Buzani v S (CA&R 41/2021) [2022] ZAECBHC 18 (10 June 2022)

85 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Life imprisonment for gang-rape — Appellant convicted of gang-rape and sentenced to life imprisonment — Appellant contended that personal circumstances constituted substantial and compelling circumstances warranting a lesser sentence — Court held that the nature of the crime and the absence of substantial and compelling circumstances justified the life sentence — Appeal against sentence dismissed.

Comprehensive Summary

Summary of Judgment


1. Introduction


The proceedings were an appeal against sentence in the High Court of South Africa, Eastern Cape Division, Bhisho. The appellant, Mzoxolo Dread Buzani, appealed against the sentence imposed by the Regional Court at Zwelitsha after his conviction on a charge of gang rape. The respondent was the State.


The procedural history, as reflected in the judgment, was that the appellant had been convicted and sentenced in the regional court, whereupon he approached the High Court on appeal. The appeal was confined to sentence and, specifically, the propriety of a life imprisonment sentence. The appeal was heard and delivered on 10 June 2022.


The subject-matter of the dispute concerned the application of the prescribed minimum sentencing regime applicable to gang rape and whether the appellant’s personal circumstances, together with other relied-upon considerations, amounted to substantial and compelling circumstances justifying a departure from the statutorily prescribed sentence of life imprisonment.


2. Material Facts


The court treated as material the fact that the appellant was convicted of gang rape, an offence falling within the scope of section 3 of the Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007, read with the minimum sentence provisions of the Criminal Law Amendment Act 105 of 1997. The complainant was 22 years old at the time of the offence.


It was material to sentence that the complainant was raped by the appellant and another man, identified as Anele, throughout the night of 22 July 2012, with the perpetrators taking turns. The complainant was confined in a bedroom and ultimately escaped when she seized an opportunity to run away. Anele was not prosecuted because the police were unable to apprehend him despite numerous attempts.


The sentencing court (and the appeal court in evaluating the sentence) relied on the appellant’s personal circumstances as placed on record during sentencing. These included that he was 40 years old, lived with a sickly mother and brother, was single with a 13-year-old child (maintained by the child’s mother), and was unemployed. It was also material that he had spent 11 months and 27 days in police custody before the matter was concluded on 23 July 2013.


The court also relied on the appellant’s criminal history, including a previous conviction for rape dated 8 November 2001, for which he had been sentenced to 10 years’ imprisonment, and a further previous conviction for a road traffic offence disposed of by an admission of guilt fine.


The magistrate’s assessment that the appellant showed no penitence for the conduct was treated as relevant to sentence. The appeal judgment also addressed the contention raised on appeal concerning the absence of a victim impact assessment report, treating this as part of the appellant’s mitigation case (and rejecting its significance for purposes of deviation from the prescribed sentence).


3. Legal Issues


The central legal question was whether the regional magistrate erred in imposing the prescribed sentence of life imprisonment for gang rape, or whether the appellant had demonstrated the existence of substantial and compelling circumstances as envisaged in section 51(3) of the Criminal Law Amendment Act 105 of 1997, such that a lesser sentence ought to have been imposed.


A further issue was whether the appellant had met the threshold for appellate interference with sentence, namely whether there had been a material misdirection by the sentencing court or whether the sentence imposed was unreasonable (in the sense recognised by the authorities governing sentence appeals).


The dispute primarily concerned the application of law to fact: the legal framework (mandatory minimum sentencing with a narrowly confined discretion to deviate) was not in controversy, but the parties differed on whether the established facts and personal circumstances met the statutory standard for deviation and whether the imposed sentence was disproportionate.


4. Court’s Reasoning


The court located the offence within the statutory minimum sentencing regime, treating gang rape as an offence for which life imprisonment is the prescribed sentence under section 51(1), read with Part 1 of Schedule 2 of the Criminal Law Amendment Act 105 of 1997. The court reiterated that a sentencing court may deviate from the prescribed sentence only if substantial and compelling circumstances are present under section 51(3).


In addressing the appellant’s reliance on personal circumstances, the court accepted the general sentencing approach that requires a balance between the offender’s personal circumstances, the nature of the offence, and the interests of society, as classically expressed in S v Zinn 1969 (2) SA 537 (A). However, the court emphasised that, in matters governed by the minimum sentence legislation, that traditional triad must be applied subject to the caution described in S v Malgas 2001 (1) SACR 469 (SCA), namely that the prescribed sentences are not to be departed from lightly and that flimsy reasons, speculative hypotheses, undue sympathy, and marginal differences in personal circumstances do not justify deviation.


The court reasoned that, in this case, the seriousness of the offence—characterised by the complainant being raped by two men repeatedly throughout the night—together with the prevalence of rape and the societal interest in severe punishment for such crimes, meant that the appellant’s mitigation founded on personal circumstances did not attain the level of substantial and compelling. In this context the court referred to S v PB 2011 (1) SACR 448 (SCA), treating it as support for the proposition that the seriousness of such offences and society’s strong views about their punishment can render reliance on personal circumstances insubstantial in the minimum sentence context.


The court then dealt specifically with the appellant’s reliance on pre-sentence incarceration (11 months and 27 days in custody). It considered the argument in the light of S v ET 2012 (2) SACR 478 (WC), and held that pre-sentence detention is a factor that does not, on its own, constitute a substantial and compelling circumstance warranting deviation from life imprisonment in terms of section 51(1).


Regarding the submission that the absence of a victim impact assessment report should be treated as mitigating, the court rejected the contention. It reasoned that it was “unthinkable” that a complainant raped by two men for an entire night would escape psychological scarring. It further held that reliance on the absence of physical injury or the lack of proof of psychological injury did not assist the appellant, particularly given section 51(3)(a)(A), which the court treated as rendering the argument moot insofar as an apparent lack of physical injury is not to be treated as substantial and compelling for purposes of sentencing under section 51. In that connection the court referred to S v Nkawu 2009 (2) SACR 402 (ECG) for the proposition that, weighed together with the sentencing triad, the absence of proof of psychological or physical injury did not neutralise the aggravating features.


Turning to appellate interference, the court stated that the appellant had to show either a misdirection by the magistrate or that the sentence was unreasonable, failing which the appeal court could not interfere. The court concluded that the appellant failed to meet either requirement.


Finally, the court invoked the proportionality-focused approach articulated in S v Vilakazi 2009 (1) SACR 552 (SCA), which in turn relied on the approach in S v Malgas 2001 (1) SACR 469 (SCA) and its constitutional validation in S v Dodo [2001] (1) SACR 574 (CC). The court treated the “determinative test” as being whether the prescribed sentence would be unjust because it would be disproportionate to the crime, the offender, and the needs of society. On the facts before it, the court was not satisfied that life imprisonment produced injustice or disproportion such as to justify a lesser sentence, and it therefore upheld the sentence.


5. Outcome and Relief


The High Court dismissed the appeal against the sentence. The sentence of life imprisonment imposed by the regional magistrate for gang rape accordingly remained in force.


No separate or additional order as to costs was recorded in the judgment, and the operative relief was limited to the dismissal of the appeal.


Cases Cited


S v Zinn 1969 (2) SA 537 (A).


S v Malgas 2001 (1) SACR 469 (SCA).


S v PB 2011 (1) SACR 448 (SCA).


S v ET 2012 (2) SACR 478 (WC).


S v Nkawu 2009 (2) SACR 402 (ECG).


S v Vilakazi 2009 (1) SACR 552 (SCA).


S v Dodo [2001] (1) SACR 574 (CC).


Legislation Cited


Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007, section 3.


Criminal Law Amendment Act 105 of 1997, sections 51(1) and 51(3), Part 1 of Schedule 2, and section 51(3)(a)(A).


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The court held that the offence of gang rape attracts the prescribed sentence of life imprisonment under the applicable minimum sentencing legislation, and that the appellant’s personal circumstances, pre-sentence incarceration, and the absence of a victim impact assessment report did not constitute substantial and compelling circumstances justifying deviation.


The court further held that the appellant failed to show that the sentencing court committed a misdirection or that the sentence was unreasonable or disproportionate when assessed under the principles derived from the minimum sentence jurisprudence, including the “determinative test” described in Malgas and endorsed in subsequent cases.


LEGAL PRINCIPLES


The judgment applied the principle that where an offence falls within Part 1 of Schedule 2 to the Criminal Law Amendment Act 105 of 1997, the sentencing court is required to impose the prescribed sentence (here, life imprisonment) unless substantial and compelling circumstances exist under section 51(3) that justify a lesser sentence.


It applied the principle, associated with S v Malgas 2001 (1) SACR 469 (SCA), that prescribed sentences may not be departed from for flimsy reasons, and that speculative hypotheses favourable to the offender, undue sympathy, or marginal differences in personal circumstances are to be excluded when considering deviation from minimum sentences.


It applied the principle that, although sentencing ordinarily involves balancing the triad of offender, offence, and society (as in S v Zinn 1969 (2) SA 537 (A)), this balancing exercise operates within the constrained discretion created by the minimum sentencing framework.


It applied the principle that pre-sentence incarceration, while relevant, does not on its own constitute a substantial and compelling circumstance warranting deviation from life imprisonment in the context of section 51(1) sentencing for serious offences.


It applied the principle that an absence of physical injury, and the absence of proof of psychological injury, does not constitute a substantial and compelling circumstance in the manner argued by the appellant, particularly in light of section 51(3)(a)(A) and the authorities the court cited.


It applied the principle that an appellate court may interfere with sentence only where there is a misdirection by the trial court or where the sentence is unreasonable, and that proportionality concerns are addressed through the Malgas “determinative test” as emphasised in S v Vilakazi 2009 (1) SACR 552 (SCA) and linked to S v Dodo [2001] (1) SACR 574 (CC).

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[2022] ZAECBHC 18
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Buzani v S (CA&R 41/2021) [2022] ZAECBHC 18 (10 June 2022)

IN
THE HIGH COURT OF SOUTH AFRICA
[EASTERN
CAPE DIVISION, BHISHO]
CASE
NO: CA&R 41/2021
HEARD
ON: 10 JUNE 2022
DELIVERED
ON:  10 JUNE 2022
In
the matter between:
MZOXOLO
DREAD BUZANI

Appellant
and
THE
STATE

Respondent
APPEAL
JUDGMENT
NHLANGULELA
DJP
[1]
This matter concerns an appeal against the sentence of life
imprisonment imposed by
the regional magistrate of Zwelitsha upon a
conviction of gang-rape.
[2]
The type of rape that the appellant was convicted of is defined in
section 3
of the
Criminal Law (Sexual Offences And Related Matters)
Amendment Act 32 of 2007
, read with the Criminal Law Amendment Act
105 of 1977 (the Act). This offence is punishable by life
imprisonment in terms of s
51 (1) of the Act.  In this case the
appellant contends that the magistrate misdirected himself in not
imposing a sentence
lesser than life imprisonment because the
personal circumstances of the appellant constitute substantial and
compelling circumstances
as envisaged in s 51 (3) of the Act.
[3]
The personal circumstances of the appellant are listed in the record
of the sentence
proceedings as follows:
(a)
The accused is 40 years of age;
(b)
He lives with his mother and brother, both who
are sickly;
(c)
He is single, but has a 13 years old minor child
from a woman who is responsible for the maintenance and support of
the child;
(d)
He is unemployed;
(e)
He spent a period of 11 months and 27 days in
police custody before his trial was concluded on 23 July 2013;
(f)
He has a previous conviction for rape dated 08
November 2001, for which he was sentenced to undergo 10 years
imprisonment;
(g)
He has a second previous conviction for a road
traffic offence for which he was caused to pay R300,00 admission of
guilty fine.
[4]
The magistrate took into account that the complaint, 22 years at the
time, was raped
by the appellant together with his friend (Anele) for
the whole night of 22 July 2012; with each taking turns until the
complainant
seized a chance to run away from the bedroom in which she
had been confined.  Anele was not prosecuted because the police
have not been able to apprehend him despite numerous attempts to do
so.  The magistrate considered the fact that the appellant
did
not show penitence for his immoral and horrific criminal acts.
Having weighed-up the serious nature of the crime committed
by
the appellant against a defenceless and innocent
22
years
old woman, the prevalence of such crimes in our society
and the numerous turns that the appellant took in raping the
complainant
throughout the night, the magistrate saw it fit to impose
the pre-ordained sentence of life imprisonment.
[5]
It was submitted on behalf of the appellant that this appeal trenches
on the statement
made in
S v Zinn
1969 (2) SA 537
(A) that in
search for an appropriate sentence the sentencing courts should find
a balance between the personal circumstances of
the accused, the
nature and extent of the offence and the interest of the community.
This submission is beyond debate, just as
it was stated in
S v
Malgas
2001 (1) SACR 469
(SCA) at para [11] that in sentencing
under s 51 (1) of the Act the courts are enjoined to take the
traditional factors into account,
but subject to the following
caveat:

D.
The specified sentences [listed in Part 1 of Schedule 2 to Act 105 of
1997] are not to be departed from lightly and for flimsy
reasons.
Speculative hypotheses favourable to the offender, undue sympathy,
aversion to imprisoning first offenders, personal doubts
as to the
efficacy of the policy underlying the legislation, and marginal
differences in personal circumstances or degrees of participation

between co-offenders are to be excluded.”
[6]
The parties did recognise the fact that the offence of gang rape of
which the appellant
was convicted is one of the circumstances listed
in Part 1 of Schedule 2 to the Act in which the sentence prescribed
for the crime
is imprisonment for life; unless, in terms of s 51 (3),
substantial and compelling circumstances exist that warrant
imposition
of a lesser sentence. The sentencing regime under the Act
will always require that the factors of the triad, not just the
personal
circumstances of the appellant, be qualified as substantial
and compelling factors of sufficient weight to trigger imposition of

a sentence that is lesser than life imprisonment.  In this case
the egregious nature of the offence of rape committed by the

appellant coupled with the strong views held by the members of our
society that rapes must be punished with life imprisonment make
the
appellant’s aversion to his personal circumstances flimsy. See:
S v PB
2011 91) SACR 448
(SCA) at para [21].
[7]
The search for a response to the submission advanced on behalf of the
appellant that
the period of 11 months and 27 days spent by the
appellant in police custody before the conclusion of his case must
invoke recourse
to the principle stated
S v ET
2012 92) SACR
478
(WC) that pre-sentence incarceration is one of those factors that
pale into insignificance if one has regard to the fact that it
alone
is not a substantial and compelling circumstances that require
deviation from imposition of a sentence of life imprisonment
in terms
of s 51 (1) of the Act.
[8]
The argument advanced on behalf of the appellant that the absence of
a victim impact
assessment report ought to have been regarded as a
mitigating factor is unhelpful in the sense that it is unthinkable
that the
complainant who was raped by two men for the whole night
would escape the psychological scars from such violent and demeaning
attack.
In any event, the provisions of s 51 (3)(a)(A) of the
Act renders counsel’s submission moot because an apparent lack

of physical injury to the complainant is no longer a substantial and
compelling circumstance for the purposes of sentencing under
s 51 (a)
of the Act. Put differently, based on
S v Nkawu
2009 (2) SACR
402
(ECG) the absence of proof of psychological or physical injury to
the complainant weighed up together with the triad of factors
does
not make the aggravating circumstances of the appellant any better.
[9]
To succeed in this appeal matter, the appellant had to demonstrate
that the magistrate
committed a misdirection or that the sentence of
life imprisonment imposed is unreasonable failing which this Court
cannot interfere
with sentence. The appellant failed on both tests.
Therefore, the appeal against sentence must fail. The appeal also
fails on the
determinative test that is referred to in
S v
Vilakazi
2009 (1) SACR 552
(SCA) at para [14] in the following
terms:

[14]
It is only by
approaching sentencing under the Act in the manner that was laid down
by this court in
S
v Malgas
which
was said by the Constitutional Court in
S
v Dodo
[2001]
(1) SACR 574
(CC) at 614 -615] to be ‘undoubtedly correct’
that incongruous and disproportionate sentences are capable of being
avoided. Indeed, that was the basis upon which the Constitutional
Court in
Dodo
found
the Act to be not unconstitutional. For by avoiding sentences that
are disproportionate a court necessarily safeguards
against the risk
– and in my view it is a real risk – that sentences will
be imposed in some case that are so disproportionate
as to be
unconstitutional. In that case the Constitutional Court said that the
approach laid down in
Malgas
,
and in particular its ‘determinative test’ for deciding
whether a prescribed sentence may be departed from, ‘makes

plain that the power of a court to impose a lesser sentence …
can be exercised well before the disproportionality between
the
mandated sentence and the nature of the offence becomes so great that
it can be typified as gross’ [and thus constitutionally

offensive]. That ‘determinative test’ for when the
prescribed sentence may be departed from was expressed as follows

in
Malgas
[at 482e] and it
deserves to be emphasised:

If
the sentencing court on consideration of the circumstances of
the
particular case is satisfied that they render the prescribed sentence
unjust in that it would be disproportionate to the crime,
the
criminal and the needs of society, so that an injustice would be done
by imposing that sentence, it is entitled to impose a
lesser
sentence.’”
[10]
In the result the following order shall issue:
The appeal against the
sentence of life imprisonment is dismissed.
Z.
M. NHLANGULELA
DEPUTY
JUDGE PRESIDENT OF THE HIGH COURT,
MTHATHA
I
agree:
A.
BEYLEVELD
ACTING
JUDGE OF THE HIGH COURT
Counsel
for the appellant   :
Adv.
A. Giqwa
c/o Legal Aid South
Africa
KING WILLIAMSTOWN.
Counsel
for the respondent :
Adv. C. Giyose
c/o Director of Public
Prosecutions
BHISHO.