S v Bronkhorst (553/91) [1993] ZASCA 23 (11 March 1993)

82 Reportability
Criminal Law

Brief Summary

Criminal Law — Rape — Appeal against conviction and sentence — Appellant convicted of rape of a three-year-old girl and assault of a four-year-old boy — Appellant's conviction for rape altered to indecent assault by the High Court — Appeal against both conviction and sentence to Supreme Court of Appeal — Evidence of severe injuries to both children corroborated by medical testimony — Appellant's denial of wrongdoing rejected as implausible — No grounds for interference with the High Court's findings — Appeal dismissed.

Comprehensive Summary

Summary of Judgment


1. Introduction


The matter concerned a criminal appeal heard in the then Appellate Division (now the Supreme Court of Appeal) against both conviction and sentence arising from assaults on two young children, one of whom sustained genital injuries.


The appellant was Gerhardus Petrus Bronkhorst, and the respondent was the State. The proceedings involved two charges: a sexual offence against a three-year-old girl (Coreen) and an offence relating to the ill-treatment of a four-year-old boy (Renier) who was in the appellant’s care.


In the Regional Court at Heidelberg, the appellant was convicted of rape (count 1) and of contravening s 50(1)(a) of the Child Care Act 74 of 1983 by ill-treating a child in his custody (count 2). The counts were taken together for sentence, and the appellant received five years’ imprisonment, with three years suspended on conditions for five years.


On appeal to the Transvaal Provincial Division, the conviction on count 1 was altered from rape to indecent assault (onsedelike aanranding), while the appeal on count 2 was dismissed. The sentence was set aside and replaced with three years’ imprisonment, half of which was suspended on conditions for five years. With leave of that court, the appellant appealed further to the Appellate Division against both conviction and sentence.


The general subject matter was the identification of the perpetrator, the assessment of credibility (particularly the evidence of the children’s mother versus the appellant’s denial), and whether the sentence imposed after the substitution of the conviction on count 1 justified appellate interference.


2. Material Facts


It was not in dispute before the Appellate Division that both children, Coreen (three years old) and Renier (four years old), had been assaulted, and that Coreen had additionally been sexually assaulted. The key factual dispute concerned who inflicted the injuries.


The district surgeon at Heidelberg, Dr Snyman, examined the children shortly before 18:00 on Tuesday, 6 December 1988. His findings were not contested. Coreen had multiple severe bruises and abrasions on both buttocks and the left hip. She also had a tear in the vagina and a tear in the perineum, and Dr Snyman concluded that penetration must have occurred to cause such injuries. Renier had multiple bruises on the left buttock resembling marks consistent with being struck, including three marks approximately 7 cm long. He also had bruising and skin lesions on the forehead, right cheek, chin, left eyebrow area, behind the left ear, and on the left shoulder, as well as swelling on the back of his head. His penis and scrotum were swollen.


The children’s mother, Corina Bronkhorst, had married the appellant on 5 November 1988, approximately one month before the incidents, and the marriage ended in separation about two months later on 17 February 1989. The appellant was not the children’s father. Both adults worked during the day and left the children at a playschool.


According to the mother’s evidence (accepted by the trial court), on Sunday afternoon, 4 December 1988, she placed the children together in the bath and left them there because the appellant would not allow her to bath them. He insisted the children must wash themselves and must not leave the bath until they had done so. When the children began to cry, the appellant went to them; Renier, who was said to be afraid of the appellant, cried more. The mother testified that the appellant then beat the children with a stick until they were covered in bruises.


The following day, Monday, 5 December 1988, the children were taken to the playschool and later collected by the appellant. When the mother arrived home after 18:15, she found that the appellant had already bathed and dressed the children in nightclothes, which she considered unusual. She observed injuries to Renier, including damage to the back of his head and a black eye, which the appellant attributed to Renier falling in the bath. The mother went to church at approximately 19:00 and returned around 21:00, by which time the children were asleep.


On the morning of Tuesday, 6 December 1988, the appellant refused to allow the mother to dress the children and dressed them himself. She took them to the playschool before 08:00. Later that day, after staff noticed injuries, the police and doctor were called, and the mother was taken to the playschool where she saw that the injuries appeared worse than on the Sunday.


The playschool principal, Ms Uys, confirmed that the children were brought to the school before 08:00 on 6 December 1988. She stated that Coreen was under her supervision throughout the day and Renier was under another teacher’s care, and that during the day they discovered the injuries and contacted the police and doctor.


The appellant denied assaulting Coreen indecently or otherwise, and denied ill-treating Renier. He claimed that he had, on one occasion, seen Renier behaving sexually towards Coreen. He further alleged that on the evening of 5 December 1988 he saw Renier press the back of a razor into Coreen’s private parts while the children were bathing. He testified that on the morning of 6 December he was in a hurry to appear at court in Nigel and waited in his car, and that the mother came out late and told him she had beaten the children for disobedience. He alleged she had previously beaten Renier on Saturday 3 December and again on Sunday 4 December. He maintained that he did not beat the children, save that he slapped Renier lightly twice on the buttocks on Sunday evening when Renier did not want to finish bathing, and that there were no marks at that stage. He further asserted that there were no injuries when he bathed and dressed the children on Monday evening or dressed them on Tuesday morning, and that he would have seen any injuries had they been present.


3. Legal Issues


The central legal questions were whether the courts below were correct to find that the appellant was the person responsible for injuring both children and sexually assaulting Coreen, given the competing versions and the medical evidence.


The dispute primarily concerned the application of law to fact, specifically the evaluation of credibility and the drawing of inferences from the surrounding circumstances and probabilities. It also included a review of whether there was any proper basis for an appellate court to interfere with credibility findings and factual conclusions reached by the trial court and confirmed (in substance) by the court a quo.


A further issue concerned whether the court a quo was correct to substitute the rape conviction with indecent assault on the basis that penetration might have occurred by means other than the appellant’s genital organ, and whether any basis existed for the Appellate Division to interfere with that substituted conviction.


Finally, the appeal raised the question whether the sentence imposed by the court a quo involved any misdirection or was so inappropriate as to warrant interference by the appellate court, which is a question involving judicial discretion (a value-laden assessment within recognised appellate limits).


4. Court’s Reasoning


The court emphasised at the outset that it was common cause that the children had been assaulted and that Coreen had been sexually assaulted; the decisive question was the identity of the perpetrator. The trial court had rejected the appellant’s version and accepted the mother’s evidence, and the Appellate Division approached the matter on the basis that interference with such findings would require a proper demonstration of error.


In assessing the appellant’s explanation for Coreen’s genital injuries, the court relied on Dr Snyman’s evidence that the appellant’s account (involving the use of a razor by Renier) was totally improbable. The medical findings indicated injuries consistent with penetration, and the doctor’s evaluation materially undermined the plausibility of the appellant’s attempt to attribute the injuries to the child’s conduct.


The court also found the appellant’s evidence improbable in other respects. It considered it highly unlikely that the appellant would not have noticed injuries at any earlier stage, given the extent and nature of the bruising and swelling described. The appellant’s version effectively suggested that the children were uninjured until they were either harmed at the playschool or harmed by the mother on the Tuesday morning; the court considered both alternatives and rejected them as implausible.


The possibility that the children were assaulted at the playschool was regarded as inconsistent with Ms Uys’s evidence, which had been accepted by the trial court, and was further characterised as extremely unlikely and practically unthinkable given the supervision described. The alternative suggestion—that the mother assaulted the children on Tuesday morning—was rejected in light of the mother’s explicit denial and the court’s conclusion that the appellant provided a dishonest account of what occurred that morning, which undermined this proposed explanation.


The court attached significance to contextual factors bearing on probabilities, including that the appellant did not dispute the mother’s evidence that he did not ordinarily bath and dress the children. Against that background, the court regarded it as suspicious that the appellant bathed and dressed the children on Monday evening and then insisted on dressing them again on Tuesday morning, which supported the inference that the appellant sought to control access to the children at relevant times.


The appellant’s counsel criticised the mother’s credibility, including reliance on the fact that she had been warned under s 204 of the Criminal Procedure Act 51 of 1977. The court rejected the suggestion that this warning implied an admission that she had assaulted the children. It accepted her explanation that she had been afraid—due to her former husband’s attitude—that the children might be taken away, which explained why she did not immediately disclose the Sunday assault and why she attempted to create an impression at the playschool that her marriage was happy. The court did not consider it necessary to deal separately with the remaining criticisms, describing many as trivial, others as understandable, and most as unfounded. Overall, it was not persuaded that the trial court had erred in accepting the mother’s evidence.


On count 1, the court noted that the court a quo substituted the rape conviction with one of indecent assault because penetration might have been caused by an object other than the appellant’s genital organ. The Appellate Division stated that there was no ground to interfere with the conviction as altered.


Regarding sentence, the court applied the principle that an appellate court will interfere only where the sentencing court materially misdirected itself or where the sentence is so severe as to justify interference. It concluded that it was not persuaded that the court a quo had misdirected itself in any respect, nor that the sentence was unduly harsh. On the contrary, given the seriousness of the assaults, the court considered the sentence to be on the lenient side, which reinforced the conclusion that there was no basis for appellate interference.


5. Outcome and Relief


The appeal against conviction and sentence was dismissed.


The convictions as they stood after the court a quo’s order—namely indecent assault on Coreen (count 1 as substituted) and contravention of s 50(1)(a) of the Child Care Act 74 of 1983 in relation to Renier (count 2)—remained intact.


The sentence imposed by the court a quo, namely three years’ imprisonment with half suspended for five years on specified conditions, was left undisturbed. The judgment text provided does not reflect a separate or additional costs order.


Cases Cited


No reported cases were cited in the judgment text provided.


Legislation Cited


Child Care Act 74 of 1983, section 50(1)(a).


Criminal Procedure Act 51 of 1977, section 204.


Rules of Court Cited


No rules of court were cited in the judgment text provided.


Held


The court held that the trial court was correct to reject the appellant’s version as improbable, including his explanation for the complainant’s genital injuries, and to accept the mother’s evidence. On the accepted evidence and probabilities, the appellant was correctly found to be the person who injured both children and sexually assaulted Coreen.


The court further held that there was no basis to interfere with the court a quo’s substitution of the rape conviction with a conviction for indecent assault, given the possibility that penetration occurred by means other than the appellant’s genital organ.


On sentence, the court held that no misdirection was shown and that the sentence was not so severe as to warrant interference; the seriousness of the conduct supported the sentence imposed.


LEGAL PRINCIPLES


Appellate interference with findings of fact and credibility was treated as unwarranted where the trial court’s acceptance of a witness and rejection of the accused’s version were supported by the probabilities and the record disclosed no basis for concluding that such findings were wrong.


Medical evidence and objective probabilities were treated as central to evaluating the plausibility of an accused’s explanation, particularly where the nature of the injuries rendered the accused’s account improbable.


A warning to a witness under section 204 of the Criminal Procedure Act 51 of 1977 was not treated as implying that the witness admitted guilt; it did not, without more, justify rejecting the witness’s evidence.


Appellate interference with sentence was approached on the basis that it is justified only where there is a misdirection or where the sentence is so inappropriate as to warrant interference; where the sentence is not unduly harsh (and may even be lenient given the seriousness), appellate intervention is not justified.

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[1993] ZASCA 23
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S v Bronkhorst (553/91) [1993] ZASCA 23 (11 March 1993)

1
Saak nr 553/91 /MC
IN DIE HOOGGEREGSHOF VAN SUID-AFRIKA (APPeLAFDELING)
In die saak tussen:
GERHARDUS PETRUS BRONKHORST
Appellant
- en -
DIE STAAT
Respondent
CORAM:
VIVIER, EKSTEEN et F H GROSSKOPF
ARR.
VERHOOR:
11 Maart 1993.
GELEWER:
11 Maart 1993.
TRANSKRIPSIE VAN REDES MONDELING GELEWER IN DIE OPE HOF OP 11 MAART 1993
DEUR VIVIER AR WAARMEE EKSTEEN AR EN F H GROSSKOPF AR SAAMGESTEM
HET.
VIVIER AR/
2
VIVIER AR:
Die appellant, 'n 38-jarige man, is in die Streekhof op
Heidelberg skuldig bevind aan verkragting van 'n driejarige dogtertjie (aanklag
1) en van 'n oortreding van art 50(1) (a) van die Wet op Kindersorg 74 van 1983
deurdat hy 'n vierjarige seuntjie wat in sy bewaring
was, mishandel het (aanklag
2). Beide aanklagte is saamgeneem vir doeleindes van vonnis en die appellant is
tot vyf jaar gevangenisstraf,
waarvan drie jaar op sekere voorwaardes vir vyf
jaar opgeskort is, gevonnis. Hy het teen sy skuldigbevinding geappelleer na die
Transvaalse
Provinsiale Afdeling wat die skuldigbevinding op aanklag 1 tersyde
gestel en vervang het met een van skuldig aan onsedelike aanranding.
Die
appèl teen die skuldigbevinding op aanklag 2 is afgewys. Die vonnis is
tersyde gestel. Die Hof a quo het weereens die
twee aanklagte saamgeneem vir
doeleindes van vonnis en 'n vonnis van
3
drie jaar gevangenisstraf, waarvan die helfte vir vyf jaar op sekere
voorwaardes opgeskort is, opgelê. Met die verlof van die
Hof a quo
appelleer die appellant na hierdie Hof beide teen sy skuldigbevinding en
vonnis.
Dit was nie in geskil in hierdie Hof nie dat beide die dogtertjie Coreen en
haar broertjie Renier aangerand was en dat Coreen verder
ook seksueel aangerand
was. Die distriksgeneesheer op Heidelberg, dr Snyman, het die kinders kort voor
sesuur op Dinsdagmiddag 6
Desember 1988 ondersoek en sy onbetwiste bevindings
was die volgende. Coreen het veelvuldige erge kneusings en skaafplekke op beide
boudjies en linkerheup gehad. Daar was h skeur in die vagina sowel as in die
perineum. Penetrasie moes plaasgevind het om sulke beserings
te kon veroorsaak
het. Renier het ook veelvuldige kneusings wat soos slaanmerke gelyk het, op die
linkerboud gehad waarvan drie ongeveer
7 cm elk lank was. Verder het hy
4
veelvuldige kneusings en vel-letsels op die voorkop, regterwang, ken,
linkeroogbank, agter die linkeroor en op die linkerskouer gehad.
Hy het h
swelsel op sy agterkop gehad en sy penis en skrotum was opgeswel.
Die kinders se moeder, mev Corina Bronkhorst, is op 5 November 1988, 'n maand
voor die gebeure, met die appellant getroud en hulle
is twee maande later, op 17
Februarie 1989, weer geskei. Hy was nie die vader van die kinders nie. Beide die
appellant en mev Bronkhorst
het bedags gewerk en die kinders is dan by 'n
kleuterskool gelaat.
Mev Bronkhorst het getuig dat die appellant 'n opvlieënde geaardheid
het, gou sy humeur verloor en dan woedend word. Om ongeveer
vieruur op
Sondagmiddag 4 Desember 1988 het sy die kinders saam in die bad gesit en hulle
daar gelos omdat die appellant nie wou
toelaat dat sy die kinders bad nie. Hy
het daarop aangedring dat die kinders hulself moes was en
5
hulle mag nie uit die bad geklim het voordat dit nie
gebeur
het nie. Die kinders het later begin huil en
die appellant het met die
kinders gaan praat. Renier,
wat baie bang vir hom was, het harder begin huil.
Die
appellant het daarop die kinders met h lat geslaan
totdat hulle vol
blou kolle was. Die volgende oggend
is die kinders by die kleuterskool
afgelaai en die
appellant het hulle die middag gaan haal. Toe sy
die
middag na kwart oor ses by die huis kom het die
appellant klaar die
kinders gebad en hulle nagklere
aangetrek wat ongewoon was. Sy het gesien
dat
Renier se agterkop stukkend was en dat hy 'n blou-oog
gehad het. Die
appellant het gesê dat Renier in die
bad geval het. Om seweuur die aand
is sy kerk toe
en toe sy teen negeuur terugkom het die kinders
reeds
geslaap. Dinsdagoggend 6 Desember 1988 het die
appellant geweier dat
sy die kinders aantrek en het hy
weer self die kinders aangetrek. Sy het
hulle
6
kleuterskool toe geneem en voor agtuur daar geiaat. Later die dag is sy deur
die polisie na die kleuterskool geneem waar sy die kinders
gesien het. Die merke
aan die klnders was toe erger as wat dit die Sondag was.
Mev Uys van die kleuterskool het mev Bronkhorst se getuienis bevestig dat die
kinders voor agtuur die oggend van 6 Desember 1988 na
die skool gebring is.
Coreen was daarna die heeltyd onder haar toesig. Renier was die heeltyd in die
sorg van 'n ander onderwyséres.
In die loop van die dag het hulle
agtergekom dat die kinders aangerand was en die polisie en die dokter is
ontbied.
Die appellant het in sy getuienis ontken dat hy vir Coreen onsedelik of
andersins aangerand of dat
hy vir Renier mishandel het. Hy het getuig dat hy by
geleentheid gesien het dat Renier seksueel met Coreen lol. Maandagaand 5
Desember 1988 het hy die kinders
7
laat bad en toe gesien dat Renier die agterkant van 'n
skeermes in Coreen
se privaatdele indruk. Die
volgende oggend moes hy in die hof op Nigel
verskyn en
was haastig. Mev Bronkhorst was egter laat en hy het
buite
hulle huis in sy motor vir haar sit en wag. Toe
sy na half nege uit die huis kom het sy aan hom gesê
dat sy die
kinders geslaan het omdat hulle ongehoorsaam
was. Sy het voorheen op Saterdag
3 Desember en weer
op Sondag 4 Desember 1988 vir Renier geslaan. Hyself
het nooit die kinders geslaan nie behalwe dat hy die
Sondagaand vir Renier twee houtjies met sy plathand op
sy boudjies geslaan het toe hy nie wou klaar bad nie.
Op daardie stadium was daar geen merke aan Renier
gewees nie. Die volgende aand toe hy die kinders bad
en aantrek het hulle geen merke gehad nie.
Dinsdagoggend 6 Desember 1988 het hy die kinders
aangetrek en toe het hulle ook nog niks makeer nie.
As daar merke op hulle was sou hy dit gesien het.
8
Die Verhoorhof het die getuienis van die
appellant verwerp. Sy weergawe
van hoe Coreen aan die
beserings aan haar geslagsdele gekom het, is deur
dr
Snyman as totaal onwaarskynlik bestempel. Daar is
heelwat ander aspekte
van sy getuienis wat ek hoogs
onwaarskynlik vind, soos dat hy nie op enige
stadium
vantevore die beserings aan die kinders gesien het
nie. Inderdaad
het sy weergawe daarop neergekom
dat die kinders voorheen niks makeer het nie
en dat
hulle die Dinsdag by die skool beseer is en/of dat
hulle die
Dinsdagoggend deur mev Bronkhorst aangerand
is. Dat die kinders by die skool
aangerand is, is
nie alleen onversoenbaar met die getuienis van mev Uys, wie se getuienis deur
die Verhoorhof aanvaar is nie, maar dit is ook uiters
onwaarskynlik en feitlik
ondenkbaar. Wat die tweede moontlikheid betref, was daar die uitdruklike
ontkenning van mev Bronkhorst dat
sy ooit die kinders aangerand het en die
leuenagtige
9
relaas van die appellant oor wat die oggend by die huis gebeur het, wat na my
mening hierdie moontlikheid uitskakel. Die appellant
het nie mev Bronkhorst se
getuienis betwis dat hy nie normaalweg die kinders bad en aantrek nie. Die feit
dat hy die Maandagaand
die kinders gebad en aangetrek het en die volgende oggend
daarop aangedring het om hulle aan te trek, kom my as baie verdag voor.
Na my
mening is sy getuienis tereg deur die Verhoorhof verwerp.
Die getuienis van mev Bronkhorst is deur die Verhoorhof aanvaar. In hierdie
Hof is haar getuienis skerp deur die appellant se advokaat
gekritiseer en daar
is betoog dat die Verhoorhof verkeerdelik haar getuienis aanvaar het. Daar is
gesteun op die feit dat sy by die
verhoor ingevolge art 204 van Wet 51 van 1977
gewaarsku is as sou dit beteken dat sy erken het dat sy self die kinders
aangerand
het. Ek kan glad nie die af leiding maak waarvoor betoog is nie.
Mev
10
Bronkhorst het getuig dat sy vanweë die houding van haar
vorige man voortdurend bevrees was dat die kinders van haar weggeneem
sou word.
Dit verklaar waarom sy nie dadelik die aanranding van die Sondagaand openbaar
het nie en waarom sy die Dinsdag nog bereid
was om die indruk by mev Uys te skep
dat haar huwelik met die appellant gelukkig was. Ek vind dit onnodig om enige
van die ander
punte van kritiek afsonderlik te behandel. Baie daarvan is
onbenullig, ander is te verstane en meeste is, na my mening, ongegrond.
In die
geheel gesien is ek nie daarvan oortuig dat die Verhoorhof verkeerdelik haar
getuienis aanvaar het nie. Na my mening het die
Verhoorhof tereg bevind dat die
appellant die persoon is wat die kinders beseer het. Wat die eerste aanklag
betref, het die Hof a
quo die skuldigbevinding verander na een van onsedelike
aanranding vanweë die moontlikheid dat penetrasie deur 'n ander voorwerp
as
die appellant se geslagsorgaan
11
geskied het. Daar is geen grond waarop hierdie Hof met die
skuldigbevinding kan inmeng nie.
Mat die appèl teen die vonnis betref,
is ek
nie oortuig dat die Hof a quo homself in enige opsig
wanvoorgelig
het nie, of dat die vonnis so swaar is dat
inmenging geregverdig is nie. Die
aanrandings was
van 'n ernstige aard en, na my mening, is die vonnis aan
die ligte kant.
Die appèl word afgewys.
W. VIVIER
AR.
EKSTEEN AR)
F H GROSSKOPF AR) Stem saam.