S v Cele (M1950/2012) [2013] ZAKZPHC 7; 2013 (2) SACR 146 (KZP) (5 February 2013)

80 Reportability
Criminal Procedure

Brief Summary

Criminal Procedure — Review — Delay in submission of record for review — Accused sentenced to three years’ imprisonment for housebreaking and theft — Delay of six months in referring matter for automatic review — Delay impacting fairness of trial but not constituting an irregularity — Sentencing magistrate misdirected in imposing excessive sentence without adequately considering the accused’s personal circumstances — Court finds correctional supervision more appropriate than imprisonment.

Comprehensive Summary

Summary of Judgment


1. Introduction


The matter concerned an automatic review conducted by the KwaZulu-Natal High Court, Pietermaritzburg, in terms of the Criminal Procedure Act 51 of 1977. The proceedings arose from convictions and sentences imposed in the Magistrates’ Court, Port Shepstone, where the accused (a minor at the time) had pleaded guilty to two counts of housebreaking with intent to steal and theft.


The parties were the State as prosecuting authority and V C as the accused. After the guilty plea, a statement in terms of section 112(2) of the Criminal Procedure Act was handed in and confirmed, and the magistrate convicted the accused on both counts. On 22 March 2012, the magistrate sentenced the accused to three years’ imprisonment on each count, and ordered that the sentences not run concurrently, resulting in an effective sentence of six years’ direct imprisonment.


Although the matter was finalised in March 2012, it was only transmitted to the High Court for automatic review on 2 October 2012, a delay of approximately six months. The reviewing judge raised queries on 12 October 2012, including concerns about whether the plea proceedings were properly recorded and whether concurrency had been appropriately considered given the accused’s age and prior sentencing history. The magistrate’s reasons in response to the query were only submitted on 18 January 2013, approximately 13 weeks after the request for reasons.


The general subject-matter of the dispute was whether the proceedings were in accordance with justice on review, with particular focus on (a) the adequacy of the record concerning the section 112(2) plea, (b) the appropriateness of the sentence—especially the decision not to order concurrency—and (c) the impact of substantial administrative delay in dispatching the record and answering review queries.


2. Material Facts


It was common cause that the accused was 17 years old at the time relevant to the proceedings and that he was charged with two counts of housebreaking with intent to steal and theft. The accused pleaded guilty and submitted a section 112(2) statement which was confirmed by him as true and correct, leading to convictions on both counts.


It was also undisputed that on 22 March 2012 the magistrate imposed three years’ imprisonment per count, and expressly directed that the sentences not run concurrently, producing an effective six-year custodial term. The review court recorded that the case was only forwarded for automatic review on 2 October 2012, despite the statutory expectation that review records be transmitted as soon as possible.


A further fact material to the review was that the review judge queried whether the plea proceedings (mechanically recorded and referred to as being on “J15”) were properly attached and whether it was clear that the section 112(2) plea explanation had been read into the record, interpreted where necessary, and confirmed. The magistrate responded by attaching the record of the plea proceedings and conceded that it was incumbent upon him to ensure a full and complete record for review.


Regarding personal circumstances (drawn from the probation officer’s report and relied upon by the review court), the accused was described as having been abandoned by his mother, and as having lived independently since the age of 11 years, without adult supervision or parental guidance. The magistrate considered that programmes at the Westville Youth Centre could assist the accused, and reasoned that a longer period in detention would purportedly allow rehabilitation and skills development, particularly because a shorter term might result in the accused returning to society without adequate life skills.


The review court further noted that at the time the matter was considered on review, the accused had already served approximately ten months of the imprisonment imposed, highlighting the practical consequences of the delayed transmission of the review record.


3. Legal Issues


The central legal questions were whether the proceedings in the magistrates’ court were in accordance with justice for purposes of automatic review, and in particular whether the conviction process based on a section 112(2) guilty plea was properly recorded and procedurally sound.


A further central issue was whether the sentence imposed—an effective six years’ direct imprisonment for a 17-year-old—reflected a proper sentencing discretion, including whether the magistrate’s decision to order the two sentences not to run concurrently was justified on the facts and consistent with applicable sentencing considerations for child offenders.


The matter also raised a systemic legal-administrative issue concerning compliance with the statutory framework governing automatic review records, namely the duty to transmit records expeditiously, and whether the significant delay impacted the fairness of the process. This involved a mixed enquiry: the interpretation and application of statutory obligations (a question of law) and the evaluation of the practical impact of delay on an accused awaiting review (an assessment of effect and fairness).


Overall, the dispute concerned application of law to fact (in relation to sentencing and the review process), and evaluative judgment regarding whether the sentence was just in light of the accused’s youth and circumstances, and whether the delay amounted to (or risked amounting to) a failure of justice.


4. Court’s Reasoning


The court addressed, first, the inordinate delay in transmitting the record for automatic review and the further delay in the magistrate’s furnishing of reasons after the review query. It emphasised that the statutory design of automatic review is to secure a speedy judicial re-appraisal of certain lower-court convictions and sentences, particularly protecting vulnerable and often undefended accused persons. The court treated the obligations in section 303 of the Criminal Procedure Act as peremptory and considered that the failure to comply with them undermined the purpose of the review system.


While the court accepted that the delay in this case did not amount, in itself, to an irregularity that vitiated the proceedings, it nevertheless held that the delay impacted on the fairness of the accused’s trial process in the broader sense, because a young offender could serve a substantial portion of a sentence before judicial oversight occurs. The judgment framed this as a deprivation of the right to have proceedings re-appraised speedily, and cautioned that delays of this magnitude may, depending on circumstances, result in an unfair trial in future matters. The court also reasoned that non-expeditious dispatch of review records creates a perception that presiding officers may be indifferent to an individual’s liberty.


Turning to the merits of conviction, the court concluded that it was satisfied that the proceedings relating to the accused’s conviction were in accordance with justice. This conclusion followed after the magistrate attached the record of the plea proceedings, addressing the review judge’s concern that the record before the High Court had initially been incomplete.


The core intervention lay in relation to sentence. The court found the magistrate’s reasons for imposing an effective six-year imprisonment term to be unpersuasive. It held that the magistrate had misdirected himself by overemphasising the seriousness of the offences and glossing over the accused’s “peculiar circumstances”. In the review court’s assessment, the sentence appeared excessively retributive and did not properly reflect the obligations imposed by the Child Justice Act 75 of 2008, which the court described as embodying a paradigm shift in how children in conflict with the law should be treated.


In evaluating the accused’s personal circumstances, the court stressed the accused’s youth, abandonment, lack of adult supervision, immaturity, limited education, and the reality that he had been fending for himself from an early age. It viewed the accused’s delinquent conduct as requiring assessment against this background, and stated that society and the system had failed the young offender. Against this, the court rejected the sentencing rationale that a longer period in detention would protect the accused from exposure to gangsterism, substance abuse and crime, noting that such phenomena are rife in prison. The court considered that the harmful impact of prolonged direct imprisonment on a young offender had been overlooked, and that the sentencing judgment showed no genuine attempt to focus on the individual circumstances and causal context of the offending.


Having found a misdirection, the court held that it was at large to determine sentence afresh. It considered correctional supervision to be an appropriate and more just sentence in the circumstances. Although the probation officer had not recommended correctional supervision due to lack of adult supervision in the accused’s life, the court characterised that as a social problem which should not deprive the accused of the opportunity for such a sentence. In support of the suitability of correctional supervision as an alternative to incarceration, the court drew on authority emphasising its rehabilitative potential and its value in avoiding the destructive effects associated with imprisonment, particularly under conditions of prison overcrowding.


The court ultimately exercised its discretion to replace the custodial sentence with a structured correctional supervision sentence under section 276(1)(h) of the Criminal Procedure Act, coupled with specified conditions aimed at rehabilitation and social functioning.


5. Outcome and Relief


The High Court confirmed the convictions on both counts.


The High Court set aside the sentence imposed on 22 March 2012 and replaced it with 18 months’ correctional supervision in terms of section 276(1)(h) of the Criminal Procedure Act 51 of 1977. The correctional supervision sentence included conditions of house arrest as determined by the Commissioner of Correctional Services, attendance at specified programmes (including an orientation programme and a life-skills programme), abstention from alcohol and drugs, restrictions on leaving the magisterial district without permission, reporting obligations to a correctional supervision officer at the Magistrates’ Court, Port Shepstone on a specified date and time, compliance with reasonable instructions for administration of the sentence, and written notification of any change of residential address.


No costs order was made in the judgment.


The Registrar was directed to forward a copy of the judgment to the Director-General of the Department of Justice and Constitutional Development.


Cases Cited


S v Hlungwane 2001 (1) SACR 136 (T)


S v Maluleke 2004 (2) SACR 577 (T)


S v Mboyani 1978 (2) SA 927 (T)


S v Raphatle 1995 (2) SACR 452 (T)


S v Maja and Others 1998 (2) SACR 637 (T)


S v Manyanyo 1997 (1) SACR 298 (E)


S v Lewies 1998 (1) SACR 101 (C)


S v Joors 2004 (1) SACR 494 (C)


S v Ntantiso; S v Papazayo [2003] ZAWCHC 89 (12 December 2003)


S v Senatsi and Another 2006 (2) SACR 291 (SCA)


S v Ramulifho (413/2012) [2012] ZASCA 202 (30 November 2012)


S v Moodie 1961 (4) SA 752 (A)


S v Kibido 1998 (2) SACR 213 (SCA)


S v M (Centre for Child Law as Amicus Curiae) [2007] ZACC 18; 2007 (2) SACR 539 (CC)


S v Schuytte 1995 (1) SACR 344 (C)


S v Lebuku 2007 JOL 17622 (T)


S v Siebert 1998 (1) SACR 554 (A)


Legislation Cited


Criminal Procedure Act 51 of 1977 (sections 112(2), 276(1)(h), 302, 303)


Child Justice Act 75 of 2008


Constitution of the Republic of South Africa, 1996 (section 35(3)(o))


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The High Court held that, notwithstanding serious administrative delay in transmitting the record for automatic review and in responding to review queries, the convictions were in accordance with justice and were confirmed. The court held further that the magistrate had misdirected himself on sentence by overemphasising the seriousness of the offences, underemphasising the accused’s personal circumstances and youth, and by insufficiently engaging with the rehabilitative and child-centred approach associated with the Child Justice Act 75 of 2008.


On that basis, the court held that it was entitled to reconsider sentence afresh and that a lengthy term of direct imprisonment was not in the interests of justice for this accused. The sentence of six years’ effective imprisonment was set aside and replaced with 18 months’ correctional supervision under section 276(1)(h) of the Criminal Procedure Act, subject to specific rehabilitative and supervisory conditions. The Registrar was directed to forward the judgment to the Director-General of the Department of Justice and Constitutional Development.


LEGAL PRINCIPLES


The judgment reaffirmed the protective purpose of the automatic review system, particularly in safeguarding the rights of accused persons who are frequently undefended and vulnerable. It emphasised that the statutory requirement that review records be transmitted expeditiously is integral to ensuring a speedy and effective administration of justice and preventing unnecessary detention where convictions may be set aside or sentences reduced.


The court treated compliance with section 303 of the Criminal Procedure Act as peremptory, and reasoned that substantial delay in dispatching review records and providing reasons undermines the fairness and efficacy of the review mechanism. While the court did not find the delay in this case to amount to an irregularity vitiating the proceedings, it stated that such delays can deprive an accused of a fair review process and may, in appropriate circumstances, contribute to an unfair trial.


In sentencing, the judgment applied the principle that where a sentencing court commits a misdirection, a reviewing or appellate court may be at large to impose sentence afresh. The court stressed the need for an individualized sentencing approach that properly accounts for a child offender’s personal circumstances and rehabilitative prospects, and it criticised sentencing outcomes that are disproportionately retributive and insufficiently attentive to the legislative shift reflected in the Child Justice Act 75 of 2008.


The court further applied the principle that correctional supervision may be an appropriate alternative to imprisonment, particularly where incarceration would have a destructive impact on a young offender and where rehabilitative interventions are considered more suitable. The absence of adult supervision, while relevant, was not treated as a determinative factor that should automatically exclude correctional supervision where justice otherwise favours a non-custodial, structured rehabilitative sentence.

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[2013] ZAKZPHC 7
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S v Cele (M1950/2012) [2013] ZAKZPHC 7; 2013 (2) SACR 146 (KZP) (5 February 2013)

REPORTABLE
IN
THE KWA-ZULU NATAL HIGH COURT, PIETERMARITZBURG
REPUBLIC
OF SOUTH AFRICA
High Court Ref No:
DR409/12
Magistrates Serial No:
25/2012
Case No: M1950/2012
THE STATE
versus
V C
REVIEW JUDGMENT
Delivered
on: 5 February 2013
STEYN, J
[1] The accused was
charged in the Magistrates’ Court Port Shepstone with two
counts of housebreaking with the intent to steal
and theft. Upon his
plea of guilty a s 112(2) statement was handed in, confirmed by him
as true and correct, and accordingly he
was found guilty on both the
said counts. On 22 March 2012 the accused was sentenced to 3 (three)
years’ imprisonment on
each count and it was ordered that the
sentences should not run concurrently.
[2] Despite the fact that
the matter was finalised on 22 March 2012, it was only referred to
the High Court to be automatically
reviewed on 2 October 2012 in
terms of s 302 of the Criminal Procedure Act 51 of 1977 (hereinafter
referred to as ‘the Act’).
It is disturbing that six (6)
months had to pass before the matter was referred to the High Court
for a review of the proceedings.
I shall return to the inordinate
delay of submitting the record later.
At this stage of the
judgment it is necessary to say that a delay of 6 (six) months
defeats the purpose of the proceedings being
reviewed, especially
when it is taken into account that a judge must decide and be
satisfied that the proceedings were in accordance
with justice. The
legislature by enacting section 303 of the Act regulated that records
should be transmitted as soon as possible
for a review by a judge.
This matter was never
sufficiently prioritised as can be gleaned from the delay caused by
the magistrate in furnishing his reasons
in response to the review
query. The learned Magistrate’s reasons were submitted to the
High Court on 18 January 2013, some
13 weeks after the judge had
asked for reasons.
[3] The following was
queried on 12 October 2012 by the Review Judge:

The entry
on 6 March 2012 reads
inter
alia
:

Proceedings
mechanically recorded. See J15 for plea and verdict.
The said proceedings are not
attached. It is not clear if the plea in terms of section 112(2) Act
51 of 1977 was read into the record,
interpreted to the accused
person and confirmed by him.
In the light of the fact that the
accused who is 17 years old, has not previously served a more robust
sentence for his transgressions,
why did you not think it prudent to
order the sentences to run concurrently.”
[4] The learned
Magistrate responded to the query as follows:

1.
Attached herewith is a record of the plea proceedings. The delay in
submitting same is regretted. The proceedings were finalised
in two
different courts. The magistrate concedes that it was incumbent upon
him to ensure that a full and complete record is submitted
for review
purposes.
2. The personal circumstances of
the accused are such that he has distanced himself from his family
since 2007 and he has no adult
supervision from the age of eleven
years. The court was mindful of the fact that there are programmes
available to the accused
at the Westville Youth Centre that would
assist the accused in all facets of his life. Sentencing the accused
to a short term of
imprisonment would inevitable mean that he would
be back in society in a year or two depending on his probationer and
performance
at the centre. Inevitably thrusting him into society
without adequate life skills. This would lead to the accused
involving himself
in what he was exposed to throughout his adolescent
years, namely gangsters, substance abuse and crime. It is
respectfully submitted
that it was more prudent to afford the accused
a lengthier time in detention in order to rehabilitate and educate
him adequately
so that he can withstand the temptation to commit
crime and lead a more fruitful life especially given that he has no
family ties
in the court’s jurisdiction and has estranged
himself from his own family.”
[5] It is desirable to
first deal with the inordinate delay of this matter. In my view the
delay created by the late submission
of the record to the Registrar
and the late answering of the review queries, impacted on the
fairness of the accused’s trial,
albeit not
in
casu
to
the extent that it constituted an irregularity. The remarks of
Jordaan AJ in
S
v Hlungwane
1
are opposite and I align
myself with the view:

The
system of automatic review is indeed a salutary practice. Not only
are injustices that occur corrected but junior magistrates
receive
guidance and training in the process.
The
interests of the undefended accused are protected.
See
S
v Mboyani
1978
(2) SA 927
(T) at 928G. In the 1962 South African Law Journal at 267
a quote is contained from a report by two Judges dealing with these
reviews:

One of
the important contributions made by South African law to the
administration of justice is the system of review as of course,
or,
as it is more commonly known, automatic review.. The system requires
that every conviction and sentence of an inferior court
falling
within certain categories be confirmed by a Judge of the Supreme
Court and each case is reviewed without any application
by the
accused. Automatic review is unknown both to the laws of England and
of the Netherlands. When it is borne in mind that at
least 90% of the
accused persons are either wholly or partially illiterate and that
the great majority of them are undefended,
the vital importance of
the system in the administration of justice in this country becomes
apparent.’ ”
(My emphasis)
The obligations as set
out in s 303 of the Act were completely disregarded and ignored
despite it being peremptory. The failure
to comply with the
provisions constitutes a failure of justice.
2
In
S
v Manyanyo
the
Court succinctly stated the rationale for the expeditious
transmission of review records as follows:

The
reason for the statutory insistence on the expeditious despatch of
records on review is generally to provide the speedy and
efficient
administration of justice, but in particular
to
ensure that an accused is not detained unnecessarily
in cases
where the court of review set aside thee conviction or reduces the
sentence.”
3
(My emphasis)
If a system of automatic
review is valued as a form of protection of the fundamental rights
4
of an accused, then it
should not be compromised by administrative incompetency.
5
The facts of this case
show that the delay deprived the accused of the right to have the
proceedings be re-appraised by a judge
speedily. This young offender
went to prison and a real likelihood existed that he would have
served a greater part of his sentence
before the matter was reviewed
by a judge. At the time when this was considered the accused had
already served 10 months of the
imprisonment imposed. The necessary
safeguards provided for in terms of s 303 of the Act can only be
relied upon if the provisions
relating to the time frames are
strictly adhered to. As a result of the ineptitude to submit the
record timeously a young offender
was deprived of a fair review
process. It is likely, depending on the circumstances and the context
in which it occurs, that such
delays may result in an unfair trial in
future.
[6] It is important to
remember that when a review record is not dispatched to a judge
expeditiously that a perception is created
that presiding officers
are indifferent to the freedom of an individual.
6
[7] I am satisfied
however that the proceedings relating to the accused’s
conviction
in
casu
were
in accordance with justice.
7
The reasons given for
imposing an effective prison term of 6 (six) years are however not
persuasive. In my view the learned Magistrate
was misdirected when he
sentenced the accused and clearly overemphasised the seriousness of
the crimes committed. In fact he glossed
over the accused’s
peculiar circumstances. It is my considered view in the circumstances
of this case that the sentence imposed
is not in the interests of
justice, it appears to be excessively retributive, moreover it merely
pays lip service to the obligations
imposed by the
Child Justice Act,
75 of 2008
. The preamble to the Act emphasises the break with the
past and the Act itself provides for a paradigm shift from the
practices
of the past to the current procedures when children are in
conflict with the law. In the light of the court’s misdirection

in passing sentence this court is at large to determine the sentence
afresh.
[9] The personal
circumstances of the accused, as referred to in the probation
officer’s report are that he is 17 years’
old and the
third born child out of four children. At a tender age he was
abandoned by his mother and due to his circumstances
had to live an
independent life since the age of 11 years’. The accused
despite being young, immature and uneducated had
to fend for himself.
It is evident that he lacked the required parental guidance and
supervision of children of his age. His delinquent
behaviour can only
be reviewed against the background that he had to provide for himself
to survive, and inevitably it leads to
crime. Society had failed this
young offender and considering the facts of this case, the system
failed him too. Against all of
this the learned Magistrate came to
the conclusion that a long term of imprisonment would be beneficial
to the accused since he
would not be exposed to ‘gangsters,
substance abuse and crime’.
8
The learned Magistrate
has certainly, in my view, ignored the fact that gangterism and
substance abuse are rife in prison.
9
[10] In my view the
devastating effect of a long period of direct imprisonment on a young
offender in particular was overlooked
and his personal circumstances
were under emphasised.
10
The sentencing judgment
shows no genuine attempt to focus on the individual and the reasons
for him to have been in conflict with
the law.
[9] The accused was never
in the past given the opportunity to rehabilitate himself or guided
not to return to his old habits of
committing crime. In my considered
view, correctional supervision would have been an appropriate and far
more just sentence given
the accused’s said circumstances. The
only reason that motivated the probation officer not to recommend it,
was that there
is no adult supervision in his life. That in my view
is a social problem and it should not deprive him of an opportunity
to receive
such a sentence.
Correctional Supervision
as a sentencing option has been dealt with by our courts and in
S
v M
(Centre
for Child Law as
Amicus
Curiae
)
11
our Constitutional Court
held:

[61] In
is an innovative form of sentence which if used in appropriate cases
and if applied to those who are likely to respond positively
to its
regimen, can serve to protect society without the destructive impact
incarceration can have on a convicted criminal’s
innocent
family members.
S
v Schuytte
1995
(1) SACR 344
(C) AT 350 c-d. 63
Thus,
it creates a greater chance for rehabilitation than does prison given
the conditions in our over crowded prisons.
The SALC
cautioned in 2000 that ‘South African prisons are suffering
from overcrowding that has reached levels where the conditions
of
detention may not meet the minimum standards set in the
Constitution’. SALC Report above n3 at page 1.37. In
S
v Lebuku
2007
JOL 17622
(T) at 13-15 Webster J refers to the 2003/2004 Annual
Report of the Judicial Inspectorate of Prisons in which Justice Fagan
recommends
at para 16.2 the use of non-custodial sentences to help
reduce the overcrowding in our prisons. He also provides a helpful
discussion
encouraging judges to actively explore all available
sentencing options and to choose the sentence best suited to the
crime. See
also
S
v Siebert
1998
(1) SACR 554
(A) at 539c-d.”
12
(My emphasis)
[10] Accordingly the
convictions are confirmed. The sentence imposed on 22 March 2012 is
hereby set aside and replaced with the
following:
10.1 In terms of
s
276(1)(h)
of the
Criminal Procedure Act, 51 of 1977
the accused is
sentenced to 18 (eighteen) months’ correctional supervision.
This sentence shall
comprise of the following programmes:
The accused is placed
under:
(a) House arrest at the
place and during the times
determined by the
Commissioner of Correctional Services for the full duration of
correctional supervision;
(b) That the accused
attend programmes for the improvement of the following problem areas:
Orientation programme;
Life-skill programme;
(c) That the accused
abstains from the use of
alcohol and drugs.
The accused may not
leave the magisterial district in
which he resides without
the permission of the correctional supervision official.
3. The accused shall:
Report to the
Correctional Supervision Officer at
the Magistrates’
Court, Port Shepstone on 22 February 2013 at 09h00.
(ii) Comply with any
reasonable instruction or instructions given by the Commissioner of
Correctional Services regarding the administration
of his sentence.
(iii) Notify the
Commissioner of Correctional Services forthwith in writing of any
change of his residential address.
10.2 The Registrar is
directed to forward a copy of this judgment to the Director-General
of the Department of Justice and Constitutional
Development.
_____________
Steyn J
Jappie J: I agree
_____________
Jappie J
1
2001
(1) SACR 136
(T) also see
S v Maluleke
2004 (2) SACR 577
(T).
2
See
S v Raphatle
1995
(2) SACR 452
(T).
S v Maja and Others
1998 (2)
SACR
637
(T);
S v Manyanyo
1997 (1) SACR 298
(E) and
S v Lewies
1998 (1) SACR 101
(C) and
S v Joors
2004 (1) SACR 494
(C).
3
Ibid
at 1466C-D.
4
See
s 35(3)(o) of the Constitution of the Republic of South Africa,
1996.
5
For
similar delays and administrative bungling
cf. S v Ntantiso; S v
Papazayo
[2003]
ZAWCHC 89
(12 December 2003) and
S
v Senatsi and Another
2006
(2) SACR 291
(SCA).
6
Cf
S v Ramulifho
(413/2012)
[2012] ZASCA 202
(30 November 2012).
7
The
general test is whether there had been a failure of justice. See
S
v
Moodie
1961 (4) SA 752
(A) the
locus classicus
on procedural
failure.
8
See
reasons listed by the learned Magistrate as per para 3
supra
.
9
See
Jali Commission Report
(2006), at chapters 4 and 8.
10
See
Kibido
1998
(2) SACR 213
(SCA) at 216h-i.
11
[2007] ZACC 18
;
2007
(2) SACR 539
(CC).
12
Ibid
at para 61.