S v Baardman (612/91) [1992] ZASCA 101 (29 May 1992)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Murder — Sentencing — Death penalty — Appellant convicted of two counts of murder, with no extenuating circumstances found — Appellant's actions premeditated and brutal, involving the strangulation of two women — Trial court's finding of no mitigating factors upheld — Sentence of death confirmed.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings concerned the reconsideration by the Appellate Division of the sentence of death imposed on Jack Baardman following his conviction for murder. The State was the respondent.


Baardman had been indicted in the South East Cape Local Division on two counts of murder. He pleaded not guilty, was convicted on both counts, and—no extenuating circumstances having been found—was sentenced to death on each count. The trial judge refused leave to appeal, and a petition to the Chief Justice for leave to appeal was unsuccessful.


Following the enactment of the Criminal Law Amendment Act 107 of 1990, the death sentences were considered by a panel appointed under section 19 of that Act. The panel concluded that, in respect of count 1 (the murder of Johanna Joubert), the death sentence would probably have been imposed even if the substituted section 277 of the Criminal Procedure Act 51 of 1977 had applied at the time of sentencing; in respect of count 2, the panel concluded the opposite. The matter came before the Appellate Division under section 19(12)(a) for reconsideration of the death sentence on count 1 as if it were an appeal against sentence and as if the substituted section 277 had been in operation at the time.


The general subject matter of the dispute was whether, on the proved facts and under the new statutory framework for capital punishment, the death sentence for the murder of Johanna Joubert should be confirmed.


2. Material Facts


The events were situated on the farm Klipdrift in the district of Graaff-Reinet. Johanna Joubert (the deceased) was the wife of Christiaan Joubert, the farm owner, and she taught at a school on the farm. Baardman was employed as a farm labourer on the farm. Another labourer, Gert Nuveldt, and his “houvrou”, Lenie Williams, also featured in the factual matrix.


On the morning of 1 September 1988, the deceased was teaching at the schoolhouse and Christiaan Joubert left the farm to take wool to Port Elizabeth. He returned late at night to find the farmhouse quiet and dark. In a room outside the house (“the lobby”), he found a letter that aroused suspicion. After forcing entry into the house and discovering his wife was missing, he questioned labourers, including Nuveldt and Baardman, who claimed to know nothing of her whereabouts. Joubert noticed scratch marks on Baardman’s face and chest, which Baardman explained as resulting from falling into a sluice while irrigating.


On the morning of 2 September 1988, Joubert reported the disappearance to the police. Captain Dicker arrived, questioned Baardman about the scratches, and received shifting explanations (first a fall, then a pimple scratched). Baardman was arrested. During subsequent interrogation, he indicated he would point out where the deceased’s body was. Later that afternoon he led Captain Vermeulen to an aardvark hole some distance from the farmhouse where the deceased’s body was unearthed.


The court treated it as established that Baardman had intentionally killed the deceased. The trial court had rejected Baardman’s evidence as that of an “extremely unsatisfactory witness” who fabricated evidence as it suited him, and Baardman’s counsel accepted there was little basis to support acceptance of his version. The Appellate Division regarded the trial court’s finding of intentional killing as plainly correct and did not undertake a full evidentiary analysis, referring only to features bearing on sentence.


The post-mortem findings regarding the deceased included multiple abrasions to the front of the neck, bleeding into neck muscles and the thyroid gland, and bruising of the glottis and vocal cords. Dr Lang’s opinion was that death was caused by constricting force applied to the neck, consistent with throttling. Extensive bleeding in deep tissues over the scalp was also found, capable of being caused by a blow to the head or violent contact with the ground.


A further material fact, treated by the court as relevant to sentence, was that Lenie Williams had disappeared earlier (on 5 June 1988), and her disappearance remained unexplained until 7 September 1988, when Baardman led police to another aardvark hole where skeletal remains were unearthed. Dr Lang could not determine the cause of death anatomically, but found material and a hemp cord tied with double hitch knots in the form of ligatures around the upper cervical vertebrae. The Appellate Division treated the killing of the deceased as part of a pattern connected to the killing of Lenie.


A letter found by Joubert in the lobby was proved not to be in the deceased’s handwriting. It was proved to have been written by Baardman’s niece, Sophie Adams, at Baardman’s dictation approximately a week before 1 September 1988. The court treated this letter as significant because it supported the inference that the disappearance of the deceased was planned and that the letter was prepared in advance as part of a cover-up.


On motive, the trial court had stated that the evidence did not reveal Baardman’s motive for killing either victim. The Appellate Division considered a motive inferable from the facts, namely that Lenie’s killing and then the deceased’s killing were connected to Baardman’s attempt to secure his wife Patricia’s reinstatement in employment in the Joubert household after she had previously been dismissed for dishonesty and replaced by Lenie. The Appellate Division treated this inference as consistent with the proved facts and as excluding other reasonable inferences.


3. Legal Issues


The central legal question was whether the death sentence for the murder of Johanna Joubert should be confirmed when the case was reconsidered under the substituted section 277 regime, applied through section 19 of the Criminal Law Amendment Act 107 of 1990.


The dispute concerned the application of law to fact and involved a sentencing value judgment. The court had to evaluate aggravating and mitigating features on the proved facts and determine whether the case justified the ultimate penalty under the governing statutory framework as it was required to be assumed to have applied.


A related issue was whether there were mitigating factors (in the sense relevant to the appropriateness of the death sentence under the applicable approach), given the trial court’s earlier finding that there were no extenuating circumstances.


4. Court’s Reasoning


The Appellate Division noted that the principles governing the imposition of the death sentence under the substituted section 277 had already been considered in several reported decisions, and it did not repeat them. It proceeded on the basis that the first inquiry is into the presence of aggravating factors, and then into whether there are mitigating factors sufficient to avoid the death penalty.


On aggravation, the court regarded the case as plainly serious. It reasoned that the deceased’s injuries indicated a violent and brutal attack. The court rejected any suggestion of provocation, drawing attention to the finding that the killing had been planned at least a week earlier, when the forged letter was dictated and written for use after the deed. The deceased was described as a defenceless woman, and the murder was seen as connected to the earlier killing of Lenie Williams, reinforcing the conclusion that the deceased’s killing formed part of a wider pattern rather than an isolated incident.


Although the trial court had stated that the evidence did not reveal a motive, the Appellate Division considered motive highly relevant to sentence and accepted as a legitimate inference the State’s suggested scenario. It reasoned that the killing of Lenie could be connected to Baardman’s desire to have his wife, Patricia, regain her employment in the Joubert household, and that when this did not occur after some months, Baardman removed the deceased, who had dismissed Patricia. The letter was regarded as intended to explain the deceased’s disappearance and to convey that Lenie would not return. The court acknowledged that the trial court had characterised this scenario as speculation, but concluded that it could properly be inferred as the only reasonable inference on the proved facts, particularly given Baardman’s failure to disclose any motive and the absence of alternative plausible motives such as robbery or sexual assault. The letter was also treated as evidence of a cunning ruse designed to conceal the crime, even if Baardman failed to anticipate that handwriting analysis would expose the forgery.


In considering mitigation, the court addressed the factors advanced on Baardman’s behalf. It accepted the factual assertions that he was 27 years old, a first offender, and that there was no prior background of violence, but held that his conduct in this case demonstrated that he was a cold and calculating killer who ruthlessly removed obstacles to his objective. The submission that he was a family man and did not pose a danger to the community was rejected in substance by reference to the fact that he had killed two women by throttling within a period of roughly three months.


The court further considered the argument that Baardman cooperated with police and that this could demonstrate remorse. It did not accept that this amounted to sustained remorse, noting that at trial Baardman advanced a version implicating Joubert as his wife’s murderer, which the court treated as plainly false. The submission that he derived no benefit from the killings was accepted as a factual proposition, but the court viewed this as resulting from the failure of his scheme rather than as a mitigating circumstance.


On the totality of these considerations, the court concluded that there were no mitigating factors and that the matter was an extreme case that imperatively called for the ultimate penalty.


5. Outcome and Relief


The Appellate Division confirmed the sentence of death imposed for the murder of Johanna Joubert (count 1).


The judgment did not set out a separate order as to costs, and the relief granted was confined to confirmation of the death sentence in respect of count 1 under the section 19 reconsideration process.


Cases Cited


No specific reported cases were cited by name or citation in the judgment.


Legislation Cited


Criminal Law Amendment Act 107 of 1990.


Criminal Procedure Act 51 of 1977, section 277 (as substituted by section 4 of the Criminal Law Amendment Act 107 of 1990).


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The court held that, on reconsideration under section 19 of the Criminal Law Amendment Act 107 of 1990 and applying the substituted section 277 framework, the murder of Johanna Joubert involved manifest aggravating features, including brutality, planning, and concealment, and formed part of a pattern linked to a prior killing. The factors advanced in mitigation did not warrant a lesser sentence. The case was accordingly treated as an extreme one calling for the ultimate penalty, and the death sentence on count 1 was confirmed.


LEGAL PRINCIPLES


A reconsideration conducted under section 19 of the Criminal Law Amendment Act 107 of 1990 requires the appellate court to approach the matter as if it were considering an appeal against sentence and as if the substituted section 277 of the Criminal Procedure Act 51 of 1977 applied at the time sentence was imposed.


In assessing whether the death sentence is appropriate under that framework, the court proceeds by identifying aggravating features and then evaluating whether mitigating features exist and, if so, whether they suffice to avoid the imposition of the ultimate penalty.


In the sentencing enquiry for murder, motive is a material consideration in determining sentence even though proof of motive is not required for conviction; where a motive is not directly proved, it may be inferred from the proved facts if that inference is consistent with the facts and other reasonable inferences are excluded.


Claims of cooperation with the police and remorse are assessed in light of the accused’s conduct as a whole; subsequent conduct inconsistent with remorse, including the advancement of a false exculpatory version, may justify rejection of remorse as a mitigating factor.

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[1992] ZASCA 101
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S v Baardman (612/91) [1992] ZASCA 101 (29 May 1992)

IN THE SUPREME COURT OF SOUTH AFRICA
(
APPELLATE DIVISION
)
In the matter between:
JACK BAARDMAN
Appellant
AND
THE STATE
Respondent
Coram
: BOTHA, F.H.
GROSSKOPF, JJ.A. et NICHOLAS, A.J.A.
Heard
: 19 May 1992
Delivered
:
29 May 1992
JUDGMENT NICHOLAS
, A.J.A. :
This matter concerns the sentence of death passed on Jack Baardman upon his
conviction for murder.
The scene of the events which were unfolded at the
trial was the farm Klipdrift in the district of Graaff-Reinet. The main
characters
were -
Christiaan Joubert
, the owner of the farm.
Johanna Joubert
, ("the deceased"), wife to the former, who also
conducted a school on the farm for the children of Klipdrift and neighbouring
farms.
Jack Baardman
, a farm labourer, who was employed by Joubert at a wage
of R120 per month plus rations.
Patricia Baardman
, his wife.
Gert Nuveldt
, another farm labourer.
Lenie Williams
, the "houvrou" of the last-named.
...... / 2
2
The story opens on the morning of 1 September 1988. The deceased was teaching
in the school-house. Joubert was loading a truck with
wool which he was to take
to Port Elizabeth. He left in mid-morning and did not return to the farm until
11.30 that night. The farmhouse
was then quiet and in darkness. In a small room
outside the house which was called "the lobby", he found a letter which made him
suspicious. He kicked open the door to the house. His wife was not there. He
made inquiries from the labourers. Gert Nuveldt and
Jack Baardman said that they
knew nothing of the whereabouts of the deceased. Joubert asked Baardman about
some scratchmarks which
he noticed on his face and chest. Baardman replied that
they had been caused when
...../3
3
he fell into a sluice while he was irrigating the lands.
At about 6
o'clock on the following morning (2 September 1988) Joubert reported the matter
to the police. Captain Dicker arrived at
the farm from Graaff-Reinet at about 9
a.m. and began to search and make enquiries. He questioned Baardman about the
scratch on his
face. Baardman's first explanation was that it had been caused in
a fall, and then he said that it was from a pimple which he had
scratched.
Dicker arrested him. During the interrogation which followed, Baardman said that
he would point out the place where the
deceased's body was to be found. On that
afternoon, he led Captain Vermeulen to an aardvark hole about 5/600 m. from the
farmhouse.
From it the deceased's body was unearthed.
...../4
4
Lenie Williams had gone missing about 3 months before this, on 5 June 1988.
Her disappearance remained unexplained until 7 September
1988, when Baard-man
led Captain Nieman to an aardvark hole which he pointed out as the place where
he had buried Lenie. A skeleton
was unearthed, and it was taken to the
mortuary.
Arising out of these events, Baardman was indicted in September 1988 in the
South East Cape Local Division of the Supreme Court on
two counts of murder;
count 1 related to the deceased; count 2 to Lenie Williams. He pleaded not
guilty but was found guilty on both
counts and, no extenuating circumstances
having been found, he was sentenced to death on each count. The trial judge (Van
Heerden
A.J.) refused leave to
...../4
5
appeal and a petition to the Chief Justice for leave to appeal was
unsuccessful.
The sentences were subsequently considered by the panel
appointed in terms of s. 19 of the
Criminal Law Amendment Act
, No. 107 of
1990. In respect of count 1, the panel found that in its opinion the sentence of
death would probably have been imposed
by the trial court had
s. 277
of the
Criminal Procedure Act, 1977
, as substituted by
s. 4
of Act 107 of 1990 ("the
new s. 277") been in operation at the time sentence was passed. In respect of
count 2, the finding was that
in its opinion the sentence of death would
probably not have been imposed. The sentence of death in respect of the murder
of the
deceased comes before this court in terms of ss. (12)(a) of s. 19, and
the court is now re-
6
quired to consider the case in the same manner as if (i) it were considering
an appeal by Baardman against his sentence, and (ii)
the new s. 277 had been in
operation at the time sentence was passed by the trial court. The trial court
rejected the evidence given
at the trial by Baardman, finding that he was an
extremely unsatisfactory witness, who, it was clear, at times made up his
evidence
as it suited him. His counsel candidly acknowledged (correctly, it is
plain from the record) that there was little to be said to
support an acceptance
of his evidence. The trial court was satisfied beyond any reasonable doubt that
Baardman intentionally killed
the deceased and Lenie. That finding was plainly
right. It is accordingly
...../7
7
unnecessary to analyse the evidence, but reference will be made to some
features which bear upon the propriety of the death sentence
in respect of the
murder of the deceased.
On
post mortem
examination of the body of the
deceased it was seen
inter alia
that there were multiple abrasions on the
front of the neck, bleeding into the muscles of the neck and the thyroid gland
and bruising
of the glottis and the vocal chords. In the opinion of Dr. Lang,
who conducted the
post mortem
, death was caused by an application of
constricting force to the neck such as in throttling. Although he found no
fracture or any
external injury to the head, Dr. Lang found extensive bleeding
into the deep tissues over the
.... / 8
8
entire scalp. This could have been caused by a blow to the head, or by the
head coming into violent contact with the ground.
Dr. Lang also examined the
skeletal remains of Lenie Williams, but could not ascertain the cause of death
from anatomical examination
only. Around the upper cervical vertebrae, however,
he found a piece of material with a double hitch knot tied in the form of a
ligature,
and a hemp cord also tied with a double hitch knot.
Baardman's wife, Patricia, had at one time been employed in the Joubert
household at a wage of about R80 per month, but the deceased
dismissed her for
dishonesty. Her place was taken by Lenie Williams,
../9
9
who was described by Joubert as an outstanding worker. On the Sunday of her
disappearance, Lenie left the farmhouse at about 11 a.m.,
before she had
finished her work. When she did not return, Joubert asked Gert Nuveldt where she
was, but he did not know. On the
Tuesday Joubert took Gert in his bakkie to the
neighbouring farms and families, but without result. Constable Holtzhausen came
out
to investigate the matter but his enquiries were fruitless. Lenie was never
seen again.
The letter which Joubert found in the "lobby" was not in the deceased's
handwriting. It was proved that it had been written by Baardman's
niece, Sophie
Adams, at his dictation, about a week before 1 September 1988. It read as
follows:
..../10
10
"Chrisjan, ek het 'n oproep ontvang van Lenie. Sy is in die Kaap. Sy het my
alles vertel dat jy met haar wou omgang. Sy het gesê
nee en jy het haar
R100 aangebied en sy het dit (onleesbaar) die rede waarom sy weg is, is dat Gert
haar geskel het en haar wou doodmaak
om-dat sy vertel het van jou en haar. Ek
het horn gevra of dit so is, hy het gesê ja dit is so. Ek het nagedink en
besluit
om na my mense toe te gaan. Jy moet nie dink ek gaan jou vryheid gee
nie. Ek vat net my klere maar ek los die geld en alles vir my
kinders na. Ek het
jou vertrou by alles, maar jy het my tyd verspeel om 'n ander persoon lief te
he. Ek moet my geld met jou kinders
deel wat ek vir jou kinders kon gespaar het.
Moet my nie agtervolg nie, want jy gaan spyt wees. Geen polisie agter my
nie."
The principles to be applied when a court considers the imposition of
sentence of death under the new s. 277 have been considered
by the Appellate
Division in a number of reported cases, and it is un-
...../11
11
necesssary to repeat them here.
The first enquiry is into the presence of
aggravating factors. In this case they are manifest.
To judge from the
injuries she sustained, Baardman's attack on the deceased must have been a
violent and brutal one. So far from the
attack being provoked, as Baardman said
in a statement he made to a magistrate, it was planned a week beforehand, when
the letter
Ex. C was written, at his dictation, to be used after the deed had
been completed. The deceased was a defenceless woman, and the
killing was of a
piece with that of Lenie, whom Joubert described as '"n ver-skriklike klein
mensie".
The trial court found that the evidence
....../12
12
did not reveal what Baardman's motive was for killing either the deceased or
Lenie, but stated that proof of motive was not indispensable
for a conviction.
That is of course true, but the motive with which a murder is committed is
highly relevant to the appropriateness
in the particular case of the sentence of
death. The scenario suggested by counsel for the State was that Lenie was killed
in order
that Patricia should regain her former employment. When three months
had passed after Lenie's death without Patricia' reinstatement,
Baardman took
his next step - the removal of the deceased, who had dismissed Patricia. With
the deceased out of the way, Joubert
might reinstate Patricia, who when employed
had been making an appreciable contribu-
....../13
13
tion to the income of the Baardman family. The letter Ex. C was written
primarily to explain the disappearance of the deceased, but
also to convey to
Joubert that Lenie would never return. The trial court characterized this
scenario as mere speculation but I think
that it can legitimately be inferred.
It is consistent with all the proved facts, and the proved facts are such that
they exclude
every reasonable inference from them save this one. Baardman did
not take the trial court into his confidence in regard to his motive
and no
other motive can be suggested. The crime was not committed on impulse, but was
planned by a man whom Ex. C shows to be intelligent
and calculating. On
post
mortem
examination there was no evidence of forcible entry
...../14
14
into the vagina. There was nothing to suggest robbery as the motive. It is
clear that the killing of the deceased formed part of a
pattern. It was followed
by a cunning ruse to cover it up, although Baardman plainly did not appreciate
that Ex. C would be exposed
as a forgery by the handwriting.
Counsel for the appellant valiantly tried to show that there were mitigating
factors present in the case. He said that Baardman, who
was 27 years old, was a
first offender with no background of violence. Even so, his conduct in this case
shows him to be a cold and
calculating killer, prepared to ruthlessly remove any
obstacle to Patricia's reinstatement. Counsel submitted that he was a family
man
with a wife
......./15
15
and a child, and a quiet, withdrawn person who constituted no danger to the
community. Yet within three months he throttled both the
"houvrou" of Gert
Nuveldt and the wife of Joubert. Counsel submitted that he gave his full
co-operation to the police, which could
be seen as a sign of remorse. But any
such feeling did not per-, sist, because in his evidence at the trial he told a
story (plainly
false), according to which Joubert was his wife's murderer.
Finally it was submitted that he got no benefit from his deeds. That
is so, but
that was because of the miscarriage of his scheme to obtain Patricia's
reinstatement.
There were no mitigating factors. This was an extreme case. It imperatively
called for the
....../16
16
imposition of the ultimate penalty.
The sentence of death is confirmed.
H.C. NICHOLAS, A.J.A.
BOTHA, J.A )
concur
F.H. GROSSKOPF, J.A )