Carolus and Another v S (Appeal) (A201/24) [2025] ZAWCHC 362 (11 August 2025)

82 Reportability
Criminal Law

Brief Summary

Criminal Law — Appeal against conviction and sentence — Appellants convicted of murder with dolus directus and sentenced to life imprisonment — Central issue whether the state proved guilt beyond a reasonable doubt, particularly regarding the second appellant's alibi — State failed to investigate or call alibi witness, resulting in a material omission — Trial court erred in rejecting the alibi without proper engagement with the evidentiary implications — Appeals upheld, convictions and sentences set aside.

Comprehensive Summary

Case Note


Fahiem Carolus and Luciano Thomas v The State

Case No: A201/24

Date: 11 August 2025


Reportability


This case is reportable due to its significant implications regarding the burden of proof in criminal trials, particularly in relation to the defense of alibi. The judgment underscores the principle that the state must prove the accused's guilt beyond a reasonable doubt and highlights the consequences of failing to investigate or challenge an alibi presented by the defense. The ruling serves as a reminder of the fundamental rights of the accused in criminal proceedings and the responsibilities of the prosecution.


Cases Cited



  • S v Shabalala 1986 (6) SA 734 (A)

  • S v Musiker 2013 (1) SACR 517 (SCA)

  • S v Gcam-Gcam 2015 (2) SACR 501 (SCA)


Legislation Cited


[No specific legislation cited in the judgment]


Rules of Court Cited


[No specific rules of court cited in the judgment]


HEADNOTE


Summary


The case involves an appeal by Fahiem Carolus and Luciano Thomas against their convictions for murder and the subsequent life sentences imposed by the regional court. The central issue was whether the state had proven the appellants' guilt beyond a reasonable doubt, particularly in light of the second appellant's alibi defense. The court found that the state failed to investigate the alibi adequately, leading to a reasonable doubt regarding the appellants' guilt.


Key Issues


The key legal issues addressed in this case include the burden of proof in criminal trials, the treatment of alibi defenses, and the obligations of the prosecution to investigate claims made by the defense. The court also examined the implications of the trial court's failure to engage with the alibi presented by the second appellant.


Held


The court held that the state did not discharge its burden of proof, and the appellants' alibi raised a reasonable doubt that should have been resolved in their favor. Consequently, the appeals against both conviction and sentence were upheld, and the convictions and sentences were set aside.


THE FACTS


The appellants were convicted of murder with dolus directus on 31 March 2023, following an incident that resulted in the death of the deceased on 17 December 2018 in Manenberg. They were arrested on 30 July 2019 and maintained their innocence throughout the trial, asserting that they were not present at the crime scene. The second appellant raised an alibi during cross-examination, claiming he was with his probation officer, Mr. Nombo, at the time of the incident. However, the state did not investigate this alibi or call Mr. Nombo to testify.


THE ISSUES


The court had to decide whether the state had proven the appellants' guilt beyond a reasonable doubt, particularly in light of the second appellant's alibi defense. The legal questions included the proper treatment of alibi defenses in criminal trials and the implications of the prosecution's failure to investigate the alibi adequately.


ANALYSIS


The court analyzed the principles surrounding the burden of proof in criminal cases, emphasizing that the onus remains on the state to establish guilt beyond a reasonable doubt. It noted that an alibi defense does not shift the burden to the accused to prove their innocence. The court criticized the trial court for failing to engage with the alibi and for erroneously placing the burden on the appellants to provide corroborative evidence. The court highlighted that the state had ample opportunity to investigate the alibi but failed to do so, which constituted a material omission.


REMEDY


The court ordered that the appeals against the convictions and sentences of both appellants be upheld. The convictions and sentences were set aside, effectively exonerating the appellants of the charges against them.


LEGAL PRINCIPLES


The judgment established key legal principles regarding the burden of proof in criminal trials, particularly that the state must prove guilt beyond a reasonable doubt. It reaffirmed that an alibi defense must be accepted if it is reasonably possibly true, and the failure of the state to investigate or challenge such a defense can lead to a reasonable doubt that must be resolved in favor of the accused. The court also emphasized that the prosecution has a duty to call witnesses who could confirm or refute an alibi presented by the defense.

IN THE HIGH COURT OF SOUTH AFRICA
(WESTERN CAPE DIVISION, CAPE TOWN)

Case no: A201/24

In the matter between:

FAHIEM CAROLUS First Appellant

LUCIANO THOMAS Second Appellant

and

THE STATE Respondent

Coram: SALDANHA J & JONKER AJ
Heard: 8 August 2025
Delivered: 11 August 2025


JUDGMENT


JONKER AJ (SALDANHA J concurring):

INTRODUCTION

[1] This is an appeal by the appellants against both conviction and sentence. The
appellants were convicted in the regional court on 31 March 2023 of murder
with dolus directus, and sentenced to life imprisonment on 20 April 2023. The central
issue for determination in this appeal is whether the state discha rged its burden of
proving the appellants’ guilt beyond a reasonable doubt, particularly in light of their
defence that they were not present at the scene when the incident occurred.

RELEVANT FACTS

[2] The relevant factual background is briefly as follows. T he deceased was
fatally wounded in an incident that occurred on 17 December 2018 at Manenberg.

[3] Both appellants were arrested and first appeared in court on 30 July 2019.
They pleaded not guilty on 26 August 2020. They remained in custody throughout
the trial and subsequent sentencing.

[4] After a lengthy trial, marked by numerous postponements and delays, the
court convicted the appellants of murder and sentenced them to life imprisonment.

[5] During the trial, both accused consistently maintain ed that they were not
present at the scene of the crime. Their version, as put to the state witnesses and
confirmed under oath during their respective testimonies, was one of complete denial
of presence at the scene of the crime.

[6] The second appellant, in particular, raised a defence of alibi only during cross-
examination. He stated that at the relevant time he was with Mr Nombo, his
probation officer. He further testified that he informed the arresting officers at the time
of his arrest that he had been w ith Mr Nombo and that Mr Nombo was present when
he was arrested.

[7] It is common cause that the state did not investigate this alibi nor called Mr
Nombo, or any other arresting officers, to testify. At the point of the proceedings
where the second appellant mentioned Mr Nombo by name , the trial was ongoing

and the evidentiary process was at that stage dealing with the admissibility of certain
hearsay evidence.

ALIBI AS DEFENCE AND ONUS

[8] In criminal proceedings, where an accused raises an alibi as a defence, the
legal position is well established: the onus does not shift to the accused to prove the
alibi.1 The burden of proof remains squarely on the state to establish the accused’s
guilt beyond a reasonable doubt. 2 An alibi constitutes a simple denial of presence at
the scene of the crime and, if it is reasonably possibly true, it must be accepted.

[9] A court may not reject an alibi solely because it is raised late or appears
improbable. In S v Gcam -Gcam,3 the Supreme Court of Appeal criticised the trial
court for erroneously placing the burden on the appellant to prove his alibi. The court
further criticised the state for failing to lead any evidence to disprove the alibi. As
Cachalia JA observed:

“[62] The appellant raised a concrete verifiable alibi, the details of which he
disclosed during the State case. The prosecution failed to adduce any
evidence to disprove the alibi. It could and should have applied for an
adjournment to investigate the alibi and in particular the existence and entries
of the Emergency Medical Services register before concluding its cross -
examination. And if necessary it could h ave applied to reopen the State case
once the appellant had furnished more detail of the alibi during his cross -
examination. Its failure to do so meant that the appellant’s alibi could not have
been summarily rejected, and the court erred in doing so. So, the conspiracy
conviction against the appellant also falls to be set aside.”

THE EVIDENCE AT THE TRIAL RELATING TO THE ALIBI


1 S v Shabalala 1986 (6) SA 734 (A).
2 S v Musiker 2013(1) SACR 517 (SCA) para 15-16.
3 2015 (2) SACR 501 SCA.

[10] At the trial, the state failed to make any effort to investigate or challenge the
alibi defence raised by second appellant. No explanation was provided as to why this
was not done, despite the state having sufficient time and opportunity to do so before
the defence closed its case. It would have been both reasonable and practical for the
state to call Mr Nombo - who is a state employee and the second appellant’s
probation officer - as a witness to confirm or refute the alibi. Given that the second
appellant identified Mr Nombo by name and placed him at the centre of his defence,
and further indicated that he had informed the police of this alibi at the time of his
arrest, the state had a clear opportunity and duty to investigate and, if necessary, call
Mr Nombo to testify. The stat e’s failure to do so, despite its resources , the
accessibility of the witness and that it has ample time to do so , is a material
omission.

[11] The trial court does not appear to have engaged meaningfully with the
defence of alibi or considered the implicatio ns of the state's failure to call Mr Nombo
as a witness. Instead, the trial court criticised the accused for failing to present
corroborative evidence and the trial court, in turn, proceeded to convict without
properly engaging with the evidentiary implica tions of the untested alibi. In doing so,
the trial court overlooked the fundamental principle that the onus rests on the state
throughout, and that an accused’s version, including an uncorroborated alibi, must
be accepted if it is reasonably possibly true.

[12] The court may not reject an alibi solely on the basis that the accused failed to
call a witness to corroborate it. The burden of proof in criminal trials always rests with
the state, and it is not for the accused to prove their innocence or to establish the
truth of the alibi. The fact that the accused does not call a potential alibi witness does
not relieve the state of its obligation to prove guilt beyond reasonable doubt.

not relieve the state of its obligation to prove guilt beyond reasonable doubt.

[13] The court is satisfied that the state did not discharged the burden resting on it.
The appellants’ version, and in particular the alibi advanced by second appellant ,
raised a reasonable doubt which ought to have been resolved in their
favour. Counsel for the state correctly conceded that the state failed to discharge this
burden and the and that the trial court erred in finding that it had.

[14] In the result, I propose that both appeals against conviction and sentence is
upheld and that the convictions and sentences be set aside.

It is ordered:

The appeals against the convictions and sentences of both appellants are
upheld.


__________________________
E JONKER
ACTING JUDGE OF THE HIGH COURT

I agree, and it is so ordered.

__________________________
V SALDANHA
JUDGE OF THE HIGH COURT


Appearances:

For Appellants: Adv L Adams
For Respondent: Adv K Uys