Mula v S (A289/2018) [2019] ZAFSHC 121; 2019 (2) SACR 579 (FB) (1 July 2019)

80 Reportability
Criminal Procedure

Brief Summary

Criminal Procedure — Right to legal representation — Unrepresented accused — Appellant convicted of rape and sentenced to life imprisonment; appeal based on alleged denial of right to legal representation and unfair trial. Magistrate failed to inform the accused of his right to legal representation, did not adequately explain the implications of his guilty plea, and did not ensure the accused understood his procedural rights during the trial. Irregularities in the trial process led to a conclusion that the trial was unfair, warranting the setting aside of the conviction and sentence and a remittal for a new trial before a different magistrate.

Comprehensive Summary

Summary of Judgment


Introduction


This was a criminal appeal to the High Court of South Africa, Free State Division, Bloemfontein, against a conviction and sentence imposed in the Regional Court, Kroonstad. The appellant, Mula Mula, had been convicted of rape and sentenced to life imprisonment.


The respondent was the State. The appeal served before Mathebula J and Morobane AJ and was described as being before the court “as of right”, following the imposition of a sentence of life imprisonment.


The general subject-matter of the dispute concerned whether the appellant received a fair trial, with specific emphasis on the right to legal representation and the manner in which the trial was conducted by the regional magistrate in circumstances where the accused was unrepresented. The appeal focused on whether procedural irregularities, linked to the presiding officer’s duties toward an undefended accused, rendered the proceedings unfair such that the conviction and sentence could not stand.


Material Facts


The court relied on a sequence of events commencing on 3 October 2016. On that day, the public prosecutor informed the regional magistrate that a colleague had made arrangements for the matter to be postponed to 14 November 2016 for trial. The regional magistrate refused the requested postponement and insisted that the matter be called and proceed, directing that the charge be put to the accused.


The court treated as material that, on that date, nothing was said to the accused about his right to legal representation. The magistrate explained the charge in broad terms and asked the accused to plead. The appellant was also reminded of the existence of a prescribed minimum sentence regime, but the appellant indicated that he believed 25 years’ imprisonment might be imposed if convicted. The court regarded it as significant that the magistrate did not explain in detail the relevant minimum-sentence provisions (referred to as Act 105 of 1997) and that there was a clear misunderstanding about the likely sentencing consequences.


The record reflected that the accused initially pleaded guilty. The court regarded as material that no explanation was given to the accused concerning the seriousness and consequences of that procedural step. It further noted that the plea position appeared to change abruptly in response to being informed of possible sentence outcomes.


The magistrate then invited the accused to make a statement in terms of section 115 of the Criminal Procedure Act 51 of 1977, and proceeded to elicit admissions. The accused was warned that he was not obliged to answer questions, but the magistrate asked whether he had sexual intercourse with the complainant, to which the accused answered affirmatively. This was recorded as an admission in terms of section 220 of the Criminal Procedure Act 51 of 1977. The court relied on the fact that the implications of these questions and the recording of admissions were not explained to the accused.


The matter did not conclude on 3 October 2016. Despite the magistrate’s insistence that it proceed, the court noted that the witnesses whose interests were being protected did not testify on that day and the matter was postponed to 15 December 2016.


On 15 December 2016, witnesses testified. The court relied on the fact that the magistrate did not explain the process to the unrepresented accused beyond telling him to listen attentively because he would later cross-examine. The court treated as material that cross-examination was not explained to the accused, and in particular that he was not informed that he needed to put his version to the witnesses during cross-examination. The court further relied on the fact that exhibits “A”, “B” and “C” were handed in at the prosecutor’s request and admitted as part of the record without explanation to the accused, in a manner suggesting that he was not meaningfully included in the trial process.


Legal Issues


The central legal question was whether the manner in which the trial was conducted, particularly in relation to an unrepresented accused, resulted in an unfair trial and therefore a failure of justice sufficient to vitiate the conviction and sentence.


This required the court to determine the proper content of the presiding officer’s duties in respect of an undefended accused, including duties flowing from the constitutional right to a fair trial and the right to legal representation. The dispute primarily concerned the application of legal standards of fairness to the facts of the trial record, involving an evaluative assessment of whether identified irregularities were sufficiently serious to render the proceedings unfair.


A related issue concerned whether the accused was properly informed about and able to exercise core procedural rights, including understanding the significance of a plea, the implications of admissions made during questioning, and the mechanics and purpose of cross-examination.


Court’s Reasoning


The court proceeded from the premise that criminal trials must be conducted according to notions of fairness and justice, and that an accused must be able to participate in a process designed to achieve a fair trial. It stressed that expediency cannot be preferred over principle.


The court treated the right to legal representation as a cornerstone of the fair-trial right and noted that this right was recognised even in the pre-constitutional era. In this regard, the court referred to S v Radebe; S v Mbonani, where the inherent and fundamental nature of legal representation in criminal trials was described as universally recognised. The court also anchored the right in the constitutional framework, referring to the obligation on the presiding officer to inform the accused properly of the right to choose and be represented by a legal practitioner.


The court then outlined the rules of practice that have developed to protect an undefended accused. It held that a presiding officer must act as a guide to an unrepresented accused, including informing the accused of the right to cross-examine, the right to testify, and the right to call witnesses, and assisting the accused where necessary to formulate questions and present a defence. The court emphasised that it is incumbent on the presiding officer to ensure that the accused understands what he is doing in the process in which he is participating.


In applying these principles, the court identified multiple instances where the magistrate’s conduct fell short. The refusal of the requested postponement on 3 October 2016, coupled with the immediate insistence that the matter proceed, was considered alongside the fact that the accused was not addressed about his right to legal representation on that day. The court also considered it material that there was a misunderstanding about minimum-sentence consequences and that the magistrate did not explain the applicable minimum-sentence provisions in detail, notwithstanding the seriousness of the charge and the potential sentence.


The court further considered the magistrate’s elicitation of admissions during the section 115 process, culminating in a recorded admission under section 220, without an explanation of the implications of such admissions. The court regarded the lack of explanation, in context, as part of a broader pattern suggesting haste to finalise the matter at the expense of the accused’s rights.


The later conduct of the trial on 15 December 2016 reinforced the court’s conclusion. It held that telling an unrepresented accused merely to listen and later cross-examine, without explaining what cross-examination entails or that the accused must put his version to witnesses, constituted an irregularity. It similarly considered the unelaborated admission of exhibits at the prosecutor’s request, without engaging the accused, as contributing to an unfair process. The court relied on S v Hlongwane to underline that a judicial officer must not provide mere “lip service” to the duty to assist an undefended accused; the assistance must be meaningful, especially where the accused runs into difficulty.


On the cumulative effect of these shortcomings, the court concluded that the magistrate did not meet the required standard for the fair conduct of proceedings involving an unrepresented accused. The irregularities were held to have led to an unfair trial, amounting to a failure of justice, with the result that the conviction and sentence could not stand.


Outcome and Relief


The appeal succeeded. The court set aside both the conviction and the sentence.


The matter was remitted to the Regional Court, Kroonstad, to be tried de novo before another magistrate.


The judgment did not record a specific costs order.


Cases Cited


S v Radebe; S v Mbonani 1988 (1) SA 191 (T) at 195E


S v Hlongwane 1982 (4) SA 321 (N) at 323C–D


Legislation Cited


Constitution of the Republic of South Africa, 1996 (Act 108 of 1996), section 35(3)


Criminal Procedure Act 51 of 1977, section 73(2)


Criminal Procedure Act 51 of 1977, section 115


Criminal Procedure Act 51 of 1977, section 220


Criminal Law Amendment Act 105 of 1997 (minimum-sentence provisions, as referred to in the judgment)


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The High Court held that the regional magistrate failed to ensure a fair trial for an unrepresented accused. The magistrate did not properly inform or guide the accused regarding the right to legal representation and did not adequately explain key procedural rights and processes, including the implications of admissions and the nature and function of cross-examination. These failures constituted irregularities that resulted in an unfair trial and a failure of justice. The conviction and life sentence were accordingly set aside, and the matter was remitted for a trial de novo before a different magistrate.


LEGAL PRINCIPLES


A presiding officer has a duty, grounded in the constitutional right to a fair trial, to ensure that an accused person is properly informed of the right to legal representation and is able to exercise that right meaningfully.


Where an accused is unrepresented, the presiding officer must actively ensure trial fairness by explaining procedural rights and processes, including the rights to cross-examine, to testify, and to call witnesses, and must provide appropriate assistance to enable the accused to present a defence.


A fair trial requires more than formal or superficial references to rights; meaningful assistance must be provided where an unrepresented accused’s need for help becomes apparent, including practical guidance on how to exercise procedural rights such as cross-examination.


Material failures by a presiding officer to guide an undefended accused, particularly where they impair the accused’s participation in the trial process or understanding of critical procedural steps (including pleas and admissions), may amount to irregularities producing an unfair trial and a failure of justice, justifying the setting aside of conviction and sentence and remittal for a trial de novo.

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[2019] ZAFSHC 121
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Mula v S (A289/2018) [2019] ZAFSHC 121; 2019 (2) SACR 579 (FB) (1 July 2019)

IN
THE HIGH COURT OF SOUTH AFRICA
FREE
STATE DIVISION, BLOEMFONTEIN
Case No.: A289/2018
In
the appeal between:
MULA
MULA
Appellant
and
THE
STATE
Respondent
CORAM:
MATHEBULA, J et MOROBANE,
AJ
JUDGMENT
BY:
MATHEBULA, J
HEARD
ON:
15 APRIL 2019
DELIVERED
ON:
01
JULY 2019
[1]
The appellant was convicted in the Regional Court, Kroonstad on a
charge of rape. He was sentenced to
life imprisonment.  This
appeal is before us as of right.
[2]
One of the grounds of appeal relate to the fundamental issue of the
right to legal representation and
the general conduct of the trial by
the learned magistrate pertaining to an unrepresented accused person.
This is an issue that
goes to the core of a right to a fair trial
which is enshrined in our Constitution.
[1]
[3]
On 3 October 2016, the Public Prosecutor informed the learned
magistrate that her colleague had made
arrangements to postpone this
matter to 14 November 2016 for trial. The learned magistrate flatly
refused and insisted that the
matter must be called and proceed.
Literally he commanded that the charges be put to the accused.
Nothing was said to him regarding
his right to legal representation
on that specific day.  The learned magistrate explained the
charges in broad terms and enquired
from the accused whether he plead
guilty or not guilty to the charge.
[4]
The learned magistrate reminded the accused about the applicability
of the prescribed minimum sentence.
The accused responded that he was
informed that twenty five (25) years imprisonment might be imposed in
the event he is found guilty
of the offense. It appears that the
learned magistrate did not bother to explain in detail the provisions
of Act 105 of 1997.
There was a clear misunderstanding between
the learned magistrate and the accused regarding the appropriate
sentence.  The
learned magistrate simply let it slide when it
was expected from him to explain the seriousness of the applicable
minimum sentence
in matters of such nature.
[5]
The charges were put to the accused and he pleaded guilty. I could
not find any explanation by the learned
magistrate to the accused
about this serious step taken by the accused. The plea of not guilty
was abruptly changed when he was
informed about the possible sentence
in the event of conviction.
[6]
Once again he was invited to make a statement in terms of section 115
of Act 51 of 1977.  The learned
magistrate, on his own accord,
elicited certain admissions from the accused which would later prove
fatal. He was warned that he
is under no obligation to answer the
said questions. He was pertinently asked whether he had sexual
intercourse with the complainant.
He answered in the affirmative.
This was recorded as an admission in terms of
section 220
of the
Criminal Procedure Act 51 of 1977
.
[7]
The implications of the questions and recording of the admissions
were not explained to the accused.
I venture to say that the learned
magistrate in haste to finalise the matter continued with it
irrespective of the rights of the
accused. It is difficult to
understand what the rush was all about because even the two (2)
witnesses, whose interests were being
protected, did not even testify
on that day. The matter was postponed to 15 December 2016.
[8]
On the latter date, the learned magistrate did not even take time to
explain the process to the accused.
The witnesses were called to
testify. He was told to listen attentively because he would later be
called upon to cross-examine
them. What is cross-examination to a
layman? It was not even explained to him that he must put his version
across during cross-examination.
The failure to explain this part
constitutes an irregularity and renders the proceedings unfair.
Exhibits “A”, “B”
and “C” were
also handed in without this aspect being explained at all by the
learned magistrate to the accused. The
public prosecutor simply
requested that they be handed in and nothing was said to the accused
and they were admitted as part of
the record. It was as if he was not
part of the trial proceedings.
[9]
It is imperative that criminal trials are conducted in accordance
with notions of fairness and justice.
This means that the accused
person must participate in a process that is designed to achieve a
fair trial. It will be an absurdity
when expediency is preferred over
a principle.
[10]   The
right to legal representation is one of the cornerstones of the right
to a fair trial. This right was recognised
as such in the
pre-Constitution era of our law.
[2]
In
S v
Radebe, S v Mbonani,
Goldstone J said the following:-

The inherent
and fundamental nature of the right to legal representation in
criminal trials is now universally recognised in most
civilised
societies.”
[3]
[11]   The
judicial authority of the Republic is vested in the courts.  The
Constitution of the Republic confers
upon every accused person the
right to a fair trial.
Inter alia
it enjoins the presiding
officer to inform the accused properly of the right to choose and be
as represented by a legal practitioner.
[12]   In order
to satisfy these notions of fairness and justice, the rules of
practice have evolved to assist an undefended
accused person to
ensure that he is tried fairly and that justice is achieved. Relevant
to the matter on hand is that the learned
magistrate was in a
position and expected to act as a guide of the accused. He was
obliged to inform him of his right to cross-examine,
the right to
testify and the right to call witnesses. He was also required to
assist him in formulating his questions and defence.
Further to
assist him in situations where he does not properly state is case.
Lastly it is incumbent upon the presiding officer
to ensure that the
accused person understand what he is doing in the process that he is
participating in.
[13]   The
importance of these procedural rights were pointed out in
S v
Hlongwane
eloquently as follows:-

A judicial
officer trying an accused person who has no legal representation must
explain to him his procedural rights, and assist
him to put his case
before the court whenever his need for help becomes apparent. Such
duty has been proclaimed time and again.
Informing the accused person
of his right to call witnesses is one of its most important aspects.
To let him know of that right,
yet not how to exercise it when he has
no idea and starts running into trouble, is not of much use. Mere lip
service to the duty
is then paid.”
[4]
[14]   Clearly
in this matter the learned magistrate did not remotely measure to
this standard. This irregularity, in
my view, led to an unfair trial
which constituted in apparent terms of failure of justice. I have
alluded to a number of instances
where the conduct of the learned
magistrate fell short of delivering a fair trial in accordance with
the accepted rules of practice
and the law. It therefore stands to
reason that the conviction and sentence cannot stand.
[15]
Therefore I make the following order:-
15.1.
The
conviction and sentence are set aside.
15.2.
The matter
is remitted to the Regional Court Kroonstad to be tried
de
novo
before
another magistrate.
MATHEBULA, J
I concur.
MOROBANE, AJ
On
behalf of the appellant:
Mr. P vd Merwe
Instructed
by:
Bloemfontein Justice Centre
BLOEMFONTEIN
On
behalf of the respondent:
Adv. M. Lencoe
Instructed
by:

Director: Public Prosecutions
BLOEMFONTEIN
/roosthuizen
[1]
Section 35(3) of Act 108 of 1996
[2]
Section 73(2)
of the
Criminal Procedure Act 51 of 1977
[3]
1988 (1) SA 191
(T) at 195 E
[4]
1982 (4) SA 321
(N) at 323 C-D