S v Khumalo and Another (Sentence) (SS 031/2021) [2022] ZAGPJHC 167 (16 March 2022)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Life imprisonment for murder and rape — Accused found guilty of murder, rape of a minor, attempted rape, and robbery with aggravating circumstances — Court considers seriousness of offences, personal circumstances of the accused, and impact on victims — No substantial and compelling circumstances found to justify deviation from minimum sentences prescribed by law — Accused sentenced to life imprisonment for murder and rape, with additional sentences for other offences running concurrently.

Comprehensive Summary

Summary of Judgment


1. Introduction


This was a sentencing judgment delivered in the Gauteng Division of the High Court, Johannesburg, following convictions on serious violent and sexual offences. The proceedings concerned the determination of appropriate sentences after the court had already found the accused persons guilty.


The parties were the State as prosecutor and Sphamandla Khumalo (Accused 1) and Berthwell Nkosi (Accused 2) as the convicted persons. The judgment records that on 9 March 2022 the court convicted Accused 1 of murder, rape of a minor, attempted rape, and housebreaking with intent to rob and robbery with aggravating circumstances, and convicted Accused 2 of murder and housebreaking with intent to rob and robbery with aggravating circumstances. The present judgment, delivered on 16 March 2022, addressed sentence only.


The general subject-matter of the dispute concerned the appropriate penal response to a home invasion involving a murder, robbery with aggravating circumstances, and (in relation to Accused 1) the rape of a minor and an attempted rape, within the framework of the minimum sentencing regime under the Criminal Law Amendment Act 105 of 1997.


2. Material Facts


The court approached sentence on the basis of the facts implicit in the convictions and the aggravating and mitigating features established for purposes of sentence. The judgment treated as materially established that the offences occurred in circumstances where the complainants were attacked in the sanctity of their home, a setting the court described as one in which people are entitled to feel safe and secure.


In relation to the robbery, the court found that the robbery was planned, and that knives were used to subdue the victims. In relation to the murder, the court characterised the assault as vicious, carried out without regard to whether the victim died, and noted the constitutional significance of the right to life that was violated. The deceased, Luciano Tapers, was recorded (through the deceased’s mother’s evidence) as having been 22 years old at the time of death.


In relation to Accused 1’s rape of a minor, the court accepted that the victim was 14 years old when she was sexually penetrated. The court further treated as aggravating that no condom was used during the rape, with the accompanying exposure to risk and trauma identified in the authorities referenced by the court.


Regarding victim impact, the deceased’s mother testified that the family remained tormented by the events; that the victim of the rape did not sleep and reacted fearfully to sounds at night; that the family moved out of their home; that children had to relocate schools; and that the family attended counselling. The court took this evidence into account as part of the impact of the crimes on the victims and the community.


As to personal circumstances, Accused 1 was 32 years old, had education up to grade 7, had six children, and worked as a painter earning R180 per day before arrest. He indicated an intention to plead guilty from the beginning, expressed an apology and asserted remorse, and his counsel submitted he was a candidate for rehabilitation. Accused 2 was 30 years old, a Zimbabwean national said to be legally in South Africa, self-employed as a painter and plumber, married with two children in Zimbabwe, and denied wrongdoing (the court nonetheless proceeded on the basis of his conviction).


3. Legal Issues


The central legal questions were concerned with sentence rather than conviction. The court was required to determine what sentences were appropriate for each offence, having regard to (i) the ordinary sentencing discretion guided by the triad (the crime, the offender, and the interests of society), and (ii) the statutory constraints imposed by the minimum sentence provisions.


A key issue of law applied to fact was whether substantial and compelling circumstances existed as contemplated in section 51(3) of the Criminal Law Amendment Act 105 of 1997, justifying a departure from the prescribed minimum sentences applicable to the relevant offences (including offences falling under Parts I and II of Schedule 2). This required an evaluative assessment of mitigating and aggravating circumstances cumulatively, measured against the legislature’s prescribed benchmark.


A further issue concerned the structuring of the punishment through concurrency under section 280(2) of the Criminal Procedure Act 51 of 1977, and whether ancillary statutory consequences and orders should follow, including registration consequences relating to sexual offences and child protection (in respect of Accused 1) and the position under firearms control legislation.


4. Court’s Reasoning


The court commenced from established sentencing principles, emphasising that punishment should fit the criminal and the crime, be fair to society, and be tempered with a measure of mercy. It also considered the purposes of punishment, namely deterrence, prevention, rehabilitation, and retribution, and referenced authority for the proposition that retribution and deterrence are proper objectives that must be given due weight in sentencing.


Applying the triad, the court considered the personal circumstances of each accused but placed significant weight on the seriousness of the offences and the interests of the community, particularly in the context of violent crime and crimes against women and children. The court highlighted as aggravating that the victims were attacked in their homes, that violence was used (including knives), and that the crimes had severe and ongoing effects on the family of the deceased and the complainant in the sexual offences.


In relation to rape, the court relied on authority describing rape as a humiliating, degrading, and brutal invasion of dignity and privacy. It also treated the absence of condom use as an aggravating factor, drawing on appellate authority which emphasised the additional harm and anxiety associated with potential exposure to HIV and the consequences of post-exposure medical interventions, and noting that it was unclear on the record whether protective medical measures had been taken.


The court then turned to the statutory framework of prescribed minimum sentences. It recorded that the legislature had identified specified serious offences for minimum sentences, and that the court had a duty to implement these sentences unless substantial and compelling circumstances justified departure. The court applied the approach in the authorities it cited, which stress that the prescribed sentence represents an ordinary benchmark and that a different response requires truly persuasive reasons; the enquiry must consider all mitigating and aggravating factors cumulatively.


On the mitigating side, the court considered the personal circumstances placed before it. However, it concluded that, apart from personal circumstances, there was little that could be said in favour of the accused, and that the intrusion into the home, the violence, and the brutality illustrated by the injuries served as significant aggravation. In respect of Accused 1’s claim of remorse, the court applied the notion that genuine remorse requires a proper appreciation of the motivation for the crime, what caused a change of heart, and a true appreciation of the consequences, supported by sufficient detail. The court found that the necessary detail had not been placed before it, and therefore did not treat remorse as a basis to reduce sentence.


Weighing these considerations, the court concluded that there were no substantial and compelling circumstances justifying a lesser sentence than the prescribed minimum sentences. It found that the evidence disclosed more aggravating features than mitigating circumstances and that the prescribed sentences were justified. The court also considered decided cases for guidance, including the authority it cited in relation to minimum sentences and sentencing outcomes where no substantial and compelling circumstances were found.


Finally, the court structured the effective punishment by ordering concurrency under section 280(2) of the Criminal Procedure Act, ensuring that the sentences on specified counts would run concurrently with the life sentence on the murder count for each accused.


5. Outcome and Relief


The court imposed the following sentences.


For Sphamandla Khumalo (Accused 1), the court sentenced him to life imprisonment for murder (Count 1) and life imprisonment for rape (Count 2), together with 5 years’ imprisonment for attempted rape (Count 3) and 15 years’ imprisonment for housebreaking with intent to rob and robbery with aggravating circumstances (Count 7). In terms of section 280(2) of the Criminal Procedure Act 51 of 1977, the sentences on Counts 2, 3, and 7 were ordered to run concurrently with the sentence on Count 1, resulting in an effective sentence anchored by life imprisonment.


For Berthwell Nkosi (Accused 2), the court sentenced him to life imprisonment for murder (Count 1) and 15 years’ imprisonment for housebreaking with intent to rob and robbery with aggravating circumstances (Count 7). In terms of section 280(2) of the Criminal Procedure Act 51 of 1977, the sentence on Count 7 was ordered to run concurrently with the sentence on Count 1, resulting in an effective sentence of life imprisonment.


As ancillary orders and statutory consequences, the court recorded that under section 103(1) of the Firearms Control Act 60 of 2000 no order was made because both accused were automatically deemed unfit to possess a firearm. In respect of Accused 1, the court ordered inclusion of his particulars in the National Register for Sexual Offences in terms of section 50(2)(a)(i) of the Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007, and found him unsuitable to work with children with inclusion of his particulars in Part B of the National Child Protection Register in terms of section 120(4) of the Children’s Act 38 of 2005. The court also informed the complainant and/or the deceased’s mother of rights under section 299A of the Criminal Procedure Act 51 of 1977 to make representations when parole or correctional supervision is considered.


No costs order was made, consistent with the nature of criminal proceedings and the judgment as delivered.


Cases Cited


S v Swart 2004 (2) SACR 370 (SCA)


S v Chapman 1997 (2) SACR 3 (SCA)


S v Mhlakaza and Another 1997 (1) SACR 515 (SCA)


S v Malgas 2001 (1) SACR 469 (SCA)


S v Matyityi 2011 (1) SACR 40 (SCA)


S v Beyi 2011 (2) SACR 23


S v PB 2011 (1) SACR 448 (SCA)


Madiba v S 2015 JOL 33686 (SCA)


Legislation Cited


Criminal Law Amendment Act 105 of 1997


Criminal Procedure Act 51 of 1977


Firearms Control Act 60 of 2000


Criminal Law (Sexual Offences and Related Matters) Amendment Act 32 of 2007


Children’s Act 38 of 2005


Rules of Court Cited


No rules of court were cited in the judgment.


Held


The court held that the offences attracted the minimum sentence regime and that, after considering the personal circumstances of the accused, the seriousness of the crimes, and the interests of society, there were no substantial and compelling circumstances justifying deviation from the prescribed sentences. It accordingly imposed life imprisonment for murder on both accused, imposed life imprisonment for rape on Accused 1, and ordered that the additional sentences for attempted rape and robbery-related offences run concurrently with the life sentences.


The court further held that Accused 1 was to be subjected to the statutory registration and child-protection consequences flowing from the sexual offence conviction, and that both accused were automatically deemed unfit to possess firearms without the need for an additional order.


LEGAL PRINCIPLES


The judgment applied the principle that sentencing must balance the crime, the offender, and the interests of society, while ensuring the punishment fits the criminal and the crime, remains fair to society, and incorporates a measure of mercy. It reaffirmed that sentencing serves the purposes of deterrence, prevention, rehabilitation, and retribution, and that retribution and deterrence may properly receive substantial weight, particularly in contexts of serious violence.


It applied the statutory approach to prescribed minimum sentences under the Criminal Law Amendment Act 105 of 1997, namely that the prescribed sentence is the ordinary benchmark and that departure is permitted only where substantial and compelling circumstances exist, assessed cumulatively across mitigating and aggravating factors. The judgment reflected the principle that courts should not depart from the legislated benchmark without truly convincing and persuasive reasons.


The judgment further applied the principle that claims of remorse must be supported by adequate detail demonstrating insight into motivation, change of heart, and appreciation of consequences; absent such detail, remorse does not materially mitigate sentence. It also treated as aggravating in sexual offence sentencing the fact that no condom was used, as this may exacerbate the victim’s harm through exposure to additional risk and associated trauma.


Finally, the judgment applied the principle that sentences may be structured through concurrency under section 280(2) of the Criminal Procedure Act 51 of 1977, and recognised the operation of statutory consequences and registers in relation to firearms unfitness, sexual offences registration, and child protection registration.

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[2022] ZAGPJHC 167
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S v Khumalo and Another (Sentence) (SS 031/2021) [2022] ZAGPJHC 167 (16 March 2022)

SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
and
SAFLII
Policy
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
DIVISION, JOHANNESBURG
CASE
NO: SS 031/2021
Reportable:
NO
Of
interest to other Judges: NO
Revised:
NO
16/03/2022
IN
THE MATTER BETWEEN:
THE
STATE
VERSUS
SPHAMANDLA
KHUMALO

Accused No: 1
BERTHWELL
NKOSI

Accused No: 2
JUDGEMENT:
SENTENCE
MOILA
AJ:
[1]
Mr Khumalo on the 09th of March 2022, this court found you guilty of
Murder
of Luciano Tapers, Rape of a minor, attempted rape and
housebreaking with intent to rob and robbery with aggravating
circumstances.
Mr
Nkosi, this court found you guilty of murder of Luciano Tapers and
house breaking with intent to rob and robbery with aggravating

circumstances.
[2]
The court will now hand down an appropriate sentence for the crimes
you
have been convicted of.
[3]
In considering an appropriate sentence, the court is mindful of the
foundation
sentencing principle, that the punishment should fit the
criminal as well as the crime, be fair to society and be blended with
a measure of mercy.
In
addition to this, the court also considers the purposes of
punishment, namely deterrence, prevention, rehabilitation and
retribution.
In
S v Swart
[1]
the court held that
in our law retribution and deterrence are proper purposes of
punishment and they must be accorded due weight
in any sentence that
is imposed.
[4]
In order to impose a sentence in which all objectives are embodied,
the
court has to consider and balance evenly, the nature and
seriousness of the crimes committed, the personal circumstances and
your
needs and the impact of the crimes on the community and the
victims in particular.
[5]
I will now turn to the triad factors, starting with your personal
circumstances:
[6]
Mr Khumalo, you testified that you are 32 years' old and you have
passed
grade 7. You are single but residing with the mother of your
children. You have six (6) children who are residing with their
mothers.
Prior to your arrest you were a painter, earning R180,00 per
day. You intended to plead guilty from the beginning to all counts,

to show remorse and to apologise to the people you have wronged. Your
wish is for them to forgive you. You apologize to all the
women
living on this earth and to victim you raped.
Your
legal representative has conceded that you have been convicted of
serious offences. The victims were attacked in the sanctity
of their
homes. You have pleaded guilty and admitted that you have committed
these offences, and that you are a candidate for rehabilitation.
[7]
Mr Nkosi, you testified that you are thirty (30) years old, from
Zimbabwe.
You were self-employed before arrest, working as a painter
and a plumber. You are married with two (2) children, a boy and a
girl,
your wife is in Zimbabwe. You do not know why accused no one
(1) is implicating you. You have never broken into a person's house

nor killed a person. You are in South Africa legally.
[8]
I now turn to the second factor to be considered being the crimes you
have been convicted of, the seriousness of the offences and the
impact thereof.
The
serious nature of the offences need no undue emphasis. What makes the
accused's action all more reprehensible is that the complainant's

were supposedly safe in the sanctity of their homes, with doors
locked and windows closed. The one place in a troubled world where

everyone is entitled to feel safe and secure.
[9]
Murder is essentially a violation of the victim's constitutional
right
to life. You carried out a vicious assault without regard to
the consequences therefore and specifically whether he dies or not.
You
have both informed the court that you were employed prior arrest.
What
aggravates this matter is that you could only have been motivated by
greed.
[10]
It
is
true that
rape is a serious offence,
constituting
as it does a humiliating, degrading and brutal invasion of the
privacy, dignity and the person of the victim. (see
S v Chapman
[2]
).
[11]
The court will be failing in its duties if it ignored the interest of
the community and
the expectations and demands of the community about
crimes of this nature.
In
S v
Mhlakaza
and
another
[3]
,
The court
held that given the high level of violence and serious crimes in this
country the emphasis in sentence should be on retribution
and
detention.
It
is undeniable that we are experiencing high levels of violent crimes
and in particular violent crimes against women and children.
There
is a general outcry for protection from criminals who commit violent
crimes.
The
court also takes into account the interest of the deceased family and
the impact of these crimes on the victims.
[12]
Mrs D[....], the deceased mother testified that the late Luciano was
22 years old when
he passed away and her daughter was 14 years old
when she was sexually penetrated. Further that they are still
tormented by the
events of that night. Her daughter will never be the
same again. When she hears sounds at night she goes to the curtains
to peep.
She doesn't sleep.
They
had to move out of their house at 84 Great Britain, children had to
relocate schools.
They
attended counselling as a family.
[13]
The
legislature has recognized that certain serious crimes must be met
with a minimum sentence.
You have
both been convicted of murder falling under part I of schedule 2 of
the Criminal Law Amendment Act
[4]
and housebreaking with intent to rob and robbery with aggravating
circumstances falling under part II of schedule 2 of the Criminal
law
Amendment Act.
[14]
Mr Khumalo, you have also been convicted of rape of a minor which
also fall under part
I of schedule 2 of the Criminal Law Amendment
Act.
The
courts have a discretion in terms of section 51(3) of the Criminal
Law Amendment Act to impose a sentence lesser than the prescribed

minimum sentence if it is satisfied that substantial and compelling
circumstances exist, which viewed cumulatively will justify
the
imposition of a lesser sentence.
[15]
The court
has a duty to implement these sentences unless there are truly
convincing reasons for departing from it. (see
S
v Malgas
[5]
and S v
Matyityi
[6]
It
held that, in determining whether there are substantial and
compelling circumstances present, a court must be aware that the

legislature has set a benchmark of the sentence that should
ordinarily be imposed for a specified crime, and that there should
be
truly persuasive reasons for a different response.
In
deciding whether substantial and compelling circumstances exist, the
court is required to look at all the mitigating and aggravating

factors, and consider the cumulative effect thereof.
[16]
Other than your personal circumstances there is not much that can be
said in your favour.
On the other hand, the intrusion into the home
of people cannot be disregarded. Neither can the physical attack on
them. Indeed,
these factors serve as aggravation. Nothing lends
itself to sympathise with you. The injuries sustained by the
complainants/victims
illustrate the brutality with which the attack
on the defenceless people occurred.
Mr
Khumalo, you alleged that you are remorseful. Before a court can find
that an accused person is genuinely remorseful it needs
to have a
proper appreciation of what motivated the accused to commit the deed,
what had since provoked his change of heart and
whether he does
indeed have a true appreciation of the consequences of those actions.
The accused is expected to place detail before
the court of his
remorse. Which was not done.
[17]
In S v
Beyi
[7]
the court held that I
quote
"appellant,
as a father and the sole breadwinner of 8 children, should have
known, more than anyone else that he was placing
the wellbeing of his
family in jeopardy by resorting to crime"
[18]
The following are found to be aggravating in the circumstance:
I
am satisfied that the prescribed sentence of 15 years' imprisonment
is fully justified in respect of the robbery committed by
both of
you. The robbery was planned; knives were used to subdue the victims.
Life
of a young man was cut short. The family is still tormented and had
to relocate.
[19]
In the
Supreme Court of Appeal decision,
S
v PB
[8]
,
the
court confirmed the trial court's decision that, as no substantial
and compelling circumstances were present, there was no justification

to deviate from the minimum sentence.
Of
further relevance in
S v PB
(supra) is an issue which all our
courts should be taking into consideration and which is of particular
relevance in this matter,
where the appellant did not use a condom.
Tshiqi JA stated at 455: 'The appellant did not use a condom. This is
yet another aggravating
factor, specifically at a time when the whole
world is grappling with the scourge of the HIV and Aids pandemic. The
majority of
rape victims are not only left to deal with the physical,
emotional and psychological trauma of the rape, but are also exposed
to the possible hardships associated with living with HIV, its side
effects and stigma. The only manner in which victims may be
protected
is through anti-retroviral drugs, which also have side effects. It is
not clear ex facie the medical report (J88) whether
or not this
precaution was taken with regard to this young girl. No evidence was
led in this regard.'
[20]
No condom was used
in casu.
This is yet another aggravating
factor which counts against Mr Khumalo.
[21]
Having considered all the evidentiary material, I'm of the view that
there are no substantial
and compelling circumstances justifying the
imposition of a lesser sentence. On the contrary, there are more
aggravating features
in the evidence than mitigating circumstances.
The
court considered various decided cases for guidance in giving an
appropriate sentence including
Madiba
v
S
[9]
.
The
court is, after careful consideration of all the factors placed
before it, of the opinion that in the circumstances an appropriate

sentence is:
[22]
Accused no one (1)
Count
no 1-murder: life imprisonment Count no 2-Rape: life imprisonment
Count
no 3 -Attempted rape: 5 years' imprisonment
Count
no 7 - Housebreaking with intent to rob and robbery with aggravating
circumstances: 15 years' imprisonment
In
terms of section 280(2) Criminal Procedure Act
[10]
the sentences in count 2, 3 and 7 shall run concurrently
with the
sentence in count 1.
[23]
Accused no two (2)
Count
1-Murder: life imprisonment
Count
7- Housebreaking with intent to rob and robbery with aggravating
circumstances: 15 years· imprisonment
In
terms of section 280(2) Criminal Procedure Act the sentences in count
7 shall run concurrent with the sentence in count 1.
[24]
Orders:
a)
In terms of
section 103(1) of Firearms Control Act
[11]
-
no order is
made. (Both accused automatically deemed unfit to possess a firearm)
b)
In terms of
section 50(2) (a)(i) of Criminal Law (sexual offences and related
matters) Amendment Act
[12]
the
court orders that the particulars of the accused number one (1) be
included in the National Register for Sexual Offences.
c)
In terms of
section 120(4) Children's Act
[13]
accused
number one (1) is found unsuitable to work with children and his
particulars must be included in Part B of the National
Child
Protection Register.
d)
If the complainant is present or the mother of the deceased, the
court informs them that in terms of section 299A Criminal Procedure
Act they have a right to make representations when placement
of the
accused on parole or under correctional supervision is considered or
to attend any relevant meeting of the parole board.
N.L
MOILA
ACTING
JUDGE OF THE HIGH COURT
APPEARANCES
On
behalf of accused 1: Mr S. Nobangule
Instructed
by Legal Aid South Africa
Accused
2: Advocate Thipe
Instructed
by Legal Aid South Africa
On
Behalf of the State: Adv. V Maphiri
Instructed
by Director of Public Prosecutions (DPP)
Date
Judgement handed down:
16 March 2022
[1]
S v Swart 2004 (2) SACR 370 (SCA).
[2]
S v
Chapman
1997(2)
SACR 3 SCA.
[3]
S v
Mhlakaza
and
another 1997(1) SACR 515 SCA.
[4]
Criminal Law Amendment Act 105 of 1997
.
[5]
S
v
Malgas
2001
(1) 469 SCA.
[6]
S
v
Matyityi
2011(1)
SACR 40 (SCA).
[7]
S v
Beyi
2011
(2) SACR 23.
[8]
S v PB
2011
(1) SACR 448 (SCA)
[9]
Madiba
v
S
2015
JOL 33686
SCA.
[10]
Criminal Procedure Act 51 of 1977
.
[11]
Firearms Control Act 60 of 2000
.
[12]
Criminal Law (sexual offences and related matters) Amendment Act 32
of 2007.
[13]
Children's Act 38 of 2005
.