 (17 March 1994)

IN THE SUPREME COURT OF SOUTH AFRICA
(
APPELLATE DIVISION
)
In the matter between:
XOLANE MNGUNI
Appellant
AND
THE STATE
Respondent
Coram
: JOUBERT, EKSTEEN
JJ A et KANNEMEYER, AJA
Heard
: 25 February 1994
Delivered
:
17 March 1994
JUDGMENT
EKSTEEN
, JA :
The appellant was convicted in the Wit-watersrand Local Division of the
murder, on Friday 29 November 1991, of Matsosale William Aphane
(the deceased)
by throwing him out of a moving train at Doornfontein station. Despite the fact
that the appellant was a first offender
the learned trial judge came to the
conclusion that the offence was of such a heinous nature that the death sentence
was the only
proper sentence to impose. Appellant was accordingly sentenced to
death. The present appeal is brought in terms of section 316 A
of Act 51 of 1977
against both the conviction and the
..../2
2
sentence.
The conviction rested to a large extent on the evidence of one
Trevor Jabulani Ndlovo. He told the court that for about a year prior
to 29
November 1991 he had regularly boarded the 05h45 train from Kwezi station to
Doornfontein on his way to work. The appellant
had likewise been a regular
commuter on the same train between the same two stations, so that, although
Ndlovo had never spoken to
the appellant, he knew him well by sight. The regular
commuters on this train seem to have included a large number of Inkhata
supporters
and an equally large number of "Batha" or A.N.C. supporters. These
two factions seem to have been in-
.... / 3
3
clined to engage in physical violence against each other on the slightest
pretext, so, as a matter of self-protection, they tended
to travel in separate
coaches. The appellant was a member of Inkhata and travelled in the Inkhata
coach. Ndlovu was a Ndebele, and
though not a member of Inkhata, he felt it
safer to travel in the Inkhata coach, assuming that they would regard him as one
of themselves.
On the day in question Ndlovu boarded the train as usual and
sat down in one of the inkhata coaches. From the evidence it would appear
that
there were two interleading coaches in which Inkhata members travelled. One of
these coaches
..../ 4
4
was fully occupied by passengers whereas the coach in which Ndlovu travelled
was not so full. It only had some 16-18 passengers. The
passengers
-
particularly those in the full coach - were singing Inkhata songs and
shouting slogans. The appellant walked about from the one coach
to the other. At
Park station a number of people got off the train, and when it moved off again
to Doornfontein station, Ndlovu noticed
a commotion in the other coach. It soon
transpired that the appellant and another man were chasing the deceased. The
deceased ran
into the coach where Ndlovu was. When he got to the end of that
coach, where Ndlovu was standing, he found that he could go no further
as the
door
..../ 5
5
leading to the next coach was closed. The deceased was cornered, and
appellant and his companion soon came up to him. Appellant was
armed with
something that looked like an umbrella but with a sharpened spike at the end.
His companion had a knobkierie, with which
he beat the deceased while the
appellant stabbed him, shouting "kill the dog". Together they dragged the
deceased to the door and
pushed him out of the coach. The deceased hung on to an
iron bar at the door while his feet dangled out of the coach. The appellant
and
his companion continued to beat the deceased, still shouting "kill the dog".
Eventually they prised his fingers loose from the
iron bar to which he was
clinging and
..../ 6
6
pushed him under the wheels of the train as it was entering Doornfontein
station. The mangled remains of the deceased were later picked
up over a
distance of some 30 metres.
The appellant and his companion spoke Zulu,
whereas the deceased, who kept asking what he had done to deserved being killed
like that,
spoke Pedi. Ndlovu got off the train at Doornfontein. So did the
appellant and his companion. The two of them jumped up and down
on the platform,
shouting, with their hands in the air, to express their joy at what had
happened. Ndlovu waited on the platform
until the police arrived. When enquiries
were made by sergeant van Loggerenberg as to the
..../ 7
7
presence of any witnesses of the gruesome events, most of the bystanders
left, but Ndlovu, much to his credit, indicated his willingness
to tell the
police what he had seen. Sgt Van Loggerenberg thereupon took him to
detective-sergeant Mokhola at Park station and there
Ndlovu made a statement to
Mokhola in which he indicated that, although he did not know the appellant by
name, he knew him as a regular
commuter on that particular train and would be
able to point him out to the police. That Monday, 2 December, Mokhola went to
Ndlovu's
place of employment, and attempted to arrange with his employer to
allow Ndlovu to point the deceased's assailant out to him the
following morning
-
...../ 8
8
i e on Tuesday 3 December. His employer was not particularly eager to be of
assistance but eventually agreed to let Ndlovu go on Wednesday
4 December. On
that day Ndlovu boarded the train as usual, and when they got to Doorn-fontein
station he pointed the appellant out
to Mokhola who arrested him.
There is
therefore no merit in Mr Ver-meulen's argument on behalf of the appellant, that
the police were remiss in not looking for
the appellant immediately after the
incident. They obviously had no information as to who the assailant may have
been until Ndlovu
offered his assistance. By that time the appellant and his
companion had left the station and there was no way of finding out where
he had
gone. Ndlovu told
.../ 9
9
them that he was a regular commuter on that train and that he would be able
to point him out any morning. Ndlovu - and presumably
the other commuters too -
did not work on the Saturday or Sunday, 30 November and 1 December. On Monday
the 2nd Sergeant Mokhola
tried to arrange for Ndlovu to identify the man, and
the soonest this could be arranged was Wednesday 4 December.
Ndlovu was a
single witness as to the events on the train and the identification of the
appellant as one of the deceased's assailants.
The trial court was therefore
obliged to approach his evidence with due caution. Mr Vermeulen submitted that
the trial court had
failed to exercise
..../ 10
10
proper caution in that
(a)
it had failed to consider
whether Ndlovu had had an adequate opportunity of observing the
appellant;
(b)
it had failed to consider to
what extent if any, Ndlovu's previous acquaintance with appellant offered a
safeguard to his identification;
and
(c)
it
had failed to consider that Ndlovu may have had a bias adverse to appellant. The
court a
quo
was fully aware of the
fact that
Ndlovu was a single witness, and that his evidence should be approached with
caution. Nevertheless it found him to have
been "an impressive
.... / 11
11
witness", "satisfactory in every respect", and "a very good witness,
truthful, reliable, trustworthy". Ndlovu testified to having
witnessed the
assault on the deceased over a period of some three minutes, and the final
ejectment of the deceased from the train
occurred in the immediate vicinity of
where Ndlovu was standing. His opportunity of observing the assailants was
therefore, on the
face of it, perfectly adequate. Moreover after the train had
stopped at Doornfontein station, Ndlovu again saw the appellant and
his
companion jubilantly celebrating the success of their escapade by jumping up and
down on the platform. Mr Vermeulen conceded
that Ndlovu's evidence of
identification had not
..../ 12
12
been challenged in cross-examination in any way. Nor in fact had his evidence
that he knew the appellant well by sight having commuted
regularly with him in
the same coach for about a year. It can therefore hardly be suggested that he
could have been mistaken about
the person he saw, and whom he later pointed out
to the police.
So, too, there seems to me to be no merit in the suggestion
that Ndlovu had been prompted by bias against the Inkhata movement to
incriminate the appellant - one of its members -falsely. There was no evidence
that he was baised against Inkhata in any way. He
was not a member, but felt
safe in travelling with them in
..../ 13
13
the same coach, and was happy enough to allow the impression to be created
that he was one of them. There was no suggestion that he
bore any grudge against
the appellant or the Inkhata movement. In fact appellant denies knowing Ndlovu
or ever having noticed him
on the train. No weight can be attached to the
appellant's complaint that he has simply been implicated because he belonged to
Inkhata
and that "mense hou nie van Inkhata nie".
The appellant was not a good witness and his evidence was rejected by the
trial court. He contradicted the State witnesses on a number
of relatively
unimportant issues. For example, when both Van Loggerenberg and Ndlovu deposed
to
..../ 14
14
the train stopping at platform 1 at Doornfontein, appellant insisted that it
had stopped at platform 4. When both Mokhola and Ndlovu
told the court that
appellant had been arrested at the station while in the company of a woman,
appellant insisted that he had been
arrested in a street opposite Jazz Stores
while in the company of two women. These are senseless contradictions which, for
the purposes
of his defence are neither here nor there. The gist of his defence,
however, was that he had left the Inkhata coach at Park station
and gone to
another coach where a church service was being conducted. As he boarded this
coach another man, armed with a knobkierie,
also got in. This man
.... / 15
15
walked up to a young man and began hitting him. The young man thereupon ran
to a door, opened it, and jumped out. This happened shortly
after they had left
Park station and some time before they got to Doornfontein. Van Loggerenberg,
however told the court that no
bodies were found between Park station and
Doornfontein on that day other than the remains of the deceased. In argument it
was suggested
that the young man that appellant had spoken about may have
survived his fall from the speeding train, and walked away. This whole
story
seems inherently improbable and was rejected by the trial court as not being
reasonably possibly true. In any event, whatever
one may say about
..../ 16
16
this story, it does not meet the credible and reliable evidence of Ndlovu
that he saw the appellant and his companion assaulting the
deceased and pushing
him off the train. In the absence of any misdirection the strong findings of
credibility by the trial court
cannot be overlooked, and must be accepted. It
follows, therefore, that the conviction must stand.
In considering sentence the trial court found the following to be mitigating
factors:
(a)
that the appellant was 28
years old;
(b)
that he had passed standard 3
at school;
(c)
that he was a first
offender;
(d)
that he had a stable
work-record; and
.... / 17
17
(e) that he had a potential for rehabilitation. To my mind (a) and (b) cannot
in themselves be regarded as mitigating factors. At
best they are neutral. (a)
and (c) taken together, however, could constitute a mitigating factor. (e) does
not carry a great deal
of weight standing alone. It is perhaps a necessary
corrolary to any first offender. The only two mitigating factors therefore are
(a) and (c) taken together, and (d).
The aggravating factors are obvious. The deceased was "a helpless, unarmed
victim who tried to run away from his attackers". He was
cornered and beaten
before being callously pushed
..../ 18
18
out of the speeding train under its wheels. The killing was brutal, cruel and
inhuman. The appellant and his companion showed no remorse,
but rather gloated
over their infamous deed.
The trial court also found that the killing of
passengers on commuter trains is an almost daily occurrence, and that it is
extremely
rare for the killers to be apprehended because of the fear of death
being instilled into potential witnesses. This tends to give
such killers a
licence to kill and brings the administration of justice into disrepute. These
findings are amply borne out by the
evidence of Ndlovu and Mokhola.
/ 19
19
Mr Vermeulen submitted that the crime must be seen to have been politically
motivated and the appellant as a simple unsophisticated
person emotionally
inflamed by political agitation. These submissions, however, find no support
from the evidence. The passengers
in the two inter-leading coaches in which
Ndlovu and appellant were travelling were overwhelming Inkhata in their
affiliation. They
were singing Inkhata songs and shouting Inkhata slogans. The
appellant, however, was accustomed to travelling in these coaches where
the
singing of these songs was a daily occurrence. He was 27 years old; had had a
measure of education; and had been gainfully employed
in the city
...../ 20
20
for about a year at least. He can therefore hardly be seen as a simple
unsophisticated person. In any event there is no evidence to
that effect, nor
did appellant suggest that the offence was politically inspired. All that the
evidence discloses is that the deceased
spoke Pedi while the appellant spoke
Zulu. The evidence also shows that the deceased did not know why he was being
assaulted in this
way. There is no suggestion of any provocation. The attack on
the deceased would therefore appear to have been unprovoked, sustained,
and
cruel.
In the circumstances of this case where the lives of commuters are
persistenly threatened
...../ 21
21
by remoreseless attackers such as the appellant and his companion, and where
the appellant was quite prepared to murder his victim
in the presence of two
coachloads of commuters, and to send him to such a gruesome death, the interests
of society must outweigh
the personal considerations of the offender. The
retributive aspects of punishment must therefore weigh heavily with the court.
The
appellant's deed is so evil and so shocking as to call for extreme
retribution and the death sentence seems to me to be the only
proper sentence in
this case.
The appeal is therefore dismissed.
J.P.G. EKSTEEN, JA
JOUBERT, JA )
concur KANNEMEYER, AJA )