Makala v S (A114/2022) [2023] ZAFSHC 283 (24 July 2023)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Rape — Appeal against conviction and sentence — Appellant convicted of rape and sentenced to life imprisonment — Grounds of appeal included alleged errors in evaluating evidence and the rejection of the appellant's version — Complainant's testimony found to be inconsistent and lacking corroboration, raising doubts about reliability — Court held that the state failed to prove its case beyond reasonable doubt, leading to the conclusion that the conviction was unsafe and the appeal was upheld.

Comprehensive Summary

Summary of Judgment


Introduction


This was a criminal appeal in the High Court of South Africa, Free State Division, Bloemfontein, against both conviction and sentence imposed by the Odendaalsrus Regional Court. The appellant, Simon Sehloho Makala, had been convicted of rape on 15 September 2020 and sentenced on 29 October 2020 to life imprisonment.


The respondent was the State. The appeal proceeded on the basis of the appellant’s stated automatic right of appeal, and it was heard by Naidoo J and Mahlangu AJ on 27 February 2023, with judgment delivered on 24 July 2023.


The dispute concerned whether the trial court correctly accepted the complainant’s evidence (in circumstances where she was effectively a single witness on the central issue of consent), correctly rejected the appellant’s version, and whether the State had proved rape beyond reasonable doubt. The appeal also implicated the appropriateness of the life sentence, particularly because the trial court’s acceptance that the complainant was raped more than once bore directly on sentence.


Material Facts


The court’s analysis proceeded from the premise that the trial court had been confronted with two mutually destructive versions, with the complainant and the appellant being the only witnesses for the State and the defence respectively. The material factual background was that the complainant and the appellant had previously been in a relationship, but their accounts differed on whether that relationship had ended months earlier or was still ongoing at the time of the incident.


On the complainant’s version, she was at a tavern with her boyfriend and a female friend, and she went outside to answer a call from her uncle. The appellant (said to be her ex-boyfriend) confronted her about the call, and then assaulted her by throwing stones and empty bottles at her, causing bleeding lacerations to her back. She alleged that the appellant forcibly took her from the tavern to his residence, where he raped her. She further alleged that they slept and, on waking the next morning, he raped her again. She stated that she later reported the matter, and she underwent a medical examination reflected in a J88 form.


The J88 (admitted by consent) recorded a fresh cut and bruising on the complainant’s back, but no visible gynaecological injuries, with the nurse recording that absence of injuries did not rule out penetration. A further feature of the complainant’s version was that, while at the appellant’s residence, she allegedly found a firearm and ammunition in a shoebox and took a bullet.


On the appellant’s version, he and the complainant were still in a love relationship (of about eight months), and an argument occurred outside the tavern arising from the complainant’s jealousy about another woman. He alleged that bottles were thrown during a fight and that the complainant’s injuries occurred in that context. He maintained that he and the complainant then went to his home, where he cleaned her wounds, and that they had consensual sexual intercourse. He denied rape. He also testified that the complainant later arrived with police alleging he possessed a firearm and ammunition; the police searched and found nothing; he was initially arrested on that allegation and only thereafter arrested on the rape charge.


A key factual difficulty identified on appeal was that the complainant’s police statement reportedly referred to being raped once, while her viva voce evidence was that she was raped twice. The complainant attributed this discrepancy to a language barrier with the officer who took her statement. The judgment further recorded that neither the police statement nor the J88 made mention of a second rape, despite both being based on the complainant’s narration.


Another material factual feature (relevant to evaluation of reliability) was the non-calling of potentially corroborative witnesses who were said to have been available, including persons present at the tavern (the complainant’s friend, boyfriend, stepfather, and uncle), the person to whom she first reported after returning home, and the police officer who recorded her statement.


Legal Issues


The central legal question was whether the State proved the appellant’s guilt of rape beyond reasonable doubt in circumstances where the decisive evidence came from the complainant as a single witness on the core issue of consent, and where there were identified discrepancies and a lack of corroboration.


Closely connected to this was whether the trial court properly applied the cautionary approach applicable to single-witness testimony and whether it correctly rejected the appellant’s version as not reasonably possibly true. The appeal therefore concerned the application of law to fact (the proper evaluative approach to evidence and the criminal standard of proof), together with questions of fact and credibility assessment.


A further issue, though ultimately not determined independently because of the conviction being set aside, related to sentence and whether the trial court correctly found no substantial and compelling circumstances to depart from the prescribed minimum sentence regime, particularly given that life imprisonment was linked to the acceptance that rape occurred more than once.


Court’s Reasoning


The High Court approached the matter by emphasising established principles relating to reliance on the evidence of a single witness. It referred to the cautionary guideline that such evidence should be clear and satisfactory in all material respects, and that a final evaluation often requires attention to probabilities and any corroboration. The judgment noted that corroboration serves as a safeguard, and where it exists, the matter may no longer be one of pure single-witness evidence.


The court also applied principles relating to the failure to call relevant and available witnesses. It accepted that where a party (including the State) does not call witnesses who could materially support its version, a court may draw a negative inference. In addition, the judgment relied on the principle that a trial court is not merely an umpire and has a duty, where essential evidence is not led, to ensure that justice is done, including by invoking powers to call witnesses in the interests of justice.


Applying these principles to the facts, the High Court found that the trial court had accepted the complainant’s version as true, trustworthy, and credible, but had done so without sufficiently interrogating the surrounding circumstances that bore directly on reliability. In particular, the High Court highlighted the importance of the discrepancy concerning the alleged second rape, given that neither the complainant’s police statement nor the J88 reflected it, and that the trial court accepted the complainant’s explanation without adequate scrutiny.


The judgment further reasoned that the trial court’s approach to the non-calling of witnesses was inadequate. It rejected the trial court’s view that those witnesses were unnecessary, and held that their evidence was potentially material to evaluating the competing versions. The court identified how particular witnesses could have assisted with specific contested issues. For example, the complainant’s alleged boyfriend could have confirmed whether she was in a relationship with him (relevant to probabilities and motive), and witnesses such as the stepfather, uncle, and friend could have shed light on whether the complainant was forcibly removed from the tavern or whether the altercation was of a different nature as alleged by the appellant. The police officer could have addressed the asserted language barrier affecting the content of the statement, and the first report witness could have clarified whether one or two rapes were reported.


The High Court considered that the trial court’s failure to obtain or insist on such evidence was particularly significant because it had expressly recognised that it faced mutually destructive versions and that the complainant was a single witness. Despite acknowledging the need for caution, the trial court did not, in the High Court’s view, give due consideration to whether the complainant’s evidence was clear and satisfactory in all material respects.


The court also noted further aspects that, in its assessment, warranted closer interrogation and contributed to the conclusion that the evidence had not been properly tested. These included the complainant’s allegation about taking a bullet from a firearm at the appellant’s home contrasted with the appellant’s testimony that police found no firearm or ammunition; and the undisputed sequence that the appellant was first arrested on a firearm-related allegation and only later on the rape allegation. The High Court regarded these as indicators that more careful scrutiny of the versions was required.


The judgment concluded that the record left a distinct impression that not all relevant evidence had been placed before the trial court, including evidence bearing on the true nature of the parties’ relationship and the probabilities of their conduct. In these circumstances, the High Court held that the conviction could not be sustained. Because the conviction was overturned, it considered it unnecessary to deal further with the submissions on sentence.


Outcome and Relief


The High Court upheld the appeal against both conviction and sentence. It set aside the appellant’s conviction for rape and the sentence of life imprisonment imposed by the regional court.


The judgment did not make any costs order.


Cases Cited


R v Mokoena 1932 OPD 79.


S v Teixeira 1980(3) SA 755 (A).


S v Letsedi 1963(2) SA 471 (A).


S v Gentle 2005(1) SACR 420 (SCA).


R v Hepworth 1928 AD 265.


Legislation Cited


Criminal Procedure Act 51 of 1977, section 186.


Criminal Procedure Act 51 of 1977, section 208.


Criminal Procedure Act 51 of 1977, section 256 (as referred to in the quotation discussed in the judgment).


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The High Court held that the trial court’s acceptance of the complainant’s evidence and rejection of the appellant’s version could not stand, principally because the complainant’s evidence, as effectively single-witness evidence on the decisive issues, was not shown to be clear and satisfactory in all material respects when measured against the discrepancies identified and the absence of potentially crucial corroborative witnesses.


It further held that the failure to call relevant witnesses, and the inadequate interrogation of material discrepancies (especially regarding the alleged second rape), meant that the State’s case was not proved beyond reasonable doubt. The conviction and the consequent sentence of life imprisonment were therefore set aside.


LEGAL PRINCIPLES


The judgment applied the principle that, although a conviction may in law follow from the uncorroborated evidence of a single competent witness, such evidence must be treated with caution and should be clear and satisfactory in every material respect, particularly where there are inconsistencies, contradictions, or other factors undermining reliability.


It reaffirmed that the evaluation of single-witness evidence is closely connected to an assessment of probabilities and that corroboration, even if limited, can materially affect the evaluation; conversely, the absence of corroboration where it is reasonably available may heighten the need for caution.


The judgment applied the principle that where the State fails to call relevant and available witnesses who could support its case, a court may draw a negative inference, and that where such evidence is essential for a just decision, the trial court has a duty, in the interests of justice, to ensure the evidence is placed before it, including by calling witnesses where appropriate.


It also applied the principle that appellate interference is justified where a trial court’s evaluation of mutually destructive versions reflects a misdirection in the assessment of evidence, resulting in a conviction that cannot be sustained on the criminal standard of proof.

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[2023] ZAFSHC 283
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Makala v S (A114/2022) [2023] ZAFSHC 283 (24 July 2023)

IN
THE HIGH COURT OF SOUTH AFRICA,
FREE
STATE DIVISION, BLOEMFONTEIN
Reportable:
NO
Of
Interest to other Judges: NO
Circulate
to Magistrates: NO
APPEAL
NUMBER: A114/2022
In
the matter between:
SIMON
SEHLOHO MAKALA              APPELLANT
and
THE
STATE                                         RESPONDENT
HEARD
ON:
27
FEBRUARY 2023
CORAM
:
NAIDOO,

J et MAHLANGU, AJ
JUDGMENT
BY:
NAIDOO,
J
DELIVERED
ON:
24
JULY 2023
[1]
The appellant was convicted on 15 September
2020 on one count of Rape, in the Odendaalsrus Regional Court. He was
sentenced on 29
October 2020 to life imprisonment. The appellant
approaches this court in terms of
his automatic right of appeal, and
the appeal lies against both his conviction and sentence. Ms S Kruger
appeared for the appellant
and Mr WJ Harrington for the respondent
(the state).
[2]
The Appellant’s grounds of appeal
against the conviction and sentence are, in essence, that the court
a
quo
erred in:
2.1
finding that the state had proved its
case beyond reasonable doubt;
2.2
not properly analysing and evaluating the
evidence of the state witness;
2.3
finding that the state witness gave her
evidence in a satisfactory manner;
2.4
rejecting the appellant’s evidence as
not being reasonably possibly true;
2.5
attaching too much weight to the factors in
aggravation (of sentence), such as the seriousness of the offence and
the interests
of society;
2.6
not
attaching any weight to the appellant’s personal and mitigatory
circumstances, in finding that no substantial and compelling

circumstances exist to justify deviating from the imposition of the
minimum sentence of life imprisonment, which is shockingly

inappropriate and out of proportion.
[3]
It is perhaps useful to sketch a
brief background relevant to this matter. The complainant was at a
tavern with her boyfriend and
a female friend of hers, called Zonke.
The complainant’s boyfriend indicated to her that he was
leaving. Shortly thereafter
she received a call, on her mobile
telephone, from her uncle and went outside to answer the call. While
she was still talking on
the telephone, the appellant approached her
and asked who she is talking to. The appellant is her ex-boyfriend,
the relationship
between them having ended a few months prior to this
incident. She told him that she was talking to her uncle and even
showed him
her mobile telephone. He then began assaulting her by
throwing stones and empty bottles at her. As a result, she suffered
lacerations
to her back, which were bleeding.
[4]
The appellant then said that they were
going to his place of residence and pulled her forcibly away. The
people present at the tavern,
including her friend Zonke, were too
scared to intervene. Zonke called the complainant’s stepfather.
It seems that at some
stage her stepfather and uncle were present at
the tavern when the appellant assaulted the complainant, but they did
not intervene,
nor did they try to stop the appellant from abducting
the complainant from the tavern. The appellant dragged the
complainant along
until they reached his residence, where he asked
her to undress. He then raped her, after which he went outside. While
he was outside,
she found a shoebox that she had left at his house.
Inside the shoebox, she found a firearm and some ammunition. She
“stole”
one bullet and put it in her pocket. Thereafter
they slept until 6h00 the next morning.
[5]
When they awakened, he raped her again. At
7h30 she wanted to go home. The appellant gave her a T-shirt to wear
as hers was blood-stained.
He then walked her halfway home. When she
got home, she narrated the story to one Zanele. The latter
accompanied the complainant
to the police station where a charge was
opened against the appellant. She was taken for a medical examination
which was performed
by a nurse. The medical report (J88) completed by
the nurse was handed in as an exhibit, with the consent of the
appellant. The
J88 indicated injuries, being a fresh 2,8 cm cut and
fresh “barrel line” bruises, on the complainant’s
back,
and the gynaecological examination revealed no visible
injuries. The conclusion of the nurse was that the absence of
injuries does
not rule out vaginal penetration.
[6]
The appellant’s version is that at
the time relevant to this matter, he and the complainant were in a
love relationship and
had been for approximately eight months before
the incident. On the night in question, he and the complainant were
at a tavern.
He went outside, and a woman walked out behind him. The
complainant followed him out and accused him of having a relationship
with
that woman. A fight ensued between them, and they were throwing
empty beer bottles at each other. The complainant’s father

intervened and said the appellant should leave with the complainant,
which they did. They went to his house, where the complainant
showed
him her injuries. He heated some water and cleaned her wounds. They
then went to bed and had consensual sexual intercourse.
The next
morning, which would have been 27 January 2019, he accompanied the
complainant to town, and left her at another woman’s
house.
[7]
The appellant also testified that after he
returned home, the complainant arrived with the police, alleging that
he was in possession
of firearm and ammunition. The police searched
his house but found nothing. They alleged that the complainant had
brought ammunition
to the police station. He was arrested and taken
to court, where he was released. On 29 January 2019, he was arrested
again, this
time for rape, which culminated in the trial of this
matter.
[8]
Ms Kruger stood by the submissions in the Heads of Argument on behalf
of the appellant. The argument for the
appellant is that the court
failed to properly assess the evidence in its totality and to take
proper account of the discrepancies
and contradictions in the state’s
case. The complainant and appellant were the only witnesses for the
state and appellant
respectively. As properly acknowledged by both
parties, the state bears the onus to prove its case beyond reasonable
doubt, while
there is no such duty on the appellant to prove his
case.
[9]
The parties accept that the trial court was faced with
two mutually destructive versions. It was pointed on behalf
of the
appellant that the complainant’s statement to the police spoke
of being raped once, whereas in her
viva voce
evidence, she
indicated that the appellant raped her twice. She explained this by
alleging that there was a language barrier between
her and the police
official who took her statement. The rest of her statement appeared
to be an accurate reflection of what she
said to the police official,
as there were no allegations to the contrary. At least six other
witnesses could have been called
to corroborate the complainant’s
version, namely her friend Zonke who was with her at the tavern and
allegedly tried to intervene
when the appellant assaulted the
complainant, the complainant’s boyfriend, Kabelo, the
complainant’s stepfather and
uncle, whom she said witnessed the
assault and kidnap, Zanele, to whom she reported that the appellant
had raped her and the police
official who recorded her statement.
[10]
The appellant asserted that the court erred in finding that the
discrepancies were not material, especially as the complainant
was a
single witness, whose testimony was not clear and satisfactory in all
material respects. The court also erred in rejecting
the appellant’s
version. The submission on behalf of the appellant is that the appeal
against conviction and sentence should
be upheld.
[11]
The state in its Heads of Argument set out candidly and extensively
what it saw as the discrepancies in the evidence
of the complainant.
The state raised a number of the same issues raised by the appellant.
With regard to the alleged second rape,
it was pointed out that
neither the statement to the police nor the J88 makes mention of the
second rape, and that the contents
of both documents were narrated by
the complainant. The state clearly regarded the explanation in
respect of both documents as
improbable. The failure to call relevant
witnesses was also raised by the state, which was of the view that
the failure by the
court to recognise the need for such witnesses and
the failure to invoke
section 186
of the
Criminal Procedure Act 51 of
1977
as an irregularity. The state was in agreement that the evidence
of the complainant was not satisfactory or reliable.
[12]
The state also raised criticisms against the evidence of the
appellant, in the following respects:
12.1
There were contradictions in the version put to the complainant and
his
viva voce
evidence, in that he put to the complainant that
he had no knowledge of her injuries, which differed from his
viva
voce
evidence;
12.2
He proffered the version in his evidence in chief that the
complainant got into a fight with the woman she accused
the appellant
of having a relationship with. He said that it was this lady who was
throwing the bottles which injured the complainant;
12.3
There were discrepancies in his evidence regarding the
argument/disagreement between himself and the complainant
regarding
the money she allegedly requested from him.
[13]
The state argued that no reasons were placed on record for the
failure to call the witnesses I mentioned. In addition,
the state
pointed out that both the appellant and the complainant were at a
tavern, and in spite of the complainant alleging twice
in her
evidence that the appellant apologised for what he did and imputed
his conduct to the consumption of alcohol, this aspect
was not
pursued by the prosecutor, the defence or the trial court, to
establish the state of sobriety of both parties. The state
was of the
view that the trial court incorrectly criticised the appellant for
not having seen the complainant’s injuries
or the blood on her
T-shirt when they left the tavern. This was so because there was no
evidence nor enquiry into the visibility
outside the tavern where the
bottles were being thrown. There was also no evidence regarding the
extent to which the complainant’s
T-shirt was bloodied. The
appellant was not asked details about the fight between the
complainant and the other woman, but was
criticised for not giving
such details.
[14]
Both counsel referred to the relevant case law and I do not deem it
necessary to repeat all of those cases. The learned
authors Du Toit
et al
in the Commentary on the
Criminal Procedure Act
introduce
their commentary on
section 208
of the
Criminal Procedure
Act thus
:

The
danger of relying exclusively on the sincerity and perceptive powers
of a single witness has evoked a judicial practice that
such evidence
be treated with the utmost care. This practice seems to have
originated in the following remarks made by De Villiers
JP in R
v Mokoena
1932 OPD 79
at 80:
'Now
the uncorroborated evidence of a single competent and credible
witness is no doubt declared to be sufficient for a conviction
by
section 256
, but in my opinion that section should only be relied on
where the evidence of a single witness is clear and satisfactory in
every
material respect. Thus the section ought not to be invoked
where, for instance, the witness has an interest or bias adverse to
the accused, where he has made a previous inconsistent statement,
where he contradicts himself in the witness box, where he has
been
found guilty of an offence involving dishonesty, where he has not had
proper opportunities for observation, etc.’
(RS 67, 2021 ch24-p1).
[15]
The guidelines set out in Mokoena have solidified the manner in which
courts approach the evidence of a single witness.
It has become trite
that the final evaluation of the evidence of a single witness can
rarely be made without considering whether
such evidence is
consistent with the probabilities. Where there is even a small
measure of corroboration, the court is no longer
dealing with the
evidence of a single witness., and such corroboration renders the
accused’s version less probable on issues
in dispute. Courts
generally employ corroboration as a safeguard against the dangers of
relying on the evidence of a single witness.
[
See S v Teixeira
1980(3) SA 755 (A); S v Letsedi1963(2) SA 471 (A); S v Gentle 2005(1)
SACR 420 (SCA
)]
.
[16]
It is well established in our law that where the state fails to call
relevant and available witnesses, who can support
a party’s
case,      the court may draw a negative
inference. Where the state has failed to call a witness
or witnesses
whose evidence is essential for a just decision to be made, then the
court has a duty to call such witness or witnesses,
as it would be in
the interests of justice to do so. The dictum of the court in R v
Hepworth
1928 AD 265
, made some 95 years ago is still relevant and
holds true today. The court said at p277:

A
criminal trial is not a game where one side is entitled to claim the
benefit of any omission or mistake made by the other side,
and a
judge’s position in a criminal trial is not merely that of an
umpire to see that the rules of the game are observed
by both sides.
A judge is an administrator of justice, he is not merely a figure
head, he has not only to direct and control the
proceedings according
to recognised rules of procedure but to see that justice is done”.
[17]
The trial court clearly accepted the version of the complainant,
stating that the court found her evidence to be true,
trustworthy and
credible. The court accepted the complainant’s explanation
regarding the absence of any mention of the second
rape in the police
statement and the J88, without interrogating the surrounding
circumstances, as pointed out by both Ms Kruger
and Mr Harrington.
With regard to the failure to call relevant witnesses, the trial
court found that in the light of its findings
regarding the manner in
which the complainant was taken from the tavern, it was not necessary
for the other witnesses to be called,
and that the state’s
failure to call such witnesses was not fatal to its case. The trial
court failed to take cognisance
of the appellant’s assertion
that the complainant was his girlfriend of eight months at the time
of this incident, that she
was assaulted by another female and that
her stepfather intervened and asked the appellant to leave with the
complainant.
[18]
The court merely stopped at its acceptance of the complainant’s
evidence without a balanced consideration of all
the other evidence.
If Kabelo, the complainant’s alleged current boyfriend were
called, he could have confirmed whether he
and the complainant were
in a relationship. The complainant’s stepfather and uncle would
have been able to say if the appellant
assaulted the complainant and
forcibly removed her from the tavern or whether the stepfather
intervened to prevent the assault
by the other female on the
complainant, as alleged by the appellant. Zonke was also an eye
witness who would have been able to
confirm whether she did in fact
try to intervene and prevent the appellant from assaulting the
complainant. The police officer
who took the complainant’s
statement could have confirmed or denied the complainant’s
version about the language barrier
between them. Zanele, who was the
first report in respect of the rapes, would have been able to say if
one or two rapes were reported
to her.
[19]
These witnesses would have enabled the trial court to properly assess
the complainant’s version and to make a definitive
ruling that
the appellant’s version is so improbable that it can be
rejected as false. I am not in agreement that the failure
to call
those witnesses I have referred to was not fatal to the state’s
case. The trial court was alive to the fact that
it had two mutually
destructive versions before it and that the complainant was a single
witness. In spite of articulating the
caution that it was expected to
exercise, the trial court, in my view, did not give due consideration
to all the evidence in its
assessment of whether the complainant’s
version was clear and satisfactory in all respects. This is
particularly so in respect
of the second rape, as the sentence of
life imprisonment hinges on the trial court’s acceptance that
the complainant was
raped more than once.
[20]
The complainant’s version about her retrieving a bullet from
the appellant’s cupboard and his version that
the police did
not find any firearm or ammunition in his house ought to have been a
further indicator that greater interrogation
of the respective
versions was required. The undisputed evidence that the appellant was
initially arrested only on a charge relating
to the firearm and/or
the ammunition, and only a day or two later arrested on a charge of
rape, equally demanded interrogation
and closer scrutiny.
[21]
One is left with a distinct sense that all relevant evidence was not
placed before the trial court, for example, if the
relationship
between the complainant and appellant ended eight months prior to the
incident, why did she feel so compelled to tell
him who she was
speaking to on the telephone outside the tavern, and go to the extent
of showing him her telephone in support of
her assertions? The
appellant lived close to the owner of the property, and warned the
complainant not to make a noise as the owner
would hear her, yet she
did nothing to attract the attention of someone close by. In my view,
the true nature of the relationship
between the parties ought to have
been interrogated and not dealt with superficially. It is also my
view, that the interference
of this court is required in order to
ensure that justice is done. It is not necessary to deal with
submissions made in respect
of sentence as, my view is that the
conviction cannot be sustained.
[22]
In the circumstances, the following order is made:
22.1
The appeal in respect of the conviction and sentence is upheld
22.2
The conviction and sentence imposed on the appellant are set aside.
NAIDOO,
J
I
concur.
MAHLANGU,
AJ
On
behalf of appellant:             Ms
S Kruger
Instructed
by:                           Legal

Aid South Africa
Bloemfontein
Local Office
On
behalf of respondent:         Mr
WJ Harrington
Instructed
by:                           The

Office of the DPP
BLOEMFONTEIN