S v Mchunu and Another (299/91) [1992] ZASCA 37 (26 March 1992)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Murder — Sentencing — Death penalty — Appellants convicted of murder and sentenced to death — No extenuating circumstances found — Appeal against death sentences following enactment of Criminal Law Amendment Act 107 of 1990 — Court confirms death sentences for hired assassin and police officer involved in conspiracy to kill victim to eliminate her as a witness — Aggravating factors outweigh mitigating circumstances, justifying death penalty as the only proper sentence.

Comprehensive Summary

Summary of Judgment


Introduction


The proceedings were an appeal to the Supreme Court of South Africa (Appellate Division) concerning the confirmation of death sentences imposed for murder. The appeal did not revisit the merits of the convictions; it concerned sentencing under the statutory framework introduced after the trial.


The parties were Naftan Mchunu (first appellant, accused no 1) and Mphikwa Ndlela (second appellant, accused no 4) as appellants, and the State as respondent. Two other co-accused (accused nos 2 and 3) had been tried with them in the court of first instance but were not appellants in this appeal.


In the Natal Provincial Division, NIENABER J (sitting with two assessors) convicted all four accused of murder. Accused nos 2, 3 and 4 were also convicted of common assault. The trial court found no extenuating circumstances in respect of accused nos 1, 3 and 4 and, under the law then applicable, imposed the death sentence on each of them. Accused no 2 received 15 years’ imprisonment for murder. The trial judge refused leave to appeal against the “no extenuating circumstances” finding and the consequent death sentences, and subsequent petitions for leave to appeal were unsuccessful.


After the trial, the Criminal Law Amendment Act 107 of 1990 came into operation. In terms of the reconsideration mechanism created by that Act, a panel found (under section 19(10)(a)) that the death sentence would probably have been imposed on accused nos 1 and 4 had the substituted section 277 of the Criminal Procedure Act 51 of 1977 been in force at the time of sentence. The matter therefore came before the Appellate Division as an appeal in terms of section 19(12) of the 1990 Act.


The general subject-matter of the dispute was whether, on the established facts and with reference to aggravating and mitigating features, the death sentence was the only proper sentence for each of the two appellants under the post-1990 statutory sentencing approach.


Material Facts


During the early morning of 31 March 1987, the deceased, a 35-year-old woman, was arrested at her home in the Ntzinga area. The arrest was executed by accused nos 2, 3 and 4, who were constables stationed at Impendle. Accused no 4 was the investigating officer. The deceased was taken to the charge office at Impendle, later charged with trading without a licence, and released that same day.


After her release, the deceased complained that she had been assaulted by accused nos 2, 3 and 4. On 1 April 1987, she laid a charge of assault against them. That evening, accused nos 2, 3 and 4 approached Mandla Zondo, a shopkeeper, and asked him to assist them by killing the deceased. Zondo refused.


The next day, the station commander took a statement from the deceased and arranged a medical examination. After discovering a rubber tube in the police vehicle used to convey the deceased, he informed accused nos 2, 3 and 4 that a charge of attempted murder would be brought against them. Later that day, accused nos 3 and 4 returned to Zondo’s shop and asked to speak to Zondo’s shop assistant, accused no 1. They requested that accused no 1 kill the deceased; he agreed for R2 000.


Later that week, the deceased was pointed out to accused no 1 by the other accused, and they provided him with a 9 mm pistol. On 7 April 1987, the deceased attended an identification parade at the Impendle Police Station and identified accused nos 2, 3 and 4 as the men who had assaulted her.


That afternoon, accused nos 3 and 4 fetched accused no 1 from the shop and drove him to a mealie field near the deceased’s home, where they left him to await her. The deceased returned from Impendle, alighted near her home, and walked across the mealie field along a footpath. Accused no 1, lying in wait, fired two shots at her with the 9 mm pistol. One bullet struck her in the face and the other in the back of the neck, killing her instantly.


The trial court found that accused no 2, although not present when the deceased was killed, was from the beginning deeply involved in the plot. It held that accused nos 2, 3 and 4 conspired to kill the deceased to eliminate her as a witness against them and that they used accused no 1 as the instrument to do so. These findings formed the factual foundation for assessing the appellants’ moral blameworthiness and sentence.


Legal Issues


The central legal questions concerned the appropriateness of the death sentence for each appellant under the statutory reconsideration-and-appeal framework created by the Criminal Law Amendment Act 107 of 1990, specifically in an appeal brought under section 19(12) following a panel’s opinion under section 19(10)(a).


The dispute required the court primarily to apply established sentencing principles to the facts as found at trial, rather than to resolve factual disputes about what occurred. The inquiry was evaluative: whether, considering the proven circumstances of the murder, the aggravating features, and any mitigating features accepted on the record, the death sentence was the only proper sentence for each of accused no 1 (the hired killer) and accused no 4 (the police officer who participated in procuring the killing).


A subsidiary issue was whether certain alleged mitigating factors advanced on behalf of each appellant could properly be accepted, given the trial court’s findings (including the trial court’s rejection of portions of accused no 1’s extenuation evidence).


Court’s Reasoning


The Appellate Division noted that the principles governing appeals against death sentences under the new legislation had been stated in recent decisions and did not require repetition. The court therefore directed itself to applying those principles to the facts of the case as found.


In assessing sentence, the court emphasised the obvious and weighty aggravating factors applicable to both appellants. Accused no 1 was characterised as a hired assassin acting for reward, and his conduct was treated as particularly serious because it involved deliberate, paid killing. Accused no 4 was a policeman who solicited an outsider to kill an innocent person, not for any immediate or provoked reason, but to eliminate a witness and thereby cover up criminal conduct committed in his capacity as a police officer. The court endorsed the trial court’s description of accused no 4’s conduct as “truly chilling” in its implications for public trust in police integrity and discipline.


The court further highlighted that both appellants acted with dolus directus and that the killing was not impulsive. It followed days of careful plotting and preparation, allowing time for reflection. This deliberation was treated as compounding the gravity of the offence, because it negated any suggestion of an uncontrolled or situational reaction.


The judgment located the seriousness of hired killing within the Appellate Division’s established approach. It referred to prior decisions treating the use of a hired assassin as a highly serious aggravating feature and treated the present facts—especially the involvement of a police officer in commissioning the killing—as even more reprehensible.


Turning to mitigation, the court assessed the factors advanced on behalf of accused no 1. His youth (21 at the time) and his lack of previous convictions were accepted as mitigating factors that had to be taken into account. However, the claim that he acted under the influence of Zondo had been raised only when he testified in extenuation and had been rejected by the trial court as untrue. The Appellate Division was not persuaded that the trial court erred in rejecting that evidence. As to the submission that accused no 1 was influenced by the other accused, the court pointed out that accused no 1 had not claimed such influence and that there was no factual basis for it on the record.


As regards accused no 4, several mitigating factors were put forward, including youth (26 at the time), a clean record, background and character, alleged influence by others, and a supposedly lesser role. The Appellate Division accepted only his age and clean record as mitigating. The remaining submissions were rejected as without merit, because accused no 4 was the most senior and experienced among the constables, conducted negotiations with Zondo and accused no 1, acted as spokesperson, and played a leading role rather than acting under influence.


The court framed the decisive inquiry as whether, on a proper weighing of aggravation and mitigation, the death sentence was the only proper sentence for each appellant. It regarded assassination for reward as inherently heinous and found no special circumstances capable of diminishing the heinous nature of the crime on these facts. The court held that, in such circumstances, the deterrent and retributive purposes of punishment outweighed other considerations. It adopted and applied the sentiment expressed in the unreported decision of S v Mabaso and Others (delivered 20 March 1992), emphasising that hired killing provokes revulsion and that civilised society will not tolerate it, with deterrence and retribution predominating in sentencing.


On that basis, the court concluded that this was an exceptionally serious case in which the death sentence was “imperatively called for” for both appellants.


Outcome and Relief


The Appellate Division dismissed the appeals brought by accused no 1 and accused no 4 under section 19(12) of the Criminal Law Amendment Act 107 of 1990.


The court confirmed the death sentences imposed on accused no 1 and accused no 4.


No distinct costs order is recorded in the judgment.


Cases Cited


S v Nkwanyana and Others 1990 (4) SA 735 (A)


S v Mlumbi en 'n Ander 1991 (1) SACR 235 (A)


S v Dlomo and Others 1991 (2) SACR 473 (A)


S v Mabaso and Others (case no 301/91, Appellate Division, judgment delivered 20 March 1992) (unreported)


Legislation Cited


Criminal Law Amendment Act 107 of 1990 (sections 19(8), 19(10)(a), 19(12))


Criminal Procedure Act 51 of 1977 (section 277, as substituted by section 4 of the Criminal Law Amendment Act 107 of 1990)


Rules of Court Cited


No rules of court are cited in the judgment.


Held


The court held that, having regard to the proved facts and the balance of aggravating and mitigating factors, the murders constituted an exceptionally serious instance of planned, deliberate hired killing, commissioned by police officers to eliminate a witness. It held further that the limited mitigating factors accepted for each appellant (youth and absence of previous convictions) were insufficient to displace the predominance of deterrent and retributive sentencing considerations on these facts. Accordingly, the court held that the death sentence was the only proper sentence for each of accused no 1 and accused no 4, and it confirmed those sentences.


LEGAL PRINCIPLES


The judgment applied the principle that, under the post-1990 statutory scheme governing reconsideration and appeal in death sentence matters, the appellate court must evaluate whether, on a proper weighing of established aggravating and mitigating factors, the death sentence is the only proper sentence on the proven facts.


It reaffirmed that hired killing for reward is treated as intrinsically heinous and is regarded by the Appellate Division as a particularly serious aggravating feature in sentencing. Where a hired assassin is used, deterrent and retributive purposes of punishment may predominate.


It further applied the principle that the involvement of a police officer in procuring the killing of a witness—particularly to cover up criminal conduct committed in the course of policing duties—constitutes severe aggravation, reflecting a profound breach of public trust, and may elevate the reprehensibility of the offence.


The judgment also applied the approach that alleged mitigating factors must be grounded in the record and accepted findings. Where the trial court has rejected extenuation evidence as untrue, and no misdirection is shown, an appellate court will not accept that evidence as mitigating. In addition, mitigation submissions lacking a factual basis in the accused’s own case or the court’s findings cannot be treated as mitigating.

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[1992] ZASCA 37
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S v Mchunu and Another (299/91) [1992] ZASCA 37 (26 March 1992)

1
Case nr 299/91 /MC
IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION)
Between:
NAFTAN MCHUNU
First Appellant
MPHIKWA NDLELA
Second
Appellant
- and -
THE STATE
Respondent
CORAM:
JOUBERT,
SMALBERGER et, VIVIER JJA.
HEARD:
19 March 1992.
DELIVERED:
26 March 1992.
JUDGMENT
VIVIER JA.
2
VIVIER JA:
The two appellants ("accused No's 1 and 4" respectively) together with two
others ("accused No's 2 and 3'' respectively) were convicted
of murder in the
Natal Provincial Division by NIENABER J and two assessors. In addition accused
No's 2, 3 and 4 were convicted of
common assault. In the case of accused No's 1,
3 and 4 no extenuating circumstances were found in respect of the murder
conviction,
and under the then prevailing law they were each sentenced to death.
Accused No 2 was sentenced to 15 years' imprisonment on this
count. Accused No's
2, 3 and 4 were each sentenced to 2 years' imprisonment on the assault charge.
The trial Judge refused an application
by accused No's 1, 3 and 4 to appeal
against the finding that there were no extenuating circumstances and the
3
consequent sentences of death imposed. Petitions by accused No's 1, 3 and 4
to the Chief Justice for leave to appeal were unsuccessful.
Since the trial
the Criminal Law Amendment Act 107 of 1990 ("the Act") has come into operation
and in terms of sec 19(8) of the Act
the sentences of death imposed in respect
of No's 1 and 4 were reconsidered by a panel appointed under the Act. (The
sentence of
death imposed upon accused No 3 had in the meantime been commuted by
the State President). The panel made a finding in terms of sec
19(10)(a) of the
Act that, in its opinion, the sentence of death would probably have been imposed
by the trial Court in respect of
each of accused No's 1 and 4 had
sec 277
of the
Criminal Procedure Act 51 of 1977
, as substituted by sec 4 of the Act, been in
operation at the time sentence was passed.
4
The case of accused No's 1 and 4 accordingly comes before this Court on
appeal in terms of sec 19(12) of the Act. The principles to
be applied and the
approach to be adopted in an appeal against a sentence of death under the new
legislation have repeatedly been
stated in recent decisions of this Court and
need not be repeated. It is only necessary to apply them to the facts of the
instant
case. For present purposes these may be summarised as follows.
During
the early morning of Tuesday 31 March 1987 the deceased, a 35 year old woman,
was arrested at her home in the Ntzinga area
on a housebreaking charge by
accused No's 2, 3 and 4, who were constables in the South African Police
stationed at Impendle, which
is about 20 km from the Ntzinga area. Accused No 4
was the investigating officer and he was being assisted by the other two. They
took her to the charge office at
5
Impendle where she was later that day charged with the offence of having
traded without a licence, and then released. After her release
she complained
that she had been assaulted by accused No.'s 2, 3 and 4 and the next day, 1
April 1987, she laid a charge of assault
against them. That evening accused No's
2, 3 and 4 approached one Mandla Zondo, a shopkeeper in the Hlabankosi area near
Impendle.
They told him about the assault charge which had been laid against
them and asked him to help them by killing the deceased. He refused.
The
following day the station commander at Impendle Police Station, warrant officer
Kitching, took a statement from the deceased
and had her medically examined by
the district surgeon. After discovering a rubber tube in the police vehicle in
which the deceased
had been conveyed after her arrest on 31 March 1987 he
informed accused No's 2, 3 and 4 that a charge of
6
attempted murder would be brought against them. Later that day accused No's 3
and 4 again visited Zondo's shop, but this time they
asked to speak to Zondo's
shop assistant who was accused No 1. They asked him to kill the deceased and he
agreed to do this for the
sum of R2 000-00. Later that week the deceased was
pointed out to accused No 1 by the other accused and they handed him a 9 mm
pistol.
During the morning of 7 April 1987 the deceased attended an
identification parade at the Impendle Police Station where she identified
accused No's 2, 3 and 4 as the men who had assaulted her. That afternoon accused
No's 3 and 4 fetched accused No 1 from Zondo's shop
and took him in a police
vehicle to a mealie field near the deceased's home where they left him to wait
for the deceased. Returning
from Impendle, the deceased got off the bus at the
Nxamalala
7
clinic near her home and followed a footpath across the mealie field where
accused No 1 was lying in wait for her. When she was near
him he fired two shots
at her with the 9 mm pistol which he had earlier received from the other
accused. One bullet struck the deceased
in the face and the other in the back of
the neck, killing her instantly.
In its judgment on the merits the trial
Court found that although accused No 2 did not accompany the others on the
mission when the
deceased was killed, he was from the beginning as deeply
involved as accused No's 3 and 4 in the plot to kill the deceased. The trial
Court held that accused No's 2, 3 and 4 conspired to kill the deceased in order
to eliminate her as a witness against them, and that
they used accused No 1 as
the instrument to do so.
The aggravating factors in the case of both
8
accused No's 1 and 4 are obvious. Accused No 1 was a hired assassin acting
for reward. Accused No 4 was a policeman who had solicited
an outsider to kill
an innocent woman for no other purpose than to cover up a crime which he had
committed in his capacity as a policeman.
Both accused No's 1 and 4 acted with
dolus directus
. The deceased was not killed impulsively but only after
days of careful plotting and preparation which allowed plenty of time for
reflection. Referring to accused No 4 the trial Court said in its judgment on
the issue of extenuating circumstances that his conduct
reflects an attitude and
approach which is truly chilling to all who place their confidence and trust in
the integrity and discipline
of the members of the police force. I agree. The
use of a hired assassin has always been viewed by this Court in a very serious
light.
(See
S v Nkwanyana and Others
1990(4)
9
SA 735 (A) at 748-749;
S v Mlumbi en 'n Ander
1991(1) SACR 235 (A) at
251 g-i;
S v Dlomo and Others
1991(2) SACR 473(A) and the recent
unreported decision in
S v Mabaso and Others
, delivered on 20 March 1992
in case no 301/91.) When the assassin is used by a policeman in order to cover
up a crime which he has
committed the latter's conduct is even more
reprehensible.
The mitigating factors advanced on behalf of accused No 1 were
the following: his relatively youthful age (he was 21 years old at
the time of
the commission of the crime); his lack of previous convictions; the influence of
Zondo and the influence of the other
accused. Accused No l's relative youth and
the fact that he is a first offender are clearly mitigating factors and must be
taken
into account. That he acted under the influence of Zondo was mentioned for
the first time when accused No 1
10
testified on the issue of extenuating circumstances. The trial Court rejected
this evidence as untrue and added that nothing that
accused No 1 had said during
his evidence in extenuation had persuaded it that his actions were anything less
than the cold-blooded,
brutal, self-serving execution of an innocent and
unsuspecting victim. I am not persuaded that the trial Court erred in rejecting
accused No l's evidence that he was influenced by Zondo. With regard to the
submission that accused No 1 was influenced by the other
accused, accused No 1
never claimed that the others had influenced him and there is no factual basis
for this submission.
In the case of accused No 4 a number of mitigating
factors were relied upon: his relatively youthful age (he was 26 years old when
the crimes were committed) ; the fact that he had no previous
11
convictions; his background and character; the influence exerted by the other
accused and the lesser role played by accused No 4.
In my view only his age and
his clean record can be regarded as mitigating factors. The other factors relied
upon are entirely without
merit. Accused No 4 was the most senior and
experienced of the three constables, having been a member of the police force
for eight
years. He conducted the negotiations with Zondo and accused No 1 and
acted as the spokesman for the three constables. He clearly
played a leading
role in the commission of the crimes and was not in the least influenced by the
others.
The final question which has to be answered is whether, having regard
to the aggravating and mitigating factors, the death sentence
is the only proper
sentence in the case of each of the accused. An
12
assassination for reward is by nature a heinous crime. In the present case
accused No 1 killed an innocent victim in a cold-blooded,
callous manner for no
other reason than for monetary gain. Accused No 4 acted in order to cover up a
crime which he had committed
in his capacity as a policeman. There are no
special circumstances in the present case which could serve to reduce the
heinous nature
of the crime. In such a case the deterrent and retributive
aspects of punishment outweigh all other considerations. In
Mabaso'
s case
GOLDSTONE JA said, after referring to the judgment in
Dlomo
's case,
"[I]t should be re-emphasized that hired killing fills any decent person with
revulsion and loathing. No civilised society will tolerate
such conduct. That is
why the deterrent and retributive objects of sentencing here
predominate."
13
The present case must accordingly be regarded as one of those exceptionally
serious cases where the death sentence is imperatively
called for.
The
appeals are dismissed and the death sentences imposed upon accused No's 1 and 4
are confirmed.
W. VIVIER JA.
JOUBERT JA)
SMALBERGER JA) Concurred.