S v Goeieman (103/07) [2008] ZANCHC 27 (20 June 2008)

80 Reportability
Criminal Procedure

Brief Summary

Criminal Procedure — Right to fair trial — Accused convicted of assault with intent to cause grievous bodily harm and sentenced to six months' imprisonment, wholly suspended — Review initiated due to concerns regarding the fairness of the trial — Irregularities identified include failure to properly inform the accused of his right to remain silent, denial of the right to legal representation, and not allowing the accused to address the court on the merits before judgment — Court finds that these irregularities vitiated the trial proceedings, denying the accused a fair trial — Conviction and sentence set aside.

Comprehensive Summary

Summary of Judgment


1. Introduction


This was a criminal review in the High Court of South Africa (Northern Cape Division, Kimberley) arising from proceedings in the Magistrate’s Court, Olifantshoek. The matter came before the High Court in terms of section 302 of the Criminal Procedure Act 51 of 1977, which provides for review of certain magistrates’ court proceedings.


The parties were the State and Frans Malome Goeieman (the accused). The accused had been charged with and convicted of assault with intent to cause grievous bodily harm, and sentenced to six months’ imprisonment wholly suspended on conditions.


When the matter served on review, Mokgohloa AJ expressed serious concerns about whether the proceedings were “in accordance with justice” and addressed a query to the presiding magistrate. The magistrate responded, maintained that the proceedings were proper, and requested confirmation of the conviction and sentence. The review judgment was delivered by Bosielo AJP, with Mokgohloa AJ concurring.


The general subject matter of the dispute was whether the magistrate’s court trial met the constitutional and statutory requirements of a fair criminal trial, and whether identified irregularities necessitated the setting aside of the conviction and sentence.


2. Material Facts


It was common cause on the record that the accused was charged and convicted in the magistrate’s court of assault with intent to cause grievous bodily harm, and that he received a sentence of six months’ imprisonment wholly suspended.


The review court relied on what appeared from the transcript regarding the conduct of the proceedings. After the charge was put, the accused appeared confused about whether he was pleading guilty or not guilty. In attempting to present his position, he proceeded to put forward a full version. The magistrate did not stop him to explain the procedure under section 115 of the Criminal Procedure Act 51 of 1977, and did not properly explain the accused’s rights associated with that procedure. Instead, the magistrate allowed and encouraged the accused to make a lengthy statement “under the guise of a plea-explanation”.


The record reflected that the accused had only progressed to Standard 2 in schooling. The review court treated this as relevant to the accused’s capacity to understand the implications of what was occurring and to exercise his procedural rights meaningfully.


During the trial, the accused attempted to cross-examine State witnesses. The transcript showed that he did not know how to cross-examine effectively. When he realised he was not making progress, particularly in relation to cross-examination of the complainant, he indicated that he required a legal representative. The magistrate responded in a curt and dismissive manner and insisted that the accused continue questioning on his own, on the basis that he had earlier said he wished to conduct his own defence.


At the close of the defence case, the magistrate proceeded to deliver judgment without giving either the State or the accused an opportunity to address the court on the merits, as contemplated by section 175(1) and (2) of the Criminal Procedure Act 51 of 1977. The review court treated the omission as significant because it deprived the accused of an opportunity to argue why his version should be accepted or why the State’s case should be rejected on identified weaknesses.


The review judgment noted that the admitted evidence appeared to support the State’s case and that, on the face of it, the conviction might seem justified. However, the court treated that as not dispositive of whether the proceedings were fair in light of the identified irregularities.


3. Legal Issues


The central legal question was whether the magistrate’s court proceedings were “in accordance with justice” for purposes of review under section 302 of the Criminal Procedure Act 51 of 1977, assessed through the constitutional lens of the accused’s right to a fair trial.


The dispute primarily concerned the application of law to fact: whether identified departures from required procedure and constitutional safeguards constituted gross irregularities that rendered the trial unfair and thus required the setting aside of the conviction and sentence.


More specifically, the review court had to determine whether the accused was denied fundamental fair-trial protections by (a) the manner in which the magistrate dealt with the accused’s plea-related explanation and rights under section 115 and the constitutional right to remain silent, (b) the refusal to allow the accused to obtain legal representation when requested during the trial, and (c) the failure to allow addresses on the merits under section 175 before judgment.


4. Court’s Reasoning


The review court situated its approach within the constitutional understanding of fair trial rights, referring to S v Zuma and Others 1995 (1) SACR 568 (CC), which emphasised that the fair trial right embraces substantive fairness measured against “notions of basic fairness and justice” rather than only formal procedural compliance. The review court adopted this constitutional orientation in assessing the irregularities.


The first irregularity concerned section 115 of the Criminal Procedure Act 51 of 1977 and the accused’s right to remain silent under section 35(3)(h) of the Constitution. The court reasoned that when an accused is confused about pleading and begins volunteering a full version, a presiding officer should ensure that the accused understands the section 115 procedure, including that the accused is not obliged to make a statement and should not be induced into making admissions. On the transcript, the magistrate not only failed to explain the safeguards properly but allowed and encouraged a lengthy statement. Given the accused’s low level of education as reflected on the record, the court considered it apparent that he could not have understood the legal implications. The review court treated this as wrongfully denying the accused the procedural protection of section 115 and undermining the constitutional right to silence, thereby prejudicing the fairness of the trial.


The second irregularity concerned the right to legal representation. The court relied on section 35(3)(f) of the Constitution, which guarantees an accused the right to choose and be represented by a legal practitioner and to be informed of that right, together with section 7(2) of the Constitution, which obliges the State to respect, protect, promote and fulfil the rights in the Bill of Rights. The review court reasoned that an accused who initially elects to conduct a defence personally does not thereby forfeit the right to change course during the proceedings and request legal representation. The court regarded the magistrate’s refusal of the accused’s request—prompted by the accused’s inability to cross-examine effectively—as unjustified, and as having the effect of denying a fundamental component of a fair trial.


The third irregularity related to section 175(1) and (2) of the Criminal Procedure Act 51 of 1977, which concerns the opportunity to address the court after evidence but before judgment. Although the section is framed in discretionary terms, the review court characterised it as an entrenched practice that an accused should be afforded an opportunity to address the court on the merits unless the right is waived. The court reasoned that the omission deprived the accused of the opportunity to attempt to persuade the court by highlighting weaknesses in the State’s case, contradictions, improbabilities, or credibility concerns. The court considered the prejudice to be self-evident and treated the omission as further undermining the fairness of the proceedings. In this regard it referred to S v Mabote en Andere 1983 (1) SA 745 (O) and S v Kwinda 1993 (2) SACR 408 (V).


On the question whether the strength of the State’s case could neutralise the effect of the irregularities, the review court held that it could not. While acknowledging that the evidence tended to support the prosecution case, the court reasoned that it could not be assumed that the outcome would necessarily have been the same in the absence of the irregularities, with reference to S v Shabangu 1976 (3) SA 555 (A). The court also relied on the statement in S v Makhandela 2007 (2) SACR 620 (WLD) that where an accused is wrongly denied legal representation, there can be no fair trial, and that the relative strength of the prosecution case or weakness of the defence is irrelevant in that enquiry.


Ultimately, the review court characterised the irregularities as gross and going to the “core” of the fair trial guarantee. Applying the constitutional concept of substantive fairness endorsed in S v Zuma and Others 1995 (1) SACR 568 (CC), it concluded that the proceedings were not conducted in accordance with basic notions of fairness and justice, and therefore could not stand.


5. Outcome and Relief


The High Court held that the accused did not receive a fair trial due to the irregularities identified on the record. The court therefore set aside the conviction and sentence.


No separate costs order was made in the review judgment.


Cases Cited


S v Zuma and Others 1995 (1) SACR 568 (CC).


S v Rudman and Another; S v Mthwana 1992 (1) SA 343 (A).


S v Mabote en Andere 1983 (1) SA 745 (O).


S v Kwinda 1993 (2) SACR 408 (V).


S v Shabangu 1976 (3) SA 555 (A).


S v Makhandela 2007 (2) SACR 620 (WLD).


Legislation Cited


Constitution of the Republic of South Africa, 1996: section 7(2); section 35(3)(f); section 35(3)(h).


Criminal Procedure Act 51 of 1977: section 115; section 175(1) and (2); section 302.


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The High Court held on review that the magistrate’s court proceedings were vitiated by gross irregularities that undermined the accused’s constitutional right to a fair trial. The court found that the accused was not properly protected when he made a plea-related statement without adequate explanation of his rights under section 115 and the right to remain silent; that he was unjustifiably refused the opportunity to obtain legal representation when he requested it during the trial; and that he was not afforded the opportunity to address the court on the merits before judgment as contemplated by section 175. As a consequence, the conviction and sentence were set aside notwithstanding that the evidence appeared to support the prosecution case.


LEGAL PRINCIPLES


A review court assessing proceedings under section 302 of the Criminal Procedure Act 51 of 1977 evaluates whether the trial was conducted in accordance with substantive fairness and “basic notions of fairness and justice” as required by the Constitution, and not merely whether formal procedural rules were technically observed, consistent with the approach articulated in S v Zuma and Others 1995 (1) SACR 568 (CC).


Where an unrepresented accused is effectively induced or permitted to place a defence version on record at the plea stage without proper explanation of the section 115 procedure and without clear communication that the accused is not obliged to make admissions or statements, the safeguards of section 115 and the constitutional right to remain silent may be undermined, rendering proceedings unfair.


An accused who initially elects to conduct a defence personally retains the right, during the course of the trial, to request and obtain legal representation; an unjustified refusal of such a request constitutes a denial of a fundamental fair-trial right under section 35(3)(f) of the Constitution, and the fairness enquiry is not answered by reference to the apparent strength of the prosecution case.


Although section 175(1) and (2) of the Criminal Procedure Act 51 of 1977 is framed in discretionary terms, the failure to afford an accused an opportunity to address the court on the merits before judgment—absent waiver—can constitute an irregularity that prejudices the accused’s ability to challenge the State’s case and may contribute to an overall finding that the trial was not fair.

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[2008] ZANCHC 27
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S v Goeieman (103/07) [2008] ZANCHC 27 (20 June 2008)

Reportable:
YES / NO
Circulate
to Judges: YES / NO
Circulate
to Magistrates: YES / NO
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to Regional Magistrates: YES / NO
IN
THE HIGH COURT OF SOUTH AFRICA
(Northern
Cape Division)
High
Court No: 103/
07
Case
No: 647/07
Delivered:
20/06/2008
In
the matter:
THE
STATE
and
FRANS
MALOME GOEIEMAN Accused
REVIEW JUDGMENT
BOSIELO
AJP
In the seminal judgment of
S
v Zuma and Others
1995(1) SACR 568 (CC) at p579 paragraph 16,
Kentridge
AJ
charted a new and
salutary approach to criminal trials and appeals when he stated
that:
“
[16] That
caveat is of particular importance in interpreting s 25(3) of the
Constitution. The right to a fair trial conferred by
that provision
is broader than the list of specific rights set out in paras (a) to
(j) of the subsection. It embraces a concept
of substantive fairness
which is not to be equated with what might have passed muster in our
criminal courts before the Constitution
came into force. In S v
Rudman and Another; S v Mthwana
1992 (1) SA 343
(A), the Appellate
Division, while not decrying the importance of fairness in criminal
proceedings, held that the function of a Court
of criminal appeal in
South Africa was to enquire
'whether there has
been an irregularity or illegality, that is a departure from the
formalities, rules and principles of procedure
according to which our
law requires a criminal trial to be initiated or conducted'.
A Court of appeal,
it was said (at 377)
'does not enquire
whether the trial was fair in accordance with "notions of basic
fairness and justice", or with the "ideas
underlying the
concept of justice which are the basis of all civilised systems of
criminal administration".'
That was an authoritative
statement of the law before 27 April 1994. Since that date s 25(3)
has required criminal trials to be conducted
in accordance with just
those 'notions of basic fairness and justice'. It is now for all
courts hearing criminal trials or criminal
appeals to give content to
those notions.”
I am in respectful
agreement with this illuminating dictum.
The accused was
charged and convicted of assault with intent to cause grievious
bodily harm in the Magistrate’s Court, Olifantshoek.
He was
sentenced to imprisonment for six (6) months wholly suspended on
suitable conditions.
When this matter came for review in
terms of section 302 of the
Criminal
Procedure Act 51 of 1977
(CPA)
Mokgohloa AJ
had
serious misgivings as to whether the proceedings were in accordance
with justice. She sent a query to the magistrate setting
out her
query. The magistrate has since responded and maintains that the
proceedings were proper and in accordance with justice.
The
magistrate requests that the conviction and sentence be confirmed.
I regret to state that
I do not agree with the magistrate. A perusal of the transcript
will reveal three gross irregularities committed
by the magistrate
during the trial which in my view vitiate the entire proceedings.
To my mind the nature of the irregularities
is such that it cannot
be said that the accused received a fair trial. I now proceed to
deal with the three irregularities.
It is clear from the transcript
that after the charge was read to the accused, the accused was
confused as to whether he was pleading
guilty or not guilty. In his
desperate but ill-advised attempt to prove his innocence, he
proceeded to put a full version before
the court. Instead of
stopping him and fully and clearly explaining the procedure provided
for in section 115 of the CPA to him
and in particular his right to
remain silent, and not to make any admissions, the magistrate
allowed and even encouraged the accused
to give a lengthy statement
or version under the guise of a plea-explanation. It is patently
clear that the accused, whom the
record shows that, he had only
progressed up to Standard 2 in his scholastic career, was at sea.
Understandably, he could not
have understood and appreciated the
legal implications of what was happening. Rather disturbingly the
accused was made to speak
out when he did not know that he did not
have to. To my mind, the accused was wrongfully denied of the
procedural safeguards provided
for in section 115 of the CPA. In
the same breath, it needs to be borne in mind that Section 35(3)(h)
of the Constitution guarantees
an accused the right to remain silent
during the proceedings. In order not to render this fundamental
right nugatory, it is imperative
that an accused be fully informed
of his rights in terms of Section 115. In particular he/she
requires to be advised in clear
terms that he/she is not obliged to
make any statement or admissions. In my view, it is inimical to if
not subversive of the accused’s
right to a fair trial for an
unwary accused to be hoodwinked into disclosing his/her defence
against his/her wishes, like it happened
in
casu
.
Furthermore, a careful perusal of
the record shows clearly that the accused did not know how to
cross-examine state witnesses.
When it became clear to the accused
that he was floundering and not making any progress in his attempts
to cross-examine the complainant
in particular, he threw in the
towel and intimated that he required a legal representative. Quite
inexplicably this innocuous
request by the accused, elicited a
rather curt and dismissive response from the magistrate. This is
what the magistrate said:
“
Hof:
Nee meneer, vra die vrae. U het ges
ê
u wil self praat.”
Needless
to say that faced with such a response, the accused kow-towed and
proceeded to flounder in his aimless cross-examination
which had no
effect whatsoever.
Section 35(3)(f) of the
Constitution provides in clear and express terms that every accused
person is entitled to a fair trial,
which includes the right to
choose and be represented by a legal practitioner and to be
informed of this right. Section 7(2)
of the Constitution commands,
in peremptory terms that the state must respect, protect, promote
and fulfill the rights in the Bill
of Rights. Manifestly Section
35(3)(f) is such a right. The fact that the accused had elected, at
the commencement of the trial
to conduct this own defence, does not
per se
mean that he had forfeited his right to a legal representative. An
accused person retains his/her right at any stage of trial
to change
his/her mind and to engage a legal representative. Experience
teaches us that there is a plethora of facts and circumstances
which
might influence an accused person to change his/her mind to engage a
legal representative during a trial. In fact this case
best
illustrate some of the events or causes which might influence an
accused to opt for legal representation. In
casu
,
the accused opted for legal representation when he realized that his
efforts to discredit and break, the complainant down were
not
bearing any fruits. To my mind, the refusal by the magistrate to
allow the accused to engage a legal representative was unjustified.

Clearly, this decision had the effect of unjustly denying the
accused his fundamental right to a legal representation. It follows
logically in my view that it cannot be said that the accused had a
fair trial.
What compounds the problem even
further is that at the close of the defence case, the magistrate
proceeded to give judgment without
having given neither the state
nor the accused the opportunity to address the court on the merits
of the case. The right of the
state and the accused to address the
court after all evidence has been adduced but before judgment, is
embodied in section 175(1)
and (2) of the CPA. Although the section
is couched in discretionary terms, it is an established and salutary
practice which is
deeply entrenched in our criminal justice system
that every accused person should be afforded an opportunity to
address the court
on the merit before judgment unless the accused
waives such a right. To my mind the failure by the magistrate to
allow the accused
the right to address the court on the merits of
the case denied the accused the opportunity to try and persuade the
court to accept
his version by inter alia, pointing out weaknesses
or defects in the state’s case; improbabilities, contradictions
and inconsistencies
which might have been there in the state’s
case or even impugning the credibility and demeanor of state
witnesses etc. Clearly
the importance of an address on the merits
of the case is self-explanatory. The prejudice which the accused
suffered is self-evident.
It follows that the accused was denied
the right to a fair trial. See S v
Mabote
en Andere
1983(1) SA
745 (O) ;
S v Kwinda
1993(2) SACR 408 (V).
It is unfortunate that, the
admitted evidence tends to support the state’s case against the
accused. It may therefore appear,
at face value, that the
conviction of the accused was justified. However, one can never
know what might have happened were the
irregularities referred to
not committed. See
S
v Shabangu
1976(3)
SA 555 (A) at 558 F-H. I have found ample support for my view in
the dictum by
Kriegler J
in
S
v Makhandela
2007(2)
SACR 620 (WLD) at p630 c-d where he articulated the correct legal
position as follows:
“
Now,
since the advent of the constitutional endorsement and expansion of
an accused’s right to legal representation as an element
of the
right to a fair trial (under S35(3)(f) and (g), the comprehensively
fatal effect of the denial of this right is all the clearer.
Where,
as in this case an accused person duly elects to be legally
represented … but is wrongly denied such right, there can be
no
fair trial. The relative strength of the prosecution case or
weakness of the defence is irrelevant. So, too, is the complexity
or
gravity of the case or the ability of the accused to make a competent
defence. I therefore find it unnecessary to enquire any
further.”
To
my mind, the sort of irregularities committed by the magistrate are
so serious and gross that they go to the core or kernel of
a fair
trial. In the circumstances and given the seriousness of the
irregularities, I am unable to find that the proceedings
herein
were conducted in accordance with “those basic notions of fairness
and justice” as propounded by Kentridge AJ in the
Zuma case.
Fairness and justice demand that these proceedings be set aside.
In the result and for the
aforegoing reasons, I find that the accused did not have a fair
trial and consequently the conviction
and sentence are set aside.
_____________________
L
O BOSIELO
ACTING
JUDGE PRESIDENT
Northern
Cape Division
I
concur
_____________________
F
E MOKGOHLOA
ACTING
JUDGE
Northern
Cape Division