Martin v S (A833/01) [2002] ZAWCHC 78 (1 November 2002)

85 Reportability
Criminal Law

Brief Summary

Criminal Law — Rape — Consent — Appellant and co-accused convicted of rape; appellant contended that complainant consented to sexual intercourse. Complainant testified that she resisted and screamed for help during the incident, which occurred after a night out with the appellant and others. Appellant's evidence was inconsistent regarding the issue of consent, and the court found corroborative evidence supporting the complainant's version. The court held that the complainant did not consent to the sexual acts, and the appellant's conviction was upheld.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were an appeal to the High Court of South Africa (Cape of Good Hope Provincial Division) against both conviction and sentence imposed by the Regional Court, Wynberg. The appeal concerned a conviction for rape, arising from an incident on 29 June 1996 at Eerste River/Monwabisi Beach.


The appellant was Peter Martin, who had been tried together with a co-accused, Gershwin Cloete, as accused 1 and 2 respectively. The respondent was the State. Both accused had pleaded not guilty, while admitting sexual intercourse with the complainant and asserting that she had consented.


The procedural history was that the appellant and his co-accused were convicted on 1 February 2000. On 4 February 2000, the appellant was sentenced to 15 years’ imprisonment, while Cloete received nine years’ imprisonment. Only the appellant pursued an appeal. The High Court (per Yekiso J, with Louw J concurring) determined the appeal and delivered judgment on 1 November 2002.


The general subject-matter of the dispute was whether the complainant had consented to sexual intercourse (in circumstances where she had consumed alcohol and where the appellant alleged voluntary participation), and whether the trial court’s findings on credibility, corroboration, and sentence should be interfered with on appeal.


2. Material Facts


The undisputed background facts included that, during the early evening of Saturday 29 June 1996, the appellant, his co-accused Cloete, a third man Derek Koopman, and the complainant (F W) spent time together socially. They went to a night club after first buying liquor (including Avocado brandy and gin) from a shebeen. The complainant admitted consuming two to three shots of brandy before entering the club.


It was also not in dispute that, after some time at the club, the appellant proposed that they leave to buy food at a nearby Kentucky outlet, and that the group then left the club in the appellant’s motor vehicle. Instead of going to Kentucky, the appellant drove to Monwabisi Beach (described as some distance from the club), where they parked in a largely deserted parking area. It was further common cause that sexual intercourse occurred between the appellant and the complainant, and also between Cloete and the complainant, and that thereafter the group returned to the night club. The appellant’s version included that he had intercourse with the complainant twice, alleging he used a condom on both occasions, and that he had given condoms to Cloete and Koopman.


The material disputed facts concerned consent and the circumstances under which the intercourse occurred. The complainant’s evidence was that, at the beach, the appellant caused Koopman and Cloete to get out of the car, leaving the appellant and complainant inside. The complainant testified that the appellant removed her trousers and cycling pants, undressed himself, and had sexual intercourse with her without her consent. She alleged she resisted, screamed, and was slapped by the appellant, and that her attempts to unlock and open the passenger door were thwarted. She further testified that, after the appellant’s intercourse, he called on Cloete to have intercourse with her, which occurred despite her protests, with penetration described as slight. On the complainant’s version, the appellant then again had intercourse with her because he had not climaxed the first time.


A further dispute concerned whether the complainant screamed and sought help. The complainant and Koopman maintained that she did scream, while the appellant and Cloete denied that she resisted or cried out. The High Court noted that the complainant admitted drinking alcohol but maintained she was not intoxicated to an extent that she was unaware of events.


The complainant’s conduct after the incident formed part of the factual matrix relied upon by the court. The evidence accepted was that she was crying on the way back to the night club; that once there, the appellant and Cloete went into the club leaving the complainant and Koopman in the car; and that Koopman then accompanied her to the Melton Rose police station, where she laid a complaint of rape at the first available opportunity. The appellant and Cloete were arrested shortly thereafter.


3. Legal Issues


The central legal question was whether the State had proved lack of consent beyond reasonable doubt, and correspondingly whether the appellant’s version of consensual sexual intercourse was reasonably possibly true in light of the record and the trial court’s credibility findings.


A related legal question raised in argument for the appellant concerned the effect of the complainant’s consumption of alcohol. The appellant’s counsel contended that, because her inhibitions had been lessened by alcohol, intercourse could not be treated as non-consensual and might, at most, amount to seduction, which was said not to be punishable as an offence. The High Court framed this submission as requiring an initial determination whether there was consent at all, and only if consent were absent, whether diminished inhibition through alcohol could convert what occurred into something other than rape.


The appeal also raised a sentencing issue: whether the Regional Court had misdirected itself or imposed a sentence that warranted appellate interference, given the appellant’s personal circumstances and the seriousness of the offence.


The dispute thus involved questions of fact and credibility (particularly consent and resistance), as well as the application of legal principles to facts (how consent and the impact of alcohol should be evaluated), and the exercise of sentencing discretion.


4. Court’s Reasoning


On conviction, the High Court’s reasoning centred on credibility, internal consistency, and corroboration. The court noted that the appellant’s evidence as to when and how the complainant allegedly consented was materially contradictory. The judgment highlighted that, at one stage, the appellant claimed the complainant suggested sexual intercourse while dancing; later, under cross-examination, he denied that she gave permission “by the dance” to have sex; and later still he testified that, in the car, he asked to have sex and she said it was “all right.” The court treated these contradictions as undermining the claim of consensual intercourse.


The court also assessed the probabilities of the appellant’s broader version, including his claim that the complainant would have consented not only to sex with him, but also with Cloete and Koopman. The judgment regarded it as improbable that the complainant would give informed consent to intercourse with multiple men in the circumstances described, and it found the appellant’s attempt to suggest a “love relationship” inconsistent with his asserted indifference to her alleged consent to intercourse with others. The magistrate’s rejection of the appellant’s evidence as false was endorsed.


In evaluating the complainant’s version, the High Court accepted that she had consumed alcohol but found she remained aware of events. It preferred her evidence that she resisted intercourse, giving weight to Koopman’s corroboration, and to the sequence of events as consistent with a lack of consent. The court reasoned that the complainant’s behaviour was inconsistent with a consenting participant: she was taken to a remote location under the pretext of going to buy food; she remained seated in the car while others were outside; she cried on the return journey; she stayed in the car rather than re-entering the club; and she went to the police at the first opportunity. The court considered that, if her lack of resistance at any stage were argued, it aligned more with submission rather than consent in the circumstances.


Regarding the submission that diminished inhibition due to alcohol could reduce the conduct to seduction rather than rape, the High Court held that it was first necessary to determine whether there was consent on the evidence. Having concluded that the complainant did not consent, the court considered it unnecessary to decide the seduction argument further. It nevertheless recorded that it had considered counsel’s submissions and was not persuaded that a basis existed to set aside the conviction.


On sentence, the High Court evaluated whether the Regional Court properly exercised its discretion. It recorded that the magistrate took into account the appellant’s personal circumstances, including that he was a first offender, his marital status, and employment-related consequences (including severance and attempts to establish a family business). The court held that the magistrate also properly considered the seriousness of rape, the interests of society, and the impact on the complainant. The judgment accepted that the magistrate did not allow personal circumstances to blur the evaluation of the offence and that he adopted a balanced view. In addressing seriousness and prevalence, the magistrate’s reliance on the remarks of Mohamed CJ in S v C 1997 (2) SACR 3 (SCA) was noted approvingly. The High Court found no misdirection and no basis to fault the sentencing discretion.


5. Outcome and Relief


The High Court dismissed the appeal against both conviction and sentence. The appellant’s conviction for rape was confirmed, and the sentence of 15 years’ imprisonment was also confirmed. The judgment records no separate or special order as to costs in relation to the appeal.


Cases Cited


S v C 1997 (2) SACR 3 (SCA)


Legislation Cited


No legislation was cited in the judgment.


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The High Court held that the appellant’s version of consensual intercourse was undermined by material contradictions and improbabilities, and that the complainant’s version that she did not consent was supported by corroboration from Koopman and by her conduct immediately after the incident. The conviction for rape was therefore not open to interference on appeal.


The court further held that the Regional Court properly considered the relevant sentencing factors, including the appellant’s personal circumstances, the seriousness of rape, the interests of society, and the impact on the complainant, and that no misdirection was shown. The sentence of 15 years’ imprisonment accordingly stood.


LEGAL PRINCIPLES


Consent in the context of rape is a factual and evaluative determination made on the evidence as a whole, including the credibility and reliability of the witnesses, the internal consistency of versions, and the probabilities arising from the surrounding circumstances. Material contradictions in an accused’s explanation of consent may justify rejecting that version as not reasonably possibly true.


The distinction between consent and submission is material. Conduct by a complainant that may appear passive does not necessarily demonstrate free agreement; it may be consistent with submission in circumstances of coercion or intimidation, particularly when the surrounding context supports a lack of voluntary participation.


The assessment of a complainant’s alcohol consumption does not, without more, establish consent. The court approached the issue by first determining whether consent existed on the evidence; having found absence of consent, it considered it unnecessary to decide whether diminished inhibitions could affect the legal characterisation contended for by the defence in argument.


An appellate court will not interfere with sentence absent a demonstrable misdirection or an improper exercise of discretion. A sentencing court is required to balance the offender’s personal circumstances, the seriousness of the offence, and the interests of society, while also having regard to the victim’s position and the broader societal context of the offence.

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[2002] ZAWCHC 78
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Martin v S (A833/01) [2002] ZAWCHC 78 (1 November 2002)

IN
THE HIGH COURT OF SOUTH AFRICA
(CAPE
OF GOOD HOPE PROVINCIAL DIVISION)
CASE
NO:
A833/01
DATE:
1-11-02
In
the matter of:
PETER
MARTIN
Appellant
versus
THE
STATE
Respondent
JUDGMENT
YEKISO,
J:
The appellant in this matter, together with his co-accused, one
Gershwin Cloete, appeared as accused numbers 1 and 2 respectively
in
the Regional Court, Wynberg, on a charge of rape perpetrated on the
complainant, one F W, (who I shall hereafter refer to
as "the
complainant").
The
allegation against them was that on 29 June 1996 and at Eerste
River, the appellant and his co-accused wrongfully and unlawfully

had sexual intercourse with the complainant without her consent.
They were both legally represented and pleaded not guilty to
the
charge of rape and in their plea explanation admitted having had
sexual intercourse with the complainant but contended that
the
complainant had consented to such sexual intercourse. They were both
convicted as charged on 1 February 2000. On 4 February
2000 the
appellant was sentenced to 15 years' imprisonment, whilst Cloete was
sentenced to nine years' imprisonment. Only the
present appellant
has noted an appeal.
The
appeal is against both conviction and sentence.
The
evidence led in the court
a
quo
could
be summarised as follows. It was in the early evening of Saturday 29
June, 1 996, when the appellant, Cloete (his co-accused},
one Derek
Koopman (to whom t shall refer as "Koopman") as welt as
the complainant had gone to a night club. The appellant
had arranged
with Koopman - who at that stage was his co-employee at Afrox, - to
go to a night club that evening. Koopman was
a friend and neighbour
of the complainant. They had known each other for a period of about
12 years. They had virtually grown
up together and their friendship
was similar to that of a brother and a sister. Whilst with the
appellant, Koopman in turn extended
an invitation to the complainant
to join them to the night club that evening. The appellant had
remained in his motor vehicle
whilst Koopman had gone to invite the
complainant who later agreed to join their company.
In
her evidence the complainant confirmed an arrangement which was made
earlier in the week in terms of which the appellant, Koopman,
the
complainant and a friend of hers would have gone out to the night
club that particular evening. However, it appears that
this
arrangement did not materialise as the complainant's friend had
subsequently changed her mind. The three of them, that is
the
appellant, Koopman and the compEatnant were later joined by Cloete
who was subsequently charged together with the appellant
and had
appeared as appellant's co-accused in the court
a
quo
.
Cloete
incidentally lives in the same street where the complainant used to
live at the time. She had also known Cloete for a period
of about 12
years.
The
four of them then proceeded to a certain shebeen where they bought
liquor, a bottle of Avocado brandy and a bottle of gin.
From the
shebeen they then proceeded to the night club. They had had a few
drinks before going into the night club. The complainant
admitted
having had two to three shots of brandy before going into the club.
A while after they had been in the club the appellant
suggested that
they all go and buy food at a nearby Kentucky outlet. The party then
left the club. Instead of going to Kentucky
as suggested earlier,
the appellant instead drove through to Monwabisi Beach along False
Bay, a distance of some 20 kilometres
from the club they had been
to. Except for a motor vehicle parked at a distance of some 20
metres from where they had parked,
the parking area was otherwise
deserted. Shortly after they had been to this parking area the
appellant ordered Cloete and Koopman
to get out of the car whilst he
and the complainant remained in the car.
Thereafter,
according to the complainant's evidence, the appellant disrobed her
of her pair of trousers as well as her cycling
pants she had at the
time. He also undressed himself and thereafter had sexual
intercourse with the complainant. The complainant
claims to have
resisted, screaming at the same time, but no help was forthcoming.
She also claims that the appellant slapped
her on her face on some
occasions. Her attempts to unlock and open the nearby passenger door
was constantly thwarted by the appellant.
Once the appellant had had
sexual intercourse with her, he called on Cloete also to have sexual
intercourse with the complainant.
She claims that Cloete also had
sexual intercourse with her, although penetration was slight.
Although she protested that Cloete
should not have sexual
intercourse with her he ignored her protestation and just proceeded
with the act of sexual intercourse.
Once
Cloete had had his turn, the appellant had further sexual
intercourse with the complainant as, according to the appellant,
he
had not reached climax on the first occasion. The appellant claimed
to have used a condom on both occasions he had sexual
intercourse
with the complainant- He had also given condoms to both Cloete and
Koopman. Once the appellant had been through the
second occasion
they then returned to the night club.
The
complainant had been crying all the way back to the night club. When
they reached the night club, the appellant and Cloete
went into the
night club leaving the complainant and Koopman in the appellant's
car. Koopman, according to the complainant's
evidence, had offered
her help from the stage they were still at the beach and also when
the first opportunity arose to give
her assistance. Shortly after
the appellant and Cloete had been into the night club, Koopman
accompanied the complainant to the
nearby Melton Rose police station
where she lodged a complaint of rape. The appellant and Ctoete were
arrested shortly afterwards.
The
appellant, in line with his plea explanation, contended in his
evidence that the complainant had consented to sexual intercourse.

However, his evidence with regards to when the complainant would
have given such consent is full of contradictions. On the one
hand
the appellant claims that the complainant came up with the
suggestion for sexual intercourse whilst dancing with the appellant.

Not only did the complainant suggest sexual intercourse with the
appellant, the complainant, according to the appellant's earlier

evidence, would have consented to sexual intercourse with Cloete and
Koopman as well. Later in his evidence under cross-examination,
when
the prosecutor suggested that the complainant did not give consent
whilst they were dancing at the night club, the appellant
replied in
the negative:
"Sy
het me vir jou toestemming gegee by die dans om met haar seks te he
nie. — Nee meneer."
Still
later in his evidence under cross-examination, when asked what
happened in the car, this is what the appellant had to say:
"in
die kar nou? — En toe, toe eknou gevra ofek saammet haar kan seks
he, en toe se sy, dis ail right. "
This
clearly is in contrast to the portion of the record quoted earlier,
I
am in agreement with Ms
Tsheole
.
counsel for the State, that these blatant contradictions in the
appellant's evidence are not indicative of consensual intercourse.

There is a dispute as to whether the complainant did scream and ask
for help when the appellant and Cloete had sex with her,
the
complainant and Koopman maintaining that the complainant did scream
for help whilst the appellant and Cloete deny that the
complainant
ever resisted their sexual overture. The complainant admits having
consumed intoxicating liquor but maintained that
she was not
intoxicated to an extent of not having been aware of the events
around her. I am inclined to believe the complainant's
version that
she resisted sexual intercourse with the appellant due regard had to
the corroborative evidence by Koopman. The
complainant's version, in
my view, is the correct one.
Mr
Vismer
submits on behalf of the appellant that because the complainant's
inhibition had been lessened due to alcohol consumption that

subsequent sexual intercourse with her cannot possibly be construed
as being non-consensual sexual intercourse and that at the
very most
such conduct could be construed as seduction, and seduction not
being a punishable offence, the appellant should not
have been
convicted of the crime of rape.
For
a proper determination of this aspect of the submissions on behalf
of the appellant it is necessary to determine on basis
of the
evidence on record as to whether, in the first instance, there was
consent by the complainant to have sexual intercourse,
not only with
the appellant, but also with Cloete and Koopman, as the appellant
had contended in his evidence. In the absence
of such consent it is
necessary also to determine whether, due to lessening of inhibitions
as a result of consumption of intoxicating
liquor, sexual
intercourse with the complainant could be said to have been
consensual.
I
shall now deal with these issues in turn. In his evidence the
appellant contends that the complainant not only consented to
sexual
intercourse with the appellant, but also consented to sexual
intercourse with Cloete and Koopman. Cloete also claims to
have
danced with the complainant at the night club, that the complainant
joined and danced with him whilst he already was dancing
on the
floor, that they had kissed each other and the complainant rubbing
his penis in the process. Apart from this, Cloete does
not say in
his evidence the complainant had agreed to have sexual intercourse
with him, contrary to what the appellant had said
in his evidence,
that while the appellant was busy dancing with the complainant, she
had informed the appellant that she had
already consented to have
sexual intercourse, not only with the appellant, but also with
Cloete and Koopman. When the party left
the night club afterwards
the idea had been to go to and buy food at a nearby Kentucky outlet.
No suggestion was made to the
complainant that they go and enjoy
themselves elsewhere.
It
is also strange that at the beach, whilst everybody else had gone
out of the vehicle to further enjoy themselves outside, the

complainant had for the duration of their stay at the beach remained
seated in the car and did not join the rest of the company,
which
continued to enjoy itself in the open area.
In
my view the reason for this kind of conduct on the part of the
complainant is not far to find. Her conduct, in my view, is

consistent with what she stated in her evidence. When they left the
night club it was not suggested to her that they were changing
scene
of enjoyment, the suggestion made was that they were going out to
buy food at a nearby Kentucky outlet. She did not agree
to leave the
night club for a destination where resistance to ill-timed sexual
overtures at dead of night would have been inconceivable.
That she
cried all the way from the beach until they reached the night club
H
that she elected to remain in the car and not go Into the night club
on the second occasion and that she had gone to lodge a
complaint
with the police at the first available opportunity is inconsistent
with the conduct of a person who had consented to
sexual intercourse
in the manner stated by the appellant and Cloete in their evidence.
If
ever the complainant could not offer any resistance to sexual
overtures by the appellant and as well as Cloete, this could
more
have been as a result of submission on her part rather than consent,
due regard had to the circumstances surrounding the
admitted sexual
intercourse with her by both the appellant and Cloete. I am of the
view that, due regard had to the totality
of the evidence,
particularly evidence by Koopman, there is substantial corroboration
of the complainant's denial that she was
a consenting party to such
sexual intercourse.
The
appellant, on the other hand, was a poor witness. His evidence is
full of improbabilities. The appellant wants to give the
impression
that there was a love relationship between him and the complainant
yet the appellant appears unmoved when, according
to his evidence,
which the complainant naturally denies, the complainant consents to
sexual intercourse not only by the appellant
but also by Cloete and
Koopman. It is improbable that consent to sexual intercourse, that
is an informed consent, would have
been given under such
circumstances. The magistrate was correct, in my view, in rejecting
the appellant's evidence as being false.
The
complainant, throughout her evidence, consistently claims to have
been aware of the events around her, although she had consumed

Intoxicating liquor. Whilst I am mindful of the various submissions
by Mr
Vismer
on behalf of the appellant, I am not persuaded under these
circumstances that the complainant consented to sexual intercourse,

as contended by the appellant.
Having
arrived at this conclusion it is not necessary for me to deal with
the aspect of the submission by Mr
Vismer
as to whether, because of perceived lessened inhibitions on the part
of the complainant arising from alcohol consumption, that
the
conduct of the appellant could well be construed as seduction as
against the crime of rape. I have carefully considered the

submissions by Mr
Vismer
which are comprehensive indeed and we have listened to his argument.
However, 1 regret to have to say, despite such submissions
and
argument, 1 am not persuaded that there Is a basis to set the
conviction aside.
It
follows. In my view, that the appellant's appeal should be dismissed
and that the conviction should stand.
With
regards to sentence the magistrate took into account all the
relevant factors in the determination of an appropriate sentence.
He
acknowledges in the first instance that the imposition of an
appropriate sentence is the most difficult aspect in all criminal

proceedings. He took into account the appellant's personal
circumstances, particularly the fact that the appellant is a first

offender, his marital status and all other factors incidental
thereto. He took into account the interests of the society, the

seriousness of the offence and the measure of mercy that goes with
it. With regards to the seriousness of the offence and without
in
any way overemphasising it over the other balancing factors, he
correctly and accurately cites the remarks by
Mohamed,
CJ
in
S
v C
,
1997(2} SACR 3 (SCA):
"we
are determined to protect the quality, dignity and freedom of aff
women and we shall show no mercy to those who seek
to invade those
rights."
With
regards to the appellant's personal circumstances the magistrate
took into account his age, the fact that he had to take
severance
package at work because of these proceedings, and the fact that he
had to set up a family business in Bredasdorp in
order to supplement
the family income. He correctly, in my view, did not allow his
judgment to be blurred by the appellant's
personal circumstances and
the measure of mercy that goes with it and went on to consider the
interests of society, all the triad
of factors, that is to say the
appellant's personal circumstances, the interests of society, the
seriousness of the offence coupled
with the interest of the victim
and the impact this offence had had on the complainant as a victim.
In
my view, the magistrate property balanced all the relevant factors
in the determination of an appropriate sentence and did
not in any
way misdirect himself in this regard. With regards to the
seriousness of the offence, once again without in any way

over-emphasising this fact over other relevant factors, he took into
account the prevalence of the crime within his area of jurisdiction

and the cry of the community out there with regards to the kind of
punishment that has to be meted out by the courts in offences
of
this nature. I am of the view that the magistrate adopted a balanced
view of all the relevant
factors
in
the determination of an appropriate sentence and that his exercise
of a discretion in this regard cannot be faulted at all.
it
therefore follows, in my view, the appellant's appeal against
sentence should afso be dismissed and the sentence imposed be

confirmed.
In
the result I would dismiss the appellant's appeal as against both
conviction and sentence and confirm the conviction and sentence.
YEKISO,
J
LQUW,
J:
I agree. The appeal is dismissed. The conviction and sentence are
confirmed.
LOUW,
J