S v Hempe (SS167/2000) [2000] ZAWCHC 3 (29 November 2000)

85 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Minimum sentences — Application of the Minimum Sentences Act in cases involving child victims — Accused found guilty of rape of a three-year-old girl — Court required to impose life imprisonment unless substantial and compelling circumstances exist — Accused's personal circumstances considered, including prior convictions and psychological issues — No substantial and compelling circumstances found to justify a lesser sentence — Life imprisonment imposed as mandated by law.

Comprehensive Summary

Summary of Judgment


Introduction


This matter concerned sentence proceedings in the High Court following a conviction in the regional court on a charge of rape. The proceedings reached the High Court because the regional court proceedings were stopped in terms of section 52(1) of the Criminal Law Amendment Act 105 of 1997, given the potential application of the statutory minimum sentencing regime.


The parties were the State as prosecutor and Jeremy Hempe as the accused person. After considering the record of the regional court proceedings and hearing argument from both counsel, the High Court indicated that it was satisfied with the regional court’s conviction and therefore confirmed the conviction before turning to sentence.


The general subject matter of the dispute was whether, given that the complainant was a child under 16, the court was compelled to impose life imprisonment under the minimum sentence legislation, or whether the accused had established the presence of substantial and compelling circumstances justifying a lesser sentence.


Material Facts


The court proceeded on the basis that the complainant was a three-year-old child at the time of the incident. She had been playing outside when she was confronted by the accused and taken into his house, where the rape occurred. The court treated her age and vulnerability as material, and also accepted that the accused was in a position of trust in relation to the complainant because he was a neighbour who socialised with the family and had contact with children in the community.


The judgment further proceeded on the basis that the complainant experienced the incident as shocking and traumatic, including nightmares, and that the social worker recommended counselling. In relation to physical injury, the district surgeon’s evidence (as relied on by the court) recorded two tears to the hymen and one laceration to the labia.


On the issue of penetration, the regional magistrate had found that there was not full penetration, and the High Court accepted that finding. However, the High Court also treated it as material that the absence of full penetration was not attributable to restraint by the accused, but rather to the complainant’s tender age and undeveloped genitalia, which made penetration not possible. The court also rejected the suggestion that “no violence was used” in any exculpatory sense, indicating that the accused did use force to achieve his purpose, as supported by the district surgeon’s evidence.


No viva voce evidence was led on sentence. By agreement, a social worker’s report dealing with the effects of the rape on the complainant was handed in in terms of section 220 of the Criminal Procedure Act 51 of 1977, and a SAP 69 reflecting prior convictions was also handed in and confirmed by the accused.


The court placed substantial weight on the accused’s prior convictions, which showed repeated criminality from 1977 onwards, including imprisonment for housebreaking and theft, and previous convictions for sodomy involving a 12-year-old boy, as well as a later sentence of four years’ imprisonment for sodomy, with parole having been granted in January 1996. The court treated this record as indicating that previous sentences, including both a suspended sentence and direct imprisonment, had not deterred the accused from committing further sexual offending against children.


In mitigation, the court took into account the accused’s personal circumstances (including age, education, marital status, and children), employment history, and the assertion that he suffered psychological problems related to having been raped as a child and having received no counselling in prison. The court further accepted that the accused had pleaded guilty in the regional court (although a plea of not guilty had been recorded on a technical basis), and treated this as indicating some degree of remorse.


Legal Issues


The central legal question was whether, given that the complainant was a child under 16, the applicable statutory framework required the imposition of life imprisonment, or whether there were substantial and compelling circumstances that justified a departure from the prescribed sentence.


The dispute primarily concerned the application of law to fact, involving a sentencing value judgment mandated by statute. In particular, it required the court to evaluate, on the totality of the accepted mitigating and aggravating factors, whether the cumulative impact of those factors met the statutory threshold for deviation from the minimum sentence.


Court’s Reasoning


The court identified the applicable sentencing framework as the minimum sentence legislation, which in the circumstances required the imposition of life imprisonment unless substantial and compelling circumstances were present. It articulated its approach as an assessment of the cumulative effect of mitigating and aggravating factors, asking whether life imprisonment would be so unjust and undesirable that no reasonable court would impose it, in which event substantial and compelling circumstances would exist.


In applying that approach, the court acknowledged and weighed the mitigating features advanced on behalf of the accused. These included the accused’s personal and family circumstances, his employment history, his claimed psychological difficulties stemming from childhood sexual victimisation, his guilty plea (treated as some indication of remorse), and the regional court’s finding that there was no full penetration. The court also considered that the social worker’s report did not at that stage indicate established psychological injury to the complainant, while recognising that later consequences could still emerge.


However, the court considered the aggravating features to be weighty and dominant. Central to this evaluation were the complainant’s extreme youth (three years old), her vulnerability, the exploitation of proximity and trust associated with being a neighbour, and the fact that the child was taken into the accused’s home where the rape occurred. The court treated the event as inherently traumatic for such a young child, noted the nightmares reported, and accepted the need for counselling.


The court also dealt directly with the attempt to attach significance to the absence of full penetration and the assertion of lack of violence. It reasoned that the absence of full penetration did not mitigate the moral blameworthiness in the manner suggested because it was not due to the accused’s restraint but to the child’s physical immaturity. Similarly, while the defence contended that no violence had been used, the court held that the accused had nonetheless used force to accomplish the assault, as confirmed by the medical evidence.


A further significant component of the reasoning was the accused’s previous convictions, particularly those involving sexual conduct against children. The court treated these as demonstrating a pattern and as showing that earlier sentences and explicit conditions attached to suspension had not deterred him. On this basis, it concluded that the accused presented a danger not only to the community generally but specifically to young boys and girls.


Finally, the court situated its conclusion within broader sentencing purposes and legislative intent. It referred to the seriousness with which rape is regarded, the prevalence of violent and sexual offences in society, the public demand for protection of children, and the reason the legislature enacted the minimum sentencing regime. Having weighed the objectives and principles of sentencing against the statute’s purpose, it concluded that the circumstances did not meet the threshold of substantial and compelling circumstances.


Outcome and Relief


The High Court confirmed the conviction and held that it was obliged to impose the prescribed sentence because it could not find substantial and compelling circumstances warranting deviation.


The accused was sentenced to life imprisonment in terms of section 51(1) of the Criminal Law Amendment Act 105 of 1997. The court further indicated that it would recommend to Correctional Services that the accused receive psychiatric treatment and counselling for the psychological problems disclosed, in the hope that this might contribute to rehabilitation.


The judgment text provided does not reflect a separate, express costs order, and none is recorded in the sentencing remarks.


Cases Cited


No cases are cited in the text of the judgment.


Legislation Cited


Criminal Law Amendment Act 105 of 1997, section 52(1)


Criminal Law Amendment Act 105 of 1997, section 51(1)


Criminal Procedure Act 51 of 1977, section 220


Rules of Court Cited


No rules of court are cited in the text of the judgment.


Held


The court held that the rape of a three-year-old child attracted the minimum sentencing regime requiring life imprisonment, and that, after weighing all mitigating and aggravating factors cumulatively, the mitigating features did not amount to substantial and compelling circumstances.


It further held that the absence of full penetration did not materially reduce culpability because it was not due to restraint by the accused, and that the accused’s prior convictions for sexual offences against children supported the conclusion that he remained a danger to children and that deterrence and protection of the community warranted the prescribed sentence.


LEGAL PRINCIPLES


The minimum sentence framework requires a sentencing court to impose the prescribed sentence, including life imprisonment where applicable, unless it finds the presence of substantial and compelling circumstances justifying a lesser sentence.


In assessing substantial and compelling circumstances, the court applies a cumulative evaluation of mitigating and aggravating factors, with the inquiry focusing on whether the prescribed sentence would be so unjust and undesirable that no reasonable court would impose it.


Factors such as the extreme youth and vulnerability of the complainant, abuse of trust, the traumatic impact of the offence, and a pattern of prior sexual offending against children are treated as strongly aggravating. Mitigating considerations such as personal circumstances, asserted psychological difficulties, a guilty plea, and limited physical injury may be considered, but do not necessarily suffice to displace the prescribed sentence where the aggravating features remain overwhelming.

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[2000] ZAWCHC 3
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S v Hempe (SS167/2000) [2000] ZAWCHC 3 (29 November 2000)

IN
DIE HOOGGEREGSHOF VAN SUID-AFRIKA
(WES-KAAP
HOE HOF, KAAPSTAD)
SAAKNOMMER: SS167/2000
DATUM: 29
NOVEMBER 2000
In
die saak tussen:
DIE
STAAT
en
JEREMY
HEMPE
V
O N N I S
MOOSA.
R:
Beskuldigde
dit is nou die taak van die Hof om vonnis op te le. U is skuldig
bevind in die Streekhof op Y» aanklagte van verkragting.
Die
verrigtinge in die Streekhof was gestaak ingevolge artikel 52(1) van
Wet 105 van 1997 (minimum vonniswet). Na die deurlees
van die
oorkonde van die verrigtinge in die Streekhof en na aanhoor van
vertoe deur die staat en die verdediging, was ek tevrede
met die
skuldigbevinding in die Streekhof en het die skuldigbevinding
gevolglik bekragtig.
Die
staat, nog die verdediging, het enige getuienis ten opsigte van
vonnis aangebied. Beide het by monde van hul advokate ex parte

submissies voorgehou. By ooreenkoms tussen die staat en die
verdediging, is 'n maatskaplike verslag, ingevolge artikel 220 van

die Strafproseswet ingehandig. Hierdie verslag het betrekking op die
uitwerking van die verkragting op die slagoffer. Die staat
het ook
vorm SAP 69 ingehandig wat die rekord van die beskuldigde se vorige
veroordelings bevat. Die beskuldigde het dit bevestig.
Die
Wet op Minimum Vonnisse is van toepassing in hierdie saak vanwee die
feit dat die slagoffer 'n kind is onder die ouderdom van
16 jaar. Die
Wet verplig die hof om lewenslange gevangenisstraf op te le tensy die
hof kan bevind dat daar wesenlike en dwingende
omstandighede aanwesig
is wat die oplegging van 'n mindere vonnis regverdig.
Die
benadering wat hierdie hof gaan volg om vas te stel of daar wel in u
saak wesenlike en dwingende omstandighede aanwesig is,
is om die
kumulatiewe effek van die versagtende, sowel as die verswarende
omstandighede te betrag. Indien die uitwerking daarvan
die hof dwing
om tot die gevolgtrekking te kom dat lewenslange gevangenisstraf so
onbillik en onwenslik sal wees dat geen redelike
hof so 'n vonnis sal
ople nie, dan sal daar wel wesenlike en dwingende omstandighede
aanwesig wees. Die hof gaan nou voort om die
omstandighede in hierdie
saak te oorweeg om vas te stel of lewenslange gevangenisstraf in u
geval geregverdig is al dan nie.
Die
hof neem in ag die volgende versagtende omstandighede wat deur u
advokaat voorgehou is:
1.
Die persoonlike omstandighede: U is 42 jaar oud. U het tot st.5
gevorder op skool en daarna het u aandskool bygewoon waar u st.
8
behaal het.
2.
Die familiebande: U is getroud en het drie kinders. Hulle ouderdomme
is 17 jaar, 12 jaar en een jaar onderskeidelik. U het nie
u vader
geken nie en u moeder is al 'n geruime tyd oorlede.
3.
Werksomstandighede! U het los werk gedoen by Flora & Flora en by
privaat booteienaars. U het in 1993 vaste werk gehad by
Atlantic
Fishing, maar die werk het u verloor as gevolg van Vi kriminele
oortreding wat u destyds begaan het.
4.
U ly aan 'n sielkundige probleem wat u opgedoen het as gevolg van die
feit dat u self verkrag was as 'n kind. U het geen berading
of
behandeling in die gevangenis ontvang vir daardie probleem nie.
5.
U het skuldig gepleit in die Streekhof, alhoewel die hof op 'n
tegniese punt Yi pleit van onskuldig genotuleer het. Die hof kan

aanvaar dat u tot 'n mate berou getoon het vir die daad wat u gepleeg
het.
6.
Die Streekhof het bevind dat daar nie voile penetrasie was nie en die
Streeklanddros het die volgende opmerking in sy uitspraak
gemaak:
"Dit
is ook versoenbaar dat daar nie voile penetrasie was in die lig van
die beserings wat daar was nie. Ek sou verwag het,
myns insiens,
indien die beskuldigde voile penetrasie sou veroorsaak het, dat daar
wel veel meer ernstige beserings by die klaagster
se privaatdeel sou
wees. Die dokter beskryf nie ernstige beserings by haar privaatdeel
nie.
7.
In hierdie opsig moet ek net meld dat die feit dat daar nie voile
penetrasie was nie, is nie aan u te danke nie, dit kan toegeskryf

word aan die feit dat vanwee die klaagster se tengerjare, haar
geslagsorgane nie ten voile ontwikkel is nie, wat penetrasie nie

moontlik maak nie. U advokaat het die hof daarop attent gemaak dat
geen geweld is gebruik nie. Sy het aangevoer dat dit deel uitmaak
van
wesenlike en dwingende omstandighede. Dit moet nietemin beklemtoon
word dat u wel krag gebruik het om u doel te bereik. Dit
word
bevestig deur die getuienis van die distriksgeneesheer."
8.
Volgens die maatskaplike verslag is daar op hierdie stadium geen
aanduiding dat die klaagster wel geestelike letsels opgedoen
het nie.
Hy het dit wel gekwalifiseer deur te se dat dit wel in die toekoms
moontlik kan ontstaan. Met betrekking tot liggaamlike
letsels het die
dokter getuig dat sy twee skeure aan haar maagdevlies en een
skeurwond op haar lipvlies opgedoen het as
gevolg van hierdie
verkragting.
Die
versagtende omstandighede waarna ek verwys het, moet vergelyk word en
in die weegskaal geplaas word met die volgende verswarende

omstandighede:
9.
Die klaagster was drie jaar oud tydens die voorval. Sy het buite die
huis gespeel toe sy deur u gekonfronteer was en in u huis
geneem is
waar u haar verkrag het. Sy was 'n weerlose dogtertjie. U was in 'n
vertrouensposisie teenoor haar. Die familie van die
klaagster het vir
die maatskaplike werker gese dat u was hulle buurman, wat op 'n
sosiale vlak met hulle verkeer het, en u het
ook kontak gehad met
ander kinders in die gemeenskap.
10.
Die voorval was vir die klein dogtertjie 'n skokkende en traumatiese
ervaring. Sy het nagmerries beleef. Die maatskaplike werker
het
aanbeveel dat die kind die nodige berading ontvang om die trauma te
verwerk.
11.
Die feit dat u as kind mishandel en verkrag was as gevolg waarvan u
'n wrok koester, is geen regverdiging om 'n jong meisiekind
leed aan
te doen nie. In die eerste plek het sy niks uit te waai met u
probleem nie. In die tweede plek is sy 'n onskuldige slagoffer.
Dit
was u plig om hulp te gaan soek vir u probleem en nie ander leed aan
te doen nie.
12.
As ons kyk na u rekord van vorige veroordelings, het u begin bots met
die gereg in 1977. U het kennis gemaak met die tronk in
1979 toe u
gevangenisstraf van agt maande opgele was vir huisbraak en diefstal.
Kort na u vrygelaat was van die gevangenis, word
u skuldig bevind aan
sodomie wat u gepleeg het op 'n 12-jarige seun. U was h opgeskorte
vonnis van ses maande opgele, maar wat
wel van belang is, is die
voorwaardes van die opskorting. Die vonnis was opgeskort vir 'n
tydperk van vyf jaar op voorwaarde
dat u nie weer u skuldig maak aan
verkragting, sodomie of misdrywe van ontug met seuns of meisies onder
die voorgeskrewe ouderdomme
nie.
13.
Daardie hof het aan u 'n duidelike boodskap gestuur. Die boodskap was
om u te weerhou van die misdrywe genoem in die voorwaardes
van
opskorting. Blykbaar het dit u nie afgeskrik nie. U verskyn vandag
weer eens in hierdie hof waar u skuldig bevind was van Vi
soortgelyk
misdryf wat in die voorwaardes van die opskorting in daardie saak
genoem was. Omtrent ses maande na u skuldig bevind
was aan sodomie,
word u skuldig bevind aan aanranding met die opset om ernstig te
beseer. Gevangenisstraf van vyf maande was opgele.
Wat van belang is,
is dat daardie oortreding 'n geweldsmisdaad is. In 1993 word u weer
eens skuldig bevind op h aanklagte van sodomie
en u word gevonnis tot
vier jaar gevangenisstraf. U is vrygelaat op parool op 5 Januarie
1996.
14.
U het twee vorige veroordelings vir sodomie, 'n opgeskorte vonnis en
'n tronkstraf het u nie daarvan weerhou om weer 'n soortgelyke

misdaad, naamlik verkragting op 'n dogtertjie te pleeg nie. U is
nie net 'n gevaar vir die samelewing nie, maar u is ook Yi
gevaar vir
jong seuns en dogters.
15.
Die misdaad waaraan u skuldig bevind is, word as uiters ernstig
beskou. Ons gemeenskap word daagliks deur Yi vlaag van gewelds-
en
geslagsmisdade geteister. Die gemeenskap kom al hoe meer in opstand
teen gewelds-en geslagsmisdade waar vrouens en kinders die
slagoffers
is. Ons gemeenskap eis dat kinders deur die howe beskerm moet word en
verlang dat howe swaar strawwe moet ople sodat
geweldsmisdade, wat
verkragting insluit, voorkom en bekamp word. Dit is vir hierdie rede
dat ons wetgewer die Wet op Minimum Vonnisse
op die wetboek geplaas
het.
Mnr
Hempe, ek het die omstandighede in hierdie saak baie noukeurig
nagegaan om te sien of daar wel wesenlike en dwingende omstandighede

aanwesig is al dan nie. Ek het ook gekyk na die oogmerke en beginsels
van strafoplegging. Ek het dit opgeweeg met die doel en strekking
van
die Wet op Minimum Vonnisse. In die lig van al die omstandighede, kan
ek nie tot die gevolgtrekking kom dat daar wel wesenlike
en dwingende
omstandighede aanwesig is nie. Ek is dus verplig om lewenslange
gevangenisstraf op te le. Ingevolge artikel 51(1)
van wet 105 van
1997 word u tot
LEWENSLANGE
GEVANGENISSTRAF
gevonnis.
Die
hof sal aan die korrektiewe dienste aanbeveel dat u psigiatriese
behandeling en berading ontvang vir die sielkundige probleme
wat u
aan hierdie hof openbaar het. Ek hoop dit sal bydra tot u
rehabilitasie.
MOOSA,
R