Administrator of the Province of Kwazulu Natal v Lot (DA3/00) [2000] ZALAC 20 (20 September 2000)

82 Reportability

Brief Summary

Labour Law — Unfair Dismissal — Appeal against finding of unfair labour practice — Respondent dismissed for unlawful possession of pharmaceutical products — Court a quo found dismissal unfair and ordered reinstatement — Appellant appealed, arguing that evidence supported dismissal — Court found that respondent's version of events was improbable and corroborated evidence favored appellant's case — Appeal upheld, finding dismissal was justified and not an unfair labour practice.

Comprehensive Summary

Summary of Judgment


1. Introduction


This was an appeal to the Labour Appeal Court against a judgment of the court a quo which had found that the dismissal of the employee constituted an unfair labour practice and had ordered the employee’s reinstatement.


The appellant was the Administrator of the Province of KwaZulu-Natal (the employer). The respondent was S. Lot (the employee), who at the time of the events was employed as a pharmacy assistant at Addington Hospital.


The dispute arose from events on 3 November 1994, followed by an internal disciplinary inquiry held on 10 July 1995 in which the respondent was found guilty of unlawful possession of pharmaceutical products belonging to the employer. The presiding officer recommended a fine and a transfer. An internal appeal against the finding of guilt was dismissed by letter dated 5 September 1996. The proceedings in the court a quo commenced in early 1997, and the matter was heard at some stage in 1999, culminating in the reinstatement order that was challenged on appeal.


The general subject-matter of the dispute concerned whether the employer had proved, on the evidence, that the respondent unlawfully possessed hospital pharmaceutical products and, if so, whether the dismissal was unfair.


2. Material Facts


The events giving rise to the dismissal were alleged to have occurred while the respondent was leaving the hospital premises. The employer’s case relied primarily on the evidence of Mr T Zulu, a security guard on duty at the gate in front of Addington Hospital.


On the employer’s version, Mr Zulu observed the respondent leaving the hospital carrying a jacket under his arm, with apparent bulges in it. Mr Zulu asked to see the jacket; the respondent continued walking and then ran when Mr Zulu followed him. Mr Zulu pursued and apprehended him near a police station, where members of the South African Police Service searched the jacket at Mr Zulu’s request and found pharmaceutical products in its pockets. Mr Zulu summoned Mr H.J. Coetzee (a senior security officer), after which Mr Zulu, Mr Coetzee, and the respondent returned to the hospital security office. Mr D.R. Gooden (principal/chief pharmacist) was called to identify the products as hospital property and determine their cost. Thereafter Mr Zulu and Mr Coetzee took the respondent back to the police station, where he was charged.


On the respondent’s version, he had arranged to leave work at 12h00 and was expecting a lift from a friend whose car would be parked in front of the hospital. He had additionally agreed to assist a colleague, Mr B.W. Munsamy, in recovering excess medicines from certain wards. He placed the excess medicines in a plastic bag. While returning to the pharmacy, he walked towards the exit to check whether his friend’s car was present, confirmed that it was there, and turned back to go to the pharmacy. He maintained that he was still within the hospital premises when Mr Zulu approached, grabbed him, and took him to the police station. The respondent asserted that he was wearing a white jacket as part of his hospital attire and that he did not have a jacket under his arm.


The court a quo regarded neither Mr Zulu nor the respondent as good witnesses, but assessed the respondent as slightly better, and treated the other employer witnesses as of limited assistance because they were not eye-witnesses to the initial apprehension. It ultimately preferred the respondent’s version as slightly more probable.


On appeal, the Labour Appeal Court treated certain evidence as materially corroborative of Mr Zulu’s account. In relation to the clothing issue, Mr Zulu said the respondent carried a jacket under his arm and emphasised it was not white. Mr Coetzee testified that at the police station he saw a leather jacket on the counter and did not see a white jacket. Mr Gooden testified that in the security office the respondent was not wearing a jacket and that he did not see a white jacket; he described the respondent as wearing a windbreaker. Although the descriptions differed, the Labour Appeal Court emphasised the concurrence that the respondent was not wearing a white jacket.


In relation to the container in which the medicines were held, the respondent claimed the products were in a plastic bag, whereas Mr Zulu’s version was that they were in the pockets of the jacket. Mr Coetzee testified that the products were taken back to the hospital in a large official envelope, and Mr Gooden did not see a plastic bag of the kind used to collect medicines from wards in the security office.


Finally, Mr Coetzee testified that, while the respondent did not expressly admit stealing the products, he apologised and asked that the charges be dropped. Mr Gooden testified to a similar effect.


3. Legal Issues


The central legal questions were whether, on the evidence, the employer had discharged the onus of proving on a balance of probabilities that the respondent was guilty of the misconduct, namely the unlawful possession of pharmaceutical products belonging to the employer, and whether the court a quo had erred in concluding that the dismissal constituted an unfair labour practice.


The dispute was primarily concerned with fact and the application of the civil standard of proof to conflicting versions, including whether corroborative evidence supported one version over the other. It also implicated a limited evaluative question regarding the appropriateness of sanction; however, it was expressly noted on appeal that it was not contended for the respondent that dismissal would be an inappropriate sanction if guilt were established.


4. Court’s Reasoning


The Labour Appeal Court considered the unusual procedural and temporal history relevant to assessing the evidence. It noted that the events occurred in 1994 but that witnesses for the employer testified more than four years later, which could reasonably affect memory and clarity. It also observed that the respondent’s personal interest in the events might keep his memory more focused, although the passage of time could still affect him.


The Labour Appeal Court held that the court a quo misdirected itself in treating the respondent’s version as more probable. It characterised the respondent’s account as having an inherent improbability, particularly because it did not satisfactorily explain why Mr Zulu would allegedly behave in the manner described by the respondent, especially where the respondent expressly disavowed any mala fide motive on Mr Zulu’s part. The appeal court’s critique focused on the logic and plausibility of the competing narratives rather than merely demeanour.


A significant aspect of the Labour Appeal Court’s reasoning was that the court a quo failed to take proper account of evidence that tended to corroborate Mr Zulu’s version. Although the employer’s additional witnesses were not eye-witnesses to the apprehension itself, their evidence was treated as supporting objective elements of Mr Zulu’s account and undermining central components of the respondent’s narrative.


First, the appeal court treated the evidence relating to the absence of a white hospital jacket as corroboration. Despite variations in descriptions (leather jacket, windbreaker, and an unspecified jacket), the appeal court placed weight on the common feature that none of the witnesses corroborated the respondent’s claim that he wore a white jacket at the relevant times. It rejected the notion that the differing descriptions necessarily undermined reliability, attributing those differences plausibly to the lapse of time, and found it important that no conspiracy against the respondent was suggested.


Secondly, the appeal court treated the evidence about the container used for the pharmaceutical products as corroborative of Mr Zulu. If, as the respondent claimed, the products were carried in a plastic bag, the appeal court considered it probable they would have been transported in that same bag rather than transferred into a large official envelope. The absence of evidence of the plastic bag in the security office, combined with Mr Coetzee’s evidence about the envelope, was regarded as inconsistent with the respondent’s explanation and supportive of the employer’s version that the products were found in the jacket pockets.


Thirdly, the appeal court relied on the evidence that the respondent apologised and asked that the charges be dropped. It reasoned that, while there might not have been an explicit admission, the apology in context was tantamount to a confession and was, in any event, inconsistent with the respondent’s account of being wrongfully apprehended. On the respondent’s version, the appeal court reasoned, it would have been expected that he would seek an apology rather than offer one.


Having considered these corroborative features, the Labour Appeal Court concluded that Mr Zulu’s evidence, although not that of a “good witness” and potentially affected by the passage of time, could not be rejected and in fact had to be accepted when viewed alongside the corroboration. It held that, when the probabilities were weighed properly, the employer had discharged the onus.


On that basis, the Labour Appeal Court held that the court a quo ought to have found that the respondent was guilty of the unlawful possession of the pharmaceutical products and that the dismissal therefore did not constitute an unfair labour practice. The appeal court also noted that the appropriateness of dismissal as sanction was not placed in dispute if guilt were proved.


5. Outcome and Relief


The Labour Appeal Court upheld the appeal.


It set aside the order of the court a quo and substituted it with an order dismissing the respondent’s application. The reinstatement order granted by the court a quo was therefore overturned.


As to costs, the Labour Appeal Court held there was no good reason to depart from the principle that costs follow the result, and it awarded costs against the respondent in both courts.


Cases Cited


No external cases were cited in the judgment.


Legislation Cited


No legislation was expressly cited in the judgment.


Rules of Court Cited


No rules of court were expressly cited in the judgment.


Held


The Labour Appeal Court found that the court a quo misdirected itself in preferring the respondent’s version as more probable and in failing to give proper weight to corroborative evidence supporting the employer’s version. On a balance of probabilities, the employer proved that the respondent unlawfully possessed pharmaceutical products belonging to the employer. Consequently, the dismissal was not an unfair labour practice. The appeal was upheld with costs, and the application in the court a quo was dismissed with costs.


LEGAL PRINCIPLES


The judgment applied the principle that, in employment misconduct disputes of this kind, the employer bears an onus to prove the alleged misconduct on a balance of probabilities, and that the adjudicative task requires a comparative assessment of competing versions in light of inherent probabilities and corroboration.


It further applied the principle that a court may err where it treats a version as probable without properly confronting its inherent improbabilities, particularly where the version depends on unexplained and unlikely conduct attributed to another witness without any alleged motive.


The judgment also applied the evidentiary principle that corroborative evidence from non-eye-witnesses may still be materially relevant where it supports or undermines central aspects of contested versions, such as objective features relating to clothing, the handling of items, and post-incident conduct (including an apology), and that apparent inconsistencies in peripheral description may be explicable by lapse of time without negating the corroborative effect.


Finally, the judgment reflected the principle that where misconduct is proved and no argument is advanced that dismissal is an inappropriate sanction, a finding that the dismissal constituted an unfair labour practice cannot stand, and the successful party will ordinarily be awarded costs absent a demonstrated reason to depart from that outcome.

About SAFLII
Databases
Search
Terms of Use
RSS Feeds
South Africa: Labour Appeal Court
SAFLII
>>
Databases
>>
South Africa: Labour Appeal Court
>>
2000
>>
[2000] ZALAC 20
|

|

Administrator of the Province of Kwazulu Natal v Lot (DA3/00) [2000] ZALAC 20 (20 September 2000)

IN THE LABOUR
APPEAL COURT
HELD AT
DURBAN APPEAL NO: DA3/00
In
the appeal of:
THE
ADMINISTRATOR OF THE PROVINCE OF
KWAZULU
NATAL
APPELLANT
and
S.
LOT
RESPONDENT
____________________________________________________________________
JUDGMENT
____________________________________________________________________
JOFFE AJA:
The court a quo
determined that the dismissal of the present respondent by the
present appellant was an unfair labour practice.
It ordered the
reinstatement of the respondent. The appellant appeals against this
determination.
The events
which gave rise to the dismissal of the respondent occurred on 3
November 1994. A disciplinary inquiry was held in the
magistrates’
court on 10 July 1995. The respondent was found guilty of the
unlawful possession of certain pharmaceutical products
which were
the property of the appellant. The presiding officer recommended
that a fine be imposed on respondent, and, in addition
thereto,
respondent be transferred to another post within the department
wherein he was employed.
Respondent
appealed against the finding of guilt. He was informed by letter
dated 5 September 1996 that the appeal was dismissed.
The
proceedings in the court a quo commenced early in 1997. The hearing
seems to have taken place some time in 1999.
This account of
the history of the matter is relevant in the assessment of the
credibility of the various witnesses and the cogency
of their
evidence. The witnesses, who were called on behalf the appellant,
testified as to events that occurred during the course
of their
working day, more than four years prior thereto. It would be
surprising, if, in that time, their memory of the events
of 4
November 1994 had not become somewhat clouded. Allowance must be
made for this in determining their credibility and the cogency
of
their evidence. The same applies, but to a lesser degree, in the
case of the respondent. He has a personal interest in the
events.
This would tend to keep his memory of the events sharp and more
focussed. Nonetheless the time elapsed would impact on
his memory
as well.
Difficulties
were encountered in the preparation of the record. The recording
of the evidence of Mr. J.F. Khumalo, appellant’s
last witness, and
the commencement of respondent’s evidence -in-chief was lost.
Appellant’s attorney of record reconstructed
that portion of the
record, principally from the hand-written notes of the presiding
officer in the court a quo. There is no suggestion
that the record,
as reconstructed, is not an accurate reflection of the proceedings
in the court a quo.
At the hearing
in the court a quo, appellant adduced the evidence of the following
witnesses;
Mr. T Zulu, he
is a security guard in the employ of appellant at the Addington
Hospital. He originally apprehended respondent
Mr. H.J.
Coetzee, he is a senior security officer in the employ of the
appellant at the Addington Hospital. At the time of the
relevant
events he was a security officer and Mr Zulu’s superior.
Mr. D.R
Gooden, he is the chief pharmacist at the Addington Hospital. At
the time of the relevant events he was the principal
pharmacist.
Mr B.W.
Munsamy, he was a pharmacy assistant at the Addington Hospital.
Mr. J.F.
Khumalo. He was the deputy director of the Provincial Services.
Respondent
testified at the hearing. He did not call any other witnesses. At
the time of the events respondent was employed as
a pharmacy
assistant at the Addington hospital.
The case
advanced against respondent relies principally on the evidence of
Mr. Zulu. He was on duty at the gate in front of the
Addington
hospital. He saw the respondent leaving the hospital. His
attention was attracted to the respondent by reason of the
fact that
respondent was carrying a jacket under his arm. It appeared to him
that there were bulges in the jacket. He asked to
see the jacket.
Respondent continued walking. When Zulu started following
respondent, respondent commenced running. Mr Zulu ran
after him. As
they approached a police station, respondent slowed down. Mr Zulu
caught up to respondent and apprehended him.
They went into the
police station. Members of the South African Police Services
searched the jacket at the request of Mr Zulu.
They found
pharmaceutical products in the pockets. Mr Coetzee was summoned.
Thereafter together with Mr Coetzee, Mr Zulu and
respondent returned
to the security office at the Addington hospital. Mr Gooden was
called to identify the pharmaceutical products
as being the property
of Addington hospital and to determine their cost. All this he did.
Thereafter Mr Coetzee and Mr Zulu took
respondent back to the
police station where he was charged.
Respondent
testified that he had arranged to leave work on the day in question
at 12h00. He had arranged a lift with a friend.
His friend’s car
was to be parked in front of the Addington hospital. In addition to
his allocated duties that day, respondent
had agreed to assist a
colleague Mr Munsamy. Mr Munsamy’s function that day was, inter
alia, to recover excess medicines from
certain wards at the
Addington hospital. Respondent did this for him. He placed the
excess medicines in a plastic bag. Whilst
going back to the
pharmacy he decided to approach the exit of the hospital to see if
his friend’s car was there. He confirmed
that the car was there.
He turned to go back into the hospital to go to the pharmacy. At
that stage he was still well within the
hospitals premises. Mr Zulu
approached him, grabbed him and took him off to the police station.
At the time he, that is respondent,
was wearing a white jacket which
was part of his hospital attire. He did not have a jacket under his
arm.
The court a quo
found that neither Mr Zulu nor respondent were good witnesses-the
latter being assessed as a slightly better witness
than the former.
The evidence of the other witnesses adduced by appellant was not
regarded as helpful, as they were not eye witnesses.
Finally, the
court a quo found, that the respondent’s version was slightly more
probable than the version advanced by Mr Zulu.
The presiding
officer in the court a quo misdirected herself in typifying
respondent’s version as being more probable than Mr
Zulu’s
version. The two versions have already been set out. On the mere
reading of respondent’s version, its inherent improbability
is
apparent. Why Mr Zulu should behave in such an inexplicable manner
is not apparent. Not only is there no basis for his inexplicable
conduct but a mala fide motive for such conduct is expressly
disavowed by respondent.
In addition to
misdirecting herself as to the basic improbability inherent in
respondent’s version, the presiding officer in
the court a quo
also failed to take into account evidence which tends to corroborate
Mr Zulu’s evidence.
It is central
to respondent’s version that he was wearing a white hospital
jacket at the time he was apprehended. Mr Zulu testified
that
respondent was carrying a jacket under his arm. He could not recall
the colour of the jacket but he emphasised that it was
not a white
jacket. Mr Coetzee testified that when he saw the respondent at the
police station, he saw a leather jacket on the
counter. He did not
see a white jacket. Likewise Mr Gooden testified that when he saw
the respondent in the security department’s
office, respondent was
not wearing a jacket. He did not see a white jacket in the office.
He testified that respondent was wearing
a windbreaker. Counsel for
the respondent pointed to the different descriptions of the garment
that respondent was wearing. Clearly
there are differences. All
the witnesses however concur that respondent was not wearing a white
jacket. It is not suggested,
nor can it be suggested, that the
three witnesses who testified in regard to the jacket conspired
against respondent. In the absence
of such conspiracy, the reason
for their different descriptions of the jacket, must be found
elsewhere. It is probably to be found
in the time lapse alluded to
earlier. In the circumstances the court a quo should have found
that the evidence of Mr Coetzee and
Mr Gooden in regard to the
absence of the white jacket, corroborated Mr Zulu’s evidence.
On respondent’s
version the pharmaceutical products found in his possession were
contained in a plastic bag. According to Mr
Zulu they were secreted
in the pocket or pockets of the jacket which respondent carried
under his arm. Mr Coetzee testified that
the products were taken
back to the hospital in a large official envelope. Mr Gooden
testified that he did not see a plastic bag
used to collect
medicines from the wards in the office of the security department.
Again this evidence, and in particular Mr Coetzee’s
evidence,
corroborates Mr Zulu’s version. If the pharmaceutical products
were taken to the police station in a plastic container,
it is
probable that they would have been taken back to the hospital in the
same container. It would not have been necessary to
place them in
an envelope. The absence of the plastic container as testified to
by Mr Coetzee and Mr Gooden again tends to corroborate
Mr Zulu’s
evidence.
Finally in this
regard Mr Coetzee testified that whilst respondent did not say that
he stole the pharmaceutical products, he did
apologise and asked
that the charges against him be dropped. Mr Gooden testified to a
similar effect. Whilst there may not have
been an express admission
of guilt, the nature of the apology tendered by respondent is, in
the context, tantamount to such a
confession. Moreover any apology
emanating from respondent is totally inconsistent with his version
of the facts. On his version,
he should have been seeking an
apology, not tendering one. Again this evidence tends to
corroborate Mr Zulu’s evidence.
The court a quo
was not impressed with Mr Zulu’s evidence. Counsel for the
respondent likewise submitted that his evidence is
unacceptable. He
certainly cannot be described as a good witness. As already
intimated, the reason may be found in the lapse of
time alluded to.
At the end of the day, however, his evidence cannot be rejected, nor
was it rejected by the court a quo. Indeed,
regard being had to the
corroboration emanating from the evidence of Mr Coetzee and Mr
Gooden, Mr Zulu’s evidence must be accepted.
Weighing up the
two versions that were before the court a quo, the court a quo erred
in finding that the appellant had not discharged
the onus resting
upon it. The court a quo should have found that appellant had
proved on a balance of probability that respondent
was guilty of
the unlawful possession of the pharmaceutical products which were
the property of the appellant. That being so,
the court a quo erred
in finding that the dismissal of the respondent constituted an
unfair labour practice. It was not contended
on behalf of the
respondent that dismissal was not an appropriate sanction in the
event of it being found that appellant had discharged
the onus
resting on it. The appeal accordingly falls to be upheld.
As far as costs
are concerned, there is no good reason why costs should not follow
the result in both courts.
The following
order is made:
The appeal is
upheld with costs
The order of
the court a quo is set aside and substituted with the following
order:
“
The
application is dismissed with costs”
_____________________
M
M JOFFE
ACTING
JUDGE OF APPEAL
I
agree
_____________________
R
M M ZONDO
JUDGE
PRESIDENT
I
agree
_____________________
M
T R MOGOENG
JUDGE
OF APPEAL
Counsel
for Appellant: Adv. R.J Seggie
Attorney
for Appellant: Shepstone & Wylie Tomlinsons
Representative
for Respondent: Mr I. Lawrence
Attorney
for Respondent: Garlicke & Bousfield Inc.
Date
of hearing: 25 August, 2000
Date
of judgment: 20 September 2000