S v Dladla (1721/08) [2009] ZAGPPHC 287 (10 September 2009)

80 Reportability
Criminal Procedure

Brief Summary

Criminal Procedure — Sentencing — Disparity in sentences for co-accused — Accused 1, a first offender, sentenced to imprisonment under section 276(1)(i) while Accused 3, with multiple previous convictions, received correctional supervision under section 276(1)(h) — Court finds sentencing of Accused 1 inappropriate given the circumstances and the principle of proportionality in sentencing — Sentence of Accused 1 set aside and substituted with four months' imprisonment antedated to the original sentencing date.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were an automatic review from the magistrates’ court, directed to the High Court for scrutiny of the appropriateness of sentence imposed after conviction. The review arose because a reviewing judge (Ishmail AJ) raised a concern regarding the apparent inconsistency between sentences imposed on two co-accused.


The parties were the State as prosecution and Bheki Dladla as the cited accused in the review heading, although the review judgment substantively addressed sentencing in respect of “accused 1” (a first offender) and “accused 3” (a repeat offender). The matter originated in the magistrates’ court at Barberton, where both accused were convicted and sentenced.


Procedurally, after the magistrates’ court finalised sentence, the matter served before the High Court on automatic review. Ishmail AJ queried why the first offender received a sentence under section 276(1)(i) while the repeat offender received a sentence under section 276(1)(h). The magistrate responded with reasons relying chiefly on a correctional/probation report (Exhibit “B”). The review then proceeded before Legodi J (with Seriti J concurring), who determined whether the sentence imposed on accused 1 was justifiable and whether interference was warranted on review.


The dispute concerned the proper exercise of the sentencing discretion, with particular focus on disparity of sentence between co-accused and the role and weight of probation/correctional supervision reports in selecting an appropriate sentencing option.


2. Material Facts


Accused 1 and accused 3 were convicted in the Barberton magistrates’ court of housebreaking with intent to commit a crime unknown to the State. This conviction was not disturbed on review.


It was undisputed that accused 1 had no previous convictions and was treated as a first offender. It was also undisputed that accused 3 had an extensive record, including three previous convictions of theft, four previous convictions of housebreaking with intent to steal and theft, and one previous conviction of being found in possession of suspected stolen goods.


Following conviction, the trial court imposed materially different sentence regimes. Accused 1 was sentenced under section 276(1)(i) of the Criminal Procedure Act 51 of 1977, which entails imprisonment but allows the Commissioner of Correctional Services a discretion to place the offender under correctional supervision. Accused 3, despite the extensive record, received correctional supervision under section 276(1)(h) (referred to in the judgment as “Act 105 of 1997”), a sentence which, in effect, does not require the offender to go to prison.


In explaining why accused 1 was not sentenced directly to correctional supervision in terms of section 276(1)(h), the trial court relied on Exhibit “B”, described as a correctional officer’s report. The report recorded concerns that accused 1 allegedly lacked a suitable positive address, family support, and employment, creating a risk of absconding and difficulty of monitoring. On that basis the report concluded that accused 1 did not qualify for section 276(1)(h), but that section 276(1)(i) could be considered.


The reviewing court noted factual content in the report indicating that accused 1 stated he resided at a particular address associated with his mother (recorded in the judgment as having passed away) and an older sibling, and that an address visit did not find anyone at home, with the contact person described as “currently on the system” and giving problems. The reviewing court treated it as significant that it was not suggested that accused 1 had no place of residence, and considered that the circumstances described should not necessarily have been used against him to exclude correctional supervision.


By the time of the review decision, accused 1 had already spent four months in prison following sentence imposed on 2 April 2009.


3. Legal Issues


The central legal questions were whether the sentencing court properly exercised its sentencing discretion in selecting section 276(1)(i) imprisonment for a first offender, particularly in circumstances where a repeat offender co-accused received section 276(1)(h) correctional supervision, and whether the resulting disparity of sentence was so serious as to warrant interference on review.


A further issue concerned the proper role of probation/correctional reports: whether the trial court effectively allowed such a report to substitute for the court’s own sentencing discretion, and whether the report’s reasoning (particularly as to monitoring risk and address suitability) justified excluding section 276(1)(h) for accused 1.


In addition, the court had to consider the scope of review powers regarding the co-accused’s sentence, noting the limitation that a sentence cannot be interfered with under section 304(2)(c) in the context described, even if the prosecution regarded the co-accused’s sentence as “shockingly lenient”.


Overall, the dispute was primarily about the application of sentencing principles to the facts, including an evaluative judgment on fairness, proportionality, and consistency in sentencing.


4. Court’s Reasoning


The High Court emphasised that sentencing is a discretionary function that must be exercised judicially and fairly, taking account of all relevant factors in a balanced manner without overemphasising some and underemphasising others. The court accepted that probation officers’ reports are important when correctional supervision is being considered, but stressed that such reports and recommendations cannot replace the court’s discretion in determining the appropriate sentence.


Applying these principles, the court expressed serious difficulty with the sentiments in paragraph 1.3 of Exhibit “B” and the conclusion that accused 1 did not qualify for correctional supervision under section 276(1)(h) due to address and monitoring concerns. The court reasoned that the report did not establish that accused 1 had no residence, and held that the fact that his mother was deceased and that his brother had a history of imprisonment should not, in itself, have been used to his detriment in deciding whether correctional supervision was feasible. The court considered that appropriate conditions could be set and monitored by correctional services officials.


A central feature of the reasoning was the disparity between the sentence of accused 1 and that of accused 3. The court considered the contrast to be grave: a first offender faced imprisonment under section 276(1)(i), while a repeat offender with numerous prior convictions avoided incarceration through section 276(1)(h). The court regarded this disparity as sufficiently serious that allowing it to stand could bring the criminal justice system into disrepute, and noted the likely incomprehensibility of this outcome from accused 1’s perspective.


The court also addressed broader sentencing considerations. It accepted that while the public is entitled to protection through prosecution and punishment, an individual offender should not be sacrificed entirely to that objective and that punishment should be commensurate with deserts. In this context, the court took into account the recognised practice that courts have been consistent in not sending first offenders to jail, even though there is no legal entitlement to a suspended sentence purely by reason of first-offender status.


The court further clarified that correctional supervision under section 276(1)(h) is not inherently a weak or lenient option. It noted that serious punishment can be imposed without imprisonment and that non-custodial measures may serve deterrent and community interests while avoiding the destructive effects incarceration can have on an offender.


Finally, the court considered the practical reality that accused 1 had already spent four months in prison by the time of the review and stated that this could not be reversed. This consideration informed the substituted sentence and the order for release.


5. Outcome and Relief


The High Court confirmed the conviction of accused 1.


The sentence imposed on accused 1 was set aside and substituted with a sentence of four months’ imprisonment, antedated to 2 April 2009 (the date of the original sentence).


The court ordered that accused 1 should immediately be released unless detained in connection with other offences.


No costs order was made.


Cases Cited


S v Mkhize 1973 (3) SA 284 (N)


S v D’Este 1971 (3) SA 107 (E)


S v R 1993 (1) SA 476 (A); 1993 (1) SACR 209 (A)


Legislation Cited


Criminal Procedure Act 51 of 1977, section 276(1)(h)


Criminal Procedure Act 51 of 1977, section 276(1)(i)


Criminal Procedure Act 51 of 1977, section 304(2)(c)


Act 105 of 1997, section 276(1)(h) (as referenced in the judgment)


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The High Court held that the sentencing court’s approach resulted in an unjustifiable and grave disparity between the treatment of a first offender (accused 1) and a repeat offender (accused 3). It further held that the sentencing court improperly relied on the probation/correctional report in a manner that effectively displaced the court’s own sentencing discretion, particularly where the report’s reasoning about address suitability and monitoring risk did not justify excluding correctional supervision as a sentencing option for accused 1.


While recognising that accused 1 had already served four months of imprisonment, the court confirmed the conviction, substituted the sentence with four months’ imprisonment antedated to the original sentencing date, and directed the immediate release of accused 1 unless held for other matters.


LEGAL PRINCIPLES


A sentencing court exercises a discretion that must be applied judicially and fairly, with balanced consideration of all relevant factors, avoiding overemphasis or underemphasis of any one consideration.


Probation or correctional supervision reports are materially important in evaluating sentencing options, particularly correctional supervision, but their recommendations cannot substitute for the court’s own sentencing discretion.


A grave and unexplained sentencing disparity between co-accused, especially where a first offender receives a harsher custodial consequence than a repeat offender, may justify interference on review where it undermines fairness and risks bringing the criminal justice system into disrepute.


Courts recognise that a first offender is not entitled as of right to avoid imprisonment, but there is a consistent practice in appropriate cases to avoid sending first offenders to prison, and imprisonment is not assumed to be reformative.


Correctional supervision under section 276(1)(h) is not inherently a lenient option; it can constitute a serious, structured, and deterrent sentence capable of serving community interests while avoiding the potentially destructive consequences of imprisonment.

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[2009] ZAGPPHC 287
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S v Dladla (1721/08) [2009] ZAGPPHC 287 (10 September 2009)

IN
THE HIGH COURT OF SOUTH AFRICA
(NORTH
GAUTENG HIGH, PRETORIA)
TO:
MAGISTRATE NELSPRUIT
High
court ref no.
6
16
Magistrate
serial no. 38/08
Case
no. 1721/08
In
the review matter:
STATE
VERSUS
BHEKI
DLADLA
REVIEW
JUDGMENT
LEGODI
J,
The
matter was initially laid before Ishmail AJ on automatic review when
he raised issues with the trial court as follows:

1.
Why accused 1, who has no previous convictions, is sentenced in terms
of section 276(1) (i) whereas accused 3 who has previous
conviction
has been sentenced in terms of section 276(1 )(h)?"
The
two accused referred to in the proceedings as accused 1 and 3, were
found guilty in the magistrate court Barberton on a charge
of house
breaking with the intent to commit a crime unknown to the state.
Having
been found guilty, the accused 1, who is a first offender was
sentenced in terms of section 276(1) (i) of the Criminal Procedure

Act. This sentence has the effect that, the accused 1 will have to go
to jail, but that the Commissioner of Correctional Services
will have
the discretion to place the accused 1 under correctional supervision.
The
accused 3, who has three previous convictions of theft, four previous
convictions of house breaking with intent to steal and
theft, and one
previous conviction of being found in possession of suspected stolen
goods, was sentenced to correctional supervision
in terms of section
276( 1) (h) of Act 105 of 1997, the effect of which being that the
accused does not go to jail.
The
Director of Public Prosecutions in his comments finds nothing wrong
with the sentence imposed on the accused 1. The Director
of Public
Prosecutions, however, feels that the sentence on the accused 3 is
shockingly lenient, but seeing that the matter has
been brought
before us on automatic review, nothing could be done about the
sentence.
Indeed
such a sentence cannot be interfered with in terms of section 304(2)
(c).
I
am however, not in agreement with the Director of Public Prosecutions
regarding the accused 1 ’ sentence. The trial court
in
justifying the accused 1 ’ sentence responded amongst others as
follows to the query which was directed to him by Ismail
AJ;

I
had token Exhibit “B" attached to the record into
consideration, especially paragraph 13, accused no 1 was found to
be
an unsuitable candidate for section 276(1) (hj. Such reasons being
duly substantiated in the aforementioned paragraph. I agree
with the
recommendation that a more suitable sentence option for accused 1
would be section 276(1 ] (i) instead of direct imprisonment,
thus allowing the Commissioner to
exercise his discretion which will ultimately benefit the accused 1,
thus blending in a
measure
of mercy in this sentence".
Exhibit
“B" referred to in the statement is a correctional
officer’s report, paragraph 1.3 which is been referred
to by
the trial court in the statement reads as follows:

The
fact that the offender is monitored while under correctional
supervision affords the community a measure of protection, but
the
fact that this accused does not have a suitable positive address
information with no family who can take responsibility for
him and
not having employment, makes him a risky for correctional
supervision. The accused can disappear at anytime and it will
be very
difficult to trace him which makes him becoming an absconder highly
possible".
The
compiler of the report having said this, then concluded as follows: “
The accused does not qualify for community supervision
in terms of
Article 276(1) (h), of the
Criminal Procedure Act 51 of 1977
, but
sentence in accordance with 276(1}(II can be considered by the
Honourable Court"
I
have very serious problems with the sentiments expressed in paragraph
1.3 of the report and the conclusion reached. Unfortunately,
the
trial court relied on the findings by the Social Worker or probation
officer's report.
In
1.2(b) of the report the following is stated:

According
to the accused, he is resided with his mother who passed away during
January 2008 and an older sibling who was in and
out of prison for
the past few years. The address was visited, but nobody was found at
home and contact person is probationer currently
on the system who is
giving problems, thus the address cannot be viewed as a suitable or
positive for monitoring”.
It
is not like, the accused is not having a place of residence. His
mother has passed away in 2004. His brother is said to be in
and out
of jail. However, I do not think that this should have been used
against him.
There
is no suggestion that the accused is not residing or staying at his
home. Appropriate conditions to his correctional supervision,
could
be monitored by the correctional services officials.
Two
things need to be emphasized. Sentencing is an exercise of a
discretion. Such a discretion to be exercised judicially and fairly

having regard to all relevant factors which had to be considered on
an equal basis without over emphasizing or less emphasizing
the one
against the other. Whilst probation officers’ reports are
important, in truly considering correctional supervision
as
sentencing option, such reports and recommendations should not
substitute the court’s discretion in deciding the appropriate

sentence.
I
am not satisfied that the trial court in the instant case found
itself as been entitled to depart from the recommendations made
by
the Social Worker in her report. For example, accused 3, who was
proved to have been a jail bird was given direct correctional

supervision in terms of
section 276(1
)(h), because the Social Worker
recommended so.
The
second aspect which is of great concern to me is the disparity
between the sentence imposed on accused 1 and that which is imposed

on accused 3. It is like as a first offender, a good lesson and
reform can be obtained from prison. It must be accepted that quite

very often, those who go in jail for the first time, come out less
reformed. The capacity to deal with first offenders and properly
deal
with reformative programes appears not to be effective or well
enforced. Therefore, sending a first offender to jail hoping
him or
her to be reformed would not always be an ideal.
The
Director of Public Prosecutions had suggested that we should not
interfere with the accused 1 sentence. I do not agree with
this
suggestion. The disparity of sentence is so grave that, to allow the
sentence to remain could bring the criminal justice system
into a
disrepute. I am sure it must be puzzling to the accused 1 as to how a
person who is having so many convictions should find
himself out of
jail when he, as a first offender must go to jail.
Two
things must be said. Firstly, while the public is entitled to
prosecution against any one individual, one cannot sacrifice the

individual entirely in offering that protection to it. The most the
court can do consistently with justice, is to protect the public
for
as long a period as seems commensurate with the accused 1 's deserts.
(See S v Mkhize
1973 (3) SA 284(N)
I
do not think that there was a need to sacrifice the accused in the
circumstances of the case. The accused 1 is a first offender.

Although there is no rule of law entitling a first offender, as of
right to a suspended sentence, simply because, the accused is
a first
offender it has nevertheless been a consistent practice of our courts
not to send first offenders to jail. (See S v D’s
Este
1971 (3)
SA 107
(E). I don’t think accused 1 really deserved to go to
jail.
Secondly,
imposition of correctional supervision in terms of
section 276(
1
)
(h) is not a sign of weakness or lenient sentence. It is now possible
for a trial court to impose a very serious sentence without
making
use of imprisonment, which can destroy whatever good characteristics
as far as the offender or prisoner is concerned. It
is now possible
to impose a severe punishment and to serve the interests of the
community by imposing a deterrent and strict sentence
other than
imprisonment. (See S v R
7993
(
7
)
SA 476(A)
and 7993
(1) SACR
209
(A).
The
accused 1 was sentenced on the 2 April 2009, by now he has already
spent four months in jail. This cannot be reserved.
Consequently,
I would make an order as follows:
1.
Conviction of the accused 1 is
confirmed.
2.
The sentence imposed on the accused 1 is
hereby set aside and substituted with:

The
accused is sentenced to four months imprisonment antedated to the 2
April 2009 which is the date on which the accused was sentenced”.
3.
The accused should therefore immediately be released from jail unless
so detained in connection with other offences.
M
F LEGODI
JUDGE
OF THE HIGH COURT
I,
agree it is so ORDERED
W
L SERITI
JUDGE
OF THE HIGH COURT