S v Carlson and Another (SS70/99) [2000] ZAWCHC 5 (13 April 2000)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Factors influencing sentence — Accused 1, a first offender, influenced by co-accused, convicted of murder and robbery; sentenced to 15 years and 10 years imprisonment respectively; court emphasized the need for deterrence and retribution in light of the serious nature of the crimes. Accused 2, with a prior conviction, committed murder of a close friend, abusing trust; sentenced to a cumulative term reflecting moral blameworthiness and the gravity of the offence.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings concerned sentencing following convictions in the Western Cape High Court, Cape Town. The matter was styled S v Carlson and Another (Sentence), with the State as prosecuting party and Granville Carlson (Accused 1) and Faghrie Abrahams (Accused 2) as the convicted persons.


The judgment provided is confined to the court’s reasons on sentence and the sentence imposed (expressly so in respect of Accused 1). The court dealt with the offenders’ personal circumstances, their respective moral blameworthiness, and the interests of society, including considerations of deterrence, retribution, and (to a lesser extent on the evidence) rehabilitation.


The general subject-matter of the dispute was the appropriate penal response to serious violent offending involving the death of a victim, in circumstances where the court referred to murder and robbery and considered the accused persons’ roles, antecedents, and the breach of trust involved (particularly in relation to Accused 2).


2. Material Facts


It was common cause (or treated as proved) that Accused 2 had one previous conviction, namely a conviction on 31 March 1994 for housebreaking of business premises with intent to steal and theft involving goods valued at R28 000, committed on 22 December 1993. For that offence Accused 2 received a sentence of three years’ imprisonment under correctional supervision imposed by the Commissioner in terms of section 276(1)(i) of the Criminal Procedure Act. The court considered it noteworthy for sentencing purposes that the present offences were committed by Accused 2 about one year after the earlier sentence (as recorded in the excerpt).


In relation to the connection between the accused and the deceased, the court accepted that Accused 1 would not have had any contact with the deceased but for his meeting on the day in question with Accused 2, who had a pre-arranged appointment with the deceased. The deceased was described as a stranger to Accused 1.


As to Accused 1’s personal circumstances, the court accepted that he was a first offender. The evidence of Accused 1’s mother (Mrs Onrust) was treated as demonstrating that Accused 1 did not come from a deprived or uncaring background; instead, the court considered that he had been spoilt, and that there was no necessity driving him to crime in order to obtain property. The court described the underlying motive as simple greed.


On remorse, Accused 1, through counsel, expressed repentance. The court, however, did not accept that remorse was established merely on counsel’s say-so, and held that Accused 1 did not take the court fully into his confidence. The court also recorded that Accused 1 co-operated fully with the police after his arrest, but nonetheless lied to the court.


Regarding Accused 2’s relationship to the victim and the nature of his conduct, the court accepted aggravating facts that the deceased was someone Accused 2 had known almost his whole life and regarded as a close friend and working colleague, “like family”. The court further accepted that Accused 2 abused a position of trust arising from that friendship to gain entry to the deceased’s home and commit the offences there. The court also found that Accused 2 played the dominant role in the attack on the deceased and the succeeding events.


3. Legal Issues


The central questions for determination were sentencing questions, namely what sentences were appropriate and proportionate in light of the seriousness of the crimes, each offender’s personal circumstances and culpability, and the interests of society. The inquiry primarily concerned the application of established sentencing principles to the facts, including evaluative judgments about moral blameworthiness, deterrence, retribution, rehabilitation prospects, and the presence or absence of genuine remorse.


A specific subsidiary issue in relation to Accused 1 was whether his asserted repentance should be treated as genuine remorse and therefore a mitigating factor. Another issue arising from the sentencing powers exercised was whether an ancillary order should be made declaring Accused 1 unfit to possess a firearm under the applicable arms legislation.


4. Court’s Reasoning


The court approached sentence by weighing the nature of the crimes, the personal circumstances and blameworthiness of each offender, and the interests of society, expressly indicating that these considerations had to be balanced and that mercy formed part of the sentencing synthesis. In doing so, the court emphasised that serious crimes of the kind involved had become prevalent, that society demanded protection through stringent sentences, and that punishment needed to respond to public outrage while remaining a judicially controlled response grounded in principle.


In evaluating Accused 1, the court attached weight to his status as a first offender and considered that this lack of criminal record underscored his inexperience and lent some support to the conclusion that he had developed an induced proclivity towards criminal conduct under the “dominating influence” of Accused 2. At the same time, the court rejected any mitigation based on deprivation or need, finding on the evidence that Accused 1’s background did not explain or justify the conduct and that the motivation was greed. The court took into account that Accused 1 co-operated with the police after arrest, but treated his dishonesty in court as relevant to moral assessment.


A substantial portion of the reasoning addressed remorse. The court applied the distinction drawn in the cited authorities between remorse as genuine repentance and inner sorrow, on the one hand, and mere regret or self-pity on the other. It held that genuine remorse is not established simply through counsel’s submission, and that an accused must place the court sufficiently in his confidence to demonstrate sincerity. Because Accused 1 did not do so, remorse was not accepted as a mitigating factor.


On the purposes of punishment, the court reasoned that even if Accused 1 might be capable of rehabilitation, there was no evidence presented to support that prospect in a way that could materially affect sentence. Given the seriousness of the offences and the societal context of violent crime, the court concluded that deterrence and retribution had to outweigh reformation in this case. The court endorsed the relevance of society’s justifiable outrage as part of the sentencing evaluation, aiming to impose sentences that would both deter potential offenders and reflect the retributive response that reasonable members of society would demand for shocking crimes.


In relation to Accused 2, the court stated that there were no ameliorating factors reducing his moral blameworthiness and identified aggravating considerations that increased it. Central among these were the intimate relationship with the deceased, the exploitation of trust to gain access to the victim’s home, and the finding that Accused 2 played the dominant role in the attack and subsequent events. The provided text records these aggravating findings but does not include the sentence ultimately imposed on Accused 2.


5. Outcome and Relief


The court imposed the following sentences on Accused 1: 15 years’ imprisonment for the murder conviction and 10 years’ imprisonment for the robbery conviction. The judgment excerpt does not record any order that the terms of imprisonment run concurrently, and it does not record any costs order (as is typical in criminal sentencing).


In addition, the court made an ancillary order in terms of section 12(2) of the Arms and Ammunition Act 75 of 1969, declaring Accused 1 unfit to possess an arm as defined in that Act.


As to Accused 2, the excerpt records the court’s identification of aggravating factors relevant to sentence, but does not include the final sentencing order in respect of Accused 2.


Cases Cited


S v Martin 1996 (2) SACR 375 (at 383H).


S v Stanley 1996 (2) SACR 570 (AD).


S v Seeqers 1970 (2) SA 506 (AD) (at 511G).


Legislation Cited


Criminal Procedure Act (section 276(1)(i)).


Arms and Ammunition Act 75 of 1969 (section 12(2)).


Rules of Court Cited


No rules of court were cited in the provided excerpt.


Held


The court held that genuine remorse is not established by assertion through counsel alone; it requires that the accused place the court sufficiently in his confidence to demonstrate sincere penitence. On the facts before it, the court found that Accused 1 had not demonstrated genuine remorse and that this could not operate meaningfully in mitigation.


The court held further that, given the seriousness of the offences and the prevailing societal interest in combating violent crime, the objectives of deterrence and retribution outweighed considerations of rehabilitation on the evidence presented. It therefore imposed substantial terms of direct imprisonment on Accused 1 for murder and robbery and made a statutory declaration of unfitness to possess a firearm.


In relation to Accused 2, the court held (for sentencing purposes) that his moral blameworthiness was aggravated by the betrayal of a close friendship, the abuse of trust to gain entry into the victim’s home, and his dominant role in the attack and ensuing events, although the excerpt does not include the sentence ultimately imposed.


LEGAL PRINCIPLES


Sentencing entails a value-laden balancing of the seriousness of the offence, the circumstances and blameworthiness of the offender, and the interests of society, with mercy forming part of the overall synthesis, and with punishment serving recognised purposes including deterrence, retribution, and rehabilitation.


Remorse is a distinct mitigating concept requiring more than expressed regret. It denotes sincere repentance and inner sorrow grounded in a sense of guilt or empathy for the victim rather than self-pity. To rely on remorse in mitigation, an accused must place the court sufficiently in his confidence to enable an assessment of sincerity.


In cases of serious violent crime, and particularly where societal concern about prevalent violent offending is engaged, the sentencing court may place significant weight on general deterrence and retribution, including the notion that society’s justifiable outrage is a relevant factor in arriving at a proportionate sentence, provided it is applied through principled judicial assessment rather than emotive reaction.


Where the statutory requirements are met, a court may, as part of sentencing, make an ancillary order declaring an offender unfit to possess a firearm in terms of applicable arms legislation.

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[2000] ZAWCHC 5
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S v Carlson and Another (Sentence) (SS70/99) [2000] ZAWCHC 5 (13 April 2000)

IN THE HIGH COURT
OF SOUTH AFRICA
(WESTERN CAPE HIGH
COURT, CAPE TOWN)
CASE
NO
:
SS70/99
DATE
:
13 APRIL 2000
In the matter between:
THE STATE
and
GRANVILLE
CARLSON
Accused 1
FAGHRIE
ABRAHAMS
Accused 2
SENTENCE
IMMELMAN, AJ
I come now to the matter
of sentence. The State has proved only one previous conviction, being
conviction of accused 2 on 31 March
1994 of housebreaking of business
premises with the intent to steal and theft of goods to the value of
R28 000, committed on 22
December 1993. In respect of this conviction
accused 2 received a sentence of imprisonment for three years under
correctional supervision
by the Commissioner, in terms of Section
276(1)(i) of the Criminal Procedure Act. It is noteworthy for
purposes of sentence that
the present offences were committed by
accused 2 only about one year after the
but for the meeting on
the day in question with accused 2, who had a pre-arranged
appointment with the deceased, accused 1 would
not have had any
contact at all with the deceased who was in fact a stranger to him.
As for his personal
circumstances the Court takes account of the fact that accused 1 is a
first offender. Indeed his lack of a criminal
record serves to
underscore his inexperience in matters criminal and in some measure
to support the conclusion of an induced proclivity
towards criminal
activity under the dominating influence of accused 2. His upbringing
and history as indicated by the evidence
of his mother, Mrs Onrust,
reveal anything but the picture of a deprived, unloving or uncaring
family background or of hardship.
If anything her evidence shows that
he was in fact spoilt. Significantly this evidence shows the absence
of any need on his part
to resort to criminal behaviour in order to
acquire property and reveals an overlying motivation of simple greed.
Through his counsel
accused 1 expressed repentance for his wrongdoing in this matter. Can
one however accept merely on the say-so
of counsel that accused 1 is
truly, sincerely and genuinely remorseful for his actions, and take
account thereof as a factor in
mitigation. I think not. Remorse
connotes repentance and inner sorrow inspired by a feeling of guilt
or by another's plight, as
opposed to simple feeling of sorrow for
oneself. See
S v Martin
1996(2) SACR 375 at 383H and
S v
Stanley
1996(2) SACR 570 AD. In order to establish true, sincere
and genuine remorse an accused must take the Court fully into his
confidence.
See
S v Seeqers
1970(2) SA506 AD at 511G, this
accused 1 did not do.
The third factor to be
considered in the case of accused 1 is the interests of society. In
this I include the interests of the loving
and close-knit family
members of the deceased on whom his unnecessary death at such a young
age has had a most profound effect.
Under this head the Court takes
into account that in recent times this country has been ravaged and
is still being ravaged by a
wave of crime, the likes and prevalence
and extent of which is virtually unparalleled and unprecedented at
any other period. Serious
crimes which include murder and robbery
have become the order of the day. So common place have they become
that the long-suffering
citizens of this country cry out so far and
no further. Their demand is that the Courts of this country do their
utmost to put
an end to this wave of crime, which undermines the very
fabric of orderly civilised society and to protect them through the
imposition
of stringent sentences.
With
regard to accused 1 the Court accepts that he is not inherently evil,
that he came under the bad influence of accused 2, and
that after
arrest he gave the police his full cooperation. He nevertheless lied
to this Court. Possibly he is rehabilitatible but
no evidence was
presented to the Court in this regard. Be that as it may however the
seriousness of the case is such that seen
in the context of the
recognised objects of punishment the interest of society seem to
demand that deterrence and retribution must
outweigh considerations
of reformation. To borrow in part from the words of
Goldstone.
JA
in
S v
Shabalala
supra which apply with equal
force here the justifiable outrage of society must be a relevant
factor in the imposition of a proper
sentence in this kind of case.
Such a sentence should act both as a deterrent to others, who may be
tempted to murder and rob defenceless
and innocent people it should
also in a suitable case reflect the retribution which society demands
in respect of crimes which
reasonable persons regard shocking. Taking
all relevant factors into account and blending therein a measure of
mercy the sentences
which the Court regards as appropriate both
singly and in their cumulative effect, and which the Courts to each
of triads factors
their proper weight and which the Court hereby
imposes on
ACCUSED 1
is
the following
1)
In respect of his
CONVICTION ON THE
COUNT OF
MURDER IMPRISONMENT
FOR A PERIOD OF 15 (FIFTEEN) YEARS
.
2)  In respect of
his
CONVICTION ON THE COUNT OF ROBBERY IMPRISONMENT FOR A PERIOD
OF 10 (TEN) YEARS
.
Further in terms of
Section 12(2) of the Arms and Ammunition Act No 75 of 1969
ACCUSED
1 IS DECLARED TO BE UNFIT TO POSSESS AN ARM
as defined in that
Act.
I pass on now to
consideration of the case of accused 2. The nature and severity of
the crimes committed by him have already been
dealt with at some
length. In his case there are no factors which ameliorate his moral
blameworthiness. On the contrary there are
factors present which go
the other direction, which aggravate the seriousness of his crimes
and his moral blameworthiness therein.
These are the following:
1)
The deceased - the victim of his crimes - was a person whom he had
known virtually throughout his whole life, he
was both a close friend
of his and a working colleague and like family to him, killing him
was the ultimate ingratitude and disrespect for
that
friendship.
2)
Accused 2 abused most vilely the position of trust
which
his friendship with the deceased gave him. It was that trust which
gained him en try into the house of the deceased, it was
by virtue of
that trust that the deceased unsuspectingly and innocently gave him
access into his house, his sanctuary, only to
have that trust abused
by accused 2 in the heartless and brutal taking of his most precious
possession of all, his life, a right
guaranteed to him by the
constitution of this country, together with several other paltry
possessions.
3)
Accused 2 played the dominant role in the attack
on the deceased and in the succeeding events.
IMMELMAN,
AJ