S v Kgomotsana (189/2008) [2008] ZAFSHC 35 (5 June 2008)

85 Reportability
Criminal Procedure

Brief Summary

Criminal Procedure — Fair trial — Right to cross-examine — Accused convicted of housebreaking and assault — Conviction set aside due to gross irregularity in trial proceedings — Magistrate failed to assist accused in cross-examination and did not ensure fair treatment — Irregularities led to failure of justice, rendering conviction unsustainable.

Comprehensive Summary

Summary of Judgment


Introduction


This was a High Court review of criminal proceedings conducted in the Magistrates’ Court, Bloemfontein. The matter came before the Orange Free State Provincial Division (Free State High Court, Bloemfontein) as a review in which the reviewing court was not satisfied that the proceedings in the magistrates’ court were in accordance with justice and consequently sought reasons from the presiding magistrate.


The parties were the State as prosecutor and Selloane Agnes Kgomotsana as the accused person. The accused had been tried and convicted in the magistrates’ court on charges of housebreaking with intent to do grievous bodily harm and assault with intent to do grievous bodily harm.


The procedural history reflected that the accused was convicted as charged on 31 January 2008 and sentenced to nine months’ imprisonment, of which five months were suspended for four years on specified conditions. She was also declared unfit to possess a firearm. The review court queried the correctness of both the conviction and sentence, and the magistrate furnished reasons in response.


The general subject-matter of the dispute concerned whether the accused had received a fair criminal trial, with particular attention to the quality and reliability of the State’s evidence, the handling of contradictions and injuries, and (centrally) whether the presiding magistrate properly discharged the duty to assist an unrepresented accused in cross-examination and maintained appropriate impartiality and courtesy.


Material Facts


The State’s case, as relied upon by the reviewing court, was characterised as muddled, attributed to the poor quality of the record and different versions given by the complainant at different stages of her testimony (including differences between her evidence-in-chief and what emerged under questioning by the court).


In essence, the complainant alleged that on the night of 21 April 2008 she was at home when the accused forced entry into her home and stabbed her with a broken piece of bottle, said initially to have caused a cut on her knee. The complainant’s account of the injuries later shifted, as she told the court she sustained three open wounds on her right leg. No medical report was produced; the complainant did not obtain medical attention from a doctor or hospital.


The complainant’s knowledge of the accused was also not consistently presented. She initially denied knowing the accused before the incident, but later admitted that both she and the accused were involved in a love relationship with a person referred to as “Thobela”. It further emerged that the accused had confronted the complainant earlier that day, and that Thobela was present or nearby at the time when the stabbing was alleged to have occurred.


The complainant’s son testified for the State and supported the allegation that the accused stabbed the complainant with a broken piece of bottle on her leg at their home.


The defence version (supported by the accused and by Thobela) was that the accused did not stab the complainant. The accused maintained that the complainant was cut by a fence while jumping over it to Thobela’s home when Thobela was chasing her and threatening her with a stick. The accused also alleged that the complainant had thrown stones at her while the accused was in Thobela’s company. Thobela corroborated the defence in material respects, including that the complainant threw stone(s), that he chased the complainant with a stick, and that the complainant probably cut herself when she jumped over the fence while fleeing.


The reviewing court treated as established that the accused and the complainant met on the day in question, but noted that different versions then emerged regarding what followed. A further material factual feature for the reviewing court was that the magistrate engaged in extensive questioning aimed at identifying and clarifying the complainant’s injuries, during which the magistrate struggled to discern the relevant injury among multiple scars, and in the course of which new information was elicited. After this questioning, neither the State nor the accused asked follow-up questions, despite the magistrate’s questioning having raised matters not previously addressed in the State’s examination.


Legal Issues


The central legal questions the reviewing court was required to determine were whether the proceedings in the magistrates’ court were in accordance with justice, and in particular whether there had been a gross irregularity resulting in a failure of justice such that the conviction and sentence could not stand.


A key issue concerned the fair-trial implications of the accused’s limited and ineffective cross-examination and whether the magistrate had properly assisted an unrepresented accused to understand and exercise the right to cross-examination, including the need to put her version to State witnesses and the consequences of failing to do so. This issue was not merely factual; it concerned the application of legal standards of procedural fairness to the conduct of the trial record as a whole.


A further issue was whether the presiding magistrate maintained the required impartiality, open-mindedness, and courtesy in managing the trial and questioning witnesses, and whether any departure from those standards contributed to an unfair trial and failure of justice.


While the judgment also referenced the general criminal-law standard of proof, the decisive questions on review were primarily procedural and evaluative, focused on whether the trial process met the threshold of fairness rather than a full merits reassessment of the evidence.


Court’s Reasoning


The reviewing court reiterated the established principle that in criminal trials the State bears the onus to prove guilt beyond reasonable doubt, while an accused is only required to provide an explanation that is reasonably possibly true. The reviewing court referred to the approach described in S v Chabalala 2003 (1) SACR 134 (SCA) and S v V 2000 (1) SACR 453 (SCA), emphasising that the proper inquiry is not whether the court believes the accused, but whether, on the totality of probabilities and improbabilities, guilt is proved beyond reasonable doubt.


Against that framework, the reviewing court observed that the State’s evidential presentation was materially weakened by the complainant’s shifting descriptions of her injuries and the absence of a medical report. The reviewing court highlighted that the State did not prove that the complainant sustained injuries congruent with being stabbed by a broken bottle, and that the complainant’s description was initially framed as a cut rather than clearly as multiple stab wounds.


The reviewing court then focused on the manner in which the trial was conducted, particularly the magistrate’s role in questioning. It noted that the magistrate’s questioning elicited new evidence about injuries, yet the accused (who was unrepresented) was not assisted to engage with these newly raised matters through cross-examination. The reviewing court regarded it as significant that after the magistrate’s questioning neither party asked further questions, notwithstanding that the court itself had introduced fresh detail.


A substantial part of the reasoning addressed the duty of a presiding officer to assist an unrepresented accused in effectively conducting cross-examination. The reviewing court referred to S v Govela 1987 (4) SA 297 (O) and emphasised that, throughout cross-examination, the accused had not been assisted to put relevant questions or to put her version to witnesses in a concise and meaningful way. The reviewing court also noted that when the accused attempted to put her version to the complainant’s son after asking only a single question, she was stopped, and her response reflected an inability to proceed effectively.


The reviewing court considered it problematic that the magistrate later criticised the accused’s failure to cross-examine on material issues, despite the lack of guidance and assistance during the trial itself. In this regard, the reviewing court relied on the approach articulated by the Full Bench in S v Sebatana 1983 (1) SA 809 (O), which recognised that untutored accused persons may fail to cross-examine effectively due to ignorance of the purpose and nature of cross-examination, and that presiding officers have a duty to assist by clarifying whether the accused disputes each material allegation and, where necessary, putting the relevant challenges to the witness. The reviewing court also cited S v Khambule 1991 (2) SACR 277 (W) and S v Modiba 1991 (2) SACR 286 (T) in support of this duty to assist.


Applying these principles to the record, the reviewing court concluded that the magistrate ought to have advised the accused to put her version to witnesses, or at least those portions relevant to each witness’s evidence, and that it would have been advisable to ask the accused directly whether she agreed with the material allegations made against her. The failure to do so, combined with later criticism of the accused’s cross-examination, was treated as a serious procedural defect.


The reviewing court ultimately characterised the magistrate’s conduct as a gross irregularity resulting in the accused not having had a fair trial, and therefore amounting to a failure of justice. On this basis alone, the reviewing court held that the conviction could not stand and that the proceedings should be vitiated.


Because the conviction was set aside on procedural grounds, the reviewing court held that it was unnecessary to analyse the sentence in detail, and that the sentence would automatically fall away with the conviction. It nevertheless referenced S v Lekgetho 2002 (2) SACR 13 (O) to illustrate the importance of appropriate judicial engagement with an accused during trial processes.


The reviewing court also addressed the broader issue of impartiality and courtesy by a presiding officer. It observed that the manner in which the magistrate addressed the accused and, to some extent, the complainant lacked impartiality and courtesy. The reviewing court underscored that a presiding officer must be absolutely fair to both sides, and it linked this to the right to equality before the law and equal protection of the law as referenced in section 8 of the Constitution. The reviewing court cited S v Abrahams and Another 1989 (2) SA 668 (E) for the proposition that courteous treatment is part of ensuring that justice is seen to be done, and relied on S v Mabuza 1991 (1) SACR 636 (O) for the standards applicable to judicial questioning, including avoiding conduct that undermines perceived impartiality, avoiding entering the “arena”, avoiding intimidation or upsetting of witnesses or accused, and ensuring fairness and open-mindedness are manifest. The reviewing court found that these standards had not been upheld.


Outcome and Relief


The High Court set aside both the conviction and the sentence imposed by the magistrates’ court.


The order was that the accused’s conviction and sentence are set aside. No separate costs order was made (consistent with criminal review proceedings as reflected in the judgment).


Cases Cited


S v Chabalala 2003 (1) SACR 134 (SCA)


S v V 2000 (1) SACR 453 (SCA)


S v Govela 1987 (4) SA 297 (O)


S v Sebatana 1983 (1) SA 809 (O)


S v Khambule 1991 (2) SACR 277 (W)


S v Modiba 1991 (2) SACR 286 (T)


S v Lekgetho 2002 (2) SACR 13 (O)


S v Abrahams and Another 1989 (2) SA 668 (E)


S v Mabuza 1991 (1) SACR 636 (O)


Legislation Cited


Constitution of the Republic of South Africa (as referred to in the judgment), section 8


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The reviewing court held that the magistrate committed a gross irregularity in the conduct of the trial, principally by failing to properly assist the unrepresented accused in exercising the right of cross-examination and in putting her version to State witnesses, and by subsequently criticising the accused for deficiencies in cross-examination despite the lack of assistance.


The court further held that these procedural defects resulted in the accused not receiving a fair trial, amounting to a failure of justice, and that on this basis the conviction could not stand. The conviction and sentence were accordingly set aside.


The court additionally held that the presiding officer’s conduct displayed a lack of the required impartiality and courtesy, falling short of the standards expected of judicial officers in questioning and courtroom management, reinforcing the conclusion that the proceedings were not in accordance with justice.


LEGAL PRINCIPLES


A criminal conviction requires proof beyond reasonable doubt by the State; an accused need only advance an explanation that is reasonably possibly true, and the evaluation is based on the totality of probabilities and improbabilities when deciding whether guilt has been proved.


Where an accused is unrepresented, the presiding officer bears a duty to provide practical assistance to ensure a fair trial, including facilitating meaningful cross-examination. This may require the presiding officer to clarify whether the accused disputes each material allegation, to guide the accused on the need to put her version to witnesses, and, where appropriate, to ensure that disputed aspects are properly put to State witnesses.


A presiding officer must maintain impartiality, avoid descending into the “arena”, and conduct questioning and trial management in a manner that does not intimidate or unfairly unsettle witnesses or the accused. The presiding officer must also maintain appropriate courtesy, as this is integral to ensuring that justice is not only done but is seen to be done.


A failure to meet these procedural fairness standards, where it results in a failure of justice, constitutes a reviewable irregularity that may justify setting aside a conviction and sentence.

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[2008] ZAFSHC 35
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S v Kgomotsana (189/2008) [2008] ZAFSHC 35 (5 June 2008)

IN THE HIGH COURT
OF SOUTH AFRICA
(ORANGE FREE STATE
PROVINCIAL DIVISION)
Case
No.: 189/2008
In the case between:
THE STATE
and
SELLOANE
AGNES KGOMOTSANA
_______________________________________________________
CORAM:
MOCUMIE, J
et
MOLEMELA, AJ
___
____________________________________________________
JUDGMENT:
MOCUMIE, J
_______________________________________________________
DELIVERED
ON:
5 JUNE 2008
_______________________________________________________
[1] The accused appeared
in the Magistrate Court, Bloemfontein on a charge of housebreaking
with intent to do grievous bodily harm
and assault with intent to do
grievous bodily harm. On 31 January 2008 she was convicted as
charged and sentenced to 9 months
imprisonment of which 5 months
imprisonment was suspended for a period of four years on condition
that the accused is not convicted
of housebreaking with intent to
assault and assault with intent to do grievous bodily harm or
assault common committed during the
period of suspension. She was
also declared unfit to possess a firearm.
[2] I
was not satisfied that the proceedings were in accordance with
justice and sent a query to the Magistrate requesting her reasons
for the conviction and sentence. The Magistrate responded and I
thank her.
[3] The evidence of the
State is somewhat muddled due to the poor quality of the record and
the different versions given by the
complainant in her
evidence-in-chief and that which emerged from the court’s
questions.
[4] In essence the
complainant alleged that she was home on the night of 21 April 2008
when the accused budged into her home and
allegedly stabbed her once
with a broken piece of bottle on her knee. Initially she told the
prosecutor that she sustained a cut
on her knee and later on told
the court that she sustained three open wounds on her right leg. No
medical report was submitted
as she did not seek medical attention
from a doctor or the hospital.
[5] She initially denied
knowing the accused prior to this incident but later admitted that
both were involved in a love-relationship
with one “Thobela”,
that the accused had confronted her during the day and that Thobela
was present or at least in the vicinity
when the accused allegedly
stabbed her.
[6] Her
son testified that the accused stabbed the complainant with a broken
piece of bottle on her leg at their home.
[7] The accused denied
stabbing the complainant with a broken piece of bottle. She averred
that the complainant was cut by a fence
when she jumped over to
Thobela’s home when Thobela was chasing her and threatening her
with a stick. She averred further that
it was the complainant that,
hit her with a stone on her way back from buying ‘snoek’ fish
whilst she was in Thobela’s company.
Thobela corroborated her in
material respects: That the complainant threw a stone(s) at the
accused; that he chased after the
complainant with a stick; that she
probably cut herself when she jumped over the fence when she fled
from him.
[8] The Magistrate
referred to the contradictions between the accused and her witness.
Inter
alia
she referred to the following: The part on which the accused was
struck with a stone(s), whether they were drunk and where the
incident happened. She found the accused’s version to be
improbable.
[9] It is trite that in
criminal trials, the State must prove its case beyond reasonable
doubt. The accused is only expected to
give a reasonably possibly
true explanation. The test is not whether the court believes the
accused but whether in the light of
all the probabilities and
improbabilities on both sides the accused is guilty. The approach
to be adopted is set out clearly in
S
v Chabalala
2003 (1) SACR 134
(SCA) at 135a – i and
S
v V
2000 (1) SACR 453
(SCA) at 455 B-C.
[10] In the set of facts
the State proved that the accused and the complainant met on the day
in question. From there different
versions emerged as alluded to in
para 7 above.
[11] The State did not
prove that the complainant sustained injuries congruent to being
stabbed with a piece of broken bottle.
The complainant said clearly
it was a cut. The Magistrate then questioned the complainant to
establish the injuries as it appeared
at that stage that she
sustained three open wounds which the Magistrate struggled to find
from the many scars the complainant had.
This is what the
Magistrate elicited from the complainant
verbatim
on page 24 - 26 of the record.
“
Can
I see the injury?
---….
Which one? --- … (reply not
interpreted).
…
(Question not
interpreted). Which one, you have got too many … (intervenes).
--- … (speaking simultanouesly).
Scars there. I want to see the
one that he (?) stabbed you. The one that was caused by the
accused. There are so many scars there.
--- (Through interpreter:)
it is all of … (indistinct).
Ma’am, which one did she …
(intervenes). --- … (reply not interpreted).
Do
you see a scar, … (further question not interpreted). --- …
(intervenes).
I
saw those scars. ---… (indistinct).
Are
they visible? ---… (no audible reply).
We(?)
on record?
PROSECUTOR
(?): Yes.
COURT:
Are they visible, the scars? --- ((?) Not through interpreter:) ee.
How
many? --- Three.
Were
those scars cause by the accused? – ee.
Didn’t you say that she stabbed
you once? --- Ee once. (Through interpreter :) it is a bottleneck
and it is round.
It …(squeaking) is round? --- …
(intervenes).
Which
part, which part of the bottleneck? ---… (reply not interpreted).
How did you know that it is a
bottle if … (witness intervenes) did not see(?) …(indistinct)?
--- (Through interpreter :) I saw
it. It is brown. It is a bottle.
How big was it? ---- He(?) was
grabbing it like this…
Which
part is it, the bottle has got a neck? --- (Not through
interpreter:) on the neck.
She
was grabbing it on the neck? --- And it was broken.
Ma’am,
the bottle is like this… --- Bottleneck.
So
he(?) was holding the neck? --- Ee, … (intervenes).
…
(speaking
simultaneously). You know what! You talk too much! You talk too
much and you do not listen! I am talking, you’re answering.
I am
saying, the bottle has got a neck like this one of mine, this is a
neck, then this is the body; where exactly on the body
was it
broken? --- (Through interpreter:) … (indistinct) throughout(?)
the … (indistinct). It is broken here.
In
the middle? --- Yes(?).
When
she arrived with the bottle, was it already broken?
---
(Not through interpreter:) it was already broken.
You
said that at Mangaung they said that those wounds cannot be
stitched. Why? --- (Through interpreter:) I do not know.
Are
they doctors now, the police? --- I do not know.
Questions
from the court’s questions?”
Both the State and the
accused had no questions to put to the witness after the court’s
questions. This was despite the fact
that the Magistrate in her own
questions raised new evidence pertaining to the injuries the
complainant allegedly sustained.
[12] During
cross-examination the accused denied stabbing the complainant and
being inside her house on the day in question. When
she had to
cross-examine the complainant’s son she put one question only.
The next time she wanted to put her version to the
witness she was
stopped. She then simply said
:
“that which you just said, is not true. I cannot be able to ask
you questions on lies …”
.
See
S
v Govela
1987 (4) SA 297
(O). Throughout her cross-examination the accused
was not assisted by the Magistrate to put relevant questions and put
her version
to the witnesses in a concise manner. Neither was she
assisted to put questions to the complainant after the Magistrate
raised
new issues which the State did not raise earlier on.
[13] In
her judgment the Magistrate attacked the accused’s failure to
cross-examine on anything material. As she puts it:
“
The
complainant was cross examined by the accused then but nothing
material came f
rom
that cross-examination because it was about … It came to this
court’s attention that the accused is disputing that she was
at
the complainant’s place and stabbed her.”
[14] With regard to the
complainant’s son the Magistrate criticized the accused’s cross
examination by asking one question in
the following words:
“
Then the accused went on by
saying: These people are lying. That is the only thing that she
could say…”
In
S
v Sebatana
1983 (1) SA 809
(O) at 812 A the Full Bench of the Free State
Provincial Division had the following to say:
“
Experience
has repeatedly taught us that, particularly in the case of
illiterat
e
and untutored Black accused, they may put a few irrelevant questions
to a State witness, or no questions at all and then subsequently
give evidence which conflicts with that of the State witnesses in
material respects. This may be the result of ignorance about
the
true nature and purpose of cross-examination, notwithstanding an
explanation by the Magistrate of the accused’s “right”’
in
that connection. The presiding officer in such a case has a duty to
assist the accused in presenting his defence by way of
cross-examination by, for example, expressly asking him whether he
agrees with each material allegation made against him by a State
witness. In this way it should in most instances rapidly become
clear which evidence is disputed, and the presiding officer can
himself put the necessary question or contention to the State
witness.
This would at
least give the accused the impression that he is being fairly
treated during the trial.”
See also
S
v Khambule
1991 (2) SACR 277
(W);
S
v Modiba
1991
(2) SACR 286
(T).
[15] The court ought to
have advised the accused to put her version to the witness or as
much of it as it related to the evidence
of the witness. It was
advisable to ask the accused outright whether she agreed with
material allegations against her.
[16] I think in this
case the Magistrate committed a gross irregularity and the accused
has not had a fair trial. There has in
fact been a failure of
justice. In my view there is no doubt that the facts clearly show
that the irregularity of failure to advice
the accused as to her
rights to cross-examination and the consequences of such failure led
to a failure of justice. On this basis
alone the conviction cannot
stand and the proceedings ought to be vitiated.
[17] In the light of
what I have said in the above paragraphs it is not necessary to go
into the sentence imposed. It goes without
saying that it will
automatically fall by the way-side. Especially taking into account
the words of
Musi
J
in
S
v Lekgetho
2002 (2) SACR 13
(O) at 17f:
“
Moreover, the crass manner in
which the accused was invited to address the court betrays the
magistrate's disinterest in whatever
the accused might have wanted
to say.”
[18] However there is
one last aspect that needs to be addressed: Impartiality and
courtesy of a presiding officer. In my observation
the manner in
which the accused and to some extent the complainant were addressed
by the Magistrate lacked impartially and courtesy
throughout the
whole proceedings e.g. The complainant was told at page 25 of the
record:
“
You know what! You talk too
much. You talk too much and you do not listen …”
To the accused it was
said, at page 81 of the record:
“
But
the way you were saying it … You were challenging me by your
physique, the way you are standing the way you are ta
lking
to me …”
[19] A presiding officer
must endeavour at all times to be absolutely fair to both the
prosecution and the defence. The individual
before her or him has
the right to equality before the law and to equal protection by the
law (section 8 of the Constitution).
Kroon
J
said the following in
S
v Abrahams and Another
1989 (2) SA 668
(E) at 670:
“
Courteous treatment of
witnesses and accused persons is, after all a facet of the maxim
that justice must be seen to be done.”
A judicial officer can
only properly fulfill his or her demanding and socially important
duties if he or she guards against his
or her own actions, is
attentive to his or her own weaknesses (such as impatience),
personal opinions and whims, and continually
restrains them. The
standards which a judicial officer should maintain in the
questioning of witnesses and the accused have been
summarised in
S
v Mabuza
1991 (1) SACR 636
(O) at 638 g – i as follows:
(1) The court should not
conduct its questioning in such a manner that its impartiality can
be questioned or doubted;
(2) The court should not
take part in the case to such an extent that its vision is clouded
by the dust of the arena and is unable
to adjudicate properly on the
issues;
(3) The
court should not intimidate or upset a witness or the accused so
that his or her answers are weakened or his or her credibility
shaken; and
(4) The
court should conduct the trial in such a way that its impartiality,
its open mindness, its fairness and reasonableness are
manifest to
all who have an interest in the trial, in particular the accused.
Clearly in this case
the Magistrate failed to uphold these standards.
Musi
J’s
words in
Lekgetho
supra
at 17b – c cannot be overemphasized.
[20] In the
circumstances I make the following order:
ORDER
The conviction and
sentence of the accused are set aside.
___________________

B. C. MOCUMIE, J
I
concur.
___________________
M.
B. MOLEMELA, AJ
/em