Selaletsi v S (KAP08/15) [2017] ZANCHC 55 (2 June 2017)

85 Reportability
Criminal Law

Brief Summary

Appeal — Incomplete record — Appellant convicted of assault, pointing a firearm, and rape, sentenced to 15 years imprisonment — Appeal against conviction and sentence due to incomplete trial record, including missing plea proceedings and testimony — Court finds reconstruction of record impossible due to unavailability of trial participants and significant delay — Inadequate record prevents proper consideration of appeal — Convictions and sentences set aside.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were a criminal appeal to the High Court of South Africa, Northern Cape Division, Kimberley, against conviction and sentence imposed by the Regional Court, Warrenton. The appeal was heard by Pakati J and Snyders AJ.


The parties were Paseka William Selaletsi (the appellant, an accused person in the court a quo) and the State (the respondent). The appellant had been convicted on three counts, namely assault with intent to do grievous bodily harm, pointing of a firearm, and rape, and was sentenced to effective imprisonment (with concurrency ordered).


Procedurally, the appellant’s appeal was pursued after leave to appeal was granted by the trial court. The matter then served before the High Court as a court of appeal. A central feature of the appeal proceedings was that the appeal record was materially incomplete, and efforts to rectify the record proved unsuccessful.


The general subject-matter of the dispute concerned whether the High Court could properly determine an appeal on the merits (conviction and sentence) where the record was incomplete, and, if not, what the appropriate consequence should be for the convictions and sentences.


2. Material Facts


It was common cause that the appeal record was incomplete in several substantial respects. The missing portions included: the entire plea proceedings, the evidence of the complainant (who was a single witness), and the examination-in-chief and part of the cross-examination of the appellant.


An attempt was made to rectify the record through transcription of the presiding magistrate’s trial notes, but this attempt was unsuccessful. The court noted that the notes could not fully be deciphered and did not accurately reflect the proceedings, a difficulty revealed when the notes were compared against portions of the record that were available.


The court accepted that reconstruction of the record was impossible in the circumstances. This conclusion rested on uncontested practical obstacles: the magistrate had resigned and left the province, the prosecutor had died, the defence attorney had left the Legal Aid Board and was untraceable, and the defence attorney had no written notes. The interpreter could not assist because she merely interpreted and had no notes. A further factor was the approximately seven-year delay between the conviction (March 2011) and the hearing of the application for leave to appeal, which impaired the feasibility of reliable reconstruction.


The appellant’s grounds of appeal included that the State had not proved its case beyond reasonable doubt, and that the sentence was inappropriate and induced a sense of shock. The High Court also noted that the trial magistrate’s judgment did not provide meaningful assistance: the acceptance of the complainant’s testimony as a single witness was not explained; the evaluation of testimony with reference to probabilities and improbabilities was not properly set out; and no rationale was given for rejecting the appellant’s version as not reasonably possibly true.


3. Legal Issues


The central legal question was whether the defective and incomplete record was nonetheless adequate to allow proper adjudication of the appeal against conviction and sentence, consistent with the appellant’s constitutional fair trial rights, including the right of appeal.


This dispute primarily concerned the application of legal standards to the procedural facts concerning the state of the record and the feasibility of reconstruction. It required an assessment (informed by precedent) of whether the nature and extent of the defects prevented the appeal court from properly considering the merits of the grounds of appeal.


A related issue was the appropriate remedy where the record is missing or inadequate and cannot be reconstructed, and whether the responsibility for the inadequacy could be attributed to the appellant.


4. Court’s Reasoning


The court began by identifying the legal framework governing the keeping of trial records and the presentation of appeal records. It referred to section 76(3)(a) of the Criminal Procedure Act 51 of 1977, which requires a trial court to keep a record of proceedings (in writing or mechanically), and to Rule 51(3) of the Uniform Rules of Court, which places the burden on the appellant (or the appellant’s attorney) to ensure that a proper appeal record is before the appeal court. The court also emphasised that section 35(3)(o) of the Constitution of the Republic of South Africa, 1996 protects an accused person’s right of appeal as part of the broader right to a fair trial.


On reconstruction, the court referred to approaches approved in authority. It described the practical method in S v Gora and Another 2010 (1) SACR 159 (WCC), where counsel were engaged and the process was conducted with the parties present and given an opportunity to confirm, object to, or amend the reconstructed material. The court also relied on the guidance quoted from S v Yekiso (WCC case number SS106/08) (unreported), which sets out the presiding officer’s duty to notify interested parties, convene an open-court reconstruction, record parties’ views, and have the reconstruction transcribed so that procedural fairness is preserved.


Applying these principles to the case, the court reasoned that the practical prerequisites for reconstruction were absent. Key role-players were unavailable (or deceased), no usable notes existed, and the delay undermined the reliability of any attempted recollection-based reconstruction. In these circumstances, the court held that reconstruction was impossible, and it explicitly stated that blame could not be attributed to the appellant.


The court then turned to the impact of an incomplete record on appeal. Relying on S v Chabedi 2005 (1) SACR 415 (SCA), it reiterated that the record is of “cardinal importance” because it forms the basis for the rehearing on appeal. It accepted, however, that the law does not require a perfect record; the requirement is an adequate record for consideration of the appeal.


The court adopted the approach in S v Chabedi, which articulates a two-pronged test for adequacy: the court must assess (a) the nature of the defects in the particular record and (b) the issues that must be decided on appeal, to determine whether the defects are so serious that proper consideration is not possible.


When this test was applied, the court concluded that the defects were decisive. The missing evidence included the complainant’s testimony (central to the rape conviction and related counts) and significant portions of the appellant’s testimony, as well as the entire plea proceedings. In addition, the magistrate’s judgment did not provide adequate reasons that could compensate for the missing record or enable meaningful appellate scrutiny. The court referred to S v Moleka 2012 (1) SACR 431 (SCA) to underscore the importance of judicial officers giving reasons, both for fairness to the accused and to allow proper review or appeal.


Although both counsel addressed the merits, the court held it could not adjudicate the merits in the absence of a complete and adequate record. It reasoned that the defects, viewed against the issues raised (proof beyond reasonable doubt and appropriateness of sentence), prevented it from making the necessary findings. The court further held that without a record of the proceedings, there could not be a fair appeal process, aligning the problem with constitutional fair trial requirements at the appellate stage.


5. Outcome and Relief


The High Court upheld the appeal. It ordered that the appellant’s convictions and sentences on all counts be set aside.


The judgment, as presented, did not record a separate or express costs order, and the relief granted was the setting aside of convictions and sentences consequent upon the inadequacy of the record.


Cases Cited


S v Gora and Another 2010 (1) SACR 159 (WCC)


S v Yekiso (WCC case number SS106/08) (unreported)


S v Chabedi 2005 (1) SACR 415 (SCA)


S v Moleka 2012 (1) SACR 431 (SCA)


Legislation Cited


Criminal Procedure Act 51 of 1977, section 76(3)(a)


Constitution of the Republic of South Africa, 1996, section 35(3)(o)


Rules of Court Cited


Uniform Rules of Court, Rule 51(3)


Held


The court held that the appeal record was materially and irreparably incomplete, that reconstruction was not feasible in the circumstances, and that the defects were so serious—when assessed against the issues raised on appeal—that a proper consideration of the appeal on the merits was not possible. The inadequacy of the record meant that the appeal could not be fairly adjudicated, leading to the convictions and sentences being set aside.


LEGAL PRINCIPLES


An accused person’s right of appeal forms part of the constitutional guarantee of a fair trial, and an appeal court must be placed in a position to properly consider the appeal by reference to an adequate record.


A trial court is obliged to keep a proper record of proceedings in terms of section 76(3)(a) of the Criminal Procedure Act 51 of 1977, while the appellant (or the appellant’s legal representative) bears responsibility under Rule 51(3) of the Uniform Rules of Court to ensure a proper appeal record is placed before the appeal court.


Where a record is missing or incomplete, a reconstruction process should, where possible, be conducted with the participation of the interested parties in open court, allowing them to confirm, object to, or amend the reconstructed content, and ensuring the reconstructed record is properly transcribed.


A record need not be perfect, but must be adequate for the determination of the appeal. Adequacy is assessed by considering both the nature of the defects and the issues to be decided on appeal. If defects are so serious that proper consideration of the appeal is not possible, the conviction and sentence may be set aside.


The giving of reasons for judgment is important both for public confidence and for fairness to the accused, and it is particularly significant for enabling meaningful appellate scrutiny where the appeal court is asked to evaluate factual findings and credibility determinations.

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[2017] ZANCHC 55
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Selaletsi v S (KAP08/15) [2017] ZANCHC 55 (2 June 2017)

IN
THE HIGH COURT OF SOUTH AFRICA
(Northern
Cape High Court, Kimberley)
CASE
NO:
KAP 08/15
DATE
HEARD:
29/05/2017
DATE
DELIVERED:
02/06/2017
In
the matter between:
PASEKA
WILLIAM
SELALETSI
Appellant
and
THE
STATE
Respondent
Coram:
Pakati J et Snyders AJ
JUDGMENT
SNYDERS
AJ:
1.
The appellant, Paseka William Selaletsi, was convicted in  the
Regional  Court at Warrenton on 17 March 2011
of assault with
intent to do grievous bodily harm, pointing of a firearm and rape. He
was sentenced  to  12  months
imprisonment on Count 1,
2 years imprisonment on Count 2 and 15 years imprisonment on Count 3.
The Court ordered that the sentences
run concurrently.
2.
The appellant appealed against the conviction and sentence, after
leave to appeal was granted by the trial court.
3.
It is common cause that the appeal record is incomplete in the
following respects:
3.1
The entire plea proceedings are not transcribed;
3.2
The testimony of the complainant, who was a single witness, was not
transcribed; and
3.3
The examination - in - chief and a portion of the cross -
examination of the
appellant did not form part of the record.
4.
An attempt was made by the clerk of the court to rectify the record.
To this end, trial notes by the Magistrate were transcribed.

Unfortunately, this attempt fell short, as all of the Magistrates
notes could neither be deciphered, nor did the notes give a true

reflection of the proceedings. This could be seen when the
Magistrate's notes were compared to parts of the record that were
indeed
transcribed.
5.
I will firstly deal with the process to be followed to reconstruct a
record and thereafter the impact an incomplete record has
on appeal
proceedings.
6.
Section 76 (3) (a) of the Criminal Procedure Act, 51 of 1977 ('the
CPA"), stipulates that a trial court shall keep a record
of
proceedings, whether in writing or mechanical. Rule 51 (3) of the
Uniform Rules of Court places the burden on the appellant
or his
attorney to ensure that an appeal record is properly placed before an
appeal court. Section 35 (3) (o)  of  the
Constitution of
the Republic of South Africa, 1996, affords  an  accused
person a right of appeal to a higher court
as part of the right to a
fair  trial.
7.
In
S
v
Gora and Another
[1]
,
a
practical approach was followed by the  Magistrate in
re-constructing the record.  He called counsel to his chambers

to re-construct the record. He later convened the court. All the
parties, including the appellants, were present. Counsel was given
an
opportunity at such proceedings  to confirm  the
Magistrate's trial notes,  to object or
amend
any part thereof. In my view, this was the correct method to follow.
The following remark in
S
v Yekiso
[2]
demonstrates the duty of a presiding officer once it becomes apparent
that the record is lost:
"Direct
the clerk of the court to inform all the interested parties, being
the accused or his legal representative, and the
prosecutor, of the
fact of the missing record; to arrange a date for the parties to
reassemble, in an open court, in order to jointly
undertake the
proposed reconstruction; when the reconstruction is about to
commence, the magistrate is to place it on record that
the parties
have reassembled for the purpose of the proposed reconstruction; the
parties are to express their views, on record,
that each aspect of
reconstruction accords with their recollection of the evidence
tendered at trial; and ultimately to have such
reconstruction
transcribed in the normal way. Once this process has been followed,
none of the
parties
can
cry
foul that his rights have
been
trampled
on."
8.
In the present appeal however, the clerk of the court stated under
oath that the Magistrate had since resigned from the

department  and  left  the province. Added to this,
the prosecutor had since passed away and the defence attorney
had
left the Legal Aid Board and was untraceable. The defence attorney
also had no written notes on the matter. The interpreter
would not be
in a position to assist as she merely interpreted and took no notes.
A further factor that impedes re-construction
of the record  is
the 7 year delay between the conviction and when the application for
leave to appeal was heard. It
is clear that reconstruction of the
record herein is impossible and blame cannot be attributed to the
appellant.
9.
The
SCA, in
S
v Chabedi,
[3]
has stated that the record of proceedings  in the trial court is
of cardinal importance on appeal, as it forms the whole basis
of the
rehearing by the court of appeal. Thus, if the record is inadequate,
it will lead to the conviction and sentence being set
aside.
10.
This
is, however, not an absolute rule. The requirement is only  that
the  record must be adequate for the consideration
of the appeal
and not  a perfect recordal of everything that was said at
trial.
[4]
11.
The
SCA
[5]
thus
created a two pronged test to determine if the record is adequate.
The test is thus whether the defects are so serious that
a proper
consideration of appeal is not possible by looking
at:
11.1
the nature of the defects in the particular record; and
11.2
the issues to be decided on appeal.
12.
I have dealt with the defects of the record above. I cannot deal with
the defects in isolation, as the issues to be determined
on appeal
will  give insight into whether the defects are so serious that
the matter cannot be considered.
13.
In
this matter, the appellant avers that his conviction should be set
aside as the state did not prove its case beyond reasonable
doubt. He
also alleged that the sentence was inappropriate and induced a sense
of shock. No assistance was given by the Magistrate
in his judgment.
The acceptance of the complainant's testimony as a single witness was
not explained. The testimony of the witnesses
was not properly
evaluated having regard to the probabilities and improbabilities
thereof. No rationale was given for rejecting
the appellant's version
as not reasonably possible.
In
S
v
Moleka
[6]
,
the
SCA held:
"I
find it necessary to emphasise the importance of judicial officers
giving reasons  for their decisions. This is important
and
critical in engendering  and  maintaining the confidence of
the public in the judicial system. People need to know
that courts do
not act arbitrarily, but base their decisions  on rational
grounds.  Of even greater significance
is that it is only fair
to every accused person to know the reasons why
a
court  has  taken
a
particular
decision,  particularly   where  such
a
decision   has adverse consequences for such an accused
person. The giving of reasons becomes even more critical,
if
not obligatory,  where one  judicial  officer
interferes with an order or ruling made by another judicial
officer. To my mind this
underpins the important
principle of fairness to the parties. I find it unjudicial for
a
judicial officer to interfere with an
order made by
another court, particularly where such an order is
based
on
the
exercise of
a
discretion,
without giving any reasons therefor"
.
14.
Although both counsel addressed the merits of the appeal, I cannot
adjudicate thereon in the absence of the complete record.
The nature
of the defects in the record are such, that I cannot make a finding
on the issues to be decided. Further to this, in
the absence of a
record of the proceedings, it  is clear that there cannot be a
fair trial at appeal  stage.
15.
Whereof I make the following order:
THE
APPEAL SUCCEEDS AND THE CONVICTIONS AND SENTENCES ARE SET ASIDE.
_____________________
SNYDERS
AJ
NORTHERN
CAPE DIVISION
I
concur.
_____________________
PAKATI
J
NORTHERN
CAPE DIVISION
On
behalf of Appellant:
Adv
D Van Tonder (Legal Aid SA)
On
behalf of Respondent:
Ad v C Jansen ( DPP)
[1]
2010 (1) SACR 159
(WCC) at para 19
[2]
Unreported judgment by Yekiso J (WCC case number SS106/08)
at para 21
[3]
2005 (1) SACR 41
5 SCA at para 5
[4]
S v Chabedi at para 5
[5]
S v Chabedi a t para 6 and 8
[6]
2012 (1) S ACR 431
(SC A) at para 12