Du Plessis v S (A101 / 2021) [2022] ZAGPJHC 116 (28 February 2022)

80 Reportability
Criminal Law

Brief Summary

Criminal Law — Sentencing — Attempted robbery with aggravating circumstances — Appellant convicted of attempted robbery and sentenced to 15 years’ imprisonment — Appellant's actions resulted in severe injuries to the victim, including burns and permanent disfigurement — Appeal against sentence on grounds of excessiveness and misapplication of statutory minimum sentence — Court finds that the seriousness of the offence and lack of remorse justified the sentence — Regional Court misdirected in failing to credit appellant for pretrial detention, warranting adjustment of sentence.

Comprehensive Summary

Summary of Judgment


1. Introduction


The matter concerned a sentence appeal to the High Court of South Africa (Gauteng Local Division, Johannesburg). The appellant, Dirk Du Plessis, appealed against sentence only, following his conviction in the Regional Court on a charge of attempted robbery with aggravating circumstances. The respondent was the State.


The Regional Court convicted the appellant and imposed a sentence of 15 years’ direct imprisonment, being the maximum sentence within that court’s ordinary sentencing jurisdiction. Leave to appeal against sentence was granted by the Regional Court, and the appellant pursued an appeal limited to whether the sentence was appropriate and lawfully imposed.


The general subject-matter of the dispute was the appropriateness and lawfulness of the sentence, including whether the Regional Court had (a) effectively treated the matter as one attracting a statutory minimum sentence and (b) failed to account for the appellant’s pre-trial incarceration when determining the effective length of imprisonment.


2. Material Facts


The underlying incident occurred on 15 August 2017. The appellant had been smoking crystal meth at home, travelled to Braamfontein with two friends to buy more drugs, became separated from them, and was left without money or transport to return home.


The appellant learned that a meter taxi fare to Florida would cost R260. He decided to induce a taxi driver to transport him on the promise that he would pay upon arrival, while intending not to pay. To facilitate escape, he placed petrol in a takeaway coffee cup, planning to ignite it at the destination to create a diversion while he fled.


He entered a taxi driven by Patrick Mahlambi, who agreed to the arrangement that the fare would be collected and paid upon arrival. During the trip, the appellant persuaded Mr Mahlambi to lend him his cell phone, which the appellant then decided to steal.


Upon arrival, the appellant poured petrol and set Mr Mahlambi alight, forced him out of the vehicle, and attempted to flee with the cell phone and the taxi. The appellant was unable to start the car, which enabled Mr Mahlambi to recover sufficiently to confront the appellant, pull him from the vehicle, and pursue him. The incident ended with Mr Mahlambi and a passer-by summoning assistance, leading to the appellant’s apprehension and Mr Mahlambi’s transport to hospital.


Mr Mahlambi suffered severe burns over a large area of his body and face, experienced excruciating pain, required multiple skin grafts, was permanently disfigured, was unable to work for five months, and incurred significant medical expenses.


The High Court recorded that these facts were essentially common cause. The appellant sought to dispute certain details at trial, including asserting that petrol was poured on the taxi’s centre console rather than directly on the driver, and that he was high on drugs at the time. The Regional Court rejected these disputed aspects, and the High Court accepted that even on the appellant’s version the offence remained very serious.


3. Legal Issues


The central questions were whether the Regional Court’s sentence of 15 years’ direct imprisonment was vitiated by misdirection or was so severe as to justify interference on appeal, and specifically whether the Regional Court:


Under the first issue, the inquiry was primarily one of the application of sentencing principles to the facts, including proportionality and appellate deference in sentence appeals.


Under the second issue, the inquiry was a question of law and record-based fact, namely whether the Regional Court in substance treated the conviction as falling under statutory minimum sentencing despite recognising that minimum sentencing legislation did not apply to inchoate offences.


Under the third issue, the inquiry concerned the proper treatment of pre-trial detention in sentencing, including whether refusing to credit such detention rendered the effective sentence disproportionate or beyond jurisdiction, and what approach should be taken in light of conflicting lines of authority.


4. Court’s Reasoning


The High Court evaluated the gravity of the offending conduct and the proportionality of the sentence. It considered that the Regional Court was influenced by the serious injuries inflicted on Mr Mahlambi, and that these were an entirely foreseeable consequence of the appellant’s voluntary and premeditated acts. The High Court rejected the submission that the sentence was excessive merely because attempted robbery with aggravating circumstances might, in “ordinary” cases, attract a significantly lower sentence. It regarded the matter as falling outside a routine robbery scenario, given the deliberate use of petrol and fire, and the severe and permanent harm caused.


The High Court further addressed the Regional Court’s findings concerning the appellant’s stance at trial. It noted the Regional Court’s conclusion that the appellant had raised fictitious disputes about how the injuries were caused, and that his failure to acknowledge the full extent of the harm supported a finding of limited remorse. The High Court also dealt with the appellant’s argument that he should not be penalised for exercising the right to cross-examine. While accepting that the mere fact of pleading not guilty and cross-examining cannot in itself aggravate sentence, the High Court held that cross-examination has limits and is aimed at disputed facts. In circumstances where there were virtually no material disputes, the High Court accepted the Regional Court’s view that the manner and extent of cross-examination contributed to re-victimisation and reinforced doubts about genuine remorse.


The High Court considered personal circumstances, including the appellant’s turn to drugs following personal and professional breakdown, and his offer to pay outstanding medical expenses. It concluded that the Regional Court had taken these factors into account but ultimately found the offence sufficiently heinous and the interests of the community sufficiently strong to justify a lengthy custodial sentence. Applying the appeal threshold for interference with sentence, the High Court held it could not conclude that a 15-year sentence was disproportionate or “disturbingly inappropriate”, with reference to S v Malgas 2001 (1) SACR 469 (SCA) as to the approach to appellate interference.


On the contention that the Regional Court imposed a statutory minimum sentence, the High Court accepted that the prosecutor and probation officer appeared to have proceeded on the basis that section 51(2)(a)(i) of the Criminal Law Amendment Act 105 of 1997 applied. However, it held that the Regional Court was alive to the point that minimum sentencing legislation does not apply to inchoate crimes such as attempts, and expressly found that the minimum sentencing regime did not apply to this conviction. Accordingly, the High Court found no merit in the suggestion that the sentence was impermissibly imposed as a statutory minimum sentence.


The appeal succeeded on a narrower ground: the treatment of pre-trial detention. The appellant had spent 2 years and 3 months in custody awaiting trial. The High Court held that the Regional Court refused to credit this period because it considered the appellant responsible for delays (including a psychiatric referral and postponements for legal representation). The High Court stated that even if the appellant had caused delays, that would not in itself justify refusing to account for pre-trial incarceration at sentencing. It reasoned that pre-trial detention must be credited to avoid an effectively longer punishment than intended, and that punishment should not be extended merely as a response to perceived procedural delay, absent a proper basis to treat such delay as an aggravating factor linked to evading justice.


In addressing the appropriate approach to crediting pre-trial detention, the High Court noted that certain authorities had suggested awaiting-trial imprisonment could count as the equivalent of “twice that length”, citing S v Stephen 1994 (2) SACR 163 (W) and S v Brophy 2007 (2) SACR 56 (W). However, it emphasised that the Supreme Court of Appeal had declined to adopt a general doubling rule. Referring to S v Dlamini 2012 (2) SACR 1 (SCA), it noted that the issue had been questioned and left open, and that later cases, including S v Radebe 2013 (2) SACR 165 (SCA) and DPP v Gcwala 2014 (2) SACR 337 (SCA), rejected the notion of a fixed formula. The High Court adopted the approach that pre-trial detention must be considered, potentially with attention to conditions and reasons for prolongation, but ultimately with the question being whether the sentence is overall proportionate.


The High Court concluded that while a 15-year sentence was not disproportionate when viewed in isolation, refusal to credit the 2 years and 3 months pre-trial detention meant that the effective sentence was 15 years plus the pre-trial period, i.e. 17 years and 3 months. The court regarded this as impermissible in effect, especially as it exceeded what the Regional Court could have imposed in explicit terms. It held that the appellant should have been credited in full for that period, and that the Regional Court misdirected itself by declining to do so.


The High Court also considered an argument for an even greater reduction due to allegedly poor pre-trial prison conditions, but held that there was insufficient evidence to compare pre-trial and post-sentence conditions in this case, and that judicial notice could not be taken of a differential on the record before it.


5. Outcome and Relief


The High Court upheld the appeal to the limited extent that the Regional Court misdirected itself by failing to credit the appellant’s pre-trial incarceration.


The sentence of 15 years’ direct imprisonment imposed by the Regional Court was set aside and replaced with a sentence of 12 years and 9 months’ direct imprisonment, ordered to run from 17 September 2019.


The judgment as provided did not record a separate or additional costs order.


Cases Cited


S v Malgas 2001 (1) SACR 469 (SCA)


S v Stephen 1994 (2) SACR 163 (W)


S v Brophy 2007 (2) SACR 56 (W)


S v Dlamini 2012 (2) SACR 1 (SCA)


S v Radebe 2013 (2) SACR 165 (SCA)


DPP v Gcwala 2014 (2) SACR 337 (SCA)


Legislation Cited


Criminal Law Amendment Act 105 of 1997, section 51(2)(a)(i)


Rules of Court Cited


No rules of court were cited in the judgment as provided.


Held


The High Court held that the Regional Court’s 15-year sentence was not, on the facts, shown to be disproportionate or disturbingly inappropriate, and that the Regional Court did not in fact impose a statutory minimum sentence under section 51(2)(a)(i) of the Criminal Law Amendment Act 105 of 1997 because that regime does not apply to attempts and the Regional Court recognised this.


It held, however, that the Regional Court misdirected itself by refusing to credit the appellant with 2 years and 3 months of pre-trial detention, which had the effect of imposing a materially longer effective term of imprisonment than the nominal sentence and resulted in an effective term beyond the Regional Court’s jurisdiction if expressed directly.


It accordingly set aside the original sentence and substituted a reduced sentence reflecting full credit for the pre-trial detention period.


LEGAL PRINCIPLES


Appellate interference with sentence remains limited. A sentence will not be altered merely because an appeal court might have imposed a different sentence; interference is justified where there is a material misdirection or where the sentence is disproportionate in the relevant sense described in the authorities, including the standard articulated in S v Malgas 2001 (1) SACR 469 (SCA).


Minimum sentence legislation under section 51(2)(a)(i) of the Criminal Law Amendment Act 105 of 1997 prescribes a minimum sentence for specified completed offences (including robbery with aggravating circumstances), but the judgment applied the principle that this statutory minimum regime does not apply to inchoate offences such as attempt, and a sentencing court must be clear on whether it is sentencing within or outside the minimum sentence framework.


Pre-trial incarceration is a relevant and necessary consideration in determining a proportionate sentence. While courts must consider the time spent in custody awaiting trial, there is no fixed general rule that such detention counts as a predetermined multiple of time served. The weight to be given depends on the circumstances and must be assessed with the ultimate object of ensuring the overall sentence is proportionate, consistent with the approach reflected in S v Radebe 2013 (2) SACR 165 (SCA) and DPP v Gcwala 2014 (2) SACR 337 (SCA).


A sentencing court may not refuse to account for pre-trial detention merely because it attributes delays to the accused, absent a proper basis to treat the conduct as aggravating in a manner relevant to sentencing. Refusal to credit pre-trial detention may result in an impermissibly increased effective sentence and can constitute a misdirection warranting appellate correction.

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[2022] ZAGPJHC 116
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Du Plessis v S (A101 / 2021) [2022] ZAGPJHC 116 (28 February 2022)

IN
THE HIGH COURT OF SOUTH AFRICA
(GAUTENG
LOCAL DIVISION, JOHANNESBURG)
Case No: A101 / 2021
REPORTABLE:
NO
OF
INTEREST TO OTHER JUDGES: NO
REVISED.
In
the matter between:
DIRK
DU PLESSIS
Appellant
and
THE
STATE
Respondent
CORAM:
VALLY J and WILSON AJ
JUDGMENT
WILSON
AJ
:
1
The Regional Court convicted the appellant, Mr. Du
Plessis, of attempted robbery with aggravating circumstances, and
sentenced him
to 15 years’ direct imprisonment. With the
Regional Court’s leave, Mr. Du Plessis now appeals against that
sentence.
The
conduct underlying the conviction
2
On 15 August 2017, Mr. Du Plessis had been smoking
crystal meth at his home in Florida. He had then driven to
Braamfontein with
two friends to buy more drugs. In Braamfontein, he
was separated from his friends, and was left alone without money, and
without
any means of transport back to Florida.
3
Mr. Du Plessis established that it would cost R260 to
get a meter taxi back to Florida. Not having that money readily
available,
Mr. Du Plessis decided to induce a taxi driver to take him
back to Florida on the strength of a promise that he would pay the
driver
with money he would collect at his destination. However, Mr.
Du Plessis had no intention of paying the taxi driver. Instead, he

placed a quantity of petrol in a takeaway coffee cup. He planned to
empty the cup out in the taxi and set it alight when he reached
his
destination. This was intended to create a diversion while he escaped
without paying his fare.
4
Mr. Du Plessis got into a taxi driven by Patrick
Mahlambi. Mr. Mahlambi agreed to take Mr. Du Plessis back to Florida
on the assurance
that Mr. Du Plessis would collect the fare at his
destination and then pay Mr. Mahlambi. During the trip to Florida,
Mr. Du Plessis
convinced Mr. Mahlambi to lend him his cell phone,
which Mr. Du Plessis then decided to steal.
5
When the taxi reached its destination, Mr. Du Plessis
poured the contents of the coffee cup onto Mr. Mahlambi and set him
alight.
He then forced Mr. Mahlambi out of the car. According to the
Regional Court’s judgment on conviction, Mr. Mahlambi exited

the car “in flames”, passed out, but then woke up a short
while later on the ground.
6
Meanwhile, Mr. Du Plessis was trying to get away with
Mr. Mahlambi’s cell phone and his car. Mr. Du Plessis could not
start
the car. This delay allowed Mr. Mahlambi to recover to the
extent necessary to pull Mr. Du Plessis out of the car, stripping Mr.

Du Plessis of his shirt in the act of doing so. Mr. Du Plessis then
tried to run away. Mr. Mahlambi pursued him in the car. Where
the
road met a railway line, Mr. Mahlambi stopped the car and pursued Mr.
Du Plessis on foot. Mr. Du Plessis fell, and Mr. Mahlambi
caught up
with him. Mr. Du Plessis then got up, punched Mr. Mahlambi in the
face and attempted to get away again. Mr. Mahlambi
was again able to
apprehend Mr. Du Plessis, push him to the ground and call for help. A
passer-by responded to Mr. Mahlambi’s
calls for assistance. The
passer-by summoned the police and an ambulance.
7
Mr. Mahlambi was taken to hospital, where it was found
that he had suffered burns over a large area of the lefthand side of
his
body and face. He was in excruciating pain and needed multiple
skin grafts. His face and body are permanently disfigured. He was

unable to work for five months after the incident, and he ran up
significant medical bills.
8
These facts are essentially common cause, although Mr.
Du Plessis sought to dispute some of the details of the incident at
trial.
Mr. Du Plessis alleged that he poured petrol onto the taxi’s
centre console, and not directly onto Mr. Mahlambi. He also sought
to
mitigate his conduct by saying he was high on drugs at the time. But,
even if these aspects of Mr. Du Plessis’ version
are accepted
as true (the Regional Court, correctly in my view, found that they
are not true), this was a serious offence. The
conduct admitted by
Mr. Du Plessis would clearly have supported a charge of attempted
murder, or, at the very least, of assault
with the intent to do
grievous bodily harm. This was no run-of-the-mill robbery.
9
Considering all this, the State’s decision to
charge Mr. Du Plessis only with attempted robbery with aggravating
circumstances
raises an eyebrow. However, since the conviction is not
at issue in this appeal, I need not explore that issue further.
The
appropriateness of the sentence
10
Given the seriousness of the conduct underlying the
offence, the Regional Court sentenced Mr. Du Plessis to 15 years’
direct
imprisonment – the very maximum of its sentencing
jurisdiction. Ms. Henzen-Du Toit, who appeared for Mr. Du Plessis
before
us, criticised that sentence as excessive. It was submitted
that an “ordinary” attempted robbery, even with
aggravating
circumstances, would normally attract a sentence of five
years, and that the imposition of ten more years was disproportionate
in the circumstances.
11
I cannot agree. The Regional Court was clearly animated
by the very serious injuries Mr. Du Plessis caused, which were an
entirely
foreseeable consequence of Mr. Du Plessis’ voluntary
and premeditated acts.
12
The Regional Court found that Mr. Du Plessis had raised
fictitious disputes about the extent to which Mr. Du Plessis’
conduct
could have caused all Mr. Mahlambi’s injuries,
especially those to his face. The Regional Court also found that Mr.
Du Plessis’
failure to appreciate and own up to the full extent
of Mr. Mahlambi’s injuries (which could not have been caused by
anything
other than Mr. Du Plessis’ premediated assault)
demonstrated a lack of remorse.
13
The Regional Court could not, in addition, have been
impressed by Mr. Du Plessis’ decision to plead not guilty and
to subject
Mr. Mahlambi to a lengthy and pedantic cross-examination
on facts that were essentially common cause. Mr. Du Plessis, who was
once
an attorney, conducted that cross-examination himself. Ms.
Henzen-Du Toit submitted that Mr. Du Plessis’ exercise of the
right to cross-examination cannot, in itself, aggravate a sentence.
That is of course true. But there are limits to cross-examination.

Cross-examination is all about the exploration of disputed facts. In
this case, there were virtually no material disputes, and
no need for
Mr. Du Plessis to have put his victim through what must have been a
harrowing re-exploration of a deeply painful and
disfiguring assault.
That must have aggravated matters, both because it re-victimised Mr.
Mahlambi, and because it constituted
a further reason to doubt that
Mr. Du Plessis felt any genuine remorse for what he had done.
14
The Regional Court considered Mr. Du Plessis’
personal circumstances, including the fact that he had turned to
drugs when
his professional and family life had broken down. It also
took into account Mr. Du Plessis’ offer to pay Mr. Mahlambi’s

outstanding medical expenses.
15
However, the Regional Court ultimately decided that the
offence was so heinous; that the degree of remorse shown was so
limited;
and that the interests of the community so clearly favoured
a lengthy custodial sentence, that a 15-year term of incarceration
was appropriate. I cannot fault the Regional Court’s
conclusions in this respect. I certainly cannot conclude that the
sentence
was disproportionate or “disturbingly inappropriate”.
(See, for example,
S v Malgas
2001 (1) SACR 469
(SCA) at p
478D-G).
The
contention that the Regional Court imposed a statutory minimum
sentence
16
Ms. Henzen-Du Plessis further
contended that the Regional Court had inappropriately imposed a
statutory minimum sentence of 15 years
in a case to which it did not
apply. The nub of this argument was that both the prosecutor and the
probation officer had conducted
themselves as if Mr. Du Plessis’
offence attracted a statutory minimum sentence of 15 years in terms
of
section 51
(2) (a) (i) of the
Criminal Law Amendment Act 105 of
1997
. That provision prescribes a minimum sentence of 15 years for a
first offender convicted of robbery with aggravating circumstances,

unless substantial and compelling circumstances justify a lesser
sentence.
17
It is, of course, true that Mr. Du
Plessis was only convicted of an attempt, not of the offence of
aggravated robbery itself. It
is equally true that
section 51
(2) (a)
(i) does not apply to inchoate crimes. However, the Regional Court
was clearly alive to this, and found that the minimum
sentencing
legislation did not in fact apply to Mr. Du Plessis’
conviction. Whatever misconceptions burdened the probation
officer
and the prosecutor in this case, they were not carried through into
the Regional Court’s judgment. There is accordingly
no merit to
the contention that Mr. Du Plessis was impermissibly subjected to a
statutory minimum sentence.
Failure
to credit Mr. Du Plessis for pre-trial incarceration
18
It was finally argued that Mr. Du
Plessis had served 2 years and 3 months in pretrial detention, for
which the Regional Court should
have given him credit when it imposed
sentence. Here, Ms. Henzen-Du Toit was on much firmer ground. It is
plain from the record
that the Regional Court refused to credit Mr.
Du Plessis for his pretrial incarceration. The Regional Court found
that Mr. Du Plessis
had himself caused the delays that extended his
pretrial detention, by seeking a referral for psychiatric evaluation,
and by obtaining
postponements to brief private counsel, before
ultimately electing to represent himself.
19
It is not clear to me from the
record that Mr. Du Plessis either sought a psychiatric evaluation, or
caused any unreasonable delay
in order to obtain legal
representation. But that is beside the point. Even if Mr. Du Plessis
were responsible for the delays attributed
to him, I cannot see why
that would, in itself, disentitle him to credit for pretrial
detention at the sentencing stage.
20
We do not send people to prison for
wasting a court’s time, or for causing undue delay in judicial
proceedings, and it would
not be fair to prolong Mr. Du Plessis’
sentence even if that is what he did. Depending on the context of a
particular case,
there may, of course, be circumstances where an
accused person seeks to delay proceedings as a means to evade an
appropriate conviction
or a proper sentence. For example, delaying
the proceedings might be calculated to bring about the unavailability
of a material
witness, or the destruction of evidence. This, if
demonstrated, might ultimately be an aggravating factor when a court
considers
the sentence it should impose.
21
But that is not the case here, and
there is no reason to deny Mr. Du Plessis credit for the time he
spent in prison awaiting trial.
The Regional Court was bound to give
that credit, and it misdirected itself when it declined to do so.
22
The extent to which pretrial
detention should count towards the sentence finally imposed has been
a point of debate in the cases.
In
S v
Stephen
(1994 (2) SACR 163
(W) at
168F), Goldstein J held, relying on authority produced in Canadian
courts, that “[i]imprisonment whilst awaiting trial
is the
equivalent of a sentence of twice that length”. In
S
v Brophy
(2007 (2) SACR 56
(W) at para
18) Schwartzman J endorsed this conclusion. He bolstered it by taking
judicial notice of the conditions in which awaiting
trial prisoners
are kept and by relying on reports from the Judicial Inspector of
Prisons.
23
However, the Supreme Court of Appeal
has consistently declined to follow this approach. In
S
v Dlamini
(2012 (2) SACR 1
(SCA)),
Cachalia JA questioned its appropriateness, but ultimately left the
issue open. In
S v Radebe
(2013 (2) SACR 165
(SCA)) and in
DPP v
Gcwala
(2014 (2) SACR 337
(SCA)), Lewis
JA rejected it. Lewis JA held that the period of pretrial detention
must be considered, but that there is no general
rule applicable to
determining the credit to be given for it. It may be appropriate to
consider the conditions under which the
pretrial detention was
endured, and any reasons contributing to its prolongation. The
ultimate question, though, is whether the
sentence is, overall,
proportionate to the offence.
24
I have already concluded that the
15-year sentence the Regional Court imposed cannot be criticised as
disproportionate. The problem,
though, is that, because the Regional
Court declined to give Mr. Du Plessis any credit for the time he had
already served, 15 years
was not really the sentence imposed. The
sentence imposed was effectively one of 17 years and 3 months, which
would, in itself,
have been beyond the Regional Court’s
jurisdiction had it been imposed in those terms.
25
Mr. Du Plessis ought to have been
credited in full for his pretrial detention. For that reason, and
only that reason, the appeal
should succeed, and Mr. Du Plessis’
sentence ought to be reduced by 2 years and 3 months.
26
It was contended during argument
that Mr. Du Plessis ought to be given a greater reduction in
sentence, owing to the poor conditions
in which he was incarcerated
before trial. The problem with this contention is that there are no
facts before us to demonstrate
that Mr. Du Plessis’ pretrial
detention was appreciably worse than his incarceration as a sentenced
prisoner. Mr. Du Plessis’
application for leave to appeal makes
some allegations about his pretrial conditions, but none about those
he has had to endure
while serving his sentence. An informed
comparison is accordingly impossible. I am not satisfied that the
difference between pretrial
and post-trial prison conditions is so
well-known as to be capable of judicial notice. However, this does
not mean that, on properly
adduced evidence, and in a proper case,
pretrial detention ought not to count for more than the period
actually served. I conclude
only there are no facts on which I can
reach that conclusion in this case.
Order
27
For all these reasons, I propose
that we allow the appeal and set aside the sentence imposed by the
Regional Court. I would replace
the Regional Court’s sentence
with a sentence of direct imprisonment for 12 years and 9 months, to
run from 17 September
2019.
S
D J WILSON
Acting
Judge of the High Court
I
agree. It is so ordered
VALLY
J
:
.
HEARD
ON:
24 February
2022
DECIDED
ON:
28 February 2022
For
the Appellant:
J Henzen-Du Toit
Instructed by Legal Aid
South Africa
For
the Respondent:      VE Mbaduli
Instructed by the
National Prosecuting Authority