I.M.M v S (AR487/16) [2017] ZAKZPHC 6 (3 March 2017)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Appeal against sentence — Appellant convicted of rape and robbery, sentenced to 39 years imprisonment — Appellant argued that sentence for rape was harsh considering his age and personal circumstances — Court held that the trial court did not misdirect itself in sentencing for rape, but found the sentence for robbery disproportionate — Sentences for robbery amended to run concurrently, with one robbery sentence reduced from 15 to 10 years — Appeal granted in part, resulting in a total effective sentence of 24 years imprisonment.

Comprehensive Summary

Summary of Judgment


1. Introduction


This was a sentence appeal to the KwaZulu-Natal Division of the High Court, Pietermaritzburg, brought by I M M (the appellant) against the State (the respondent). The appeal was directed only at the aggregate term of imprisonment imposed by the magistrates’ court (the court a quo), and not at the convictions as such.


In the proceedings in the court a quo, the appellant had faced five charges, namely two counts of rape and three counts of housebreaking with intent to rob and robbery. Although he initially pleaded not guilty to all charges, he later delivered a written statement in terms of section 220 of the Criminal Procedure Act 51 of 1977, admitting that he committed four of the five offences (one rape and three housebreaking/robbery offences). He was convicted on those admitted counts and sentenced to an effective total of 39 years’ imprisonment.


The dispute before the High Court concerned whether the trial court’s sentencing discretion had been properly exercised, particularly in relation to the application of a prescribed minimum sentence for the 2012 robbery, and whether the cumulative effect of the sentences (including issues of concurrency) resulted in an unjust outcome warranting appellate interference.


2. Material Facts


The material facts were largely procedural and common cause for purposes of the appeal. The appellant was prosecuted on five counts, but ultimately admitted liability (by way of a section 220 statement) for four offences, consisting of one rape and three separate housebreaking with intent to rob and robbery offences. He was convicted on those counts on the basis of those admissions.


Chronologically, two of the robbery-related offences were committed on 13 October 2008, at which time the appellant was still a minor. A further robbery offence was committed on 24 July 2012, by which time the appellant had attained majority.


The court a quo imposed the following sentences: 15 years’ imprisonment for rape; 9 years’ imprisonment for each of the first two robbery offences committed in 2008; and 15 years’ imprisonment for the 2012 robbery. The total was treated as 39 years’ imprisonment.


In relation to the 2012 robbery, the appeal court noted that the trial magistrate imposed 15 years on the basis that a minimum sentence applied, which implied that the offence was treated as robbery with aggravating circumstances (the trial judgment being silent on that characterisation, but the sentence indicating that conclusion).


As to personal circumstances relevant on appeal, the High Court recorded that the appellant was 22 years old at the time of conviction, was a first offender with no pending cases, had shown remorse by making admissions and accepting responsibility, and that although a firearm was used in the 2012 robbery, no injury or serious bodily harm was sustained by the complainant in that incident.


3. Legal Issues


The central question was whether the High Court should interfere with the sentences imposed by the court a quo, given the principle that sentencing lies primarily within the discretion of the trial court. This required determining whether there had been a material misdirection in the exercise of the sentencing discretion, or whether any sentence was so disproportionate that it induced a sense of shock.


A further issue concerned the approach to the 2012 robbery sentence, where the trial court applied a prescribed minimum sentence. The High Court had to determine whether the appellant’s cumulative personal circumstances justified a deviation from the prescribed sentence, and whether the trial court failed to consider those circumstances.


In addition, the appeal raised an issue of sentence concurrency, particularly in relation to the offences committed when the appellant was a minor, and whether the overall sentencing structure appropriately reflected the appellant’s youth at the time of the earlier offences.


The dispute therefore concerned primarily the application of legal principles to facts (sentencing standards, minimum sentence deviation, and concurrency), coupled with an evaluative judgment about proportionality and misdirection.


4. Court’s Reasoning


The High Court reiterated the established principle that sentencing is pre-eminently a matter for the trial court, and that an appellate court will interfere only in limited circumstances. Interference is justified where the sentence reflects a material misdirection by the trial court, or where the sentence is so disproportionate to the offence that it induces a sense of shock. The court expressly treated this as settled law, and referred to authority supporting that approach.


Turning to the rape sentence, the High Court emphasised the seriousness of rape and accepted that it is an offence for which life imprisonment may be competent in terms of the minimum sentencing framework. On the appellant’s own case, it was conceded that the rape was serious, and the appellant’s avoidance of life imprisonment was attributed to his being 17 years old at the time of the offence. On this basis, and applying the limited scope of appellate interference, the High Court found no basis to conclude that the trial court misdirected itself or that the sentence of 15 years’ imprisonment for rape was shockingly disproportionate. The rape sentence was therefore left undisturbed.


In relation to the two robbery sentences of 9 years each for the 2008 offences, the High Court likewise found no basis to interfere with the individual terms. However, it took into account that the appellant was a minor at the time of their commission. As a matter of structuring the punishment appropriately, the court concluded that it would be appropriate for those robbery sentences to run concurrently with the rape sentence.


The High Court’s principal intervention concerned the 2012 robbery sentence of 15 years’ imprisonment. Although the trial magistrate imposed that sentence because a minimum sentence was considered applicable, the High Court held that the trial court omitted to consider the appellant’s cumulative personal circumstances in deciding whether there was a basis to deviate from the prescribed sentence. The appeal court enumerated the circumstances it considered material, including the appellant’s age (22 at conviction), first-offender status, absence of pending cases, remorse demonstrated through admissions and acceptance of responsibility, and the fact that no injury or serious bodily harm was sustained during the robbery notwithstanding the use of a firearm.


Considering these factors cumulatively, the High Court found that they justified a deviation from the prescribed sentence. It further characterised the 15-year term for the 2012 robbery, in the context of the failure to weigh these circumstances, as shockingly disproportionate so as to induce a sense of shock. The court accordingly substituted a sentence of 10 years’ imprisonment as the appropriate punishment for that count.


5. Outcome and Relief


The appeal against sentence succeeded to the extent that the High Court amended the sentencing order made by the court a quo.


The court confirmed a sentence of 15 years’ imprisonment on the rape count, and confirmed sentences of 9 years’ imprisonment on each of the two 2008 robbery counts. It reduced the sentence for the 2012 robbery count from 15 years’ imprisonment to 10 years’ imprisonment.


The court further ordered that the sentences on the rape count and the two 2008 robbery counts were to run concurrently. No costs order was recorded in the judgment.


Cases Cited


S v Malgas 2001 (2) SA 1222 (SCA)


Legislation Cited


Criminal Procedure Act 51 of 1977 (section 220)


Criminal Law Amendment Act 105 of 1997


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The High Court held that there was no basis to interfere with the sentence of 15 years’ imprisonment for rape, nor with the individual 9-year sentences imposed for the two robbery offences committed in 2008. However, given the appellant’s minority at the time of the 2008 robberies, it held that it was appropriate for those sentences to run concurrently with the rape sentence.


The High Court held further that the trial court, in imposing 15 years’ imprisonment for the robbery committed on 24 July 2012 on the basis that the prescribed minimum sentence applied, failed to consider the appellant’s cumulative personal circumstances relevant to deviation. Those circumstances justified a deviation, and the imposed sentence was found to be shockingly disproportionate. The sentence on that count was accordingly replaced with 10 years’ imprisonment.


LEGAL PRINCIPLES


A sentence imposed by a trial court will be interfered with on appeal only in limited circumstances, particularly where there has been a material misdirection in the exercise of the sentencing discretion or where the sentence is so disproportionate that it induces a sense of shock.


Where a prescribed minimum sentence is considered applicable, the sentencing court remains obliged to consider whether the offender’s cumulative personal circumstances justify a deviation from the prescribed sentence; a failure to properly consider such circumstances may constitute a misdirection and may result in appellate substitution of sentence.


In structuring an overall sentence, considerations of concurrency may be applied to ensure proportionality, including where offences were committed while the offender was a minor, so that the cumulative effect of multiple sentences does not produce an unjustly excessive outcome.

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[2017] ZAKZPHC 6
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I.M.M v S (AR487/16) [2017] ZAKZPHC 6 (3 March 2017)

SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
and
SAFLII
Policy
IN
THE HIGH COURT OF SOUTH AFRICA
KWAZULU-NATAL
DIVISION, PIETERMARITZBURG
CASE
NO: AR487/16
In
the matter between:
I
M
M                                                                                                                      Appellant
and
THE
STATE                                                                                                       Respondent
APPEAL JUDGMENT
Delivered on: 03
March 2017
ME
NKOSI AJ:
[1]
The appellant was charged in the court
a
quo
with
two counts of rape and three counts of housebreaking with the intent
to rob and robbery. He initially pleaded not guilty to
all five
charges preferred against him, but subsequently handed in to the
court
a
quo
a
statement in terms of section 220 of the Criminal Procedure Act
[1]
(as amended), in which he admitted that he committed four of the five
crimes with which he was charged.
[2]
The four crimes admitted by the appellant included the one crime of
rape and the three separate crimes of housebreaking with
the intent
to rob and robbery. He was found guilty of all four crimes and
sentenced to a total of thirty nine (39) years imprisonment,
which
was deemed appropriate by the court
a
quo
after
taking everything into consideration.
[2]
[3]
In particular, the sentences imposed by the court
a quo
upon
the appellant for each offence were fifteen (15) years imprisonment
for rape and nine (9) years imprisonment for each one
of the first
two crimes of robbery committed by the appellant in 2008 while he was
still a minor, as well as fifteen (15) years
for the crime of robbery
that was subsequently committed by the appellant in 2012 after he had
already attained majority.
[4]
The latter sentence of fifteen (15) years is the minimum sentence
applicable for the crime of robbery with aggravating circumstances.

Although the judgment of the court
a quo
is silent in that
regard, this suggests that the finding of that court was that the
appellant was guilty of robbery with aggravating
circumstances.
[5]
The appellant is appealing, with the leave of the court
a
quo
,
against the thirty nine (39) years imprisonment sentence imposed upon
him by the court
a
quo
.
Insofar as his conviction of rape is concerned, the appellant has
conceded that rape is a serious and heinous offence punishable
by
life sentence in terms of the Criminal Law Amendment Act.
[3]
In fact he was saved from the imposition of life sentence for the
crime of rape by his youthful age of 17 years at the time of
the
commission of the offence.
[6]
However, it was argued by Mr Pillay on behalf of the appellant that
the sentence of fifteen (15) years imprisonment for the
crime of rape
is still too harsh for the appellant when considering his relevant
and cumulative personal circumstances. He argued
that these were not
taken into account by the court
a quo.
[7]
Numerous factors were cited by Mr Pillay in support of his argument.
These included submissions that the appellant was just
over 17 years
old when he committed the first three offences, that he was a first
time offender as at the date of his conviction,
with no pending
cases, and that he had shown remorse by tendering admissions of the
crimes he had committed.
[8]
Insofar as the appellant’s sentence for the crime of rape is
concerned, I think the appellant should consider himself
lucky that
he got the sentence of fifteen (15) years imprisonment. Had he been
18 years old at the time when he committed the offence,
with a mere
two months having been his saving grace, he would have received a
life sentence.
[9]
In any event, I need not dwell much on the appellant’s sentence
for rape as it was finally conceded by Mr Pillay that
the appellant
got off lightly with the fifteen (15) years imprisonment sentence
because of his youth when he committed the offence.
Otherwise, I have
no doubt that his gruesome violation of the complainant would have
warranted a life sentence.
[10]
Besides, as correctly pointed out by Ms Mshololo on behalf of the
respondent, it is trite law that the sentencing falls primarily

within the discretion of the trial court. It is only in limited
instances when the sentence imposed by the trial court indicates
or
suggests material misdirection by that court, or is so
disproportionate to the crime committed that it induces a sense of
shock,
that the court of appeal would be justified in interfering
with the sentence imposed by the court
a
quo
.
[4]
[11]
In the circumstances, I find no reasonable justification for this
court to interfere with the fifteen (15) years imprisonment
sentence
imposed upon the appellant by the court
a quo
for the crime of
rape. That sentence must accordingly stand.
[12]
Similarly, I believe that there is no justification for this court to
interfere with  the sentences of nine (9) years
imprisonment
that were imposed by the trial court upon the appellant for the first
two crimes of robbery committed by him on 13
October 2008. However,
as the appellant was still a minor at the time of the commission of
these offences, I think it would be
appropriate for the sentences
imposed for the first two crimes of robbery to run concurrently with
the fifteen (15) years sentence
for rape.
[13]
This brings me to the remaining sentence of fifteen (15) years
imprisonment that was imposed upon the appellant by the trial
court
for the crime of robbery that was committed by the appellant on 24
July 2012. According to the judgment delivered by the
magistrate in
the court
a
quo
,
the reason for imposing the sentence of fifteen (15) years
imprisonment upon the appellant for that offence was because the
minimum
sentence was applicable to it.
[5]
However, it is apparent from the appeal record that the learned
magistrate omitted to consider the cumulative personal circumstances

of the appellant which would have entitled the trial court to deviate
from the prescribed sentence.
[14]
The appellant was 22 years old, a first time offender as at the date
of conviction, with no pending cases. He also showed remorse
for his
crimes by tendering admissions to the trial court and accepting
responsibility for his actions. Furthermore, although he
committed
the crime with the use of a firearm, no injury or serious bodily harm
was sustained by the complainant during the commission
of the
offence.
[6]
[15]
Therefore, when considered cumulatively, I think the personal
circumstances of the appellant justify a deviation from the
prescribed sentence. I accordingly find that the sentence of fifteen
(15) years imprisonment imposed by the trial court upon the
appellant
for that offence is shockingly disproportionate to the crime he
committed that it induces a sense of shock.
[16]
In my view, the appropriate sentence which ought to have been imposed
upon the appellant by the court
a quo
for the robbery
committed by him on 24 July 2012 was imprisonment for the period of
ten (10) years. This takes into account the
cumulative personal
circumstances of the appellant which justify a deviation from the
prescribed minimum sentence.
[17]
In the circumstances, I propose that the following order should be
made:
(a) that the appellant’s
appeal against the total sentence of thirty nine (39) years
imprisonment imposed upon him by the
court
a quo
is granted;
and
(b) that the sentences
imposed by the court
a quo
upon the appellant be amended as
follows:
(i) on count 2, that the
appellant is sentenced to fifteen (15) years imprisonment;
(ii) on count 3, that the
appellant is sentenced to nine (9) years   imprisonment;
(iii) on count 4, that
the appellant is sentenced to nine (9) years imprisonment;
(iv) on count 5, that the
appellant is sentenced to ten (10) years  imprisonment; and
(v) that the sentences in
respect of counts 2, 3 and 4 are to run concurrently.
_________________
ME
NKOSI AJ
I
agree:
__________________
HADEBE
AJ
Date
of hearing

: 23 February 2017
Date
delivered

: 03 March 2017
Appearances
:
For
the Appellant

: Adv TP Pillay
Instructed
by

: Justice Centre
Durban
For
the Respondents
: Adv
ZG Mshololo
Instructed
by

: The Director of Public Prosecutions
Durban
[1]
Act 51 of 1977
[2]
Page 71 line 15 to page 72 line 5 of
the record
[3]
Act 105 of 1997
[4]
S v Malgas 2001 (2) SA at 1232 A to D
[5]
Page 71 line 20 of the record
[6]
Page 8 lines 15 to 20 of the record