Ntsasa v S (A10/2014) [2014] ZAFSHC 88 (12 June 2014)

82 Reportability
Criminal Law

Brief Summary

Criminal Law — Rape — Identification evidence — Appellant convicted of housebreaking with intent to rob, robbery, and multiple counts of rape — Complainant identified appellant as one of the assailants during the attack — Appellant found in possession of stolen property shortly after the incident — Appeal against conviction and sentence dismissed — Trial court's findings upheld as credible and reliable.

Comprehensive Summary

Summary of Judgment


1. Introduction


The matter concerned a criminal appeal to the High Court of South Africa, Free State Division, Bloemfontein, against both conviction and sentence. The appeal was heard by Van der Merwe J and Mbhele AJ, with judgment delivered by Mbhele AJ.


The appellant, Tshediso Nicholas Ntsasa, appealed against convictions for housebreaking with intent to rob and robbery, and rape (on the basis that the complainant was raped more than once). The respondent was the State.


In the trial court, the appellant and two other accused were charged with housebreaking with intent to rob and robbery and four counts of rape. The appellant was ultimately convicted of housebreaking with intent to rob and robbery and of rape (in the form of multiple rapes), and sentenced to 7 years’ imprisonment (for housebreaking with intent to rob and robbery) and 25 years’ imprisonment (for rape), with the sentences ordered to run concurrently. The trial court granted leave to appeal against both conviction and sentence.


The general subject-matter of the dispute was whether the trial court correctly found, on the evidence, that the appellant was one of the perpetrators who broke into the complainant’s home, raped her repeatedly, and stole her property, and whether the sentence imposed was appealably defective.


2. Material Facts


On 23 April 2011, the complainant’s house was broken into at night by two male persons. It was not in dispute that the complainant was raped by two males and that her belongings were stolen during the incident.


According to the complainant’s evidence (as accepted by the court), she was pushed onto her bed, covered with blankets, and raped multiple times. While one assailant was having sexual intercourse with her, the other called him by the name “Tshediso”.


The incident occurred at night and the room was illuminated only by light from a mast light situated approximately 175 metres away from the complainant’s house. Despite the observation conditions being less than ideal, the complainant provided a detailed description of one assailant: dark complexion, short hair, and a moustache, wearing a striped t-shirt, leather jacket, jeans, and tekkies. The court recorded that it was not disputed that the appellant fitted this description.


The complainant later identified the appellant as one of her assailants when she saw him in police company, pointing him out.


The State also led evidence from Me P[…] M[…], who testified that the appellant came to her house selling items that resembled those of the complainant. She knew the appellant by name and called him Tshediso. The complainant identified the items left at P[…]’s house as her property.


The appellant denied involvement in the rape and robbery. His version was that at the time of the incident he was sleeping at his parental home. The court noted that the appellant did not explain his possession of the complainant’s stolen items and that he falsely denied such possession.


3. Legal Issues


The central legal question on conviction was whether, on a consideration of the evidence as a whole, the State proved beyond reasonable doubt that the appellant was one of the perpetrators, particularly in light of the identification evidence and the circumstantial evidence relating to possession of stolen items.


This dispute primarily concerned the application of law to fact: the legal standards governing evaluation of evidence (including a single witness and identification evidence), proof beyond reasonable doubt, and how the totality of the evidence affected the probability of the appellant’s version.


On sentence, the central legal question was whether the appellate court was entitled to interfere with the sentence, which depended on whether the trial court exercised its sentencing discretion judicially, and whether there was a material misdirection, including whether the trial court improperly overemphasised community interests and offence seriousness at the expense of the appellant’s personal circumstances.


4. Court’s Reasoning


The court approached the appeal on conviction by emphasising that evidence must be assessed in its totality, not in fragments. It applied the approach articulated by the Supreme Court of Appeal that a court must weigh all factors pointing towards guilt against those indicating innocence, with due regard to strengths and weaknesses, probabilities and improbabilities, and then determine whether the State’s case excludes reasonable doubt. The court also relied on authority emphasising that neither inculpatory nor exculpatory evidence should be evaluated in isolation, and that the proper inquiry requires stepping back to consider the evidential “mosaic” as a whole.


Applying these principles, the court considered the combined effect of (i) the complainant’s evidence that one perpetrator was called “Tshediso”, (ii) her detailed description of that perpetrator and the fact that the appellant fit that description (which was not disputed), (iii) her subsequent identification of the appellant when she saw him again, and (iv) evidence that within about two weeks of the incident the appellant was found in possession of property stolen from the complainant, which he sold to P[…] M[…].


Although the court accepted that the conditions for observation were not ideal, it reasoned that the complainant nonetheless gave a “remarkably detailed” description and immediately recognised the appellant when she saw him again. This, in the court’s evaluation, supported the reliability of her identification.


The court also treated the appellant’s unexplained possession of stolen property as reinforcing the State case, particularly because he did not provide an explanation but instead denied possession falsely. The court concluded that, when the evidence was viewed cumulatively, there was no reasonable possibility that the appellant could be excluded as one of the assailants.


The court further reasoned that the complainant, although a single witness, was found to be both credible and reliable, and accordingly the appeal court was not persuaded that the trial court erred in convicting the appellant.


On sentence, the court applied the principle that an appellate court may not interfere with sentence unless the trial court failed to exercise its discretion judicially (i.e., committed a misdirection or imposed a sentence that could not reasonably have been imposed). It rejected the submission that the trial court overemphasised community interests and offence seriousness at the expense of personal circumstances. In the court’s assessment, the trial court considered all relevant factors and found substantial and compelling circumstances justifying deviation from the prescribed minimum sentence. The appeal court found no misdirection and held that the sentence was appropriate and not one that fell outside the range of reasonable sentences in the circumstances.


5. Outcome and Relief


The appeal was dismissed in its entirety. The High Court confirmed both the convictions and the sentences, including the order that the sentences run concurrently.


No separate order as to costs was made in the judgment.


Cases Cited


S v Chabalala 2003 (1) SACR 134 (SCA)


S v Mbuli 2003 (1) SACR 97 (SCA)


R v Difford 1937 AD 370


S v Van der Meyden 1999 (2) SA 79 (W)


S v Van Aswegen 2001 (2) SACR 97 (SCA)


Legislation Cited


The judgment referred to a prescribed minimum sentence regime and to substantial and compelling circumstances, but it did not identify the specific statute by name in the text provided.


Rules of Court Cited


No rules of court were cited in the text provided.


Held


The court held that, when the evidence was evaluated holistically, the State proved beyond reasonable doubt that the appellant was one of the two perpetrators who broke into the complainant’s house, raped her repeatedly, and robbed her. The complainant’s identification evidence was accepted as reliable despite the night-time conditions, and the appellant’s possession of the complainant’s stolen property shortly after the offence, coupled with his failure to explain that possession and his false denial, supported the inference of guilt.


The court further held that there was no basis for appellate interference with sentence because the trial court exercised its discretion judicially, considered relevant factors (including the existence of substantial and compelling circumstances), and imposed a sentence that was not unreasonable in the circumstances. The appeal against both conviction and sentence was dismissed and the convictions and sentences were confirmed.


LEGAL PRINCIPLES


The court applied the principle that criminal evidence must be assessed in its totality, by weighing the factors supporting guilt against those supporting innocence, with proper regard to probabilities and improbabilities, to determine whether guilt has been proved beyond reasonable doubt.


It applied the principle that the State bears the onus of proof beyond reasonable doubt and that an accused is entitled to an acquittal if there is a reasonable possibility that the defence version may be true; however, both inculpatory and exculpatory evidence must be evaluated together, not in isolation.


The court applied the principle that an appellate court may interfere with sentence only if the trial court did not exercise its discretion judicially, including where there is a material misdirection or where the sentence is one that could not reasonably have been imposed.


It further applied that where a sentencing court finds substantial and compelling circumstances, it may deviate from a prescribed minimum sentence, and an appellate court will not lightly disturb the sentencing outcome if the relevant considerations were properly weighed.

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[2014] ZAFSHC 88
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Ntsasa v S (A10/2014) [2014] ZAFSHC 88 (12 June 2014)

SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
and
SAFLII
Policy
IN
THE HIGH COURT OF SOUTH AFRICA
FREE
STATE DIVISION, BLOEMFONTEIN
Appeal
No.: A10/2014
In
the matter between:
TSHEDISO
NICHOLAS NTSASA
….....................................................................................
Appellant
and
THE
STATE
…........................................................................................................................
Respondent
CORAM:
VAN DER MERWE, J
et
MBHELE, AJ
HEARD
ON:
19 MAY 2014
JUDGMENT
BY:
MBHELE, AJ
DELIVERED
ON:
12 JUNE 2014
[1]
The appellant and two other people were charged with housebreaking
with intent to rob and robbery and four counts of rape.
The
appellant was convicted of housebreaking with intent to rob and
robbery for which he was sentenced to 7 (seven) years imprisonment.

He was also convicted of rape on the basis that he raped the
complainant more than once and sentenced to 25 (twenty-five) years

imprisonment.  The sentences were ordered to run concurrently.
Leave to appeal against the conviction and sentence was
granted by
the trial court.
[2]
The facts that led to the appellant’s conviction as related by
the state witnesses was that on 23 April 2011 the complainant’s

house was broken into by two male persons, who each raped her more
than once and stole her property.
[3]
She was pushed to her bed, covered with blankets and raped four times
by her assailants.  While one of her attackers was
busy having
sexual intercourse with her, the other one called him by the name
Tshediso. The incident happened at night.  Only
light that came
from a mast light, situated about 175 metres from the complainant’s
house, illuminated the room.
[4]
The complainant identified the appellant as one of her assailants.
She pointed out the appellant when she saw him in police
company.
It is not in dispute that the complainant was raped by two males and
that her belongings were stolen.
[5]
The question to answer is whether the trial court correctly convicted
the appellant.
[6]
The state called Me P[…] M[…], who testified that the
appellant arrived at her house selling items that according
to her
resembled those of the complainant.  P[…] knows the
appellant by name and calls him Tshediso.  The complainant

identified the items left at P[…]’s house as hers.
[7]
The appellant denied any involvement in the rape and robbery of the
complainant.  His version is that at the time of the
incident he
was sleeping at his parental home.
[8]
The correct approach when analysing evidence is that evidence must be
considered in its totality.  The Supreme Court of
Appeal stated
as follows in the case of
S v
Chabalala
2003 (1) SACR 134
(SCA):

The
correct approach is to weigh up all the elements which point towards
the guilt of the accused against all those which are indicative
of
his innocence, taking proper account of inherent strengths and
weaknesses, probabilities and improbabilities on both sides and,

having done so, to decide whether the balance weighs so heavily in
favour of the State as to exclude any reasonable doubt about
the
accused's guilt. The result may prove that one scrap of evidence or
one defect in the case for either party (such as the failure
to call
a material witness concerning an identity parade) was decisive but
that can only be an
ex post facto
determination and a trial court (and counsel) should avoid the
temptation to latch on to one (apparently) obvious aspect without

assessing it in the context of the full picture presented in
evidence.
[9]
In
S v Mbuli
2003 (1) SACR 97
(SCA) Nugent JA said:

It
is trite that the State bears the onus of establishing the guilt of
the appellant beyond reasonable doubt, and the converse is
that he is
entitled to be acquitted if there is a reasonable possibility that he
might be innocent (
R v Difford
1937 AD 370
at 373, 383). In
S v Van der
Meyden
1999 (2) SA 79
(W), which was
adopted and affirmed by this Court in
S
v Van Aswegen
2001 (2) SACR 97
(SCA), I
had occasion to reiterate that in whichever form the test is applied
it must be satisfied upon a consideration of all
the evidence. Just
as a court does not look at the evidence implicating the accused in
isolation to determine whether there is
proof beyond reasonable
doubt, so too does it not look at the exculpatory evidence in
isolation to determine whether it is reasonably
possible that it
might be true.
’…
Doubts
about one aspect of the evidence led in a trial may arise when that
aspect is viewed in isolation. Those doubts may be set
at rest when
it is evaluated again together with all the other available evidence.
That is not to say that a broad and indulgent
approach is appropriate
when evaluating evidence. Far from it. There is no substitute for a
detailed and critical examination of
each and every component in a
body of evidence. But, once that has been done, it is necessary to
step back a pace and consider
the mosaic as a whole. If that is not
done, one may fail to see the wood for the trees.'”
[10]
When analysing the facts in totality, the following comes to light:
The
complainant was attacked by two male persons, one of them is called
Tshediso.  Her description of this person was that
he had a dark
complexion, short hair and a moustache and that he wore a striped
t-shirt, a leather jacket, jeans and tekkies on
the date of the
incident.  It was not disputed that the appellant fits this
description.  Two weeks after the incident,
the appellant was
found in possession of items belonging to the complainant which he
sold to P[…] M[…].
[11]
Although the circumstances were certainly not ideal for observation
the complainant gave a remarkably detailed description
of her
assailant and she immediately recognised him when she saw him again.
This indicates that her identification of the appellant
is reliable.
In addition, the appellant was in possession of items stolen from the
complainant, which he did not explain
but falsely denied.
[12]
When one puts all pieces of evidence together, a reasonable
possibility of excluding the appellant as one of the assailants
who
broke into the complainant’s house does not exist.
[13]
The complainant, as a single witness, was both credible and
reliable.  In the result I am not convinced that the trial
court
erred in convicting the appellant.
AD
SENTENCE
[14]
It is trite that a court of appeal may not interfere with sentence
unless it finds that the trial court did not exercise its
discretion
judicially.
[15]
The appellant’s legal representative argued that the trial
court overemphasised the interests of the community and the

seriousness of the offence at the expense of personal circumstances
of the appellant.  I disagree.  When sentencing the

appellant the trial court considered all relevant factors and found
that there are compelling and substantial circumstances that
warrant
deviation from the prescribed minimum sentence.
[16]
I am of the view that the trial court did not misdirect itself.
Given all the circumstances I am of the view that the
sentence
imposed is appropriate.  It cannot be said to be a sentence that
could not reasonably have been imposed in the circumstances.
[17]
I therefore make the following order:
The
appeal is dismissed and convictions and sentences are confirmed.
_______________
N.M.
MBHELE, AJ
I
concur.
_______________________
C.H.G. VAN DER
MERWE, J
On
behalf of appellant: Adv L. Smit
Instructed
by:
Legal
Aid SA
BLOEMFONTEIN
On
behalf of respondent: Adv S. Mthethwa
Instructed
by:
Director
of Public Prosecutions
BLOEMFONTEIN