Mnguni v S (A100/2019) [2019] ZAFSHC 198 (31 October 2019)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Life imprisonment — Appeal against sentence of life imprisonment for rape of a minor — Appellant contended that trial court misdirected itself by imposing life sentence without considering mitigating factors and due to omission of specific subsection in charge sheet — Appellant found guilty of rape of 13-year-old complainant, who suffered psychological trauma but no serious physical injuries — Court held that omission in charge sheet did not prejudice Appellant’s right to a fair trial and that life sentence was appropriate given the seriousness of the offence and the breach of trust involved.

Comprehensive Summary

Summary of Judgment


1. Introduction


The matter was a criminal appeal against sentence in the High Court of South Africa, Free State Division, Bloemfontein. The appellant, J.M. Mnguni, appealed against a sentence imposed by the Regional Court, Kroonstad, and the respondent was the State.


The Regional Court had convicted the appellant of rape (contravening section 3 of the Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007) read with section 51 of the Criminal Law Amendment Act 105 of 1997, and sentenced him to life imprisonment in terms of section 276(1)(b) of the Criminal Procedure Act 51 of 1977. The sentencing court also made certain consequential statutory declarations (relating to firearms, sexual offenders registration, and fitness to work with children).


On appeal, the appellant challenged the sentence primarily on two bases. First, it was contended that life imprisonment was shockingly inappropriate on the facts (particularly in light of the asserted absence of evidence of serious and lasting injuries). Second, it was contended that the Regional Court lacked sentencing jurisdiction to impose life imprisonment because the charge sheet referred to section 51 of Act 105 of 1997 but did not specify the applicable subsection (and thus did not clearly signal reliance on section 51(1)).


The general subject-matter of the dispute concerned the proper approach to minimum-sentence rape provisions, the effect of a charge-sheet omission regarding a minimum-sentence subsection, and whether the facts disclosed substantial and compelling circumstances justifying a deviation from life imprisonment.


2. Material Facts


It was common cause that the complainant was 13 years old at the time of the incident and that the appellant had sexual intercourse with her. The appellant’s defence at trial was that the intercourse occurred with consent.


The court accepted as material that the complainant and another young girl were walking with their elder cousin (the appellant). The appellant offered the complainant alcohol, which she refused. The appellant then led the girls towards some trees, stating that he wanted to teach the complainant something. He instructed the other young girl to hide, after which she ran away. The appellant then forcefully raped the complainant until interrupted by the complainant’s uncle, who arrived at the scene.


Medical evidence (a J88 report) recorded that the complainant had not had sexual intercourse before and that her hymen was torn. A social worker’s report recorded that the complainant’s schoolwork was not affected, but that she experienced nightmares soon after the incident, complained of stomach pains, had adversely affected eating habits, and remained afraid of men except her father. The court treated these consequences as relevant to the seriousness of the offence and its impact.


In mitigation, the sentencing court recorded that the appellant was a first offender, aged 25, married, and a father to a young child; that his wife was still attending school; that he was employed at a construction company earning R2500 per month; and that his child was cared for by the appellant’s parents.


In aggravation, the sentencing court emphasised that the offence was serious, committed against a child, and that such crimes occurred frequently in the jurisdiction.


3. Legal Issues


The appeal required determination of two central legal questions.


The first issue was whether the failure to specify the subsection of section 51 of the Criminal Law Amendment Act 105 of 1997 in the charge sheet rendered the proceedings unfair, with the consequence that the Regional Court could not competently impose life imprisonment under section 51(1). This was primarily a question concerning the fair-trial implications of a charge formulation, requiring an assessment of prejudice on the facts.


The second issue was whether the Regional Court’s imposition of life imprisonment was liable to appellate interference because it was shockingly inappropriate, or because the trial court materially misdirected itself in concluding that no substantial and compelling circumstances existed. This issue involved the application of sentencing principles to the facts, including the limited scope of appellate interference with sentence.


4. Court’s Reasoning


The High Court began by restating the established appellate standard: a court of appeal may interfere with a sentence only where the sentencing court materially misdirected itself, or where the disparity between the sentence imposed and the sentence the appellate court would have imposed is so marked that it is “shocking”, “startling” or “disturbingly inappropriate”. The judgment also noted, as an example of misdirection, a case where undue weight is placed on the seriousness of the offence and insufficient weight on the accused’s personal circumstances.


The omission of the subsection in the charge sheet


On the charge-sheet point, the appellant relied on the proposition that a charge should, for fairness, adequately inform an accused of the nature of the case and the potential penal consequences, and that uncertainty between section 51(1) and section 51(2) could affect sentencing jurisdiction and trial fairness. Reliance was placed on authority dealing with the significance of correctly identifying the minimum-sentence provision.


The court approached this issue as inseparable from the constitutional requirement of a fair trial, focusing on whether the omission caused prejudice. It referred to authority indicating that the enquiry is fact-based, requiring examination of the trial record and surrounding circumstances.


The court distinguished The State v Ndlovu 2017 (2) SACR 305 (CC) on the basis that Ndlovu involved reliance on the wrong subsection, whereas the present case involved a mere omission of the applicable subsection. The court acknowledged that specifying the correct subsection would have been ideal, but held that the omission was not misleading when the charge sheet, read as a whole, clearly stated the applicable statute and, crucially, contained factual allegations showing the complainant’s age as 13, which directly engaged the minimum-sentence framework.


The court considered it significant that the age of the complainant is a “pivotal” consideration for sentence and also impacts possible competent verdicts. It further noted that the minimum-sentence legislation had been part of the legal landscape for many years, and held that it was unlikely that the possibility of life imprisonment was not canvassed with the appellant.


On the question of prejudice, the court found none on the record. The appellant had conducted a defence of consent and asserted a relationship with the complainant, including putting aspects of that version to the complainant in cross-examination. The court regarded this as demonstrating meaningful participation in the trial process rather than confusion about the case to be met. The appellant had not raised prejudice at trial, had not raised the subsection omission in his notice of appeal, and raised it only later in heads of argument. On these considerations, the court concluded that the appellant was not prejudiced, was fully aware that life imprisonment was in issue, and that his fair-trial rights were not infringed.


The appropriateness of life imprisonment and substantial and compelling circumstances


Turning to sentence, the appellant argued that the rape was not among the most serious cases and that the complainant did not sustain other external bodily injuries, and that she appeared to cope at school with no clear indication that she would not recover. The appellant also contended that the sentence was disproportionate and inconsistent with sentences in comparable cases, with reliance placed on S v Vilakazi 2009 (1) SACR (SCA) 552.


The court considered Vilakazi but held that it was not on all fours. It noted that Vilakazi involved a misdirection on the complainant’s age and that the SCA had considered the absence of extraneous violence and the use of a condom as relevant features in that matter. By contrast, in the present case the appellant did not use a condom, and the court therefore did not accept that Vilakazi supported reduction of sentence on these facts.


The court accepted that there can be differences in seriousness among cases falling within the minimum-sentence categories, and it referred to authority emphasising that life imprisonment should be reserved for matters lacking substantial factors indicating such sentence would be unjust. The court nonetheless held that, even if some rape cases involve more overt violence, the offence remained serious due to its collateral damage and the complainant’s circumstances.


In assessing seriousness, the court highlighted the breach of trust arising from the relationship between the complainant and the appellant as an older cousin who should have protected her, and the evidence that the incident contributed to division within the family. It also treated as aggravating the medical evidence that the complainant had not had sexual relations before, and the court described the forced sexual initiation of a young girl in these circumstances as reprehensible.


The court further considered the appellant’s conduct leading up to the rape, including the offering of alcohol and the deception of taking the girls along a route to the trees. It reasoned that the absence of serious visible bodily injury did not negate the seriousness of rape, particularly given the psychological harm recorded in the social worker’s report, including fear of men and earlier nightmares and physical complaints. The court accepted authority cautioning against assuming a lack of emotional scarring in young rape victims, and also recorded the complainant’s change in living arrangements because the location reminded her of the incident.


With these considerations, the court held that the Regional Court did not err in concluding that no substantial and compelling circumstances existed to justify departure from the prescribed minimum sentence. It therefore found no basis for appellate interference.


5. Outcome and Relief


The High Court dismissed the appeal. The sentence of life imprisonment imposed by the Regional Court remained in force, together with the consequential statutory declarations made at sentencing.


No separate costs order was made in the criminal appeal.


Cases Cited


The State v Ndlovu 2017 (2) SACR 305 (CC)


S v Kolea 2013 (1) SACR 409 (SCA)


S v Seleke en Andere 1976 (1) SA 675 (T)


S v Pieters 1987 (3) SA 717 (A)


S v L 1998 (1) SACR 464


S v Zinn 1969 (2) SA 537 (A)


M T v S; ASB v S; September v S [2018] ZACC 27; 2018 (2) SACR 592 (CC); 2018 (11) BCLR 1397 (CC)


S v Vilakazi 2009 (1) SACR 552 (SCA)


S v Mahomatsa 2002 (2) SACR 435 (SCA)


S v Nkomo 2007 (2) SACR 198 (SCA)


S v Chapman [1997] ZASCA 45; 1997 (3) SA 341 (SCA)


S v Moipolai 2005 (1) SACR 580 (B)


The State v Rakhudu 2016 JDR 1115 (GJ)


Legislation Cited


Criminal Law Amendment Act 105 of 1997, section 51(1) and section 51(2)


Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007, section 3 (and section 15 mentioned as a competent-verdic context)


Criminal Procedure Act 51 of 1977, section 276(1)(b)


Firearms Control Act 60 of 2000, section 103


Children’s Act 38 of 2005, section 120(4)


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The court held that, although it is desirable for a charge sheet to specify the applicable penalty provision with clarity, the omission of the subsection to section 51 of Act 105 of 1997 did not, on the facts, render the charge misleading or infringe the appellant’s right to a fair trial. The court held that the enquiry turned on prejudice, and found none because the charge sheet’s factual allegations (including the complainant’s age) made the applicable minimum-sentence regime apparent, and the appellant participated fully in the trial without raising the point until late.


The court further held that the Regional Court committed no misdirection in sentencing and correctly found no substantial and compelling circumstances justifying deviation from the prescribed minimum sentence. The court accepted that the complainant’s lack of serious external injuries did not neutralise the seriousness of the rape, particularly in light of the breach of trust, the complainant’s youth and sexual inexperience, the deceptive manner in which the appellant isolated the complainant, and the psychological and social consequences reflected in the reports and evidence.


The appeal against sentence was accordingly dismissed and the sentence of life imprisonment confirmed.


LEGAL PRINCIPLES


The judgment applied the principle that an appellate court may interfere with sentence only where the trial court committed a material misdirection, or where the sentence imposed is so disproportionate that it induces a sense of shock or is “startling” or “disturbingly inappropriate”.


In evaluating an omission in a charge sheet relating to a minimum-sentence provision, the judgment applied the principle that the omission is assessed through the lens of trial fairness, with the decisive enquiry being whether the omission caused prejudice to the accused. The court treated this as a fact-based enquiry requiring consideration of the charge sheet read as a whole, the conduct of the defence, and whether the accused was effectively informed of the nature and seriousness of the case.


In applying the minimum-sentence framework, the judgment proceeded on the principle that offences falling within the Minimum Sentences Act may differ in seriousness, but that life imprisonment remains appropriate where the case is not shown to contain substantial and compelling circumstances rendering the prescribed sentence unjust. The court further treated rape as inherently serious and capable of causing profound harm beyond physical injuries, including enduring psychological harm, particularly where the victim is a child and where the offence involves a breach of trust and manipulation of the victim’s vulnerability.

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[2019] ZAFSHC 198
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Mnguni v S (A100/2019) [2019] ZAFSHC 198 (31 October 2019)

SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
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SAFLII
Policy
IN
THE HIGH COURT OF SOUTH AFRICA,
FREE
STATE DIVISION, BLOEMFONTEIN
Case number:
A100/2019
In
the matter between:
J.M.MNGUNI
Appellant
and
THE
STATE
Respondent
HEARD
ON:
28 October 2019
CORAM:
Reinders J,
et
Matthews AJ
JUDGMENT
BY:
Matthews. AJ
DELIVERED
ON:
31 October 2019
[1]
This is an appeal against a sentence of life imprisonment imposed by
the Regional Court
in Kroonstad in terms of section 51(1) of the
Criminal Law Amendment Act 105 of 1997 (“Act 105 of 1997”).
The
grounds of appeal relied upon by the Appellant can be summarised
as follows: the sentence of life imprisonment is shockingly
inappropriate
in relation to the facts in mitigation (especially the
lack of evidence indicating serious and lasting injuries to the
complainant),
and the lack of sentencing jurisdiction of the trial
court to have imposed life imprisonment due to the omission of
subsection
one (1) in the charge sheet which refers merely to
section
51
of the
Criminal Law Amendment Act 105 of 1997
.
Background
[2]
The salient facts of the case are that two young girls were walking
with their elder cousin.
Appellant offered the complainant (who was
13 years old at that time) some alcohol, which she refused. Hereafter
he led the girls
to some trees and told the complainant that he wants
to teach her something. He told the other young girl to hide herself
and she
subsequently ran away. He proceeded to forcefully rape the
complainant until he was interrupted by her uncle who arrived at the

scene. The medical report (J88) indicates that the complainant had
never had sex before and that her hymen was torn. The social
worker’s
report states that the complainant’s school work has not been
affected but she did suffer from nightmares
soon after the incident
and had complained of stomach pains. Her eating habits were also
adversely affected and she is still scared
of men, except her father.
The Appellant conceded having had sexual intercourse with the
complainant and based his defence on consent.
[3]
The
trial court found the Appellant guilty of having contravened section
3 of the Criminal Law (Sexual Offences and Related Matters)
Amendment
Act 32 of 2007 (“Act 32 of 2007”) read with the
provisions of section 51 of Act 105 of 1997, and sentenced
the
Appellant to life imprisonment in terms of
section 276
(1)(b) of the
Criminal Procedure Act 51 of 1977
.
[4]
In
sentencing the Appellant, the trial court took into consideration
that he was a first offender at the age of 25 years; married
and the
father of a 4 year old son, who is cared for by the parents of the
accused as his wife is still attending school; and at
the time of his
arrest he was employed at a construction company, earning a salary of
R2500 per month.
[5]
In
aggravation the court held that the offence was a serious one,
committed upon a child, and a crime which occurred frequently
in the
court’s jurisdiction.
[6]
The
court found that there were no substantial and compelling
circumstances to deviate from the minimum sentence and imposed the

prescribed period of life imprisonment in terms of
section 276(1)(b)
of act 51 of 1977.  In terms of
section 103
Act 60 of 2000 the
Appellant was declared unfit to obtain a licence for a fire arm, his
name was  entered into the register
for Sexual Offenders and he
was declared a person considered to be unfit to work with children
in  terms of section 120(4)
of the Children’s Act 38 of
2005
[7]
It
is trite law that a court on appeal may only interfere with a
sentence on appeal, if the sentencing court materially misdirected

itself or the disparity between its sentence and the one which this
court would have imposed had it been the trial court, is 'shocking',

'startling' or 'disturbingly inappropriate
[1]
.
A good example would be where the court placed too much weight
on the seriousness of the offence and too little on the personal

circumstances of the accused
[2]
.
The omission in the
charge sheet:
[8]
Ms
Kruger, appearing on behalf of the Appellant, argued that the failure
to include the specific subsection of section 51 of Act
105 of 1997
was a fatal flaw in the charge sheet, which rendered it sufficiently
vague and unfair to the accused. It was submitted
that the charge
sheet could have been interpreted in more than one way with reference
to section 51 of Act 105 of 1997. It was
averred that the state erred
in not distinguishing between its reliance on either section 51(1) or
section 51(2) of the Act and
that if the charge sheet is not clear in
that life imprisonment is the minimum applicable sentence, it creates
uncertainty and
it is unclear if the legal representative of
Appellant even discussed the minimum sentence with his client.
[9]
It was further argued that the trial court had found the Appellant
guilty as charged, on
a charge that was read with section 51 of Act
105 of 1997. In such case a sentence in terms of the provisions of
section 51(2)
of the Act becomes equally applicable and that a lesser
minimum sentence of sentence of 10 years imprisonment, provided for
by
the section 51(2) of the Act, could have been the guiding standard
for a just sentence.
[10]
We
were referred
The
State
v
Ndlovu
2017
(2) SACR 305
(CC). In the said case Mr Ndlovu had been charged with
Rape read with the provisions of
section 51(2)
of the
Criminal Law
Amendment Act 105 of 1997
and was found guilty as charged by the
Regional Court. In consequence to the sentence of life imprisonment
and after the appeal
proceedings were exhausted. The Constitutional
Court found that the sentencing court was bound by fairness to the
sentencing jurisdiction
extended by
section 51(2)
of Act 105 of 1997.
Mr Ndlovu’s sentence was reduced from life imprisonment to 15
years imprisonment.
[11]
In
S v
Kolea
2013
(1) SACR 409
(SCA), a full bench of the Supreme Court of Appeal court
confirmed the principles pertaining to a penalty clause in a charge
sheet
as laid down in
S
v Seleke en Andere
1976 (1) SA 675
(T) as follows:
“…
that
although it was desirable for a charge to contain a reference to a
penalty, in order to insure that the accused had a fair
trial. The
reference to the penalty clause was to ensure that the accused is
informed of the charge he was facing and the magnitude
of the
sanction that may follow upon conviction.”
The
question of the omission of the subsection cannot be isolated from
the inquiry of whether the whether an accused had a fair
trial or
not. The indicator a fair trial is whether any prejudice was suffered
by the omission of the state to differentiate between
relying on the
use of section 51(1) or 51(2) of Act 105 of 1997. This entails a fact
based inquiry based on a diligent examination
of the trial and all
other relevant circumstances
[3]
.
[12]
Unlike
Ndlovu
supra
where
the wrong subsection was relied upon for a conviction, in casu there
was a mere omission of the applicable subsection. It
is trite that
the use of the correct subsection would have been the ideal
situation, yet the omission of a subsection in this case
is not
misleading. The section and the empowering act are stated clearly and
must be read with the facts in the charge sheet.
[13]
The factual allegations in the charge sheet make it clear that the
victim was 13 years old at the time
of the offence. The age of a
victim is a pivotal consideration which not only influences the
sentence but also the possibility
of competent verdicts, such as
contravening section 15 of Act 32 of 2007(statutory rape). The
minimum sentences act was first promulgated
in 1997 and has been part
of our legal landscape for over 20 years. It is highly unlikely that
the possibility of a minimum sentence
of life imprisonment was not
discussed by the legal representative of the Appellant.
[14]
No prejudice can be gleaned from the record. The defence that the
Appellant provided in the trial court
is one of consent and having
had a relationship with the victim. On page 26 of the record the
attorney for the Appellant put it
to the complainant that one M[….]
M[….] knew about their relationship. This is hardly a spurious
defence. The Appellant
never complained that he suffered prejudice
due to the omission in the charge sheet at any stage during the
trail. He participated
fully and did not raise the omission of the
subsection in the charge sheet in his notice of appeal. This issue
was raised for the
first time in the Heads of Arguments compiled by
Ms Kruger.
[15]
In view of what was said above I must find that the Appellant was not
prejudiced by the omission of
the subsection in the charge sheet and
was fully aware before and during the trial that the
court
a quo
was
empowered to consider imposing Life imprisonment in terms of 51(1) of
Act 105 of 1997 and his constitutional right to a fair
trial was not
infringed upon in any way.
The
imposition of life imprisonment
[16]
In
respect of the appropriateness of the imposed sentence, the Appellant
submitted that the rape was not one of the most serious
cases of rape
and the
court
a quo
failed to consider that the complainant did not sustain other visible
external bodily injuries. Moreover, the complainant was coping
well
at school and no indication that she could not recover from her
ordeal in future.
[17]
It was argued that the sentence was disproportionate to the crime and
the sentence imposed by the regional
court was out of kilter with
those imposed in similar cases. We were referred to
S
v Vilakazi 2009 (1) SACR (SCA) 552
where
the sentence of life imprisonment was reduced to 15 years
imprisonment.  In my view the matter is not on all fours with

the one before us. The Supreme Court of Appeal stated inter alia that
"
to
take account of the fact that she was 11 when in fact she was at
least 14 and might have been over 15 was a misdirection
"
(at para 26) and
furthermore  "
there
was also no threat of extraneous violence of any kind. The appellant
at least minimized the risk of pregnancy and the transmission
of
disease by using a condom
".
The facts of the case
before us reveal that Appellant did not use a condom and accordingly
the same mitigation is not applicable
to him.
[18]
In addition we were referred to
S
v Mahomatsa 2002 (2) SACR  435 (SCA) at 436
,
where the court said that even in cases within the categories
delineated in the Minimum Sentence Act there are bound to be
differences
in the degree of their seriousness. Further reference was
made to
S
v Nkomo 2007(2) SACR 198 (SCA) at 200 a –
b
where it was stated that life imprisonment should be reserved for
cases devoid of substantial factors that will indicate such
a
sentence is unjust.
[19]
Indeed, the disturbing level of violence in some rape cases of young
children may well be considered
more serious than in this case.
However, the collateral damage of the rape renders it serious.
[20]
The complainant testified that this incident had divided her family.
The breach of trust between the victim
and her older adult cousin,
whom one would have expected to protect her, is profoundly
conspicuous
[4]
.
[21]
The doctor’s medical report states that the victim had never
had relations before and for a young
girl to force into sexual
relations in such a vile and perverse manner is reprehensible
[5]
.
[22]
The Appellant cunningly first offered the complainant alcohol and
with false pretences took her and
her younger cousin on a different
route that went by the trees, where he to raped the complainant.
[23]
The victim may not have suffered serious bodily harm, but the
psychological scars are often deeply
hidden away to hide the shameful
act and one can forsee the re-emergence of the  psychological
trauma the victim may suffer
in the future. A sign of trauma is
stated in the social workers report, which describes the complainant
as being distrustful of
all men except her father. In
S v
Mahomotsa
2002 (2) SACR 435
(SCA)
,  Mpati JA held that it is
quite unrealistic to suppose that the young girls who were raped,
carried no emotional scars.
[24]
The offence had the added result that the complainant no longer
stayed with her maternal grandmother
as before the incident as the
location reminded her too much of the incident. In
S v Chapman
[1997] ZASCA 45
;
1997 (3) SA 341
(SCA) at 345A-B the SCA called rape  a
humiliating, degrading and brutal invasion of the privacy, dignity
and the person of
the victim' and went on to say that -
'
[w]omen
in this country have a legitimate claim to walk peacefully on the
streets, to enjoy their shopping and their entertainment,
to go and
come from work, and to enjoy the peace and tranquillity of their
homes without the fear, the apprehension and the insecurity
which
constantly diminishes the quality and enjoyment of their lives.'
[25]
In my view the trial court did not err in finding that no substantial
and compelling circumstances exist
causing a deviation from the
minimum prescribed sentence of life Imprisonment.
CONCLUSION
[26]
It follows therefore that the following order will issue:
The appeal is dismissed.
_______________
R MATTHEWS, AJ
I
concur.
C. REINDERS, J
On
behalf of the appellant:

Adv. S Kruger
Instructed by:
Legal
Aid SA
BLOEMFONTEIN
On
behalf of the respondent:

Adv. S Chalale
Instructed by:
State
Attorney
BLOEMFONTEIN
[1]
S v Pieters
1987 (3) SA 717
(A); S v L 1998(1) SACR 464
[2]
S v Zinn 1969 (2) SA 537 (A)
[3]
See also M T v S; ASB v S; September v s
[2018] ZACC 27
; 2018(2)
SACR 592 CC;
2018 (11) BCLR 1397
(CC) para 40
[4]
S v Moipolai 2005(1)SACR 580 (B)
[5]
See State  v Rakhudu 2016 JDR 1115 (GJ)