S v Dodovu (298/91) [1991] ZASCA 161 (25 November 1991)

75 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Death penalty — Appellant convicted of murder and other serious crimes, sentenced to death — Circumstances of the murder included premeditated shooting of the victim at close range during a robbery — Appellant's extensive criminal history and lack of rehabilitative prospects considered — No mitigating factors present — Death penalty deemed the only appropriate sentence — Appeal against sentence dismissed and death penalty confirmed.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings concerned the reconsideration and confirmation of a death sentence imposed for murder, together with sentences imposed for associated violent and acquisitive offences. The matter ultimately served before the Appellate Division of the Supreme Court of South Africa (as it then was) in terms of a statutory reconsideration procedure applicable to death sentences.


The parties were William Dodovu as the appellant (the convicted person) and the State as respondent. The appellant had been tried and convicted in the Transvaal Provincial Division before J J Strydom J and assessors on multiple charges, including murder, assault with intent to do grievous bodily harm, and robbery with aggravating circumstances.


In the ordinary appellate process, leave to appeal was refused by both the trial court and the Appellate Division. The matter nonetheless returned to the Appellate Division through the mechanism created by section 19 of Act 107 of 1990, under which a panel reconsidered whether the death sentence would probably have been imposed, and the case then served before the court under section 19(12).


The general subject-matter of the dispute was the appropriateness of the death sentence on the murder count under the law then applicable, given the facts of the offence and the offender’s personal circumstances and criminal history, and in light of the statutory reconsideration framework.


2. Material Facts


On the evening of 25 October 1987, at approximately 22h00, the deceased, Carel Petrus Du Rand, and a female companion, Johanna Dorothea Tissen (referred to in the judgment as “the complainant”), were seated in a motor vehicle parked alongside the Klerksdorp/Ventersdorp road. The deceased was in the driver’s seat, and the complainant was seated next to him. The driver’s side window was open.


The appellant approached the vehicle unseen, went to the driver’s window, and without saying a word shot the deceased in the head from close range. The deceased died at the scene as a result of the gunshot wound. The medical evidence accepted by the court indicated that the shot was fired from a distance of less than one metre.


After shooting the deceased, the appellant proceeded to seriously assault the complainant and robbed her of various items. He also took property belonging to the deceased. The court treated the sequence as a single incident in which the murder was committed in the course of an acquisitive attack, and it regarded the apparent motive for the killing as robbery.


As to offender-related facts, the appellant was almost 40 years old at the time of the murder. The court relied on the fact that he had a long history of prior convictions spanning approximately 20 years, including (among others) a prior conviction for robbery, multiple convictions for escape, a conviction for unlawful possession of a firearm, and many instances of housebreaking with intent to steal and theft. He had previously been declared a habitual criminal, and the offences in the present matter were committed while he was on parole, with an indication that he had also committed offences on parole on a prior occasion.


In relation to potential mitigating facts, the court noted contentions that the appellant was illiterate, relatively unsophisticated, and had a disadvantaged upbringing. It also addressed an assertion in the appellant’s confession suggesting that his conduct was influenced by the consumption of strong liquor. The court, however, relied on evidence indicating the contrary: the complainant did not mention intoxication, and when the appellant was arrested about three hours after the incident there was no indication that he was under the influence; moreover, his conduct before and after the murder did not suggest a drunken state.


3. Legal Issues


The central legal question was whether, under the law applicable at the time of decision and within the framework of section 19 of Act 107 of 1990, the death sentence on the murder charge was the only appropriate sentence.


The dispute primarily concerned the application of law to fact and a sentencing value judgment. The court was required to evaluate aggravating and mitigating considerations, the offender’s personal circumstances and criminal history, and the purposes of punishment, in order to decide whether any factor could justify a lesser sentence or whether the death penalty remained the sole proper outcome.


A subsidiary issue concerned whether any alleged mitigating factor—particularly the appellant’s background and the suggestion of intoxication—could be accepted as materially reducing moral blameworthiness or otherwise justifying a departure from the death sentence.


4. Court’s Reasoning


The court approached the matter on the basis that it was called upon, in terms of the then current legal position and the statutory reconsideration procedure, to decide whether the death sentence for murder was uniquely appropriate in all the circumstances. It evaluated both the circumstances of the offence and the offender, with specific attention to the traditional purposes of punishment.


On the facts of the murder, the court treated the circumstances as highly aggravating. It emphasised the calculated and callous manner of the killing: the appellant approached the vehicle undetected, fired at close range into the deceased’s head, and did so without warning and without affording the deceased any opportunity to surrender property or defend himself. The court expressly characterised the form of intent as dolus directus, and it identified the motive as robbery, which it described as among the basest motives. The court also considered it aggravating that the appellant proceeded immediately thereafter to assault and rob the complainant, and it remarked that the complainant’s survival was likely attributable to the appellant having run out of ammunition.


The court also relied strongly on offender-related aggravation. It considered the appellant’s extensive criminal record over two decades, including serious acquisitive and custodial offences, and it attached weight to the fact that he had previously been declared a habitual criminal. The commission of the present offences while on parole, and indications of similar misconduct while on parole previously, were treated as powerful indicators that the appellant was not susceptible to rehabilitation. The court further regarded the increasing prevalence of similar violent criminal conduct as a factor supporting a sterner penal response in the interests of society.


In dealing with potential mitigation, the court concluded that there were no mitigating factors. It accepted that the appellant may have been illiterate, unsophisticated, and from a disadvantaged background, but held that—given his criminal history—he must have been fully aware of the unlawfulness and moral blameworthiness of his conduct. It further reasoned that an unfortunate background, shared by many who do not commit crimes, could not in the circumstances be treated as mitigating.


The court rejected the suggestion that alcohol materially influenced the appellant’s conduct. It relied on the absence of any mention of intoxication by the complainant, the lack of signs of intoxication at arrest three hours later, and the appellant’s conduct at the scene and thereafter, which the court considered inconsistent with an alcohol-impaired mental state.


Having weighed the relevant factors and the purposes of punishment, the court held that retribution and deterrence should be accorded priority in this matter, with the interests of the community being a significant consideration. Given the court’s view that rehabilitation was not realistically in issue on these facts, and taking all relevant considerations together, it concluded that this was a case in which the death sentence was the only appropriate sentence.


5. Outcome and Relief


The court dismissed the appeal (in the section 19(12) reconsideration context) and confirmed the death sentence imposed on the murder charge.


The judgment, as provided, did not set out a distinct order as to costs.


Cases Cited


S v Dodovu (298/91) [1991] ZASCA 161 (25 November 1991)


Legislation Cited


Act 107 of 1990, section 19 and section 19(12)


Rules of Court Cited


No rules of court were cited in the judgment as provided.


Held


The Appellate Division held that, on the accepted facts and under the legal framework applicable at the time, the murder was committed in a particularly aggravated manner, with direct intent, an apparent robbery motive, and followed by serious violence against the complainant. It further held that the appellant’s extensive criminal record and parole history strongly indicated a lack of prospects for rehabilitation.


It found no mitigating circumstances of sufficient weight, rejecting reliance on a disadvantaged background and discounting intoxication as unsupported by the evidence relied upon. In prioritising retribution and deterrence and considering the interests of the community, the court concluded that the death penalty was the only appropriate sentence, and it accordingly confirmed the sentence.


LEGAL PRINCIPLES


The judgment applied the principle that, in determining sentence for murder under the then applicable regime, the court must assess whether the death sentence is the only appropriate sentence when all relevant circumstances are weighed.


It applied the principle that sentencing involves a structured evaluation of aggravating and mitigating factors, including the manner of execution of the offence, the offender’s motive and form of intent, and the broader context of the crime, such as whether it was committed in the course of robbery and accompanied by further violence.


The judgment further applied the principle that an offender’s previous convictions, parole status, and demonstrated recidivism may materially affect the sentencing assessment, particularly in relation to prospects of rehabilitation and the relative weight to be afforded to the purposes of punishment.


It also applied the principle that alleged mitigating factors such as disadvantaged background and intoxication must be assessed against the evidentiary material accepted by the court; where such factors do not genuinely reduce moral blameworthiness on the facts relied upon, they do not operate as mitigation.


Finally, the judgment applied the sentencing principle that, in cases of extreme aggravation and poor rehabilitative prospects, the aims of punishment may require that retribution and deterrence take precedence, with due regard to the interests of the community.

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[1991] ZASCA 161
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S v Dodovu (298/91) [1991] ZASCA 161 (25 November 1991)

298/91
N v H
WILLIAM DODOVU / DIE STAAT
SMALBERGER, AR -
1
298/91
IN DIE HOOGGEREGSHOF VAN SUID-AFRIKA
APPeLAFDELING
In die saak tussen:
WILLIAM
DODOVU
APPELLANT
en
DIE
STAAT
RESPONDENT
CORAM
: SMALBERGER AR et KRIEGLER,
HARMS
Wnd ARR
DATUM VERHOOR
: 19 NOVEMBER 1991
DATUM GELEWER:
25
NOVEMBER 1991
UITSPRAAK SMALBERGER, AR
:
Die appellant is in die Transvaalse Provinsiale Afdeling deur J J STRYDOM R
en assessore skuldig bevind aan 'n aantal aanklagte waaronder
moord,
/2
2
aanranding met die opset om ernstig te beseer en roof
met verswarende
omstandighede. By ontstentenis van
versagtende omstandighede is hy, ingevolge
die destydse
geldende reg, op die moordaanklag die verpligte
doodvonnis
opgelê. Op die ander aanklagte is hy 'n
effektiewe vonnis van 22 jaar
en 6 maande
gevangenisstraf opgelê. Verlof om te appelleer is
deur
beide die Hof a
quo
en hierdie Hof geweier. Die
appellant se saak is
ingevolge art 19 van Wet 107 van
1990 ("die Wet") aan die paneel (wat kragtens daardie
artikel saamgestel
is), voorgelê vir heroorweging van
die doodvonnis. Die paneel het
bevind dat die
doodvonnis waarskynlik opgelê sou gewees het en die
aangeleentheid dien nou voor hierdie Hof kragtens art
19(12) van die Wet. Ons is nou geroepe, ingevolge die
tans geldende reg, om te besluit of die doodvonnis op
die moordaanklag die enigste gepaste vonnis is.
/3
3 Die omstandighede rondom die pleging van die moord deur die
appellant was die volgende. Ongeveer tienuur die aand van 25 Oktober
1987 was
Carel Petrus Du Rand ("die oorledene") en 'n vriendin, Johanna Dorothea Tissen
("die klaagster"), saam in 'n motorvoertuig
wat langs die
Klerksdorp/Ventersdorp-pad geparkeer was. Die oorledene was agter die stuurwiel;
die klaagster het langs hom gesit.
Die venster aan die bestuurder se kant was
oop. Die appellant het ongesien die motor genader, na die bestuurder se venster
gegaan
en sonder om 'n woord te uiter die oorledene vanaf 'n kort afstand deur
die kop geskiet. Die oorledene is op die plek as gevolg van
die skietwond dood.
Volgens die mediese getuienis is die oorledene vanaf 'n afstand van minder as 1
meter geskiet. Daarna het die
appellant die klaagster ernstig aangerand en haar
van verskeie artikels beroof.
/4
4 Hy het ook van die oorledene se besittings geneem.
Die
omstandighede van die moord, en die wyse waarop dit gepleeg is, is erg
strafverswarend. Die appellant se optrede was berekend
en gevoelloos en sy
opsetvorm
dolus directus
. Sy motief was klaarblyklik roof, een van die
gemeenste motiewe denkbaar. Hy het sy slagoffer geen geleentheid gegun om sy
besittings
te oorhandig of homself te verdedig nie. Hy het hom eenvoudig sonder
waarskuwing koelbloedig doodgeskiet. Daarna het hy doodluiters
voortgegaan om
die klaagstef aan te rand en te beroof. Die feit dat sy nie ook doodgeskiet is
nie, is waarskynlik daaraan te danke
dat die patrone in die appellant se
vuurwapen opgeskiet was.
Wat ook strafverswarend is, is die appellant se lang lys vorige
veroordelings. Die appellant was bykans 40 jaar oud toe die moord
gepleeg is.
Sy
/5
5 vorige veroordelings strek oor 'n tydperk van 20 jaar en
sluit in, onder meer, een vorige veroordeling vir roof, drie vir ontsnapping,
een vir onwettige besit van 'n vuurwapen en talle gevalle van huisbraak met die
opset om te steel en diefstal. Hy is reeds voorheen
tot 'n gewoontemisdadiger
verklaar. Die moord, en die ander misdade waaraan die appellant deur die hof a
quo
skuldig bevind is, is gepleeg toe hy op parool was. By 'n vorige
geleentheid het hy ook verskeie misdade gepleeg terwyl hy op parool
was. Die
aanduidings is dus baie sterk dat die appellant nie vir rehabilitasie vatbaar is
nie. Daarbenewens is die toenemende voorkoms
van optrede van die aard waaraan
die appellant hom skuldig gemaak het ook 'n verswarende faktor.
Na my mening
is daar in die onderhawige geval geen strafversagtende faktore aanwesig nie. Al
word aanvaar dat die appellant ongeletterd
en betreklik
/6
6
ongekunsteld is, en 'n minderbevoorregte opvoeding gehad het, moes die
appellant, gesien sy misdaadsrekord, ten volle bewus gewees
het van die
onregmatigheid en morele laakbaarheid van sy optrede. Sy ongelukkige agtergrond,
wat hy gemeen het met baie mense wat
hulle nie tot misdaad wend nie, kan nie in
die omstandighede van die onderhawige geval as strafversagtend beskou word
nie.
In sy bekentenis wat hy na sy inhegtenisname gemaak het, probeer die
appellant voorgee dat sy optrede deur die inname van sterk drank
beïnvloed
was. Die getuienis is egter tot die teendeel. Die klaagster maak geen melding
daarvan nie, en toe die appellant ongeveer
drie uur na die voorval in hegtenis
geneem is, was daar geen sprake daarvan dat hy onder die invloed van drank was
nie. Sy optrede
op die toneel voor en na die moord spreek ook nie van 'n
drankbenewelde verstand nie.
..../7
7 Die omstandighede van die onderhawige geval is sodanig dat wanneer die
oogmerke van straf in oorweging geneem word, vergelding en
afskrikking voorrang
moet geniet. Die gemeenskapsbelang moet ook deeglik in aanmerking geneem word.
Soos reeds gemeld, kan daar in
die appellant se geval nie realisties sprake van
rehabilitasie wees nie. Alle relevante faktore in ag geneem, is hierdie myns
insiens
klaarblyklik 'n geval waar die doodvonnis die enigste gepaste vonnis
is.
Die appèl word afgewys en die doodvonnis word bekragtig.
J W SMALBERGER, AR
KRIEGLER, Wnd AR )
) Stem saam HARMS, Wnd AR )