S v Seheri (160/91) [1992] ZASCA 40 (26 March 1992)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Murder — Sentencing — Appellant convicted of two counts of murder and sentenced to death; appeal against death sentences dismissed — Criminal Law Amendment Act 107 of 1990 enacted, allowing for reconsideration of death sentences — Appellant's mental condition argued as mitigating factor but found not to influence conduct during the murders — Conduct characterized as calculated and deliberate, demonstrating intent to kill — Death sentences upheld as appropriate given the nature of the crimes and absence of extenuating circumstances.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings concerned a reconsideration of two death sentences imposed on the appellant following convictions for two counts of murder, together with various additional offences arising from the same sequence of events. The matter came before the Supreme Court of South Africa (Appellate Division) under the statutory reconsideration mechanism introduced by the Criminal Law Amendment Act 107 of 1990.


The parties were Oupa Alex Seheri as the appellant and the State as the respondent. The appellant had been convicted in the Witwatersrand Local Division, where no extenuating circumstances were found in relation to either murder, and he was sentenced to death on each murder count, with an effective 15 years’ imprisonment on the remaining counts.


The appellant was originally granted leave to appeal to the Appellate Division against the death sentences, but that appeal was dismissed. After the dismissal, the Criminal Law Amendment Act 107 of 1990 (“the new Act”) came into operation, creating a new dispensation for death sentence matters. The appellant’s case was then reconsidered by an appointed panel in terms of section 19(1) of the new Act, which concluded that the trial court would probably have imposed the death sentences even if the amended regime (including the amendment of section 277 of the Criminal Procedure Act 51 of 1977) had applied at the time.


The matter therefore returned to the Appellate Division in terms of section 19(12) of the new Act, requiring the court to consider afresh whether the death sentences were justified under the applicable test, namely whether, having due regard to mitigating and aggravating factors and the objects of sentencing, the death sentences were the only proper sentences. The dispute was situated within the broader subject-matter of sentencing for murder, including the relevance of alleged mental abnormality and the weighing of mitigation against aggravation in determining whether the ultimate penalty was warranted.


2. Material Facts


The court proceeded on the basis of the facts relevant to sentence as previously set out in the earlier appellate judgment, and summarised only those aspects material to the renewed inquiry into sentence. The appellant was a member of the ANC’s military wing and had entered the Republic illegally, with one of his tasks being to train ANC members in the use of firearms. On the evening of 24 January 1987, he was to instruct certain persons in the use of a Scorpion machine pistol (“the Scorpion”) that had come into his possession earlier that day, but they did not arrive.


The appellant then went to a shebeen (belonging to co-accused number 2 at trial), where he consumed liquor. The two deceased, referred to as Mlando and Xola, were present with friends. An altercation arose between the appellant and Xola after the appellant had burnt Xola’s trousers with a cigarette (possibly accidentally), but the altercation was found to be largely of the appellant’s making. A fight followed outside; Xola got the better of it. The appellant attempted to draw the Scorpion but was disarmed by Xola’s brother. Xola and the others left with the Scorpion and refused the appellant’s requests for its return.


The group went to Xola’s house and the Scorpion was given to Xola’s sister, Faith, to keep. She hid it under a dining room table. The appellant then gathered assistance in order to recover the Scorpion and armed himself with an AK 47 rifle (“the AK 47”). The appellant and his companions went to Xola’s house, where the appellant fired shots indiscriminately at persons outside, seriously wounding two people. Mlando was cornered and taken at gunpoint into the house, where Faith and her mother were present. The appellant demanded the Scorpion. Mlando struck Faith and told the appellant to shoot her, asserting she had the firearm. The appellant instead shot Mlando in the hip; Mlando later bled to death. Faith denied knowledge of the Scorpion. After the appellant left, Faith hid the Scorpion in a coal box at the back of the house.


The appellant later found Xola, brought him back to his house at gunpoint, and threatened to kill him in front of Faith and her mother. Faith indicated that she would be able to assist if the appellant wanted the Scorpion, which enabled him to locate and retrieve it. After recovering the Scorpion, the appellant returned to the house, forced entry, and again threatened to kill Xola. Xola was on his knees and Faith pleaded for mercy. The appellant initially relented and left with his companions.


Outside, accused number 2 asked if Xola had been killed. The appellant said no, adding that he had “taught him not to be forward”. Accused number 2 urged the appellant to “go and kill the dog and erase the evidence”. The appellant returned to the house, summoned Faith and her mother to the room where Xola remained on his knees, and shot Xola twice in the head with the AK 47, killing him instantly. The appellant and his companions then left.


In relation to mitigation, it was common cause that the appellant relied primarily on an alleged mental condition. Expert evidence was led from a clinical psychologist (Mr Graeme Friedman) and a clinical neuro-psychologist (Dr Victor Nell), who diagnosed the appellant as suffering from a personality disorder, with Dr Nell describing a condition termed the dyscontrol syndrome, involving unpredictable explosive outbursts and irrationality during rage. The trial court accepted Dr Nell’s evidence, though with misgivings, but found that whatever the appellant’s condition, it did not influence his conduct on the night. This court noted that those findings had been accepted and supported in the earlier appellate judgment and saw no basis to depart from them in the reconsideration.


The appellant’s own evidence was that he was “not much affected” by alcohol. The court treated it as relevant that the appellant’s predicament was largely self-created, and that his conduct throughout the events displayed control, calculation, and rational pursuit of his objective (recovery of the Scorpion), rather than loss of self-control consistent with the dyscontrol syndrome as described.


3. Legal Issues


The central legal question was whether, under the reconsideration regime introduced by the Criminal Law Amendment Act 107 of 1990, the death sentences imposed on each murder count were the only proper sentences when assessed with due regard to mitigating factors, aggravating factors, and the objects of punishment.


A critical subsidiary issue was whether the appellant’s alleged abnormal mental condition constituted a mitigating factor relevant to sentence, either because it reduced moral blameworthiness or because it causally influenced the commission of the murders. This was primarily an application of legal sentencing principles to the facts, informed by evaluative judgments about culpability, deterrence, retribution, and prospects of rehabilitation.


A further issue concerned the weight to be assigned to personal circumstances (including the appellant’s age, prior convictions, prospects of rehabilitation, and absence of remorse) relative to the gravity of the crimes and the manner of their commission. The inquiry necessarily involved a value judgment in sentencing, constrained by the statutory test for confirming death sentences under the new dispensation.


4. Court’s Reasoning


The court approached the matter on the basis that it was required to reconsider the death sentences afresh under section 19(12) of the new Act, applying the test whether the death sentence on each count was the only proper sentence after weighing mitigation and aggravation and considering the purposes of punishment.


On the asserted mental abnormality, the court accepted that expert testimony had described a mixed personality disorder and, more specifically, a purported dyscontrol syndrome involving irrational, unpredictable outbursts. However, it endorsed the trial court’s conclusion (which had already been upheld in the earlier appellate decision) that the appellant’s condition did not influence his conduct during the events in question. The court considered the appellant’s actions to have been controlled and calculated, rather than impulsive or irrational. It emphasised that anger or distress at being deprived of the Scorpion did not, without more, establish loss of self-control or impairment of foresight and intention.


The court treated the overall sequence as demonstrating rational pursuit of a goal. Even if the decision to shoot Mlando was taken on the spur of the moment, it was still characterised as a deliberate and callous act designed to intimidate. The court further held that the appellant’s subsequent conduct reflected continued self-control up to the point where he momentarily relented in response to pleas that Xola be spared. Importantly, when the appellant later returned and executed Xola, the court found no behaviour consistent with the syndrome described by Dr Nell; instead, the killing was carried out in a cold-blooded, methodical manner, including the insistence that Faith and her mother witness it.


As to the argument that the appellant’s rapid change of mind (from sparing Xola to killing him) was “irrational” and thus explained by abnormality, the court rejected that inference. It regarded the most plausible explanation suggested by the evidence as the elimination of Xola as a witness and the intimidation of Faith and her mother as potential witnesses. Even if no explanation were obvious, the court considered that the manner of execution remained calculated rather than irrational. On this basis, the appellant’s mental condition was ruled out as a causal or material factor and therefore did not operate as mitigation.


The court then weighed other mitigating factors. It took into account that the appellant was 33 years old at the time, with one juvenile conviction for housebreaking and theft, and was for practical purposes to be treated as a first offender, which counted in mitigation. The court also accepted that the appellant might be capable of rehabilitation, but qualified this by noting the absence of true remorse, which could militate against reformation.


Against this, the court identified substantial aggravation. The recovery operation was described as well planned and executed, with the appellant arming himself with an AK 47 and showing willingness to use it regardless of consequences. The indiscriminate shooting outside the house, the unnecessary shooting of Mlando (who posed no threat), and the callous leaving of Mlando to bleed to death were treated as serious aggravating features. In relation to intention, the court held that even if there was not direct intent to kill Mlando, the appellant must have foreseen death as a strong possibility; the court described his intent as, at the least, bordering on dolus directus. The killing of Xola was treated as an execution clearly performed with direct intent, compounded by its commission in the presence of Faith and her mother.


The court considered it relevant that the appellant killed twice, in separate but related incidents, and that the earlier killing did not deter the later execution. It concluded that the appellant’s conduct revealed him as a ruthless killer. In the final balancing, the court held that aggravating factors substantially outweighed mitigating ones. In assessing the objects of punishment, it determined that in a case of such seriousness, considerations of retribution and deterrence had to prevail over prospects of rehabilitation. On the standard articulated for the reconsideration, it found the death sentences to be imperatively called for and to be the only proper sentences on both counts.


5. Outcome and Relief


The appeal was dismissed. The court confirmed the death sentences imposed on each of the two murder counts. The judgment, as provided, did not record any alteration to the sentences on the remaining counts, nor did it expressly set out a distinct costs order.


Cases Cited


S v Seheri (160/91) [1992] ZASCA 40 (26 March 1992)


Legislation Cited


Criminal Law Amendment Act 107 of 1990


Criminal Procedure Act 51 of 1977


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The Appellate Division, reconsidering the matter under section 19(12) of the Criminal Law Amendment Act 107 of 1990, held that the appellant’s alleged abnormal mental condition did not causally influence his conduct during the murders and therefore did not constitute a mitigating factor. After weighing the limited mitigation (including first-offender status and possible rehabilitative prospects) against the substantial aggravation (planned armed operation, indiscriminate shooting, the callous shooting and abandonment of Mlando, and the cold-blooded execution of Xola), the court held that the death sentence on each murder count was the only proper sentence. The appeal was dismissed and the death sentences were confirmed.


LEGAL PRINCIPLES


The judgment applied the sentencing principle, under the reconsideration regime introduced by the Criminal Law Amendment Act 107 of 1990, that a death sentence may be confirmed only if, after considering the mitigating and aggravating circumstances and the objects of punishment, it is shown to be the only proper sentence.


It further applied the principle that an accused’s mental condition operates in mitigation only to the extent that it is shown to have been relevant and material to the conduct in question, including whether it causally affected self-control, rational decision-making, or moral blameworthiness. Where the evidence supports that the offender acted in a controlled, calculated, and rational manner, a personality disorder diagnosis, without demonstrated causal influence on the offences, does not mitigate sentence.


In the balancing of sentencing objectives, the judgment affirmed that in matters of exceptional seriousness featuring deliberate, brutal, and callous killings—particularly where the conduct is planned, intimidation is used, and executions are carried out in a calculated way—considerations of retribution and deterrence may outweigh prospects of rehabilitation, especially where remorse is absent.

About SAFLII
Databases
Search
Terms of Use
RSS Feeds
South Africa: Supreme Court of Appeal
SAFLII
>>
Databases
>>
South Africa: Supreme Court of Appeal
>>
1992
>>
[1992] ZASCA 40
|

|

S v Seheri (160/91) [1992] ZASCA 40 (26 March 1992)

160/91
N v H
IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION)
In the matter between:
OUPA ALEX SEHERI
APPELLANT
and
THE
STATE
RESPONDENT
CORAM
: SMALBERGER, MILNE, et KUMLEBEN,
JJA
HEARD
: 16 MARCH 1992
DELIVERED
: 26 MARCH 1992
JUDGMENT
SMALBERGER, JA :-
The appellant was convicted in the
Witwaters= rand Local Division of two counts of murder and various other counts
- all the counts
having arisen from a series of events which occurred on the
night of 24-25
2
January 1987. No extenuating circumstances were found in respect of the two
murder counts and the appellant was sentenced to death
on each count. On the
remaining counts he was sentenced to an effective 15 years' imprisonment. The
appellant was granted leave to
appeal to this Court against the sentences of
death imposed upon him. The appeal was dismissed. Subsequent thereto the
Criminal Law
Amendment Act 107 of 1990 ("the new Act") came into operation. This
brought about a new dispensation with regard to death sentence
matters. The
appellant's case was reconsidered in terms of section 19(1) by the panel
appointed for that purpose. The panel found
that the trial court would probably
have imposed the death sentences if
section 277
of the
Criminal Procedure Act,
51 of 1977
, as amended by the new Act, had been in operation at the time the
sentences were imposed. The matter now comes before us in terms
of section
3
19(12) of the new Act. We are required to consider afresh the death sentences
imposed. The test to be applied is whether, having due
regard to mitigating and
aggravating factors, and the objects of sentencing, the death sentences imposed
are the only proper sentences.
The facts which gave rise to the appellant's
conviction on the two murder counts are set out fully in the judgment of this
Court in
respect of the earlier appeal (appeal 160/91). Those relevant to the
present appeal may be briefly summarised as follows:
The appellant was a
member of the ANC's military wing. He entered thé Republic of South
Africa illegally, one of his tasks
being to train ANC members in the use of
firearms. On the evening of 24 January 1987 he was due to instruct certain
persons in the
use of a Scorpion machine pistol ("the Scorpion") which had come
into his possession earlier that day. The persons concerned failed
to turn up.
The appellant
4
then repaired to the shebeen of one of his co-accused at the trial (accused
2) where he consumed liquor. The two deceased ("Mlando"
and "Xola") and certain
of their friends were also present at the shebeen. An altercation arose between
the appellant and Xola because
the former had (possibly accidently) burnt the
latter's trousers with a cigarette. The altercation was largely of the
appellant's
making. A fight ensued outside the shebeen between the appellant and
Xola. Xola got the better of the fight. The appellant attempted
to draw the
Scorpion, presumably with the intention of using it in some manner. He was
promptly dispossessed of the Scorpion by Xola's
brother. The two deceased and
their companions left taking the Scorpion with them. They refused to heed the
appellant's request for
its return. They went to Xola's house where the Scorpion
was handed to Xola's sister, Faith, for safekeeping. She hid it under the
dining
room
5
table. The appellant went to muster forces with a view to recovering the
Scorpion. He armed himself with an AK 47 rifle ("the AK 47")
for this purpose.
The appellant and his companions eventually converged upon Xola's house where
the appellant fired a number of shots
indiscriminately at the persons outside,
seriously wounding two of them. Mlando was cornered and taken at gunpoint to
Xola's house.
Access was gained to the house on a pretext. Faith and her mother
were inside the house.. The appellant demanded the return of the
Scorpion.
Mlando then struck Faith on her chest, saying to the appellant "shoot this
woman, it is she who has the firearm". Instead
of doing so, the appellant shot
Mlando in the right hip causing him injuries from which he eventually bled to
death. Despite what
had occurred Faith denied all knowledge of the Scorpion. The
appellant left. After he had done so, Faith took the Scorpion and went
and hid
it in a coal box at
6
the back of the house. The appellant eventually tracked down Xola and took
him back to his (Xola's) house at gunpoint. There in front
of Faith and his
mother, the appellant threatened to kill Xola. In response to a question by
Faith the appellant stated that he would
leave Xola alone if he found the
Scorpion. She then hinted where it was, thus enabling the appellant to locate
and retrieve it. After
finding the Scorpion the appellant returned to the house
(forcing open a door in the process) and threatened to kill Xola. He had
Xola on
his knees at his mercy. Faith pleaded with him to forgive Xola. The appellant
apparently relented and he and his companions
left the house. Outside accused 2
(who had accompanied the appellant and had pointed out Xola's house to him)
asked if he had killed
Xola. The appellant replied in the negative and said "I
have taught him not to be forward". Accused no 2 told him to "go and kill
the
dog and erase
7
the evidence". The appellant returned to the house where Xola was still on
his knees in the bedroom. There, in the presence of Faith
and her mother, whom
he had summoned to the room, and despite their pleas for mercy, he shot Xola in
the head twice with his AK 47
killing him instantly. The appellant and his
companions thereafter departed the scene.
The main factor advanced on behalf
of the appellant as mitigating was that his conduct, when he committed the
murders, was affected
by a mental condition from which he suffered. Two
witnesses, Mr Graeme Friedman, a clinical psychologist, and Dr Victor Nell, a
clinical
neuro-psychologist, testified in this regard. Mr Friedman's diagnosis
was that the appellant suffered from a mixed personality disorder.
A feature of
this condition was a low tolerance of frustration and a poor ability to control
his impulses, particularly under stress.
Dr Nell was of the view
8
that the appellant suffered from a fairly rare
personality disorder known
as the dyscontral syndrome.
Descriptions of this syndrome given by him
included the
following:
" explosive outbursts by the
subject,
arising unpredictably, during
which the subject is both irrational and unpredictable".
" the basic picture of the dyscontrol
syndrome is one of an irrational beast when in the grip of
rage."
The trial court accepted the evidence of Dr
Nell (and by implication also that of Mr Friedman) albeit "with some misgiving".
(The
court's misgiving is understandable - the views expressed were based on
rather tenuous considerations and were not very convincing.)
It found, however,
that the appellant's condition, whatever it was, did not influence his conduct
on the night in question. There
is no need to
9
traverse the trial court's reasons for coming to this conclusion. Suffice it
to say that they were cogent and compelling and were
not only accepted, but also
further supported, by this Court in its judgment. Even if we were free to differ
from this Court's findings
in the above regard there would be no sound reason
for us to do so.
The appellant's own evidence was that he was "not much
affected" by the liquor he had consumed. While he no doubt was angered and
distressed at being deprived of the Scorpion (bearing in mind that his loss of
the Scorpion would undoubtedly have been viewed by
his superiors in a very
serious light), the situation in which he found himself was one largely, if not
entirely, of his own making.
But, as this Court pointed out in its judgment, it
does not follow that because he was angered and distressed he therefore lost his
self-control and acted impulsively without any
10
realisation of the consequences of his conduct. On the
contrary, the evidence reveals that he acted throughout in a controlled,
calculated
and rational manner (given what he sought to achieve), as appears
fully from this Court's judgment. Even if, as held by the trial
court, the
decision to shoot Mlando was one made on the spur of the moment, it was none the
less a deliberate and callous act calculated
to intimidate anyone who dared
stand in the appellant's way. The appellant's subsequent conduct reveals that he
was in full control
of himself - right up to the time that he responded to the
pleas of Faith and her mother that he spare Xola's life. There was certainly
no
evidence that the appellant behaved in a way characteristic of the dyscontrol
syndrome described by Dr Nell.
At the stage the appellant left Xola's house he had recovered the Scorpion.
He had thereby achieved his objective. The anger and frustration
he felt
11
because of its deprivation would have largely subsided. Yet
when told by accused 2 to go and kill Xola he went and did just that (even
though accused 2 was in no position to instruct him to do so). It was contended
that the appellant's change of mind, following so
closely on his decision to
spare Xola, amounted to irrational behaviour on his part attributable to his
abnormal mental condition.
The most plausible reason for his conduct - and the
only one the evidence suggests - was that he agreed with accused 2's suggestion
that Xola be eliminated as a witness, and hoped that by doing so he would
sufficiently intimidate Faith and her mother to neutralise
them as potential
witnesses. But even it there is no obvious explanation why the appellant changed
his mind when he did, there was
nothing irrational in the calculated way he went
about his task. He had time to reflect as he returned to Xola's house on what he
was going to do. The act he perf ormed was
12
one of cold-blooded execution. He even went so far as to
insist that Faith and her mother be present to witness the execution. In
the
circumstances the appellant's mental condition can be ruled out as a causal
factor in the two killings. It played no relevant
or material part in his
behaviour on the night in question and therefore cannot amount to a mitigating
factor.
The appellant was 33 years of age when he committed the murders. He has one
previous conviction as a juvenile for housebreaking and
theft. For practical
purposes he can be regarded as a first offender. This is a mitigating factor. So
too is the fact that he may
well be capable of rehabilitation, although he has
not shown any true remorse - a consideration which could militate against
reformation.
13
There are serious aggravating factors present. The whole
operation to recover the Scorpion was well planned and executed. The appellant
armed himself with the AK 47 which, as his later conduct reveals, he was
prepared to use to achieve his purpose regardless of the
consequences. He fired
indiscriminately on the persons outside Xola's house. The shooting of Mlando,
who posed no threat to him,
was totally unnecessary and uncalled for. Having
deliberately shot and seriously wounded Mlando, he callously left him to bleed
to
death. Even if the appellant did not have the direct intent to kill Mlando,he
must subjectively have forseen, and by inference did
forsee, his death as a
strong possibility. In the circumstances his intent, at the very least, bordered
an
dolus directus
. The cold-blooded and brutal execution of Xola was
clearly done with the direct intent to kill. Moreover it was callously and
deliberately
performed in full view of Faith and her
14
mother. It is in my view relevant to have regard to the fact
that the appellant killed not once but twice -in separate but related
incidents.
The earlier killing of Mlando in no way deterred him from later killing Xola.
The appellant's conduct reveals him for
what he is - a ruthless killer.
The
aggravating factors in the present matter substantially outweigh the mitigating
factors. No self-respecting community can countenance
the appellant's appalling
conduct. While due regard must always be had to all the objects of punishment,
in a matter such as the
present the appellant's prospects of rehabilitation must
yield to considerations of retribution and deterrence. By any civilized
and
decent standards this is a case of exceptional seriousness where the death
sentence is imperatively called for on both counts
as the only proper
sentence.
15
The appeal is dismissed and the death sentences are
confirmed
J W SMALBERGER JUDGE OF APPEAL
MILNE, JA) CONCUR KUMLEBEN, JA)