S v N.M.M and Others (74/2019) [2020] ZALMPPHC 60; 2021 (1) SACR 440 (LP) (13 August 2020)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing of child offender — Child Justice Act — Child offender convicted of rape and sentenced to 17 years imprisonment, 5 years suspended — Review of sentence — Trial court failed to consider immaturity and status as first offender — Sentence deemed excessive and not in accordance with justice — Sentence substituted with 8 years imprisonment, antedated.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were an automatic review of a criminal matter involving a child offender, placed before the High Court in terms of section 85(1) of the Child Justice Act 75 of 2008, read with Chapter 30 of the Criminal Procedure Act 51 of 1977. The review court was required to consider whether the proceedings in the magistrates’ court were in accordance with justice, both as to conviction and sentence.


The parties were the State as prosecutor and N.M.M and others as accused in the trial court. The review primarily concerned “offender number 2”, who was 17 years old at the time of the commission of the offence and therefore treated as a child offender for purposes of the Child Justice Act.


The procedural history reflected that the child offender was charged together with other accused persons with the rape of a 15-year-old complainant. In the trial court, the child offender was convicted of rape, while four of his co-accused were acquitted, and a fifth accused did not attend trial and had his trial separated. The child offender was sentenced to 17 years’ imprisonment, with 5 years suspended on conditions (resulting in an effective 12 years’ imprisonment). The matter then served before the High Court on automatic review.


The general subject-matter of the dispute on review concerned, first, whether the conviction was sound on the evidence accepted by the trial court, and second (and more centrally), whether the sentence imposed on a child offender accorded with constitutional and statutory requirements that detention of children is a measure of last resort and for the shortest appropriate period.


2. Material Facts


The material facts were presented through two competing versions: the complainant’s version alleging non-consensual sexual intercourse preceded by assault, and the child offender’s version asserting consensual sex. The review court treated the correctness of the conviction as turning on the trial court’s evaluation of these versions.


On the complainant’s evidence, she was visiting her aunt when, at approximately 19h00, she was walking with a friend and encountered four boys whom she knew. The boys instructed her friend to leave, and the friend did so. After the friend left, the child offender allegedly assaulted the complainant and then separated from the other boys, taking her to his homestead.


Upon arrival at the homestead, the complainant testified that they found five boys sitting under a mango tree smoking. The child offender unlocked and entered a house with the complainant, and the five boys also entered. Inside the house, the child offender allegedly forced the complainant to undress, ordered her onto a bed, and raped her. After he finished, the five boys formed a queue and also raped her. Because it was dark, she stated she could not identify the other five, but she could identify the child offender as the person who brought her to the house. The following morning, the child offender accompanied her to her aunt’s home.


After returning to her aunt’s home, the complainant reported that she had been raped by the child offender and others, and she and her aunt went to the police station to open a case. The complainant’s friend testified that the next day the complainant had finger marks on her face and could not walk properly.


The child offender’s evidence differed materially. He testified that he met the complainant at a tavern, was attracted to her, and later found her at another tavern where he expressed romantic interest which she accepted. He stated that after the complainant’s friend left, he and the complainant went to his homestead, talked and joked, and then had consensual sex. He said they slept, woke the next morning, and he accompanied her to the homestead she was visiting, leaving her at the gate. He denied the rape allegations.


The review court accepted that the trial court had rejected the child offender’s version as false beyond reasonable doubt and had accepted the complainant’s version sufficiently to convict. For purposes of the review decision, the material facts were therefore those consistent with the accepted version supporting rape and those relevant to sentencing, namely that the offender was 17, an immature youth as found by the trial court, and a first offender, convicted of raping a complainant under 16 years old.


3. Legal Issues


The central legal questions were whether the proceedings were in accordance with justice in respect of (a) conviction and (b) sentence under the automatic review jurisdiction applicable to child justice matters.


In relation to conviction, the legal issue was largely an application of law to fact, namely whether the trial court’s assessment of credibility and probabilities, and its rejection of the child offender’s version, disclosed any irregularity or injustice warranting interference on review.


In relation to sentence, the legal issues were predominantly legal and evaluative. They included whether the trial court committed a misdirection in the exercise of its sentencing discretion, particularly by failing properly to apply the constitutional injunction in section 28(1)(g) of the Constitution and the statutory framework for sentencing child offenders, including the principle that imprisonment should be a last resort and imposed for the shortest appropriate period. The review court also had to consider whether the sentence reflected an improper weighing of relevant factors (such as immaturity and first-offender status) and whether the trial court relied on irrelevant considerations.


4. Court’s Reasoning


On conviction, the review court stated that it was satisfied the trial court had properly analysed the evidence, had correctly rejected the child offender’s version as not reasonably possibly true, and had accordingly correctly convicted the child offender of rape. The review court therefore concluded that, as to conviction, the proceedings appeared to be in accordance with justice, and no basis existed to interfere.


On sentence, the review court began by setting out the established principle that sentencing lies primarily within the discretion of the trial court, and that an appellate or reviewing court may interfere only where there has been a misdirection or where there is a striking or startling disparity between the sentence imposed and what ought to have been imposed. The court expressly relied on the approach articulated in S v Hewitt 2017 (1) SACR 309 (SCA) for the threshold required before interference with sentence is justified.


The review court then located the sentencing inquiry within the constitutional and child justice context. It emphasised that, in terms of section 28(1)(g) of the Constitution, every child has the right not to be detained except as a measure of last resort, and even then only for the shortest appropriate period of time. The judgment noted that this protection operates in addition to the general rights enjoyed under sections 12 and 35 of the Constitution, and it treated section 28(1)(g) as a mandatory consideration when sentencing a child offender.


In developing this, the review court referred to S v BF 2012 (1) SACR 298 (SCA), which recognises that the sentencing of children does not occur in a vacuum: the seriousness of the offence, its impact on the victim, and the interests of society remain relevant. At the same time, the constitutional standard still requires that detention be reserved for circumstances where incarceration is demanded and, even then, imposed for the shortest appropriate duration.


Applying these principles to the facts, the review court accepted that rape of a complainant below 16 is a serious offence, and it noted that if the offender had been an adult, the minimum sentence regime in section 51(1) of the Criminal Law Amendment Act 105 of 1997 would have applied. However, the review court stressed that because the offender was a child, the minimum sentence regime was not applicable, and the appropriate sentence remained within the trial court’s discretion, to be exercised consistently with constitutional and statutory child justice norms.


The review court identified several misdirections in the trial court’s sentencing approach. First, while the trial court found the offender to be an immature youth, it later treated the only mitigating factor as being under 18. The review court regarded this as internally inconsistent because immaturity was itself treated as a significant mitigating feature, implying a reduced level of maturity relevant to moral blameworthiness and sentencing. Second, the review court held that the trial court failed to provide reasons why incarceration could not be limited to the shortest appropriate period, despite correctly referring to section 28(1)(g).


Third, the review court found that the trial court failed to consider that the offender was a first offender and instead over-emphasised the seriousness of the offence. Fourth, the review court was critical of the trial court’s statement that, coming from the same township, it had been taught to respect people and not rape girls. The review court treated this as an irrelevant statement, indicating that the trial court’s focus ought to have been on the structured application of the constitutional and statutory sentencing requirements, including those reflected in the probation officer’s recommendation made with reference to section 77(1)(b) of the Child Justice Act 75 of 2008.


The review court characterised the trial court’s approach as one reflecting anger and concluded that the trial court had misdirected itself by imposing a lengthy term of imprisonment while failing to give proper weight to the offender’s status as a child, his immaturity, and his first-offender status, and by failing properly to implement the constitutional requirement that a child be detained only as a last resort and for the shortest appropriate period.


Having found the sentencing process not in accordance with justice, the review court accepted the State’s submission that a sentence of 8 years’ imprisonment would be appropriate given the offender’s age at the time of the offence. It thus exercised the power to set aside and substitute the sentence.


5. Outcome and Relief


The High Court confirmed the conviction of the child offender for rape, finding no reviewable irregularity or injustice in the trial court’s handling of the merits.


The High Court reviewed and set aside the sentence of 17 years’ imprisonment (with 5 years suspended) and substituted it with a sentence of 8 years’ imprisonment, antedated to 16 August 2019.


The judgment, as provided, did not set out a separate costs order (consistent with criminal proceedings where costs orders are not ordinarily made in the same manner as in civil matters).


Cases Cited


S v Hewitt 2017 (1) SACR 309 (SCA)


S v BF 2012 (1) SACR 298 (SCA)


Legislation Cited


Constitution of the Republic of South Africa, 1996 (section 28(1)(g); sections 12 and 35)


Child Justice Act 75 of 2008 (section 85(1); section 77(1)(b))


Criminal Procedure Act 51 of 1977 (Chapter 30)


Criminal Law Amendment Act 105 of 1997 (section 51(1))


Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007 (section 3)


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The court held that the trial court’s conviction of the child offender for rape was in accordance with justice and should stand, because the trial court had properly evaluated the evidence and correctly rejected the defence version as false beyond reasonable doubt.


The court held that the sentence was not in accordance with justice because the trial court materially misdirected itself in sentencing a child offender. The misdirection lay in, among other things, failing properly to give effect to the constitutional requirement that a child be detained only as a last resort and for the shortest appropriate period, failing to give adequate weight to the offender’s immaturity and first-offender status, and relying on irrelevant considerations.


The sentence of 17 years’ imprisonment (with partial suspension) was set aside and replaced with 8 years’ imprisonment antedated to 16 August 2019.


LEGAL PRINCIPLES


The judgment applied the principle that sentencing is primarily within the discretion of the trial court, but that a reviewing or appellate court may interfere where there has been a misdirection or where there is a striking or startling disparity between the sentence imposed and the sentence that ought properly to have been imposed, indicating that the discretion was not exercised judicially.


In sentencing a child offender, the constitutional injunction in section 28(1)(g) requires that detention be used only as a measure of last resort and, where imposed, for the shortest appropriate period. This requirement must be actively applied and not merely cited.


The seriousness of the offence and societal interests remain relevant in child sentencing, and the law does not prohibit incarceration of children. However, these considerations must be balanced against the child-specific constitutional framework, and imprisonment must be justified as necessary and appropriately limited in duration.


Where an offender is a child, the minimum sentence regime applicable to adults under the Criminal Law Amendment Act does not apply, and the sentence must be crafted within the discretionary framework informed by the Child Justice Act and constitutional protections.


A sentencing court must consider and properly weigh relevant personal circumstances such as immaturity and first-offender status, and must avoid reliance on irrelevant considerations; a failure to do so may constitute a reviewable misdirection justifying substitution of sentence.

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[2020] ZALMPPHC 60
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S v N.M.M and Others (74/2019) [2020] ZALMPPHC 60; 2021 (1) SACR 440 (LP) (13 August 2020)

SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
and
SAFLII
Policy
REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
LIMPOPO
DIVISION, POLOKWANE
REV NO: 74/2019
In
the matter between
THE
STATE
AND
N[….
M[…. M[….] AND OTHERS
REVIEW
JUDGMENT
KGANYAGO
J.
[1]
This matter was laid before me as automatic review in terms of
section 85(1) of the Child Justice Act
75 of 2008 (the Act) read with
chapter 30 of the Criminal Procedure Act 51 1977 (the CPA). Offender
number 2 (child offender) who
was aged 17 years at the time of the
commission of the offence is regarded as a minor child offender in
terms of the Act. The child
offender was sentenced to seventeen (17)
years imprisonment of which five (5) years was suspended for a period
of (5) years on
condition that he is not convicted of contravening
section 3 of Act 32 of 2007 during the period of suspension. The
child offender
together with five others were charged with rape of a
fifteen (15) year old girl. The child offender was the only one
convicted
of rape whilst four of the other accused were found not
guilty and discharged. The fifth accused did not attend trial and his
trial
was separated from the others.
[2]
I have requested the opinion of the Deputy Director of Public
Prosecutions (the DDPP). They have furnished
me with a helpful
opinion and I am indebted to them. The DDPP is of the opinion that
the conviction is in order, but that the sentence
is not in
accordance with justice and should be set aside.
[3]
The child offender was legally represented throughout the
proceedings. The child offender pleaded not
guilty to the charge and
denied all the allegations levelled against him. However, as the
trial progressed, it came to light that
his defence was that of
consensual sex.
[4]
According to the evidence of the complainant on the day of the
incident she was visiting her aunt. At
about 19h00 she was walking
with her friend when they met four boys. She knew all the four boys.
The four boys told her friend
to leave of which she did. After her
friend had left, the child offender started assaulted her. After
assaulting her, the child
offender parted ways with the other four
boys and took the complainant to his homestead.
[5]
Upon arriving at the child offender’s homestead, they found
five boys sitting under a mango tree
smoking tobacco. The child
offender unlocked the door of the house and they entered. The five
boys who were sitting under the mango
tree also entered the house.
Inside the house the child offender forced her to undress and ordered
her to lie on top of a bed where
he raped her. After the child
offender had finished raping her, the five boys formed a queue and
all raped her. As it was dark
she could not identify the five boys,
but was only able to identify the child offender whom she came to the
house with. The following
day in the morning, the child offender
accompanied her to her aunt’s home.
[6]
On arrival at her aunt’s place, she found one Agreement and
reported to her that she was raped
by the child offender and others.
They then went to the police station where they opened a criminal
case. Her friend testified
that when she saw the complainant the
following day, she had finger marks on her face and also could not
walk properly.
[7]
The child offender testified and his evidence was that he met the
complainant at White House tavern
where he was attracted to her. He
greeted the complainant and ask to talk to her. The complainant told
him that they will talk
later. He later realized that the complainant
had left. He then went to Ntembane’s tavern where he found the
complainant.
He proposed love to her and she agreed. He sat together
with the complainant’s friend and talked. Later the
complainant’s
friend left.
[8]
After some time, the child offender left with the complainant and
they went to his homestead. On arrival
at his homestead, they sat on
the bed, talked and joked with each other. They ended up having
consensual sex. After sex they slept
and woke up the following
morning. After waking up, he accompanied the complainant to the
homestead she was visiting, and left
her at the gate of that
homestead. From there he went back home and slept. He never saw the
complainant again.
[9]
On conviction I am satisfied that the trial court has properly
analysed the evidence before it and was
therefore correct in
rejecting the child offender’s version as not reasonably
possibly true, but false beyond reasonable
doubt. The child offender
was correctly convicted of rape and therefore in relation to
conviction, the proceedings appears to be
in accordance with
justice.
[10]   Turning
to sentence, it is trite principle of our law that the imposition of
sentence is the prerogative of the
trial court. An appellate court
may not interfere with this discretion merely because it would have
imposed a different sentence.
In other words, it is not enough to
conclude that its own choice of penalty would have been an
appropriate penalty. Something more
is required, it must conclude
that its own choice of penalty is the appropriate penalty and that
the penalty chosen by the trial
court is not. Thus, the appellate
court must be satisfied that the trial court committed a misdirection
of such a nature, degree
and seriousness that shows that it did not
exercise its discretion at all or exercised it improperly or
unreasonably when imposing
it. So, interference is justified only
where there exists a ‘striking’ or ‘startling’
disparity between
the trial court’s sentence and that which the
appellate court would have imposed. And in such instances the trial
court’s
discretion is regarded as having been unreasonably
exercised. (
See
S v Hewitt
2017 (1) SACR 309
(SCA)
at para
8)
[11]   The
trial court has convicted a child offender and in terms of section
28(1) (g) of the Constitution, every child
has a right not to be
detained except as a measure of last resort. In addition to the
rights a child enjoys under section 12 and
35, the child may be
detained only for the shortest appropriate period of time.
[12]   In
S
v BF
2012 (1) SACR 298
(SCA)
at para 11 the court said:

The
attention given to a child when considering sentence is not done
vacuum. The seriousness of the offence, its impact on the victims
and
the interests of the broader society must be taken into
consideration. The law does not prohibit incarceration of children.

However, s 28(1) (g) provides that the child ‘may be detained
only for the shortest appropriate of time’. Undoubtedly
the use
of ‘may’ suggest that where circumstances demand
incarceration as the only appropriate sentence, it can be
imposed.”
[13]
Incarceration of a child offender should be the last resort, and even
in that case the child offender should be
incarcerated for the
shortest appropriate of time. In the case at hand the child offender
has been sentenced to seventeen (17)
years imprisonment of which 5
years has been suspended for a period of five years. In other word
the effective term imprisonment
is twelve years.
[14]   The
child offender has been convicted of a serious offence of rape of a
complainant who was below the age of sixteen
(16) years. Had the
child offender been an adult, the provisions of
section 51(1)
of the
Criminal Law Amendment Act 105 of 1997
would have been applicable.
However, as the court had convicted a child offender, the minimum
sentences regime is not applicable
and the appropriate sentence is
left to the discretion of the trial court.
[15]   In
sentencing of the child offender, the trial court has found that he
was an immature youth at the time of the
commission of the offence.
Immaturity on its own is a strong mitigating factor. Despite finding
that the child offender was an
immature youth, the trial court
concluded that the only factor that counted in favour of the child
offender was that he was under
the age of eighteen (18) years at the
time of the commission of the offence. That in my view contradicts
the earlier finding that
the child offender was an immature youth.
By finding that the child offender was an immature youth, means that
immaturity played
a role in the child offender committing that
offence. The only aggravating factors that the trial court has
stated is that
the offence was very, very serious; the   victim
had suffered, and is still suffering.
[16]   The
trial court has correctly referred to the provisions of section 28(1)
(g) of the Constitution, but did not
state reasons why the child
offender may not be incarcerated for the shortest appropriate time.
In my view, the trial court has
approached the sentence of the child
offender with anger. The probation officer had recommended a sentence
in terms of section
77(1) (b) of the Act, which also emphasised that
imprisonment of a child offender must be the last resort and be for
the shortest
appropriate period of time.
[17]   The
trial court did not take into consideration that the child offender
was a first offender. The trial court
has over-emphasised the
seriousness of the offence and did not attach any weight that the
child offender was a first offender
and an immature youth. It went on
to state that the court is from the township itself and when they
grew up they were taught by
their parents and grandparents to
respect people and not go out there to rape girls. In my view, this
was an irrelevant statement
and what the trial court was supposed to
do was to apply section 28(1) (g) of the Constitution read with
section 77(1) (b) of
the Act which it has failed to do. Therefore,
the trial court has misdirected itself by imposing a lengthy sentence
of imprisonment
by ignoring that offender number 2 was child at the
time of the commission of the offence and was therefore duty bound
to impose
the shortest appropriate term of imprisonment.
[18]   The
State is of the view that a sentence of 8 years imprisonment will be
appropriate in this matter taking into
consideration that the child
offender was seventeen (17) years at the time of the commission of
the offence of rape. I agree with
the State’s submission. In my
view, with regard to sentence, the proceedings does not appear to be
in accordance with justice
and stand to be reviewed and set aside.
[19]
In the result I make the following order:
19.1 The conviction of
child offender is confirmed.
19.2 The sentence of 17
years imprisonment is reviewed and set aside and substituted with
the following:

The child
offender is sentenced to eight (8) years imprisonment antedated to
16
th
August 2019.”
MF
KGANYAGO J
JUDGE OF THE HIGH
COURT OF SOUTH AFRICA, LIMPOPO DIVISION, POLOKWANE
I
agree
MV
SEMENYA J
JUDGE
OF THE HIGH COURT
OF
SOUTH AFRICA, LIMPOPO
DIVISION,
POLOKWANE
DATE
DELIVERED:
13
TH
AUGUST 2020