Ntuli v S (128/2023) [2025] ZASCA 114 (30 July 2025)

63 Reportability
Criminal Law

Brief Summary

Criminal Law — Common purpose — Conviction based on doctrine of common purpose not averred in charge sheet — Appellant convicted of attempted murder without evidence of direct participation — Violation of right to fair trial under s 35(3)(a) of the Constitution. Appellant, Mbalenhle Sydney Ntuli, was convicted of robbery and attempted murder, with the latter convictions relying on common purpose not pleaded by the State. The full court upheld the convictions despite insufficient evidence of Ntuli's direct involvement in the attempted murders. The Supreme Court of Appeal found that the reliance on common purpose without prior notice to the appellant constituted a material unfairness, leading to the upholding of the appeal regarding the attempted murder counts.

Comprehensive Summary

Case Note


Case Name: Ntuli v The State

Citation: (128/2023) [2025] ZASCA 114

Date: 30 July 2025


Reportability


This case is reportable due to its implications on the right to a fair trial as enshrined in Section 35(3)(a) of the South African Constitution. The Supreme Court of Appeal addressed the critical issue of whether the doctrine of common purpose could be applied when it was neither averred in the charge sheet nor proven in evidence. The judgment underscores the necessity for the prosecution to clearly inform the accused of the basis of their charges, thereby reinforcing the principles of fair trial rights.


Cases Cited



  • S v Legoa [2002] 4 All SA 373 (SCA); 2003 (1) SACR 13 (SCA)

  • Johannes September v The State [2018] ZACC 27; 2018 (2) SACR 592 (CC); 2018 (11) BCLR 1397

  • Msimango v S [2017] ZASCA 181; 2018 (1) SACR 276 (SCA)


Legislation Cited



  • Constitution of the Republic of South Africa, Act 108 of 1996, Section 35(3)(a)


Rules of Court Cited



  • None cited.


HEADNOTE


Summary


The Supreme Court of Appeal ruled in favor of the appellant, Mbalenhle Sydney Ntuli, by overturning his convictions for attempted murder. The court found that the reliance on the doctrine of common purpose was inappropriate as it was not included in the charge sheet nor proven during the trial. This reliance constituted a violation of Mr. Ntuli's right to a fair trial.


Key Issues


The key legal issues addressed in this case include the validity of applying the doctrine of common purpose without it being explicitly stated in the charge sheet, and whether this application infringed upon the accused's right to a fair trial.


Held


The court held that the full court erred in confirming Mr. Ntuli's conviction based on the doctrine of common purpose, which was not part of the State's case. The appeal was upheld regarding counts 6, 7, and 8, and the convictions and sentences for these counts were set aside.


THE FACTS


Mbalenhle Sydney Ntuli was convicted of robbery with aggravating circumstances, possession of an unlicensed firearm, and attempted murder. The attempted murder charges stemmed from an incident where shots were fired at police officers during a robbery. The State's case relied on Mr. Ntuli's alleged direct participation in the shooting, but the charge sheet did not mention common purpose. The regional court convicted him based on his actions, despite conflicting evidence regarding his involvement.


THE ISSUES


The primary legal question was whether the full court was correct in applying the doctrine of common purpose to uphold Mr. Ntuli's conviction for attempted murder, despite the absence of this doctrine in the charge sheet and the evidence presented.


ANALYSIS


The court analyzed the implications of the doctrine of common purpose and its application in criminal law. It emphasized that the right to a fair trial includes being informed of the charges in sufficient detail to allow for a proper defense. The court noted that the State's failure to indicate reliance on common purpose in the charge sheet or during the trial proceedings constituted a significant procedural error that undermined the fairness of the trial.


REMEDY


The court ordered that the appeal regarding counts 6, 7, and 8 be upheld, resulting in the setting aside of the convictions and sentences for these counts. The court maintained the convictions for counts 1 to 5, leading to an effective sentence of 15 years' imprisonment for those counts.


LEGAL PRINCIPLES


The judgment established that the prosecution must clearly articulate the basis of charges against an accused, particularly when invoking doctrines such as common purpose. Failure to do so can infringe upon the accused's right to a fair trial, as guaranteed by the Constitution. The court reiterated that a conviction based on unproven or unpleaded legal theories is impermissible and undermines the integrity of the judicial process.

THE SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT

Not Reportable
Case no: 128/2023

In the matter between:
MBALENHLE SYDNEY NTULI APPELLANT

and

THE STATE RESPONDENT

Neutral citation: Ntuli v The State (128/2023) [2025] ZASCA 114 (30 July 2025)
Coram: MATOJANE, UNTERHALTER, KOEN and COPPIN JJA and DAWOOD
AJA
Heard: 6 May 2025
Delivered: This judgment was handed down electronically by circulation to the
parties’ representatives by email, publication on the Supreme Court of Appeal website
and released to SAFLII. The time and date for hand -down is deemed to be 11h00 on
30 July 2025.
Summary: Criminal Law – Common purpose neither averred in the charge sheet nor
proved in evidence – conviction applying the doctrine violates an accused’s right to a
fair trial guaranteed by s 35(3)(a) of the Constitution.

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___________________________________________________________________

ORDER
___________________________________________________________________
On appeal from: Gauteng Division of the High Court, Johannesburg ( Spilg and
Monama JJ and Matshitse AJ sitting as a court of appeal):
1 The appeal in respect of counts 6, 7 and 8 (the attempted murder counts) is
upheld.
2 The order of the full court is set aside and substituted with the following:
a) The appeal succeeds to the extent that the convictions and sentences
imposed by the Newlands Regional Court (the regional court) in respect of
counts 6, 7 and 8 are set aside, but the appeal is otherwise dismissed; and
b) The appellant shall accordingly serve an effective period of 15 years’
imprisonment in respect of counts 1 to 5, from the date of sentencing in the
regional court.
___________________________________________________________________

JUDGMENT

___________________________________________________________________
Dawood AJA (Matojane, Unterhalter, Koen and Coppin JJA concurring)

Introduction
[1] The appellant , Mr Mbalenhle Sydney Ntuli (Mr Ntuli), accused number two
before the Newlands Regional Court (the regional court), was convicted of the
following offences:
(a) Count 1, robbery with aggravating circumstances;
(b) Counts 2 to 5, possession of an unlicensed firearm; and
(c) Counts 6 to 8, attempted murder.

[2] Mr Ntuli was sentenced by the regional court as follow s in respect of the
aforesaid counts:
(a) Count 1, to 15 years’ imprisonment;

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(b) Counts 2 to 5, to five years’ imprisonment (the counts were taken together for
the purpose of sentencing, and ordered to run concurrently with the sentence imposed
in respect of count 1);
(c) Counts 6 to 8, to five years’ imprisonment (the counts were taken together for
the purpose of sentence and were ordered to run consecutively with the sentence
imposed in respect of count 1). Mr Ntuli was accordingly sentenced to an effective
period of 20 years’ imprisonment.

[3] On appeal to it, t he full court of the Gauteng Division of the High Court,
Johannesburg (the full court) upheld these convictions and sentences. Mr Ntuli applied
for and was granted special leave to appeal to this Court against the decision of the
full court in respect of counts 6 to 8 . He submits that the full court’s reliance on the
doctrine of common purpose in respect of these counts was a violation of his right to
a fair trial.

Factual background
[4] The relevant charges, as reflected in the transcripts and accepted as correct by
the parties, read as follows:
(a) Count 6, attempted murder, that the accused are guilty of the crime of
attempted murder in that upon or about 31 May 2008 and at or near Northcliff in the
Regional District of Gauteng the accused unlawfully and intentionally attempted to kill
Marcelle Kenneth Coleridge, a male person, by shooting at him.
(b) Count 7, attempted murder, that the accused are guilty of the crime of
attempted murder in that upon or about 31 May 2008 and at or near Northcliff in the
Regional District of Gauteng the accused unlawfully and intentionally attempted to kill
Bryan van Heerden, a male person, by shooting at him.
(c) Count 8, attempted murder, that the accused are guilty of the crime of
attempted murder in that upon or about 31 May 2008 and at or near Northcliff in the
Regional District of Gauteng the accused unlawfully and intentionally attempted to kill
Craig Cowie (Constable Cowie), a male person, by shooting at him.

Craig Cowie (Constable Cowie), a male person, by shooting at him.

[5] It is evident from the charges themselves that the State did not indicate that it
would be relying on the doctrine of common purpose in respect of the aforesaid counts.
Furthermore, the State did not seek to amend the charge sheet at any stage of the

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proceedings to rely upon the doctrine of common purpose. The State however sought
to rely on Mr Ntuli’s actual participation in the commission of the offence s referred to
in counts 6 to 8.

[6] Mr Allan Hoskins, the complainant on the robbery count, testified that accused
one and Mr Ntuli ran out of the house shooting in the same direction and shooting at
the entrance gate to the property as well. The complainants in the attempted murder
counts were in the vicinity of the gate. He did not elaborate, but appeared to suggest
that both accused shot at the police. His evidence, however, was directly contradicted
by Inspector Marcelle Coleridge and Constable Bryan van Heerden who testified that
they saw accused number three shooting at them. Constable Cowie testified that
accused number one and accused number three shot at him. Detective Serg eant
Elaine Crossing testif ied that she saw three African males exiting the house and
suddenly started shooting at the police. Her evidence was not supported by any of the
other State witnesses who all testified that accused number three came out of the
house first, and after a short while Mr Ntuli and accused number one came out. Her
evidence was also contradicted by the other witnesses regarding whether there was
direct participation by Mr Ntuli in that shooting . There was accordingly conflicting
evidence as to whether Mr Ntuli directly participated in the attempted murder counts.

[7] There was , in light of the contradictory evidence , insufficient evidence to
establish that Mr Ntuli actually committed the attempted murders. The prosecutor also
erroneously put to Mr Ntuli that Constable Cowie’s testimony was to the effect that he
(Mr Ntuli) came running out of the house, firing at them. This was denied by Mr Ntuli.
What is clear from the evidence led in support of the State’s case and th e cross-
examination of Mr Ntuli is that the State intended to rely on Mr Ntuli actually having

examination of Mr Ntuli is that the State intended to rely on Mr Ntuli actually having
committed the attempted murder s, as opposed to hi s having formed a common
purpose with his co-accused to commit the attempted murders.

[8] That is also the basis on which the regional court understood the State’s case,
holding, when convicting Mr Ntuli on the attempted murder counts, that:

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‘By firing shots at the police in this reckless manner, you had to foresee that you might strike
and injure or worse kill any officer in attendance at the scene’.1

Thus, the regional court’s conviction of Mr Ntuli was based on his own participation,
despite that not being borne out by the evidence. The regional court did not mention
the applicability of the doctrine of common purpose. Rather, it relied upon the evidence
of the actions of each of the accused to determine whether each of the accused had
shot at the police officers.

[9] The matter, with the leave of this Court, went on appeal to the full court. The
full court correctly found that the State did not prove that Mr Ntuli had shot at the police
and that the charge sheet did not rely on common purpose. The full court, however,
went on to say that the regional court had relied upon common purpose and could not
be faulted in this regard, as it was evident to the legal representative of Mr Ntuli that
the State intended to rely on common purpose, and there was no prejudice to Mr Ntuli
to do so. The full court held that Mr Ntuli’s counsel never argued that the attempted
murder charges were based exclusively on individual culpability. It held, inter alia, that
there was sufficient evidence to establish common purpose , since Mr Ntuli had
participated ‘in a well organised joint operation’ to rob, and that ‘e ach participated in
the robbery and each carried his own firearm’.2

Issue for determination
[10] The sole issue for determination is whether the full court was correct in
confirming Mr Ntuli’s conviction by applying the doctrine of common purpose in respect
of the attempted murder charges , or whether its reliance on the doctrine violated
Mr Ntuli’s right to a fair trial, as enshrined in s 35(3)(a) of the Constitution.

Legal position
[11] The authorities that follow below provide guidance regarding the approach
adopted by our courts in dealing with this issue . In S v Logoa,3 this Court held that it

adopted by our courts in dealing with this issue . In S v Logoa,3 this Court held that it
is not desirable to lay down a general rule as to what is required in a charge sheet and

1 Page 186, lines 7-10.
2 See paras 40-43 and 47-49 of the judgment of the full court.
3 S v Legoa [2002] 4 All SA 373 (SCA); 2003 (1) SACR 13 (SCA).

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that ‘[w]hether the accused’s right to a fair trial, including hi s ability to answer the
charge, has been impaired , will . . . depend on a vigilant examination of the relevant
circumstances’.4

[12] In Johannes September v The State,5 the Constitutional Court held as follows:
‘It is indeed desirable that the charge sheet refers to the relevant penal provision of the
Minimum Sentences Act. This should not, however, be understood as an absolute rule. Each
case must be judged on its particular facts. Where there is no mention of the applicability of
the Minimum Sentences Act in the charge sheet or in the record of the proceedings, a diligent
examination of the circumstances of the case must be undertaken in order to determine
whether that omission amounts to unfairness in trial. This is so because even though there
may be no such mention, examination of the individual circumstances of a matter may very
well reveal sufficient indications that the accused’s section 35(3) right to a fair trial was not in
fact infringed.’6

[13] This Court in S v Msimango,7 held, inter alia, as follows;
‘It is common cause that in convicting the appellant on count 3, the regional magistrate relied
on the doctrine of common purpose, even though it was ne ver averred either in the charge
sheet or proved in evidence. It was impermissible for the regional magistrate to have invoked
the principle of common purpose as a legal basis to convict the appellant on count 3, as this
never formed part of the state’s case.
Undoubtedly, the approach adopted by the regional magistrate of relying on common purpose
which was mentioned at the end of the trial is inimical to the spirit and purport of s 35(3)(a) of
the Constitution of the Republic of South Africa, Act 108 of 1996 (the Constitution) under the
heading ‘Arrested, detained and accused persons’. In fact it is subversive of the notion of the
right to a fair trial which is contained in s 35(3)(a) of the Constitution which provides in clear
terms that:

terms that:
“(3) Every accused person has a right to a fair trial, which includes the right –
(a) to be informed of the charge with sufficient detail to answer it...”
Section 35 falls under Chapter 2 of the Constitution under the heading, the Bill of Rights.
Section 7 of the Constitution commands the State to respect, protect, promote and fulfill the
Rights in the Bill of Rights. However, this is subject to s 36 of the Constitution. The requirement

4 Ibid para 21.
5 M T v S; A S B v S; September v S [2018] ZACC 27; 2018 (2) SACR 592 (CC); 2018 (11) BCLR 1397.
6 Ibid para 40.
7 Msimango v S [2017] ZASCA 181; 2018 (1) SACR 276 (SCA) paras 14-16.

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embodied in s 35(3) is not merely formal but substantive. It goes to the very heart of what a
fair trial is. It requires the state to furnish every accused with sufficient details to put him or her
in a position where he or she understands what the actual charge is which he or she is facing.
In the language of s 35(3)(a), this is intended to enable such an accused person to answer
and defend himself in the ensuing trial. Its main purpose is to banish any trial by ambush. This
is so because our criminal justice system is both adversarial and accusatory .’
(Own emphasis.)

[14] The full court, in this case, relied on the doctrine of common purpose to confirm
Mr Ntuli’s conviction on the attempted murder counts , in circumstances where the
State failed to alert Mr Ntuli to the fact that it intended to place reliance on that doctrine.
The State, inter alia: -
(a) Failed to mention that it intended to rely on the doctrine of common purpose in
the charge sheet.
(b) Incorrectly put to Mr Ntuli that he had directly shot at Constable Cowie, thereby
demonstrating reliance on his direct participation as a basis for his culpability , as
opposed to a reliance on common purpose.
(c) Failed to seek an amendment of the charge sheet , at any stage of the
proceedings, to include reliance on the doctrine of common purpose.
(d) Failed to alert Mr Ntuli, at any stage of the proceedings, of the fact th at it
intended to rely on common purpose or collective liability.

[15] There was , accordingly, no forewarning to Mr Ntuli that his conviction was
sought on the basis of common purpose . A conviction based on common purpose
would, in these circumstances, amount to material unfairness. He was made to believe
that the convictions were sought against him based on his own direct act of shooting
at the police officers. His belief , in this regard, was strengthened by the fact that this
was put to him by the prosecutor when he was being cross -examined. The State’s

was put to him by the prosecutor when he was being cross -examined. The State’s
failure to allege in the charge sheet or alert the defence to its reliance upon common
purpose is fatal to the convictions that were sustained on this basis. Absent reliance
on common purpose, t he State failed to discharge its onus to prove beyond a
reasonable doubt that Mr Ntuli’s actions amounted to attempted murder.

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[16] In the circumstances of this case the State’s failure to have informed Mr Ntuli
of its reliance on the doctrine of common purpose and nevertheless relying on that
doctrine to convict him on the attempted murder counts was an infringement of his
right to a fair trial. The full court ought to have upheld his appeal in respect of counts
6, 7 and 8.

[17] In the result, the following order is made:
1 The appeal is upheld in respect of counts 6, 7 and 8 (the attempted murder
counts).
2 The order of the full court is set aside and substituted with the following:
a) The appeal succeeds to the extent that the convictions and sentences
imposed by the Newlands R egional Court (the regional court) in respect of
counts 6, 7 and 8 are set aside but the appeal is otherwise dismissed; and
b) The appellant shall accordingly serve an effective period of 15 years ’
imprisonment in respect of counts 1 to 5, from the date of sentencing in the
regional court.


________________________
F B A DAWOOD
ACTING JUDGE OF APPEAL

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Appearances

For the appellant: E A Guarneri
Instructed by: Legal Aid South Africa, Johannesburg
Legal Aid South Africa, Bloemfontein

For the respondent: V S Sinthumule
Instructed by: Director of Public Prosecutions, Johannesburg
Director of Public Prosecutions, Bloemfontein.