Zulu v S (A4/2013) [2014] ZAGPPHC 1063 (19 May 2014)

75 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Life imprisonment for murder — Appellant convicted of premeditated murder, illegal possession of a firearm, and unlawful possession of ammunition — Appeal against sentence only — Court a quo imposed life sentence, finding no substantial and compelling circumstances to deviate from minimum sentence — Appellant argued for lesser sentence based on personal circumstances and confession — Court upheld life sentence, emphasizing the gravity of the crime, lack of remorse, and premeditation, concluding that mitigating factors did not outweigh aggravating circumstances.

Comprehensive Summary

Summary of Judgment


1. Introduction


This matter was a full bench appeal against sentence only heard in the Gauteng Division of the High Court, Pretoria. The appeal arose from convictions and sentences imposed by a circuit court sitting at Middelburg, where the appellant had been convicted of murder (read with the minimum-sentence provisions) as well as unlawful possession of a firearm and unlawful possession of ammunition.


The parties were Themba Bangani Zulu as the appellant, and the State as the respondent. The appeal did not concern the correctness of the convictions; it focused solely on whether the sentence of life imprisonment imposed for murder ought to have been reduced.


The general subject-matter of the dispute was the application of the minimum sentencing regime under the Criminal Law Amendment Act 105 of 1997, specifically whether there were substantial and compelling circumstances justifying a departure from the prescribed sentence of life imprisonment for a murder falling within Part I of Schedule 2.


2. Material Facts


The appellant was convicted on three counts. On count 1 (murder), he was sentenced to life imprisonment in terms of section 51(1) of the Criminal Law Amendment Act 105 of 1997 (read with Part I of Schedule 2). On count 2 (unlawful possession of an unlicensed firearm), he was sentenced to three years’ imprisonment, and on count 3 (unlawful possession of ammunition), he was sentenced to one year’s imprisonment. The sentences on counts 2 and 3 were ordered to run concurrently with the life sentence on count 1.


The appellant had originally been charged together with a co-accused in relation to the murder. It was not in issue on appeal that the appellant’s co-accused died shortly before the commencement of the trial, with the result that the appellant was the only accused tried and sentenced.


A material feature relied upon by the sentencing court, and addressed on appeal, was that after his arrest the appellant made a confession admitting that he committed the murder as alleged by the State. The confession was admitted into evidence after a trial-within-a-trial, indicating that its admissibility was contested at trial but ultimately upheld. The appeal judgment treated the confession and its admission as part of the background relevant to sentence.


On the facts accepted for sentencing purposes, the murder was found to be premeditated and to have been carried out for personal gain. The appellant shot and killed the deceased four times while the deceased was seated in his vehicle. The court also relied on the fact that the appellant did not act spontaneously: he and the co-accused had met on various occasions prior to the murder, during which the co-accused pointed out the victim to the appellant. This planning meant, on the court’s acceptance of the facts, that the appellant had ample time to reconsider before committing the murder.


The appellant’s personal circumstances, as relied upon in mitigation and accepted as relevant, included that he was a first offender, was relatively uneducated, and had been influenced or persuaded by a more educated person (the co-accused). It was also considered that, given the life sentence, the appellant would be 64 years old by the time of his release. The sentencing court also considered the appellant’s confession as a potentially mitigating factor.


A further fact relied upon by the court in its sentencing evaluation was that the appellant showed no remorse after conviction. The appeal court treated the absence of remorse as an aggravating consideration relevant to sentence and rehabilitation prospects.


3. Legal Issues


The central legal question was whether the sentencing court erred in concluding that there were no substantial and compelling circumstances warranting a deviation from the prescribed minimum sentence of life imprisonment for murder under section 51(1) of the Criminal Law Amendment Act 105 of 1997 (read with Part I of Schedule 2).


Closely linked to that enquiry was whether, applying the established approach to minimum sentencing, life imprisonment in the circumstances could be regarded as so disproportionate or inappropriately severe that an appellate court should interfere. The appeal court framed the enquiry in terms of whether the sentence was “shockingly harsh and inappropriate” so as to justify interference on appeal.


The dispute primarily concerned the application of legal standards to the facts. The governing legal framework (minimum sentencing and the Malgas approach) was not controversial; the dispute centred on whether the accepted mitigating features cumulatively met the threshold of substantial and compelling circumstances, and whether the sentencing discretion had been properly exercised within the statutory context.


4. Court’s Reasoning


The court approached the appeal on the basis that sentencing discretion under the minimum-sentencing legislation is exercised within the statutory framework requiring a court to impose the prescribed sentence unless substantial and compelling circumstances justify a lesser sentence. The appeal court accepted that life imprisonment should not be imposed lightly, even where prescribed, but emphasised that the legislation requires a severe, standardised and consistent response unless truly convincing reasons justify departure.


In articulating the applicable principles, the court relied on S v Malgas 2001 (2) SA 1222 (SCA), highlighting that speculative hypotheses favourable to an offender, undue sympathy, and marginal differences in personal circumstances are not proper bases to depart from prescribed sentences. At the same time, the court recognised (also consistent with Malgas) that the legislation leaves it to the courts to determine whether the circumstances of a particular case justify a departure, meaning that all relevant considerations are not excluded, but are assessed against the elevated threshold required by the statute.


Against that legal background, the court evaluated the mitigating factors relied upon by the appellant. It accepted that the appellant was a first offender, that he was relatively uneducated, and that he had been influenced by a more educated co-perpetrator. It further accepted that the sentencing court had considered the appellant’s confession and the likely impact of the sentence on his age at release. The appeal court treated these as factors that were indeed placed before and weighed by the sentencing court.


However, the appeal court concluded that the aggravating features decisively outweighed the mitigating ones. Central to this assessment was the court’s characterisation of the murder as an assassination committed “in cold blood” for greed/personal gain, and as premeditated, placing it within the most serious category contemplated by the minimum sentence regime. The court stressed the manner of the killing—four shots fired at the deceased while seated in a vehicle—as demonstrating a high level of seriousness.


The court also attached weight to the evidence of planning and prior meetings between the appellant and the co-accused, including occasions where the victim was identified to the appellant, as supporting the finding that the appellant did not act on impulse and had time to reflect and desist. This planning aspect was treated as aggravating and as supporting the imposition of the prescribed sentence rather than deviation.


In addition, the appeal court relied on the appellant’s lack of remorse as an aggravating consideration and as undermining the case for rehabilitation. In this respect, the court referred to S v Matyityi 2011 (1) SACR 40 (SCA) for the proposition that remorse, to be relevant, must be sincere and requires the accused to take the court fully into confidence; absent such disclosure, the genuineness of alleged contrition cannot be assessed. On the facts as evaluated by the court, the appellant had not demonstrated remorse after conviction, and this weighed against a lesser sentence.


Drawing these strands together, the appeal court was not persuaded that life imprisonment was inappropriate or that the sentencing court’s conclusion on the absence of substantial and compelling circumstances was wrong. It followed that the appeal court found no basis to interfere with the sentence imposed.


5. Outcome and Relief


The appeal against sentence was dismissed. The sentence of life imprisonment for murder remained in place, together with the sentences on the firearm and ammunition counts which had been ordered to run concurrently with the life sentence.


No separate order as to costs was recorded in the judgment.


Cases Cited


S v Malgas 2001 (2) SA 1222 (SCA).


S v Matyityi 2011 (1) SACR 40 (SCA).


Legislation Cited


Criminal Law Amendment Act 105 of 1997, section 51(1), read with Part I of Schedule 2.


Firearms Control Act 60 of 2000.


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The High Court held that the sentencing court did not err in imposing the prescribed sentence of life imprisonment for a premeditated murder falling within Part I of Schedule 2 to the Criminal Law Amendment Act 105 of 1997. The court held that the mitigating considerations relied upon by the appellant, including his status as a first offender, relative lack of education, influence by a co-accused, and his confession, did not cumulatively constitute substantial and compelling circumstances justifying deviation from the minimum sentence.


The court further held that the aggravating factors—most notably that the murder was committed in cold blood, for personal gain, with multiple shots, following prior planning and identification of the victim, and accompanied by an absence of remorse—outweighed the mitigating considerations. The court therefore declined to interfere with the sentence on appeal and dismissed the appeal.


LEGAL PRINCIPLES


The judgment applied the principle that, under the minimum sentencing regime, the prescribed sentence must be imposed unless the court is satisfied that substantial and compelling circumstances exist which justify a lesser sentence. The assessment is not a free-ranging discretion but an evaluation conducted within the statutory framework that prioritises consistent, severe responses to specified serious crimes.


In line with S v Malgas 2001 (2) SA 1222 (SCA), the judgment applied the principle that departures from prescribed sentences may not be based on flimsy reasons such as speculative hypotheses favourable to the offender, undue sympathy, or marginal differences in personal circumstances. While courts retain the power to depart where justified, the threshold requires truly convincing reasons grounded in the particular facts.


The judgment also applied the principle that remorse is not established by mere assertion and is only a valid sentencing consideration where it is sincere and the accused takes the court fully into their confidence; otherwise, the genuineness of contrition cannot properly be evaluated. This approach was supported by reference to S v Matyityi 2011 (1) SACR 40 (SCA) and was used to treat the appellant’s lack of remorse as aggravating and relevant to rehabilitation prospects.


Finally, the judgment reflected the appellate principle that an appeal court will not interfere with sentence absent a proper basis to do so, and it framed that enquiry in terms of whether the sentence imposed was shockingly harsh or inappropriate in the circumstances, concluding that it was not.

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[2014] ZAGPPHC 1063
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Zulu v S (A4/2013) [2014] ZAGPPHC 1063 (19 May 2014)

REPUBLIC OF SOUTH
AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG DIVISION,
PRETORIA
CASE
NO: A4/2013
DATE: 19/5/2014
(1)
REPORTABLE: YES / NO
(2)
OF INTEREST TO OTHER JUDGES: YES / NO
(3)
REVISED.
________________
__________________
DATE

JUDGE: AC BASSON
In
the matter between:
THEMBA
BANGANI ZULU
Appellant
vs
THE
STATE
Respondent
JUDGMENT
BASSON,
J:
[1]
The appellant was found
guilty and sentenced in the circuit court in Middleburg on the
following counts: (i) Count 1: Murder read
with the provisions of
section 51(1)
of the
Criminal Law Amendment Act 105 of 1997

imprisonment for life. (ii) Count 2: The illegal possession of an
unlicensed firearm in contravention of the
Firearms Control Act 60 of
2000
- three years’ imprisonment. (iii) Count 3: Unlawful
possession of ammunition - one year imprisonment. The sentences
imposed
on counts 2 and 3 were ordered to be served concurrently with
the sentence imposed on count 1. This is a full bench appeal against

sentence only.
[2]
The appellant was one of
two accused charged with conspiring to murder and murdering the
deceased. The appellant’s co-accused
passed away shortly before
the commencement of the trail.
[3]
The appellant was found
guilty of shooting and killing the deceased. After his arrest he was
placed into custody during which he
made a confession in which he
admitted that he committed murder under the circumstances as alleged
by the State. The confession
was admitted as evidence after a
trail-within-a-trail.
Ad
sentence
[4]
In considering an
appropriate sanction the Court
a
quo
highlighted
the fact that this was not only a case of premeditated murder
(thereby bringing it within the ambit of
Part I
of Schedule 2 of the
Criminal Law Amendment Act) but
a case where the appellant
assassinated the deceased in cold blood for personal gain. This,
according to the Court
a
quo
, is
one of the most reprehensible forms of murder and is in itself a
reason to impose the highest sentence in terms of the
Criminal Law
Amendment Act.
[5
]
It is accepted that any
discretion that the Court may exercise in respect of sentence must be
in the context of what constitutes
substantial and compelling
circumstances. In this regard the Court
a
quo
duly
considered the personal circumstances of the appellant, the fact that
he was a first offender, the fact that he was persuaded
by a more
educated man (his co-accused) to commit the murder and the fact that
he will be 64 by the time he is released. The fact
that the appellant
confessed to the crime was also considered by the Court
a
quo
.
Against this background, the Court
a
quo
then
weighed up the fact that society is beleaguered by crime and the fact
that Parliament has prescribed minimum sentences in an
attempt to
combat crime.
[6]
On behalf of the
appellant it was submitted that the Court
a
quo
erred
in its conclusion that there are no substantial and compelling
circumstances justifying the Court to deviate from the prescribed

minimum sentence of imprisonment for life.
[7]
I am in agreement that
life imprisonment, as the ultimate sanction, should not be imposed
lightly even in circumstances where the
legislature has prescribed it
as a minimum sentence. I am, however, mindful of what the Court in
S
v Malgas
[1]
held:

C.
Unless there are, and can be seen to be, truly convincing reasons for
a different
response,
the crimes in question are therefore required to elicit a severe,
standardised and consistent
response from the courts.
D.
The specified sentences are not to be departed from lightly and for
flimsy reasons. Speculative hypotheses favourable to the
offender,
undue sympathy, aversion to imprisoning first offenders, personal
doubts as to the efficacy of the policy underlying
the legislation
and marginal differences in personal circumstances or degrees of
participation between co-offenders are to be excluded.
E.
The Legislature has, however, deliberately left it to the courts to
decide whether the circumstances of any particular case call
for a
departure from the prescribed sentence. While the emphasis has
shifted to the objective gravity of the type of crime and
the need
for effective sanctions against it, this does not mean that all other
considerations are to be ignored.”
[8]
I am not persuaded that
the sentence of life imprisonment in the circumstances of this case
is shockingly harsh and inappropriate
and that this Court should
interfere by setting aside the sentence and substituting it with a
lesser sanction. Although there are
mitigating circumstances such as
the fact that the appellant is a first offender, relatively
uneducated and the fact that he was
influenced by a more educated
man, the aggravating factors present in this case, in my view, far
outweigh these factors. Moreover,
the Court cannot disregard the fact
that the appellant committed a murder out of greed: He shot and
killed the deceased four times
in cold blood whilst the deceased was
seated inside his vehicle and lastly, the appellant showed no
remorse
[2]
after he had been
convicted. Furthermore, the appellant did not act on the spur of the
moment: In fact, he and the (deceased) co-accused
had met on various
occasions prior to the murder during which time the co-accused
pointed out the victim to him. He therefore had
ample time to
re-consider. Despite the aforegoing, it is trite, however, that each
case must be considered having regard to its
particular facts. In
this instance, I am not persuaded that life imprisonment is an
inappropriate sanction nor am I persuaded that
the appellant is a
candidate for rehabilitation especially given the fact that he has
shown no remorse despite the fact that he
had confessed to such a
heinous crime.
[9]
In the event the appeal
against sentence is dismissed.
__________________
AC
BASSON
JUDGE
OF THE HIGH COURT
I agree
__________________
C
PRETORIUS
JUDGE
OF THE HIGH COURT
I agree
__________________
N B
TUCHTEN
JUDGE
OF THE HIGH COURT
[1]
2001 (2) SA 1222.
[2]
See in this regard
S
v Matyityi
2011
(1) SACR 40
(SCA) at paragraph [[12] where the Supreme Court of
Appeal held that “
[i]n
order for the remorse to be a valid consideration, the penitence
must be sincere and the accused must take the court fully
into his
or her confidence.”
Where
the accused does not take the Court into his confidence “
the
genuineness of the contrition alleged to exist cannot be
determined”.