Ruprecht v S (A186/2009) [2010] ZAFSHC 59 (24 June 2010)

75 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Life imprisonment — Appellant convicted of murder and sentenced to life imprisonment — Sentencing court found substantial and compelling circumstances justifying deviation from minimum sentence — Appellant’s age, health, and lack of prior convictions considered — Appeal court finds original sentence inappropriate and replaces it with a lesser sentence of 5 years’ imprisonment under correctional supervision — Emphasis on individual circumstances in sentencing. The appellant, aged 71 at the time of the offence, was convicted of murdering her estranged husband by shooting him in a fit of emotional distress. The trial court initially sentenced her to life imprisonment, but upon appeal, the court found that substantial and compelling circumstances existed that warranted a lesser sentence. The legal issue was whether the trial court properly considered the appellant's personal circumstances and emotional state in determining an appropriate sentence. The appeal was upheld, and the original sentence was set aside, with the court imposing a sentence of 5 years’ imprisonment under correctional supervision, allowing for the possibility of release after serving one-sixth of the sentence.

Comprehensive Summary

Summary of Judgment


1. Introduction


This was an appeal against sentence in the Free State High Court, Bloemfontein, arising from a conviction for murder in the regional court at Parys. The appellant, Irene Pienkie Ruprecht, had been convicted of murdering her husband, Mr Wolf Eckhart Ruprecht (the deceased). The respondent was the State.


In the court a quo, the trial court found that the murder was committed with premeditation and accepted that the minimum sentencing regime applied, with life imprisonment as the prescribed sentence unless substantial and compelling circumstances justified a lesser sentence. That approach (life imprisonment as the point of departure) was not disputed on appeal. The trial court nevertheless found substantial and compelling circumstances and imposed a sentence of 15 years’ imprisonment, with 8 years suspended for 5 years on conditions relating to further serious offending.


Leave to appeal was granted only in respect of sentence. The appellant was released on bail pending the outcome of the appeal. The dispute before the appeal court therefore concerned the appropriate sentence in light of the applicable statutory framework and the trial court’s treatment of the appellant’s personal circumstances and the circumstances of the offence.


2. Material Facts


It was common cause that on 7 November 2006 the appellant killed the deceased, who was 66 years old, by shooting him in the neck with a firearm at a distance of less than 10 cm while he was bending. The appellant was born on 12 July 1935 and was therefore 71 years old at the time of the offence.


The background accepted by the appeal court was that the appellant had been married to her first husband for 43 years until his death in 1997, and that she married the deceased in July 1999. By the time of the offence the parties were estranged, and divorce proceedings had already been instituted. The appellant suspected and accused the deceased of extramarital relationships and believed that this caused the breakdown of the marriage. The record reflected that there were indeed other women in the deceased’s life, although the appellant lacked direct proof for certain aspects of her suspicions. The appeal court also accepted that the appellant remained very much in love with the deceased.


The appeal court recorded that the appellant complicated the enquiry into what occurred on the day by giving false evidence after testimony on the merits. Despite this, the appeal court considered that an analysis of the totality of the evidence established the essence of events.


On the morning of 7 November 2006, the deceased arrived at the appellant’s house to fetch his books. At the bookcase, a conversation took place in which the deceased admitted that he had had several extramarital relationships. The appellant experienced his conduct as mocking her, which upset her severely. She then fetched a firearm and wrote a note stating, in substance, that the deceased had come under a pretext to mock her with his girlfriends, that he had denied involvement with any woman via his lawyer, and that she intended to shoot him and then take her own life. After the shooting, and upon seeing the blood, the appellant phoned for help from her family doctor and paramedics. Witnesses who arrived shortly after the incident testified that the appellant was shocked and distressed, and some testified that she expressed an intention to kill herself.


A social worker employed by the Department of Correctional Services compiled a pre-sentence report. The trial court accepted this evidence, and the acceptance of it was not challenged on appeal. The report portrayed the appellant as not pleasant or engaging, as possessive and jealous to a degree described as pathological, and as quarrelsome, assertive, and manipulative. It further indicated that she showed little insight into her wrongdoing and attempted, even after conviction, to cast herself as a victim. The appeal court considered that the appellant’s persistent efforts to assert innocence and challenge the report were largely confirmatory of the social worker’s assessment.


At the same time, the appeal court found there could be no doubt that the offence was the result of intense emotional disturbance on the appellant’s part, rooted in a severe sense of humiliation in the context of her personality and her continuing feelings for the deceased.


3. Legal Issues


The central issue was whether the sentence imposed by the trial court was appropriate in light of the applicable statutory framework, and whether the appeal court was entitled to interfere on the basis of a material misdirection by the trial court.


The dispute concerned primarily the application of law to fact in sentencing, namely the proper evaluation of relevant sentencing factors under the minimum sentence regime and whether the facts established substantial and compelling circumstances justifying a sentence other than life imprisonment. It also involved an evaluative judgment about the weight to be given to the appellant’s emotional state at the time of the offence, her personal circumstances (including age and health), and her prospects of reoffending, balanced against the seriousness of the crime and the appellant’s lack of insight and responsibility-taking.


4. Court’s Reasoning


The appeal court proceeded from the premise, accepted by the trial court and not disputed on appeal, that the minimum sentence legislation required life imprisonment as the starting point for a premeditated murder unless substantial and compelling circumstances were present.


In assessing whether appellate interference was warranted, the appeal court focused on whether the trial court had properly appreciated and weighed the appellant’s emotional condition underlying the commission of the offence. The appeal court held that it was plain on the record that the offence flowed from intense emotional upheaval, understood as stemming from a deep experience of humiliation and the appellant’s continued attachment to the deceased. In support of an individualized approach to sentencing, the appeal court referred to the remarks in Opperman v The State 643/09 [2010] ZASCA 83 (31 May 2010) emphasising that sentencing must remain individualized and attentive to the “quality of the human material” and the reasons for human frailty, even where serious offences attract stringent legislative sanction.


The appeal court contrasted this approach with the trial court’s reasons for sentence, which, in the appeal court’s view, reflected a failure to appreciate the emotional state that underlay the appellant’s conduct. The trial court had reasoned, among other things, that the parties were already separated and divorce proceedings were pending, and that there was no reason for the appellant to react as she did even if the deceased had admitted to other relationships. The appeal court treated this as a material misdirection, because it amounted to a misappreciation of the psychological and emotional dynamics accepted on the evidence as having driven the offence. That misdirection entitled the appeal court to reconsider sentence afresh.


Having determined that sentencing should be approached anew, the appeal court considered the statutory starting point of life imprisonment but evaluated the case on its own merits. It attached significance to the appellant’s advanced age at the time of the offence (71 years), her less-than-satisfactory health, and the fact that she was a first offender. It further accepted that she was not a danger to society and that the likelihood of reoffending was negligible.


At the same time, the appeal court did not minimise the seriousness of the crime. It emphasised that the appellant had committed a serious offence, and it noted that she showed no insight, did not take responsibility for her conduct, and was still attempting to present herself as a victim. Those considerations weighed against undue leniency.


In fashioning an appropriate sentence, the appeal court took into account the social worker’s recommendation that a sentence be imposed under section 276(1)(i) of the Criminal Procedure Act 51 of 1977, namely imprisonment from which the offender may be placed under correctional supervision at the discretion of the Commissioner or a parole board after serving at least one-sixth of the sentence. The appeal court considered such a sentence suitable in the circumstances because it preserved punitive weight while allowing for the possibility that, should the appellant come to insight and accept responsibility, she would not necessarily have to remain incarcerated as an elderly person for the full term and could serve the balance under correctional supervision.


5. Outcome and Relief


The appeal against sentence succeeded. The sentence imposed by the regional court was set aside and replaced with a sentence of 5 years’ imprisonment imposed in terms of section 276(1)(i) of the Criminal Procedure Act 51 of 1977.


The judgment, as provided, did not set out any separate order on the costs of the appeal.


Cases Cited


Opperman v The State 643/09 [2010] ZASCA 83 (31 May 2010).


Legislation Cited


Criminal Law Amendment Act 105 of 1997.


Criminal Procedure Act 51 of 1977, section 276(1)(i).


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The trial court materially misdirected itself by failing properly to appreciate and weigh the appellant’s emotional disturbance as a causal factor in the commission of the offence. That misdirection entitled the appeal court to reconsider sentence. On a fresh consideration, and notwithstanding the minimum sentence framework and the seriousness of the offence, the appellant’s age, health, first-offender status, low risk of reoffending, and the specific emotional context constituted a basis for a substantially lesser sentence. The appropriate sentence was held to be 5 years’ imprisonment in terms of section 276(1)(i), enabling potential placement under correctional supervision after the statutory minimum portion had been served.


LEGAL PRINCIPLES


The minimum sentence regime under the Criminal Law Amendment Act 105 of 1997 establishes life imprisonment as the point of departure for certain categories of murder, including premeditated murder, but permits a lesser sentence where substantial and compelling circumstances are present.


Sentencing remains an individualised enquiry. Even in the context of serious offences attracting stringent statutory sanctions, the sentencing court must consider the offender’s personal circumstances and the reasons for human frailty, without resorting to misplaced sympathy.


A material misdirection by the sentencing court, including a misappreciation of materially relevant factors such as the offender’s emotional state at the time of the offence, entitles an appellate court to interfere and to reconsider sentence afresh.


Section 276(1)(i) of the Criminal Procedure Act 51 of 1977 permits a form of imprisonment that allows the offender to be placed under correctional supervision at the discretion of the correctional authorities after serving at least one-sixth of the sentence, and may be appropriate where punitive objectives must be balanced with factors such as advanced age, health, low risk of reoffending, and prospects of rehabilitation conditioned on insight and acceptance of responsibility.

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[2010] ZAFSHC 59
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Ruprecht v S (A186/2009) [2010] ZAFSHC 59 (24 June 2010)

VRYSTAAT
HOË HOF, BLOEMFONTEIN
REPUBLIEK
VAN SUID-AFRIKA
Saak Nr. : A186/2009
In
die appèl van:
IRENE
PIENKIE RUPRECHT
Appellant
en
DIE STAAT
Respondent
CORAM:
VAN DER MERWE, R
et
MURRAY,
AJ
______________________________________________________
UITSPRAAK:
VAN DER MERWE, R
AANGEHOOR OP:
14 JUNIE 2010
GELEWER OP:
24 JUNIE 2010
[
1] Hierdie
is ‘n appèl teen vonnis. Dit onderstreep weer eens die
kompleksiteit van die menslike natuur en psige.
[2] Die
appellant is op 20 Junie 2008 in streekhof te Parys skuldig bevind
aan moord van Mnr Wolf Eckhart Ruprecht (“die oorledene”).

Die verhoorhof het bevind dat die moord met voorbedagte rade gepleeg
is en dat ingevolge die bepalings van die Strafreg Wysigingswet,
no
105 van 1997 gevolglik ‘n vonnis van lewenslange
gevangenisstraf opgelê moes word tensy wesenlike en dwingende
omstandighede weer ‘n vonnis regverdig. Hierdie benadering is
nie voor ons betwis nie. Die verhoorhof het egter inderdaad
sodanige
wesenlike en dwingende omstandighede gevind en die appellant op 25
Mei 2009 vonnis tot 15 jaar gevangenisstraf vanaf 8
jaar
gevangenisstraf opgeskort is vir 5 jaar op voorwaarde dat die
appellant nie skuldig bevind word aan moord of ‘n misdryf
wat
‘n bevoegde uitspraak is op moord en wat gepleeg is gedurende
die tydperk van opskorting nie. Verlof om te appelleer
is slegs teen
die vonnis toegestaan. Die appellant is op borgtog vrygelaat
hangende die beslissing van die appèl.
[3] Op 7 November 2006
het die appellant vir die oorledene, wat toe 66 jaar oud was, gedood
deur hom op ‘n afstand van minder
as 10 cm met ‘n
vuurwapen in die nek te skiet terwyl die oorledene gebukkend was.
Die appellant is gebore op 12 Julie 1935.
Ten tye van die pleging
van die misdryf was hy dus 71 jaar oud en op 25 Mei 2009 was hy byna
74 jaar oud.
[4] Die
appellant was vir ‘n tydperk van 43 getroud met haar eerste
eggenoot tot hy gedurende 1997 oorlede is. Die appellant
is daarna
gedurende Julie 1999 met die oorledene getroud. Ten tye van die
misdryf was die appellant en die oorledene egter reeds
van mekaar
vervreem en was ‘n egskeidingsaksie reeds aan hange gemaak.
Die appellant het die oorledene verdink en beskuldig
van buite
egtelike verhoudings en was subjectief van oordeel dat dit die rede
was vir die verbrokkeling van hulle huwelik. Sy
het egter nie oor
enige getuienis in hierdie verband beskik nie. Dit blyk uit die
rekord dat daar inderdaad ander vroue in die
oorledene se lewe was.
Die appellant was egter steeds baie lief vir die oorledene.
[5] Die appellant het die
kwessie van wat presies op die betrokke dag gebeur het gekompliseer
deur valse getuienis af te lê
na getuienis op die meriete. Ek
is egter tevrede dat ‘n behoorlike analise van die totaliteit
van die getuienis aantoon
dat die onderstaande wesenlik is wat
plaasgevind het.
[6] Vroegerig die oggend
van 7 November 2006 het die oorledene by die huis van die appellant
opgedaag om sy boeke te kom haal.
Daar by die boekrak het ‘n
gesprek tussen die appellant en die oorledene plaasgevind waarin die
oorledene erken het dat hy
verskeie buite egtelike verhoudings gehad
het. Die appellant se ervaring hiervan was dat die oorledene haar
hieroor gekoggel het
(“mock”). Dit het appellant hewig
ontstel tot die mate dat sy ‘n vuurwapen gaan haal het en die
volgende nota
geskryf het:

TO
WHOM
IT
MAY
CONCERN
Eckhart came here on the pretext of
fetching his books, but it was to mock me with his girlfriends. His
lawyer wrote to my lawyer
Hanietje v.d. Merwe in Potch, saying
Eckhart denies being involved with any woman. But to my face this
morning he laughed, he
said there is, but I can’t prove it, and
in front of other people he won’t own up. He has made life
hell so I am going
to shoot, him, then take my own life. He is not
worth to life.”
Hierna het die appellant
die oorledene geskiet. Toe sy die bloed by die oorledene sien het sy
per telefoon hulp ontbied van haar
huisdokter asook paramedici. As
gevolg hiervan het verskeie persone kort na die voorval by die huis
van die appellant opgedaag.
Sommige van hierdie persone het by die
verhoor getuienis gelewer. Almal het getuig dat die appellant baie
geskok en ontsteld
was en sommige het getuig dat sy die voorneme
uitgespreek het om haarself om die lewe te bring.
[7] Mevrou
Marinda Viljoen, ‘n maatskaplike werker in diens van die
Departement Korrektiewe Dienste met 18 jaar dienservaring,
het ‘n
volledige voorvonnis verslag opgestel en in getuienis aan die
verhoorhof voorgelê. Hieruit het geblyk dat die
appellant nie
‘n aangename of innemende mens is nie. Sy is besitlik en
jaloers tot die mate dat dit as ‘n sieklike
jaloesie beskryf
is. Sy is bakleierig, selfgeldend en manipulerend. Sy toon weinig
insig in haar wandaad en probeer selfs na
haar skuldigbevinding
valslik die rol van slagoffer speel.
[8] Die verhoorhof het
hierdie getuienis aanvaar en hierdie bevinding is tereg nie voor ons
aangeveg nie. Die hardnekkige wyse
waarop die appellant haar onskuld
probeer aantoon het en die getuienis van Mevrou Viljoen beveg het, is
na my oordeel grootliks
bevestigend van die gemelde getuienis van Mev
Viljoen.
[9] Daar
kan egter geen twyfel daaroor wees nie dat die onderhawige misdryf
die gevolg was van hewige emosionele onsteltenis aan
die kant van die
appellant. Hierdie heftige emosionele opwelling was volgens die
getuienis na my oordeel die gevolg van ‘n
erge gevoel van
vernedering wat die appellant ervaar het juis omdat sy die persoon is
wat sy is en omdat sy steeds baie lief was
vir die oorledene. In
hierdie verband het
HEHER
in
OPPERMAN
v THE STATE
643/09
[2010] ZASCA 83
(31 May 2010) soos volg opgemerk:

[40] I cannot ignore that the
legislature has set out its face against sexual offences in which
children are victims with unmistakable
disapproval and draconian
sanctions. The appropriate sentences must reflect that intention.
[41] Nevertheless,
in sentencing, individualization and not collective responsibility
for the prevalence of serious crime remains
the court’s primary
focus. While there is no room for misplaced sympathy in dealing with
offenders, one should never divorce
determination of the appropriate
punishment from the quality of the human material nor the reasons for
it frailty. Even here mercy
can find a place in almost all cases.”
[10] Die verhoorhof se
redes vir vonnis toon aan dat die saak nie so ingesien is nie. Die
verhoorhof het byvoorbeeld gesê:

Die
oorledene het uit die woning getrek nadat u hom oënskynbaar
gedagvaar het vir ‘n egskeiding. Die dag van die voorval
het
hy net sy boeke kom haal en was daar nie eens vir u nodigheid om met
hom kontak te maak nie. U het getuig dat hy die dag teenoor
u erken
het dat hy verhoudings met ander vroue het. Of dit so (was) weet ons
nie verseker nie. Al was dit egter so, is ek tevrede
u en hy was
reeds uitmekaar. ‘n Egskeidingsgeding was reeds ingestel en
was daar geen rede om so teenoor hom op te tree
nie, al sou hy nie
teenoor u erken het dat hy ander vrouens in sy lewe het.”
Die verhoorhof se
miskenning van die emosionele toestand van die appellant wat by die
misdryf gelê het, is na oordeel ‘n
wesenlike
wanvoorligting wat hierdie hof noop om vonnis oplegging opnuut te
oorweeg.
Neem
in ag die wetgewing wat bepaal dat lewenslange gevangenisstraf as
vertrekpunt by hierdie tipe misdrywe geneem moet word.
Elke saak
moet egter steeds op sy eie meriete en besondere omstandighede beslis
word. Die appellant het die misdryf gepleeg toe
sy reeds 71 jaar oud
was. Haar gesondheid is nie na wense nie. Sy is ‘n eerste
oortreder. Die omstandighede waaronder
die misdryf gepleeg blyk uit
die voormelde. Die
appellant
is nie ‘n gevaar vir die samelewing nie en die kanse dat die
appellant weer ‘n misdryf sal pleeg is weglaatbaar
klein. Die
appellant het egter ‘n ernstige misdryf gepleeg en toon tans
nie enige insig in haar misdryf nie en neem nie
verantwoordelikheid
daarvoor nie. Mev Viljoen het aanbeveel dat ‘n vonnis
ingevolge die bepalings van artikel 276(1)(i)
van die Strafproseswet
opgelê word, dit wil sê gevangenisstraf waaruit die
appellant na goeddunke deur die kommissaris
of ‘n parool raad
onder korrektiewe toesig uitgeplaas kan word nadat minstens een sesde
van die gevangenisstraf uitgedien
is. In al die omstandighede van
hierdie besondere saak kom so vonnis vir my gepas voor. So vonnis
sal dit moontlik maak indien
appellant tot inkeer kom en
verantwoording neem vir haar wandaad, sy na verstreeking van minstens
‘n sesde van vonnis nie
as ‘n bejaarde persoon verder in
die gevangenis aangehou hoef te word nie maar die res van haar vonnis
tuis onder korrektiewe
toesig kan uitdien.
[11] Gevolglik slaag die
appèl en word die opgelegde vonnis ter syde gestel en vervang
met ‘n vonnis van 5 jaar gevangenisstraf
ingevolge die
bepalings van artikel 276(1)(i) van die Strafproseswet, no 51 van
1977.
________________________
C.H.G. VAN DER MERWE,
R
Ek
stem saam.
__________________
H.
MURRAY
,
WND R
Namens
die applikant: Adv. B. Roux SC
Instructed
by:
Kramer,
Weihmann & Joubert Inc.
BLOEMFONTEIN
Namens
die respondent: Adv. F. J. Pienaar
Instructed
by:
Direkteur:
Openbare Vervolgings
BLOEMFONTEIN
/em