Ex Parte Mahon (21160/08) [2009] ZAGPPHC 155; 2010 (2) SA 511 (GNP) (14 October 2009)

80 Reportability
Legal Practice

Brief Summary

Admission — Candidate attorney — Application for admission as attorney — Applicant sought condonation for irregular service as candidate attorney due to probationary employment — Court considered whether service during probationary period could be regarded as substantially equivalent to regular service — Applicant had performed duties of a candidate attorney and received appropriate training despite lack of formal articles during initial period — Application granted, recognizing de facto service as sufficient for admission, while cautioning against similar future applications due to potential exploitation.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were an ex parte application for admission as an attorney in the Gauteng North High Court, Pretoria. The applicant, Rochelle Mahon, sought admission as an attorney of that court.


Although brought ex parte, the application was opposed by the Law Society of the Northern Provinces, which participated to contest whether the applicant’s period of service prior to the registration of her articles could lawfully be recognised for purposes of admission.


Procedurally, the court heard argument and initially admitted the applicant, indicating that reasons would be furnished later. The judgment supplies those reasons, focusing on whether the applicant’s early period of employment could be condoned as irregular service and treated as substantially equivalent to regular service under a registered contract of articles, and addressing a further, uncontested request for condonation relating to absence exceeding statutory leave.


The general subject-matter was the interpretation and application of the Attorneys Act 53 of 1979 provisions governing articles of clerkship, the definition of a candidate attorney, and the court’s discretionary power to condone irregular service where statutory requirements were not strictly met but the substance and purpose of training and supervision had been satisfied.


2. Material Facts


The court proceeded from several facts that were common cause. The applicant was an adult South African citizen of full legal capacity who had passed an appropriate matriculation examination, and whose LLB degree was conferred in September 2006. She intended to qualify as an attorney and worked at a firm of attorneys, DM Kisch Incorporated, which was described as a prominent firm specialising in intellectual property and trade mark matters.


On 27 December 2005, the applicant and the firm concluded a written agreement employing her for a three-month probationary period commencing 3 January 2006, with the express stipulation that an articles agreement would only be signed after successful completion of that probation. In the written agreement, she was described as a Candidate Trade Marks Attorney. The applicant began working at the firm from January 2006.


A central factual feature was that, despite the applicant working from 3 January 2006 and despite it being undisputed that she was trained and instructed as if she were a candidate attorney, the principal refused to sign articles after the probationary period. The principal insisted he would only sign once she had passed all subjects required for the LLB degree so that a two-year contract of articles (as contemplated in the Act) could be entered into. The court noted that this condition was not contained in the applicant’s employment contract and that the applicant had little practical choice but to accept the position imposed by the principal.


The applicant’s articles contract was eventually signed and then submitted to and registered with the Law Society (the judgment records signature and registration as occurring on 28 May 2006). The effect of this was that, when she commenced employment in January 2006, she was not yet bound under “articles of clerkship” as defined in section 1 of the Attorneys Act, because she did not yet have a written and registered contract requiring service under the control of a duly admitted attorney.


A further factual issue concerned an interruption of service. In July 2007, the applicant interrupted her service for five weeks due to illness, hospitalisation, and recuperation, resulting in absence exceeding the statutory leave maximum of 30 days in a year. The Law Society did not object to condonation of this absence, and that component of relief was not contentious.


The disputed aspect relevant to outcome was not whether the applicant had in fact performed candidate-attorney functions and received training during the first months of 2006; these were not disputed. The controversy concerned whether that pre-registration period (from 3 January 2006 to May 2006) could legally be treated as substantially equivalent to regular service under a properly registered contract, thereby permitting her admission without insisting on two full years of strictly regular service calculated only from the registration date.


3. Legal Issues


The central legal question was whether the applicant’s service from 3 January 2006 to May 2006, performed before she was formally bound under registered articles, could be recognised as irregular service that was nonetheless “substantially equivalent to regular service” and therefore capable of condonation under section 13(2) of the Attorneys Act 53 of 1979.


A related issue was whether the court should condone the applicant’s period of absence exceeding statutory leave limits. However, this was not contested and did not require substantial adjudication.


The dispute primarily concerned the application of law to fact, specifically the application of the statutory test in section 13(2) to an accepted factual matrix about the applicant’s work, training, supervision, and the circumstances leading to late signing and registration of articles. The court also undertook an evaluative judgment in determining whether sufficient cause existed for the irregularity and whether condonation would serve the purposes of the Act and the public interest.


4. Court’s Reasoning


The court began by emphasising the statutory framework. It highlighted that the Attorneys Act defines a “candidate attorney” as a person bound to serve under articles of clerkship, and that the Act requires articles to be in writing, registered, and served under the supervision of the Law Society. The court treated these requirements as serving the public interest by ensuring proper training and ensuring that future officers of the court are assessed for intellectual and moral fitness. The court accepted the Law Society’s concern that these safeguards should not be diluted.


At the same time, the court recognised that the Act itself contemplates that strict compliance may not always occur, and it pointed to the statutory mechanism in section 13(2), which empowers a court to permit admission despite irregular service if satisfied that the irregular service was occasioned by sufficient cause, that the service was substantially equivalent to regular service, and that the Law Society had due notice of the application. The court’s reasoning therefore proceeded by assessing the applicant’s circumstances against these statutory criteria.


The court identified features supporting substantial equivalence and sufficient cause. It accepted as significant that the applicant intended throughout to qualify as an attorney and entered the initial employment arrangement intending to be bound in practice as if she were already a candidate attorney. Although the principal did not intend to be formally bound until later, the applicant was effectively required to work during probation as if she were a candidate attorney. The court considered it material that the firm was reputable, that the principal was at all times an officer of the court fit to act as principal, and that the training, supervision, and control exercised over the applicant during the first five months of 2006 were of the same nature and quality as after formal registration of articles. The court regarded it as important that none of these matters was placed in dispute.


In addition, the court took into account the practical context in which the irregularity arose. It noted that the principal’s insistence on postponing signature until the applicant could enter into a two-year contract was not reflected in the original employment contract and that the applicant had little choice. The court also observed that the probationary arrangement was drafted by the principal and appeared aimed at avoiding commitment to an articled clerk who might not be suitable, rather than reflecting the applicant’s preferences. This formed part of the court’s assessment of whether it would be just to penalise the applicant by disregarding a period of service that, in substance, mirrored the service required by the Act.


The court also placed the matter within a constitutional and purposive interpretive context. It referred to section 22 of the Constitution, recognising a protected right to choose a profession, subject to statutory regulation. Citing Ex parte Ndabangaye [2004] 1 All SA 229 (C) and S v Lawrence; S v Negal; S v Solberg 1997 (4) SA 1176 (CC), the court treated limitations on entry into the attorneys’ profession as requiring interpretation ensuring that the limitation serves a constitutionally sanctioned purpose, particularly the protection of the public and the integrity of the profession.


The court further relied on the principle that, in pursuing legislative objectives, the Act should be applied to achieve its substantive purpose rather than frustrate it through an unduly legalistic approach, referencing Ex parte Mothuioe (Law Society, Transvaal Intervening) 1996 (4) SA 1131 (T). Applying this approach, the court reasoned that substantive justice would not be served by refusing admission where the applicant had, de facto, performed the functions of an articled clerk and received appropriate instruction for two full years, despite the contract being registered only about five months after commencement of employment.


Finally, while granting relief, the court included a cautionary evaluative note. It warned that courts may not in future be as amenable to recognising similar probationary periods as substantive service, and indicated that such contracts should be discouraged because they may be exploitative and fall foul of express statutory provisions. This warning formed part of the court’s broader concern to uphold the statutory system while doing justice on the specific facts.


5. Outcome and Relief


The court allowed the application and granted condonation for the failure to serve two full years under a duly registered contract of articles, recognising the pre-registration period as substantially equivalent to regular service for purposes of admission.


The court also granted the applicant’s further, uncontested condonation relating to her period of absence exceeding the statutory leave period.


The applicant was admitted as an attorney of the court. The court made no order as to costs, notwithstanding that the Law Society’s opposition was described as reasonable and helpful to the court.


Cases Cited


Ex parte Ndabangaye [2004] 1 All SA 229 (C)


S v Lawrence; S v Negal; S v Solberg 1997 (4) SA 1176 (CC)


Ex parte Mothuioe (Law Society, Transvaal Intervening) 1996 (4) SA 1131 (T)


Legislation Cited


Attorneys Act 53 of 1979 (including section 1 and section 13(2))


Constitution of the Republic of South Africa, 1996 (section 22)


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The court held that, on the accepted facts, the applicant’s service performed before the formal signing and registration of her articles was irregular but was occasioned by sufficient cause and was substantially equivalent to regular service as contemplated in section 13(2) of the Attorneys Act 53 of 1979, thereby justifying condonation and permitting her admission as an attorney.


The court further held that the applicant’s extended absence from her principal’s office (exceeding statutory leave) was appropriately condoned, this aspect being uncontroversial.


The court admitted the applicant as an attorney and made no costs order, while cautioning against the future use of probationary arrangements that may undermine the statutory articles system or risk exploitation.


LEGAL PRINCIPLES


The Attorneys Act 53 of 1979 requires that service as a candidate attorney ordinarily occurs under a written, registered contract of articles of clerkship, supervised within the regulatory framework of the relevant Law Society, to protect the public and the integrity of the profession by ensuring proper training and oversight.


In terms of section 13(2) of the Attorneys Act 53 of 1979, a court may condone irregular service and permit an applicant to apply for admission as if regular service had been rendered, where the court is satisfied that the irregularity was occasioned by sufficient cause, that the service was substantially equivalent to regular service, and that the relevant Law Society had due notice of the application.


Statutory restrictions on access to a profession must be interpreted and applied consistently with section 22 of the Constitution, so that limitations on the choice of profession serve legitimate purposes, including protection of the public and preservation of professional integrity, while avoiding an approach that frustrates substantive justice through undue formalism.


A purposive approach is required in applying the Attorneys Act: courts should seek to achieve the Act’s substantive objectives and may, in appropriate cases, recognise the practical equivalence of training and supervision even where formal requirements were not timeously met, provided that the statutory safeguards and the public interest are not undermined.

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[2009] ZAGPPHC 155
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Ex Parte Mahon (21160/08) [2009] ZAGPPHC 155; 2010 (2) SA 511 (GNP) (14 October 2009)

IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
NORTH HIGH COURT PRETORIA
Case
number 21160/08
Date:14-10-2009
In
the ex
parte
matter
of
ROCHELLE
MAHON Applicant
For
her admission as an attorney of this Court
JUDGEMENT
1.
The
applicant is an adult female of full legal capacity residing at Unit
111
Feathertree
Park, Glover Avenue, Centurion, Gauteng.
2.
She applied for her admission as an attorney of this court.
3.
Her application was opposed by the Law Society of the Northern
Provinces.
4.
After argument was heard, the applicant was admitted as an attorney
of this court and it was indicated that the court's reasons
for doing
so would be provided at a later stage.
5.
At issue is the question whether the period she served as a candidate
attorney from the 3
rd
January 2006 to May 2006 can be regarded as service substantially
equivalent to regular service and therefore capable of being

condoned.
6.
She also seeks condonation for an extended period of absence from her
principal's office, exceeding the statutory leave period
of a maximum
of 30 days. This latter prayer is neither contentious nor contested.
7.
It is common cause that the applicant is an adult South African
citizen of full legal capacity; that she has passed an appropriate

matriculation examination and that the LL B degree was conferred upon
her during September 2006.
8.
Prior to obtaining the LL B degree, the applicant and her principal's
firm of attorneys, DM Kisch Incorporated, entered into
an agreement
dated 27 December 2005 in terms of which the applicant was employed
for a probationary period of three months commencing
on 3 January
2006 before a formal contract of articles would be signed.
9.
In the written agreement the applicant is described as a Candidate
Trade Marks Attorney.
10.
The clause dealing with her probationary period reads as follows:
"There
will be a 3-month probationary period, and your Articles agreement
will only be signed after the successful completion
of the
probationary period.
The
employment contract is only valid for the duration of your
candidature and therefore does not establish any precedent or
expectation
of future or permanent employment with the Company."
11.
While the applicant's assertion that she occupied the position of a
candidate attorney and was trained and instructed as such
by her
principal from the day she joined his professional firm is not in
dispute, her position is further complicated by the fact
that her
"Articles agreement" was in fact not signed after the
successful completion of her probationary period. Her
principal
refused to sign the agreement until she had passed all the subjects
required for the completion of the LL B degree, which
she only
managed to finalize in May 2006, as he wished to enter into a two
year contract of articles as provided for in section
2 (1)(a) of the
Attorneys Act 53 of 1979 ("the Act").
12.
The condition that the applicant should be in a position to enter
into a two - year contract of articles before a contract would
be
signed by her principal is not contained in her employment contract
of the 27 December 2007.
13.
It is clear that the applicant was given little choice in the matter
in this respect and could only accept her fate.
14.
Her articles contract was eventually signed on the 28
th
May 2008. It was duly submitted to the Law Society and registered as
such on the 28
th
May 2006.
15.
The applicant was forced to interrupt her service of articles in July
2007 for five weeks because of illness that led to her

hospitalization and required five weeks of recuperation.
16.
There is no objection to the condonation of her resultant absence
from her principal's offices for a period of more than 30
days in one
year.
17.
When the applicant commenced her employment with the principal's firm
in January 2006, she was not yet bound as a candidate
attorney by
articles of clerkship as defined by section 1 of the Act, namely by a
written contract requiring service under the
control of a duly
admitted and otherwise qualified attorney.
18.
Her formal articles, when eventually entered into, commenced only on
the date of signature thereof after due registration with
the Law
Society as set out above.
19.
Section 1 of the Act describes a "candidate attorney" as
"any person bound to serve under articles of clerkship".
20.
The requirement that articles of clerkship should be entered into in
writing, should be registered and be served under the supervision
of
the Law Society is obviously demanded by the Legislature and the
professions to ensure that candidate attorneys are given proper

training by principals that are in good standing with the Society. It
is clearly in the public interest that future officers of
the Court
should be properly trained and assessed as to their intellectual and
moral fitness before being admitted to the profession.
The Law
Society's concerns that there should be no dilution of these basic
principles are shared and enforced by the Courts.
21.
While a failure to comply with the provisions of the Act in regard to
the service of articles wili normally prevent the admission
of an
applicant to the profession, the Act provides that, in suitable
circumstances, the Court may recognize articles served other
than in
strict compliance with the statute as being sufficient to allow the
admission of the candidate concerned.
22.
Section 13 (2) of the Act reads:
"If
any person has not served regularly as a candidate attorney, the
court, if satisfied that such irregular service was occasioned
by
sufficient cause, that such service is substantially equivalent to
regular service, and that the society concerned has had due
notice of
the application, may permit such person, on such conditions as it may
deem fit, to apply for admission as an attorney
as if he had served
regularly under articles or a contract of service."
23.
The question whether the applicant's service could be regarded as
service "substantially equivalent to regular service"
must
be considered against the background of the following facts:
a)
The applicant intended at all times to qualify as an attorney;
b)
She entered into the employment contract of the 27
th
December 2006 with the intention to be bound as if she was a
candidate attorney already;
c)
Although the principal did not intend to be bound as such to the
applicant, the applicant was from the outset bound to perform
her
work during the so-called probationary period as though she was a
candidate attorney;
d)
The employment contract was entered into with a prominent and
internationally renowned firm of attorneys specializing in
intellectual
property, trade mark and related matters - a firm
well-known to the courts for the professional services its directors
and professional
staff render;
e)
The fact that the applicant was given training of a quality that was
in all respects equivalent to the instruction she received
once her
contract of articles was signed and registered, was never put in
issue;
f)
Nor was the fact disputed that she served her principal according to
the standards expected of and applicable to, and performed
the duties
of a candidate attorney as if her original contract of employment was
a contract of articles;
g)
Her principal was at all times an officer of this court and fit to
perform the function of a principal;
h)
The control and supervision he exercised over the applicant during
the first five months of 2006 was of the same nature, quality
and
standard as he exercised after the contract of articles was entered
into - this fact was also never disputed;
i)
The applicant could have entered into a valid contract of articles
for a longer period than two years in December 2005 with the
same
principal and the same attorney;
j)
Although the applicant does not deal with the issue directly, it
would appear that she and possibly her principal too, may have
been
under the impression that the applicant's service prior to the
signing of the contract of articles would be recognized as
service
under articles after the expiry of a two year period calculated from
the 3
rd
January
2006;
k)
The fact that the original contract of employment was provisional and
imposed a probation period upon the applicant was drafted
by the
principal with the obvious aim to avoid the employment of an articled
clerk who might not prove to be suitable for the position
and
certainly did not reflect the applicant's wishes;
I)
The applicant has in the meantime left the employer's firm to take
up a position with a commercial bank.
24.
The applicant has a constitutionally protected right to enter the
profession of her choice. Section 22 of the Constitution enshrines

this principle, subject to limitations being imposed upon the freedom
of choice by statutes regulating the particular profession.
As was
pointed out in
Ex
parte Ndabangaye
[2004]
1 All SA 229
(C), the curtailment imposed by the Act upon the freedom
to enter the attorneys' profession must be interpreted to ensure that
the limitation serves a purpose sanctioned by the fundamental right,
as set out in S
v
Lawrence; S v Negal: S v Solberg
1997
(4) SA 1176
(CC). One purpose of the Act is clearly to protect the
integrity of the profession and to ensure that the public is
protected against
unqualified or unscrupulous individuals entering
the profession.
25.
Another object of the Act is to protect persons entering the
profession as articled clerks from exploitation and to ensure that

they receive proper training and instruction.
26.
In pursuing the object of the legislature the Act must be applied to
ensure that the substantive objects thereof are achieved
rather than
frustrating their realization by an unduly legalistic approach:
Ex
parte Mothuioe (Law Society, Transvaal Intervening)
1996
(4) SA 1131
(T).
27.
This requires the court to consider the particular facts of each
individual case to ensure that substantive justice is done
to the
applicant in the context of his or her personal circumstances.
28.
Applying these principles to the facts recorded above it is clear
that substantive justice would not be achieved if the present

application were to be turned down. It would be unfair to the
applicant to ignore the fact that she has,
de
facto,
performed
the functions of an articled clerk and received appropriate
instruction for two full years, even
though
her contract was only registered only some five months after she
commenced her employment with her principal's firm.
29.
It was for these reasons that the application was allowed and
condonation of the failure to serve two full years under a duly

registered contract of articles was granted.
30.
A note of warning should be sounded, though, that the court may not
be as amenable to allow probationary periods served under
similar
contracts as the one considered in this judgment to be regarded as
substantive service in future. Apart from falling foul
of the express
provisions of the Act, such contracts must be discouraged as they may
be regarded as being exploitative of young
persons desperate to enter
the profession.
31.
The Law Society's opposition to this application was clearly
reasonable and the court is indebted to Mr Lamey for his carefully

reasoned arguments.
32.
No costs order is made.
Signed
at Pretoria on this
13
day
of October 2009.
E
Bertelsmann
Judge
of the High Court
I
agree. CP Rabie
Judge
of the High Court
For
Appl: Adv
For
the Law Society of the NP: Mr A. T. Lamey