Mantjane v S (A22/17) [2019] ZAGPPHC 270 (28 June 2019)

85 Reportability
Criminal Law

Brief Summary

Criminal Law — Sexual Offences — Appeal against conviction and sentence — Appellant convicted of sexual penetration of an 11-year-old girl and sentenced to life imprisonment — Appellant pleaded guilty and sought to appeal the conviction and sentence, claiming late notice due to delay in obtaining legal assistance — Court found no material misdirection in the trial proceedings and confirmed the sentence, stating that intoxication did not constitute a mitigating factor and that the appellant was aware of the potential life sentence prior to pleading guilty.

Comprehensive Summary

Summary of Judgment


1. Introduction


This judgment concerns a criminal appeal against both conviction and sentence arising from a rape prosecution in the Regional Court. The appeal was determined in the High Court of South Africa (Gauteng Division, Pretoria).


The parties were Jan Melosi Mantjane as the appellant (the accused in the trial court) and the State as the respondent.


In the court of first instance, the appellant was convicted on a guilty plea of contravening section 3 of the Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007. He was sentenced to life imprisonment, being the prescribed minimum sentence applicable to the offence under the relevant minimum-sentencing regime. The present proceedings were brought as an appeal in terms of section 10 of the Judicial Matters Amendment Act 42 of 2013, and included an application for condonation because the notice of appeal was filed late.


The dispute concerned the correctness of the conviction (though the appellant had pleaded guilty) and, more centrally, whether the sentence of life imprisonment ought to be interfered with, including an argument that the minimum sentence should not have been imposed because the appellant was allegedly not formally warned at the commencement of proceedings that a prescribed minimum sentence would apply.


2. Material Facts


The material facts were largely established through the appellant’s section 112 plea explanation and the information before the sentencing court, rather than through viva voce evidence from the parties at trial.


It was undisputed (and accepted on the guilty plea) that on or about 6 June 2009, near Mamelodi, the appellant unlawfully and intentionally committed an act of sexual penetration with a female child who was 11 years old at the time, by penetrating her genitals with his penis without her consent.


According to the appellant’s plea explanation, he knew the complainant and her mother. He had been in an intimate relationship with the complainant’s mother for about two months. On the night in question, he visited the mother at her home, and later in the evening the mother suggested that he sleep over. A bed was prepared for the three of them (the mother, the complainant, and the appellant).


The plea explanation further recorded that the appellant consumed alcohol. During the night he returned to the bed and sexually assaulted the complainant, including forcing her legs open, removing her underwear, penetrating her vagina with his penis, and ejaculating. The mother was asleep next to them. The complainant later woke her mother, who went outside to call neighbours; the neighbours came and assaulted the appellant, who escaped. The appellant later handed himself over to the police and was arrested.


In relation to sentencing, there were additional assertions recorded in reports placed before the sentencing court. The appellant told the probation officer that the complainant initiated sexual contact and that she allegedly complained of rape because he did not give her money and a phone he had promised. The judgment treated the appellant’s version in this regard as part of what was placed before the sentencing court, but it did not accept that these assertions established mitigation sufficient to avoid the prescribed sentence.


On the medical aspect, the regional magistrate called the doctor who examined the complainant and completed a J88 form. After considering that evidence, the sentencing court found that the complainant was not sexually active at the time and was “still a child,” which formed part of the sentencing assessment.


3. Legal Issues


The central legal questions were directed mainly to sentence and appellate interference, and included whether:


The appeal court could interfere with the sentence of life imprisonment, which had been imposed as a statutorily prescribed minimum sentence, and specifically whether substantial and compelling circumstances existed to justify a lesser sentence.


The imposition of the prescribed minimum sentence was procedurally defective on the basis that the appellant was allegedly not formally warned at the commencement of the trial proceedings that he faced a mandatory minimum sentence (life imprisonment).


Ancillary to these questions was whether the appellant’s claimed intoxication could constitute a mitigating factor capable of contributing to substantial and compelling circumstances.


The dispute thus primarily concerned the application of law to fact (the minimum-sentencing test and the threshold for appellate interference), together with a procedural complaint framed as an irregularity argument (the alleged absence of a proper warning regarding minimum sentencing).


4. Court’s Reasoning


On the merits of conviction, the High Court noted that the appellant had pleaded guilty and that the regional magistrate had correctly accepted the plea. The appeal court indicated that it was satisfied that the appellant was rightly convicted on the admitted facts.


On sentence, the High Court approached the matter on the basis that appellate interference is limited and that a sentence imposed under the minimum-sentencing framework may only be departed from where substantial and compelling circumstances are present. The judgment referred to the established approach to minimum sentences and appellate interference, citing S v Malgas 2001 (1) SACR 469 (SCA) as authority for the applicable standard.


The court considered the material before the sentencing magistrate, including the appellant’s personal circumstances, the complainant’s circumstances, and the context of the offence, as reflected in the probation officer’s report and the social worker’s report. It was satisfied that the sentencing court had adequate information and that no material misdirection appeared from the record.


In relation to alleged mitigation, the High Court endorsed the sentencing magistrate’s conclusion that the appellant’s intoxication on the night in question did not constitute a mitigating circumstance sufficient to affect sentence. The court also recorded the sentencing magistrate’s reliance on the doctor’s evidence, which supported the finding that the complainant was not sexually active and remained a child, reinforcing the seriousness of the offence within the legislative scheme.


The appellant argued that the minimum sentence could not properly be imposed because he had not been formally warned at the start of the proceedings that a prescribed minimum sentence applied. The High Court rejected this submission as inconsistent with the documentary record. It relied specifically on paragraph 2 of the appellant’s section 112(2) statement, signed by the appellant and his attorney, in which it was recorded that his attorney had explained the effect of the rape charge and that the court was likely to impose a life sentence. On that basis, the High Court concluded that the appellant was aware of the sentencing exposure and that the imposition of the prescribed minimum sentence did not amount to an irregularity warranting interference.


The High Court also dealt with the procedural issue of lateness. The appellant’s delay was attributed to difficulty in obtaining legal assistance. The court exercised a discretion to grant condonation, but this did not affect the ultimate merits of the appeal.


5. Outcome and Relief


The High Court granted condonation for the late noting of the appeal.


The appeal against conviction and sentence was dismissed. The appellant’s conviction was confirmed and the sentence of life imprisonment was confirmed.


The judgment, as provided, did not set out a separate or additional costs order.


Cases Cited


S v Malgas 2001 (1) SACR 469 (SCA)


Legislation Cited


Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007 (section 3)


Criminal Procedure Act 51 of 1977 (sections 112 and 112(2); sections 256, 257 and 281)


Criminal Law Amendment Act 105 of 1997 (sections 51 and 52; Schedule 2; section 53A)


Judicial Matters Amendment Act 42 of 2013 (section 10)


Rules of Court Cited


No rules of court were cited in the judgment.


Held


Condonation for the late noting of the appeal was granted on the basis that the delay was explained as resulting from difficulty in obtaining legal assistance.


The conviction on the guilty plea for rape of an 11-year-old child was confirmed as properly accepted by the regional magistrate.


No substantial and compelling circumstances were found to justify a departure from the prescribed minimum sentence of life imprisonment, and no material misdirection by the sentencing court was identified.


The argument that the minimum sentence could not be imposed due to an absence of a formal warning about minimum sentencing was rejected, because the section 112(2) statement recorded that the appellant’s legal representative had explained that the court was likely to impose a life sentence.


LEGAL PRINCIPLES


A court of appeal may interfere with sentence only where the required threshold for interference is met, including where there has been a material misdirection by the sentencing court or where the sentence is otherwise shown to be vitiated on proper grounds.


In the minimum-sentencing context, the prescribed sentence must be imposed unless substantial and compelling circumstances justify deviation, applying the approach articulated in S v Malgas 2001 (1) SACR 469 (SCA).


A complaint that the minimum sentence was imposed without proper warning will not succeed where the record demonstrates that the accused, particularly when legally represented, was made aware that a prescribed sentence (including life imprisonment) was likely to follow upon conviction, including through admissions recorded in a section 112(2) statement.

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[2019] ZAGPPHC 270
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Mantjane v S (A22/17) [2019] ZAGPPHC 270 (28 June 2019)

IN
THE HIGH COURT OF SOUTH AFRICA
(GAUTENG
DIVISION, PRETORIA)
(1)
REPORTABLE:
YES
/NO
(2)
OF
INTEREST TO OTHER JUDGES:
YES
/NO
(3)
REVISED
Case
No: A22/17
28/6/2019
In
the matter between:
JAN
MELOSI
MANJANE
Appellant
and
THE
STATE
Respondent
JUDGMENT
HF
JACOBS , AJ:
[1]
The appellant was convicted in the
Regional Court for contravening section 3 of the Sexual Offences and
Related Matters Act, 32
of 2007 read with
sections 256
,
257
and
281
of the
Criminal Procedure Act, 51 of 1977
and the provisions of
sections 51
and
52
of Schedule 2 of the
Criminal Law Amendment Act,
105 of 1997
read with
section 53A
of Act 105 of 1997. The appellant
received a sentence of life imprisonment for the conviction. This is
an appeal in terms of section
10 of the Judicial Matters Amendment
Act 42 of 2013 against the conviction and imposed sentence of life
imprisonment. The charge
relates to an incident on or about 6 June
2009 near Mamelodi where the appellant unlawfully and intentionally
committed an act
of sexual penetration with a female
person, 11 years old at the time, by penetrating her
genitals with his penis without her consent.
[2]
The appellant pleaded guilty to the
charge. He had legal representation during the trial and sentencing
proceedings. Neither the
State nor the appellant produced any
viva
voce
evidence during the sentencing
proceedings. The Regional Magistrate called for the evidence of the
doctor who examined the 11 year
old child after the incident who also
completed the Form J88 on which the observations of the doctor were
minuted during the examination.
Both the State and the appellant's
legal representatives cross­ examined the doctor and addressed
the Court a
quo
for
purposes of sentence. The appellant noted his appeal late and applies
for condonation. The lateness of his notice of appeal
is the delay in
obtaining legal assistance to do so. In my
view
condonation should be granted.
[3]
In his plea explanation in terms of
section 112
of the
Criminal Procedure Act, the
appellant stated that
he knew Ms Z and her mother Mrs P. The appellant had an intimate
relationship with Mrs P for approximately
two months. Mrs P phoned
the appellant and invited him to visit her at her home. This happened
on 6 June 2009. The appellant went
over to Mrs P's home. When he
wanted to leave later in the evening Mrs P said he should sleep over
and prepared a bed for the three
of them, Mrs P, Ms Z and the
appellant.
[4]
The appellant consumed alcohol during
the evening and later during the night he left the bed Mrs P prepared
for the three of them
to sleep on the floor but later returned to the
bed. again. The appellant then started fondling Ms Z, got on top of
her, forced
her legs open, removed her underwear, penetrated her
vagina with his penis, ejaculated and slept beside her. Mrs P was
asleep next
to them at the time. Ms Z later woke Mrs P who went
outside to call the neighbours who came over and assaulted the
appellant. The
appellant managed to run away. Later, while at work,
the appellant heard that the police were looking for him. He handed
himself
over to the police and was arrested.
[5]
The Regional Magistrate correctly
accepted the plea of guilty and I am convinced that the appellant was
rightly convicted.
[6]
In his report of the incident the
appellant said that he was intoxicated when the incident occurred and
so was Mrs P. Both Mrs P
and the appellant consumed alcohol earlier
in the evening and, according to the report of Ms Z to the author of
the victim impact
report that served before the sentencing
Magistrate, both Mrs P and the appellant returned home that evening
quite intoxicated.
That explains why Mrs P was not aware at the time
what was happening for she was fast asleep. To the probation officer
who prepared
the pre-sentencing report, which also served before the
sentencing Magistrate, the appellant said that Ms Z started touching
his
private parts during the night, that he reprimanded Ms Z but she
did not heed his reprimand after which they had sexual intercourse.

The appellant told the probation officer that Ms Z cried rape because
he had not given her money and a phone he had promised her
earlier.
[7]
The sentencing Magistrate had all the
personal information of the appellant, Ms Z and the circumstances
under which the incident
took place before him at the time of
sentencing. The reports of the probation officer and the report of
the social worker who interviewed
Ms Z were before Court at the time
of sentence. I am satisfied that no material misdirection is evident
from the record. The sentencing
Magistrate found, correctly in my
view, that the appellant's intoxication on the night in question does
not constitute a mitigating
circumstance. The sentencing Magistrate also found,
after considering the evidence of the doctor who examined
Ms
Z
after the incident and who
completed the Form J88, that
Ms Z was
at the time not sexually active and
still a child.
[8]
I find no compelling reason to interfere
with the sentence of life imprisonment imposed by the trial Court. A
Court of Appeal is
only allowed to interfere with sentence if it can
find that substantial and compelling reasons or circumstances exist,
justifying
interference.
[1]
In my view no such substantial and compelling circumstances exist. In
view of the fact that the minimum sentence was imposed by
the trial
Court it was submitted on behalf of the appellant that the minimum
sentence could not have been imposed as the appellant
was not
formally warned at the commencement of the proceedings a
quo
that he faced the imposition of a
statutory prescribed minimum sentence. The submission does not tally
with the content of paragraph
2 of the appellant's statement in terms
of
section 112(2)
of the
Criminal Procedure Act which
was handed in
as Exhibit "A" before the Court a
quo
where it is stated under his
signature and of the attorney who represented him at the time as
follows:
"I confirm that my Attorney has
explained to me the effect of this charge of rape against me and also
that it was explained
to by my lawyer (sic) that in this case the
Court is likely to impose a life sentence. Further details on this
charge are as furnished
by the State in the charge sheet under this
case number."
[9]
The appellant had legal representation
throughout the proceedings in the Court
a
quo
and imposition of the minimum
prescribed sentence does not, in my
view,
constitute an irregularity that
justifies interference.
ORDER:
Under
the circumstances I would propose that the appeal against the
conviction and sentence be dismissed and that the conviction
and
sentence of life imprisonment be confirmed.
H
F JACOBS
ACTING
JUDGE OF THE HIGH COURT
PRETORIA
I
agree and it is so ordered,
T
A N MAKHUBELE J
JUDGE
OF THE HIGH COURT
PRETORIA
[1]
S
v Malgas
2001 (1) SACR 469
(SCA).