S v Ndwendwe (R156/2017) [2017] ZAFSHC 184 (26 October 2017)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Special review — Conviction and sentence for rape — Accused sentenced to twelve years imprisonment under incorrect provision of Criminal Procedure Act — Regional magistrate's request for review based on erroneous sentencing — Court declined to grant relief as the accused had already applied for leave to appeal against conviction, making the review process inappropriate and potentially prejudicial to the accused — High Court retains inherent jurisdiction to consider sentence on appeal.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were brought before the High Court of South Africa, Free State Division, Bloemfontein, as a special review in terms of section 304(4) of the Criminal Procedure Act 51 of 1977. The review did not arise from an automatic review, but from a special request initiated by the regional magistrate after the accused had already been convicted and sentenced.


The parties were the State as prosecuting authority and Lefa Abednigo Ndwendwe as the accused person. The matter originated in the Bloemfontein Regional Court, where the accused was tried on a rape charge involving a minor.


Procedurally, the accused was tried on 24 August 2017, convicted on 25 August 2017, and sentenced on the same day. The accused thereafter applied for leave to appeal against the conviction, which was granted on 30 August 2017, and bail was extended pending appeal. After these steps had occurred, the regional magistrate prepared a memorandum dated 4 October 2017 (received by the registrar on 11 October 2017) requesting the High Court to intervene on special review because the sentence was recorded under the incorrect statutory provision.


The general subject-matter of the dispute before the High Court was not the merits of the conviction, but the competence and correctness of the sentence as framed, and whether it was appropriate for the High Court to correct the sentencing error by way of special review given that an appeal process had already been set in motion.


2. Material Facts


An incident giving rise to the criminal proceedings occurred in Bloemfontein on 16 December 2015, at Freedom Square, Mangaung, and was reported to the police. Following investigation, the accused was arrested on 22 December 2015.


The accused was charged with rape, it being alleged that he committed an act of sexual penetration with the complainant, a minor child aged eleven, on 16/17 September 2015. The charge was framed with reference to statutory provisions including section 3 of the Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007, together with references to the Criminal Law Amendment Act 105 of 1997 and the Children’s Act 38 of 2005.


At trial, the accused pleaded not guilty and provided an explanation in terms of section 115 of the Criminal Procedure Act 51 of 1977, the details of which the High Court considered unnecessary to recount for purposes of the special review. Four witnesses testified in total, including the complainant and her mother for the prosecution. The proceedings were held in camera under section 153(3) of the Criminal Procedure Act 51 of 1977.


The regional court convicted the accused of rape and imposed a sentence of twelve years’ imprisonment. The sentence was recorded as being imposed in terms of section 276(1)(i) of the Criminal Procedure Act 51 of 1977.


After the court had adjourned on the day sentence was imposed, the regional magistrate realised that he had cited the wrong sentencing provision. He indicated that it was his intention to impose twelve years’ imprisonment under section 276(1)(b) (ordinary imprisonment), not section 276(1)(i) (imprisonment from which a person may be placed under correctional supervision at the discretion of correctional authorities). The High Court accepted that the recorded reference to section 276(1)(i) was an inadvertent error, producing an irregular and incompetent sentence as framed.


The regional magistrate did not attempt correction immediately and did not invoke section 298 in time. Instead, after the appeal process had already been initiated by the grant of leave to appeal, he requested the High Court to correct the sentencing error via a special review.


3. Legal Issues


The central questions for determination were whether the sentence as imposed and recorded was competent under the cited sentencing provision, and if not, whether the High Court should correct the defect by granting relief on special review under section 304(4) of the Criminal Procedure Act 51 of 1977.


The dispute primarily concerned the application of law to established procedural facts, namely the legal consequences of citing and purporting to sentence under section 276(1)(i) when imposing a term of twelve years’ imprisonment, and the procedural permissibility and desirability of correcting that error through special review after the trial court had become functus officio and after an appeal process was already underway.


A further issue, closely connected to the remedy, was whether it was appropriate for the High Court to allow parallel processes—a pending appeal (at least against conviction) and a special review concerning sentence—particularly where the practical effect of the correction sought could entail an increase or alteration of the accused’s penal position and where alternative corrective mechanisms (especially appeal) were available.


4. Court’s Reasoning


The High Court identified the legislative framework governing sentencing and correction of errors. It set out section 276(1)(b) of the Criminal Procedure Act 51 of 1977 as the provision authorising imprisonment, and section 276(1)(i) as providing for imprisonment of a kind from which the offender may be placed under correctional supervision at the discretion of the Commissioner or a parole board. The court further referred to section 298 of the Criminal Procedure Act 51 of 1977, which permits a court to amend a wrongly passed sentence before or immediately after it is recorded, and to section 51(1) of the Criminal Law Amendment Act 105 of 1997, which prescribes life imprisonment for certain offences listed in Part I of Schedule 2 (as referenced in the judgment).


On the competence of the sentence, the court held that a custodial sentence of twelve years’ imprisonment “offends” section 276(1)(i) and is not competent under that subsection. The judgment expressly accepted the proposition that a sentence under section 276(1)(i) is not supposed to exceed five years in order to be compliant and appropriate, with the result that the sentence as framed was irregular and incompetent. The High Court characterised the reference to section 276(1)(i) as an inadvertency and not as reflecting the magistrate’s true intention, which was to impose ordinary imprisonment under section 276(1)(b).


The court then considered the available mechanisms to correct such an error. It identified three routes: correction by the trial magistrate under section 298, correction by a review court under section 304(4), or correction by an appeal court under section 309. In relation to section 298, the High Court emphasised the requirement of swift action: once the magistrate had imposed and recorded sentence and had stepped down, and only later noticed the mistake, it was too late for section 298. The magistrate was by then functus officio, and therefore could not correct the error personally under section 298.


The central evaluative question became whether special review relief under section 304(4) should be granted in the circumstances. Although the High Court recognised that special review is a recognised mechanism to address such errors, it considered that this was not an appropriate case for that course, for several reasons grounded in timing, procedural posture, and fairness.


First, the court treated the magistrate’s special review request as belated. The magistrate discovered the mistake on 25 August 2017 but only signed the special request on 4 October 2017, after leave to appeal had already been granted on 30 August 2017. The High Court viewed the special review as having been overtaken by events, because the appeal process had already been set in motion before the special review request was initiated.


Second, the High Court considered it undesirable for two corrective processes to run in parallel. The judgment reasoned that the corrective relief sought on special review would “necessarily entail an increase” in the sentence, at least in the sense that correcting the legal footing of the sentence could change the accused’s expectations about how much of the sentence might be served (the judgment noted the accused’s expectation of serving one-sixth if the conviction were confirmed). This created a context in which the court was cautious about intervening on special review while an appeal was pending.


Third, the court contrasted the matter with The State v Qothela [2017] ZAFHC, where the High Court had nullified an impermissible section 276(1)(i) sentence and remitted the matter for lawful sentencing. The court stated that, although it would have been inclined to grant similar relief if all things were equal, they were not equal because in the present case the accused had already obtained leave to appeal and the appeal process was actively underway.


Fourth, the High Court took into account potential prejudice of a practical kind. It noted that the accused was legally represented at trial and appeared to have engaged private legal representation. If the matter were remitted for re-sentencing in the regional court, the accused might suffer financial prejudice by having to return to the lower court to address a likely more severe sentencing outcome, especially where the accused was already proceeding with an appeal in the High Court with his legal representative. This was treated as a further reason to avoid special review intervention at that stage.


Finally, the court emphasised the availability and adequacy of the appeal mechanism. It stated that the matter was already before the High Court on appeal; the State could, if it wished, appeal against sentence; and the High Court had inherent powers to consider the question of sentence mero motu. The court also noted that if the appeal against conviction succeeded, the sentence would fall away in any event. On this basis, it concluded that there existed an alternative and satisfactory corrective procedure through the appeal process, and that the sentencing issue should be held over for consideration in that forum.


In sum, while acknowledging the principle (supported by The State v Qothela [2017] ZAFHC) that the interests of justice require legally competent and appropriate punishment, the court exercised a discretionary evaluative judgment that special review was not the suitable procedural vehicle in this particular procedural posture, given the pending appeal and the undesirable duplication of processes.


5. Outcome and Relief


The High Court refused the regional magistrate’s special request for special review of the sentence.


The court ordered that the sentence would remain as it stood for the time being, and that the issue of sentence was left for consideration by the High Court in the pending appeal proceedings.


No separate costs order was made in the judgment.


Cases Cited


The State v Qothela [2017] ZAFHC


Legislation Cited


Criminal Procedure Act 51 of 1977 (sections 115, 153(3), 276(1)(b), 276(1)(i), 298, 304(4), 309)


Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007 (section 3)


Criminal Law Amendment Act 105 of 1997 (section 51(1); Part I of Schedule 2)


Children’s Act 38 of 2005 (section 1)


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The court held that the sentence of twelve years’ imprisonment purportedly imposed under section 276(1)(i) of the Criminal Procedure Act 51 of 1977 was incompetent as framed, and that the regional magistrate’s citation of that subsection was an inadvertent error which could not be corrected by the magistrate under section 298 because the magistrate was already functus officio.


However, the court further held that it would be inappropriate to correct the error by way of special review under section 304(4) in circumstances where leave to appeal had already been granted and the appeal process was underway. The court considered it undesirable to permit parallel corrective processes, noted the belated nature of the special review request, and concluded that the sentencing issue should be addressed through the appeal process, in which the High Court could consider sentence (and the State could pursue sentence on appeal if it wished).


LEGAL PRINCIPLES


A sentencing court’s citation of the statutory basis for sentence is not merely formal: if the sentence recorded is one that is not legally competent under the cited provision, the sentence is irregular and incompetent and requires correction through lawful procedural means.


The power in section 298 of the Criminal Procedure Act 51 of 1977 to correct an erroneously imposed sentence is strictly time-bound. Correction must occur before or immediately after the sentence is recorded; once the presiding officer has stepped down and the matter has progressed, the presiding officer becomes functus officio and cannot later amend the sentence under section 298.


Where a sentencing error is discovered after the trial court is functus officio, correction may be sought through mechanisms such as special review under section 304(4) or appeal under section 309, but the choice of mechanism entails a discretionary evaluative judgment. In particular, it is generally undesirable for a special review to run in parallel with an appeal process already set in motion, especially where the appeal forum provides an adequate corrective route and where the appeal outcome might render the sentencing issue moot.


In exercising remedial discretion, the court may consider practical prejudice and procedural efficiency, including the timing of the request, the fact that leave to appeal has already been granted, and the availability of the appeal court’s capacity (including inherent powers as described in the judgment) to address sentencing irregularities within the appeal proceedings.

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[2017] ZAFSHC 184
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S v Ndwendwe (R156/2017) [2017] ZAFSHC 184 (26 October 2017)

IN
THE HIGH COURT OF SOUTH AFRICA,
FREE
STATE DIVISION, BLOEMFONTEIN
Case
number:   R156/2017
In
the matter between:
THE
STATE
and
LEFA
ABEDNIGO NDWENDWE
CORAM:
RAMPAI, J
et
DANISO, AJ
JUDGMENT
BY:
RAMPAI,
AJ
DELIVERED
ON:
26
OCTOBER 2017
SPECIAL
REVIEW IN TERMS OF SECTION 304(4)
OF
THE
CPA NO
51/1977
[1]
The matter came to court by way of a special review in terms of
section 304(4) Act No 51/1977.  The accused has been convicted

and sentenced.
[2]
An incident took place in Bloemfontein on 16 December 2015. The
actual crime scene was at Freedom Square Mangaung. It was reported
to
the police. The police investigation led to the arrest of the
accused. He was arrested on 22 December 2015.
[3]
The accused was subsequently charged with rape. The prosecution
alleged that he committed and act of sexual penetration with
the
complainant a minor child of eleven years of age on 16/17 September
2015. By so doing the accused contravened specific statutory

provitions of section 3 of the Sexual Offences and Related Matters
Amendment Act 32/2007 and related provisions. It was also alleged

that he contravened the provisions of
section 51(1)
of the
Criminal
Law Amendment Act 105 of 1997
, as well as section 1 of the Children's
Act, Act No 38/2005.
[4]
The trial commenced in the Bloemfontein Regional Court on 24 August
2017. The proceedings were held in camera in terms of section
153(3)
Act No 51/1977. The accused was required to plead. He pleaded not
guilty to the charge. He gave an explanation in terms
of section 115
Act No 51/1977. I deem it unnecessary to give details of his
explanation.
[5]
All in all the court heard the evidence of four witnesses. Of the
four, two were prosecution witnesses. They were the complainant
and
her mother.
[6]
The court gave its verdict on 25 August 2017. It found the accused
guilty of rape. It then imposed a sentence on the same day.
I shall
revert to the finer details of the actual sentence later on.
[7]
Aggrieved by the conviction, the accused applied for leave to appeal.
His application was successful. The regional magistrate
granted him
leave to appeal against his conviction on 30 August 2017. Moreover,
the accused successfully applied for the extension
of his bail
pending the outcome of his appeal.
[8]
On 4 October 2017 the regional magistrate penned down a memorandum in
terms of section 304 Act No 51/1977 for the special review
of the
sentence imposed on the accused. The registrar received the
memorandum on 11 October 2017. On the same day the matter was

allocated to me.
[9]
The regional magistrate's motivation for his special request was
worded as follows:
"The
accused person, who was legally represented during the trial, was
convicted and sentenced in the regional court on a charge
of rape.
The accuse was sentenced to twelve years imprisonment in terms of the
provisions or section 276(1)(i) of the criminal
procedure Act
51/1977. After adjournment on the same day it came to my attention
that I erroneously sentenced the accused in terms
of the provisions
of section 276(1)(i) whilst it was the intention to sentence the
accused in terms of the provisions of section
276(1)(b). The sentence
of twelve years imprisonment is not competent in terms of the
provisions of section 276(1)(i) of the Criminal
Procedure Act
(supra)
but it would be in terms of the provisions of section 276(1)(b)
of the same act."
[10]
In the first place the provisions of section 276(1)(b) Act No
51/1977. The section reads:
"(1)
Subject to the provisions of this Act and any other law and of the
common law, the following sentences may be passed upon
a person
convicted of an  offence,  namely-
(b)
imprisonment,
including imprisonment for life or imprisonment for an indefinite
period as referred to in section 2868 (1);"
[11]
In the second place the provisions of section 276(1)(i) Act No
51/1977.  The section reads:

imprisonment
from which such a person may be placed under correctional supervision
in the discretion of the Commissioner or a parole
board.”
[12]
In the third place the provisions of 298 Act No 51 of 1977.
The section reads:
"When
by mistake a wrong sentence is passed, the court may, before or
immediately after it is recorded, amend the sentence".
[13]
In the fourth place the provisions of section 51(1) Act No 105/1997
reads:
"
- Notwithstanding any other law, but subject to subsections (3) and
(6), a regional court or a high court shall sentence
a person it has
convicted of an offence referred to in Part I of Schedule 2 to
imprisonment for life".
[14]
The custodial sentence of twelve years imprisonment imposed by the
regional court on the accused offends the provisions of
sec
276(1)(i). A custodial sentence imposed in terms of the section is
not supposed to exceed five years in order to be compliant
and
appropriate. Consequently the sentence of 12 years imprisonment
imposed on the accused was an incompetent sentence.
[15]
Indeed the magistrate erroneously sentenced the accused. By saying
that he erroneously sentenced the accused he meant that
he intended
punishing the accused in terms of subsection 1(b) and not subsection
1(i). Obviously the sentence imposed in terms
of the latter was
irregular an incompetent. Consequently I consider the trial
magistrates reference to the latter as an inadvertency
resulting in a
sentence not actually intended.
[16]
There are recognised ways in which similar errors can be corrected.
They can be corrected in three ways. Firstly by the trial
magistrate
in terms of section 298 or by the review judge in terms of section
304(4) or by the appeal judges in terms of section
309.
[17]
As regards the first method, the corrective procedure is laid down in
section 298. The section requires a magistrate or a judge
to take
swift action to correct his or her own mistake. In this instance no
swift corrective action was taken. He did not immediately
realise his
mistake. He imposed the sentence, recorded it and stepped down from
the bench. He explained that he first became aware
of the mistake
after an adjournment. By then it was too late. The trial magistrate
was
functus officio.
The matter was out of his hands. He was
precluded from correcting his own mistake by invoking sec
298.
This much he appreciated which was why he did not invoke the
provisions of the section to correct the error.
[18]
As regards the second method, I am of the view that given the
circumstances of this particular case it would not be appropriate
for
us as a court of review to correct the error in terms of section
304(4). The regional magistrate did not act swiftly to bring
the
mistake to this court on review. According to him, he discovered the
mistake on 25 August 2017. He signed his special request
in terms of
sec 304 on 4 October 2017, some 40 days after he had discovered the
mistake and some 35 days after he had granted leave
to appeal on 30
August 2017.
[19]
It will be readily appreciated that the special request was belated.
It was overtaken by events. The accused applied for leave
to appeal
against the conviction. The regional magistrate granted leave to
appeal. The appeal process was thereby set in motion.
The juristic
act took place before the special request. The current review process
was initiated much later.
[20]
I am of the firm view that it is undesirable to have the two
processes running parallel to each other. Ultimately the essence
of
the corrective relief sought by the regional magistrate would
necessarily  entail  an increase  in the

sentence  imposed  by the regional magistrate.  At the
moment the accused expects to serve 1/6 of the sentence if
his appeal
fails and his conviction is confirmed.
[21]
In the
State v Qothela
[2017] ZAFHC at [12], a matter
almost similar to the current review, this court nullified the
sentence which was impermissible in
terms of sec 276(1)(i) and
remitted the case to the regional court for the trial magistrate to
deal with the case in accordance
with the law and the guidelines as
outlined in the judgment.
[22]
All things been equal I would be inclined to grant a similar relief
in the instant matter. However, all things are not equal
between the
two matters. In the instant matter, unlike in
Qothela's
decision,
the chapter is not yet closed. The accused was sentenced on 25 August
2017. He instantly signalled his intention
to appeal against his
conviction. However, his application could not be entertained on that
day. It was then postponed to 30 August
2017. On that  day leave
to appeal was granted. Therefore, things has been set in motion for
the hearing of the appeal in
this matter. The regional magistrates
request to correct his error was made six weeks after leave to appeal
had been granted.
[23]
I have already expressed the view that it would be undesirable to
have two parallel processes simultaneously running. That
is a
material consideration. The matter is already coming this way on
appeal. The state is at liberty to appeal against the sentence,
if it
wishes to do so.   Besides, the high court has inherent
powers  to consider the question of sentence as well
mero
motu. Naturally. if the appeal against conviction is upheld, the
inappropriate sentence we are now asked to review will automatically

fall away. This is the second material consideration.
[24]
The accused was legally represented at his trial. It would appear
that he made use of the services of a private legal representative.

Should the matter be referred to the regional court to sentence him
afresh as it was done in
Qothela,
supra,
the
accuse may suffer financial prejudice by having to return to the
regional to challenge the alteration of the sentence where
there is a
real possibility of being more severely punished which is something
he can do later in the high court anyway. He has
apparently engaged
the services of his previous legal representative to take the matter
on appeal. It is by no means certain whether
he would afford to
engage his services to represent him yet again in the regional court
for the reconsideration of the sentence.
[25]
Given these peculiar circumstances of this particular case, I am of
the view that the second method by way of special review
would not be
an appropriate relief in this instance. I would, therefore, decline
to grant the relief as requested by the regional
magistrate.
[26]
As regards the third method. I cannot foresee any prejudice to any of
the parties. The matter has already been channelled to
the high court
to hear the appeal. Although the accused has not appealed against the
sentence imposed on him, for very obvious
reasons, it will not
financially prejudice him if the issue of sentence is also considered
by the high court on appeal. The high
court has inherent jurisdiction
to consider the appropriateness or otherwise of the sentence we are
now called upon to set aside
on special review. Obviously the state
is at liberty to take the sentence on appeal, if it wishes to do so.
On appeal the state
and the accused will be afforded an opportunity
of dealing with the error committed by the regional magistrate.
[27]
In
State v Qothela
supra
at paragraph [9] the
court held:
"[9]
Since the trial magistrate was
functus officio,
she was
entitled to sent the case on special review, as she has done. The
interests of justice dictate that offenders should be
appropriately
punished according to the letter of the law. In my view, the
interests of justice would be seriously undermined if
a sentence
grounded on an erroneous premise is allowed to stand."
[28]
Those considerations are apposite to the instant matter. For these
reasons, I am not inclined to grant the relief sought by
the regional
magistrate. There exists and alternative and satisfactory corrective
procedure. The appeal procedure has already been
set in motion. The
issue of the sentence must, therefore, be held in abeyance for
consideration by the appeal court.
[29]
Accordingly I make the following order:
29.1
The special request by the regional magistrate for the special review
of the sentence imposed
on the accused is refused.
29.2
The issue of the sentence is, left as it is for the time being, for
consideration by this
court on appeal.
___________________
MH
RAMPAI, J
I
concur
___________________
NS
DANISO, AJ